Majority and Dissenting Opinions filed September 19, 2017.
In The
Fourteenth Court of Appeals
NO. 14-16-00232-CR
MICHAEL E. C. DONALD, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 149th District Court
Brazoria County, Texas
Trial Court Cause No. 77089-CR
DISSENTING OPINION
Because I would find the first prong of Strickland has not been satisfied, I
respectfully dissent.
In considering an ineffective-assistance claim, we indulge a strong
presumption that counsel’s actions fell within the wide range of reasonable
professional behavior and were motivated by sound trial strategy. Strickland v.
Washington, 466 U.S. 668, 687, 694 (1984); see Thompson v. State, 9 S.W.3d 808,
813 (Tex. Crim. App. 1999); Jackson v. State, 877 S.W.2d 768, 771 (Tex. Crim.
App. 1994). To overcome this presumption, a claim of ineffective assistance must
be firmly demonstrated in the record. Thompson, 9 S.W.3d at 814. In most cases,
direct appeal is an inadequate vehicle for raising such a claim because the record is
generally undeveloped and cannot adequately reflect the motives behind trial
counsel’s actions. Rylander v. State, 101 S.W.3d 107, 110–11 (Tex. Crim. App.
2003); Thompson, 9 S.W.3d at 813–14. When the record is silent regarding trial
counsel’s strategy, as here,1 we will not find deficient performance unless the
challenged conduct was “so outrageous that no competent attorney would have
engaged in it.” Goodspeed v. State, 187 S.W.3d 390, 392 (Tex. Crim. App. 2005).
“[J]judicial scrutiny of counsel’s performance must be highly deferential”
with every effort made to eliminate the distorting effects of hindsight. Robertson v.
State, 187 S.W.3d 475, 483 (Tex. Crim. App. 2006); accord Lopez v. State, 343
S.W.3d 137, 143 (Tex. Crim. App. 2011). The Strickland court cautioned us to avoid
an intrusive post-trial inquiry into attorney performance because such an inquiry
would encourage the proliferation of ineffectiveness challenges. Robertson, 187
S.W.3d at 483 (citing Strickland, 466 U.S. at 690). To that end, we are instructed
that, in order for an appellate court to find that counsel was ineffective, counsel’s
deficiency must be affirmatively demonstrated in the trial record. Lopez, 343 S.W.3d
at 142. The Texas Court of Criminal Appeals further advises, “[w]hen such direct
evidence is not available, we will assume that counsel had a strategy if any
reasonably sound strategic motivation can be imagined.” Id. at 143.
The majority concludes trial counsel rendered ineffective assistance by
stipulating to three prior convictions for family violence assault alleged in the
1
Appellant filed a motion for new trial, but it did not include any grounds of ineffective
assistance of counsel.
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indictment when only one such prior conviction was required for jurisdictional
purposes. As noted in the majority, the indictment alleged appellant had four prior
convictions for family violence assaults occurring in April 2009, May 2011,
November 2013, and July 2015. After the indictment was read to the jury, appellant
entered a plea of “not true” to the April 2009 conviction but pled “true” to the three
remaining convictions. Following the testimony of the State’s witnesses, the
following exchange took place:
[The State]: It is, Your Honor. State, at this time, would like to tender
and offer State’s 5, 6, and 7, certified copies of the three enhancement
paragraphs the defendant has pled true to, with the stipulation that we
had just spoken about from the defense and agreed to outside the
presence of the jury.
(State’s Exhibit Nos. 5, 6, and 7offered)
[Defense Counsel]: No objections, Your Honor.
THE COURT: Those are all admitted.
(State’s Exhibit Nos. 5, 6, and 7admitted)
THE COURT: And in regard to the first enhancement paragraph?
[The State]: The State is going to abandon the first enhancement
paragraph styled as Cause No. 169684 the defendant pled not true to.
THE COURT: All right. Thank you.
Appellant’s complaint on appeal is that he “did not receive effective assistance
of counsel where trial counsel . . . failed to stipulate to only one jurisdictional
enhancement paragraph showing that Appellant has previously been convicted of
assault family violence.” No complaint is made regarding appellant’s entry of “true”
to the same three enhancement paragraphs to which trial counsel stipulated. The
stipulation occurred outside the jury’s presence, after the close of the State’s
evidence, and was made by trial counsel. Appellant’s pleas of true, on the other hand,
were made in the jury’s presence, before any testimony, and were made by appellant.
Thus one act was performed by trial counsel and the other was performed by
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appellant. Given the fact that the two acts were also not contemporaneous, it was
incumbent upon appellant to at least allege in his brief that his act of pleading “true”
in open court was, in any form or fashion, due to counsel’s ineffective assistance.
The jury was present when appellant entered a plea of “true” to the family
violence assaults occurring in May 2011, November 2013, and July 2015. Absent a
supporting record to the contrary, I cannot agree that trial counsel’s decision to then
stipulate to the same three convictions is conduct so outrageous that no competent
attorney would have done the same. Accordingly, I dissent.
/s/ John Donovan
Justice
Panel consists of Chief Justice Frost, Justices Donovan and Wise. (J. Donovan
dissenting).
Publish — Tex. R. App. P. 47.2(b).
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