ACCEPTED
04-17-00626-CV 04-17-00626-CV
FOURTH COURT OF APPEALS
SAN ANTONIO, TEXAS
9/27/2017 2:45 PM
626
No. 04-17-___-CV
FILED IN
4th COURT OF APPEALS
IN THE COURT OF APPEALS SAN ANTONIO, TEXAS
FOR THE FOURTH DISTRICT OF TEXAS09/27/2017 2:45:25 PM
KEITH E. HOTTLE
CLERK
IN RE SOUTHCROSS ENERGY PARTNERS, GP LLC, Relator
From the 229th Judicial District Court of Duval County, Texas
Cause No. DC-16-139
The Honorable Ana Lisa Garza, presiding
PETITION FOR WRIT OF MANDAMUS
Wallace B. Jefferson Thomas C. Wright
State Bar No. 00000019 State Bar No. 22059400
Rachel A. Ekery Jessica Z. Barger
State Bar No. 00787424 State Bar No. 24032706
Nicholas Bacarisse E. Marie Jamison
State Bar No. 24073872 State Bar No. 24044647
ALEXANDER DUBOSE JEFFERSON & Elizabeth H. Rivers
TOWNSEND LLP State Bar No. 24052020
515 Congress Avenue, Suite 2350 WRIGHT & CLOSE, LLP
Austin, Texas 78701 One Riverway, Suite 2200
(512) 482-9300 Houston, Texas 77056
(512) 482-9303 (facsimile) 713-572-4321
713-527-4320 (facsimile)
Counsel for Relators
ORAL ARGUMENT REQUESTED
IDENTITY OF PARTIES AND COUNSEL
Relator:
Southcross Energy Partners, GP LLC
Relator’s Counsel:
Wallace B. Jefferson
Rachel A. Ekery
Nicholas Bacarisse
ALEXANDER DUBOSE JEFFERSON &
TOWNSEND LLP
515 Congress Avenue, Suite 2350
Austin, Texas 78701
Thomas C. Wright
Jessica Z. Barger
E. Marie Jamison
Elizabeth H. Rivers
WRIGHT & CLOSE, LLP
One Riverway, Suite 2200
Houston, TX 77056
Ernest P. Gieger, Jr.
Brendan P. Doherty
GIEGER, LABORDE & LAPEROUSE, L.L.C.
5151 San Felipe, Suite 750
Houston, Texas 77056
Real Parties in Interest:
Ivy Gonzalez, on behalf of M.R. Gonzalez and M.N. Gonzalez, minor children
Amy Gonzalez and Jesus Gonzalez, Sr., as heirs at law of Jesus Gonzalez, Jr.
Rene Elizondo
Real Parties’ Counsel:
David Rumley
Ross W. Evans
2
WIGINGTON RUMLEY DUNN & BLAIR, L.L.P.
123 N. Carrizo Street
Corpus Christi, Texas 78401
Mark A. Gonzalez
ATTORNEY AT LAW
924 Leopard Street
Corpus Christi, Texas 78401
Baldemar Gutierrez
J. Javier Gutierrez
Ana Gutierrez Castillo
THE GUTIERREZ LAW FIRM, INC.
700 E. Third St.
Alice, Texas 78332
Russell S. Post
Chad Flores
Mary Kate Raffetto
BECK REDDEN
1221 McKinney, Suite 4500
Houston, Texas 77010-2010
Bryan K. Harris
Kevin W. Liles
Stuart R. White
LILES HARRIS WHITE, PLLC
500 North Water Street, Suite 800
Corpus Christi, Texas 78401-0232
Respondent:
Hon. Ana Lisa Garza
229th District Court of Duval County
400 E. Gravis
San Diego, TX 78384
P.O. Box 1070
San Diego, TX 78384
3
TABLE OF CONTENTS
Page
IDENTITY OF PARTIES AND COUNSEL ............................................................ 2
INDEX OF AUTHORITIES......................................................................................6
STATEMENT OF THE CASE ..................................................................................8
STATEMENT OF JURISDICTION........................................................................10
STATEMENT REGARDING ORAL ARGUMENT .............................................11
REQUEST FOR TEMPORARY EMERGENCY RELIEF ....................................12
ISSUES PRESENTED.............................................................................................13
PRELIMINARY STATEMENT .............................................................................15
STATEMENT OF FACTS ......................................................................................16
A. The jury trial, charge of the court, and first verdict. ...........................16
B. Discharged jurors talk with the lawyers about the verdict
and damages award. ............................................................................18
C. The trial court orders jurors back to the courthouse, the
jurors further discuss the verdict in the jury room, and the
court accepts evidence that impeaches the verdict’s
damages award. ...................................................................................19
D. The trial court orders the jury to redeliberate, allows the
jury to render a second verdict, and then accepts the
second verdict. .....................................................................................20
SUMMARY OF THE ARGUMENT ......................................................................22
ARGUMENT ...........................................................................................................23
I. The trial court’s decision to reconvene the jury and receive
evidence to impeach the jury’s verdict, and allow that
same jury to redeliberate was arbitrary and unreasonable. ................. 23
4
A. Trial courts are prohibited from reconvening
jurors after they have been discharged and
intermingled with the public. ..........................................23
B. Trial courts are expressly prohibited under
Rule of Evidence 606 from receiving
evidence to invalidate a jury verdict after the
verdict has been accepted. ..............................................26
C. Allowing the “jury” to redeliberate and
accepting a second verdict is a clear abuse of
discretion warranting mandamus. ...................................29
II. The trial court’s actions undermining the jury’s initial,
sworn verdict were an abuse of discretion. The initial
verdict was complete, fully responsive to the questions in
the charge, and not conflicting. ...........................................................30
III. There is no adequate remedy by appeal. .............................................34
CONCLUSION ........................................................................................................37
RULE 52.3(J) CERTIFICATION ............................................................................39
CERTIFICATE OF COMPLIANCE .......................................................................39
CERTIFICATE OF SERVICE ................................................................................40
APPENDIX .............................................................................................................42
5
INDEX OF AUTHORITIES
Page
Cases
Adams v. Houston Lighting & Power, Co.,
314 S.W.2d 826 (Tex. 1958) ................................................................................30
Archer Daniels Midland Co. v. Bohall,
114 S.W.3d 42 (Tex. App.—Eastland 2003, no pet.) ................................... 30, 32
Branham v. Brown,
925 S.W.2d 365 (Tex. App.—Houston [1st Dist.] 1996, no writ) ............... passim
Caylat v. Houston E. & W. Ry. Co.,
113 Tex. 131, 252 S.W. 478 (Tex. 1923)...................................................... 23, 29
Dietz v. Bouldin,
136 S.Ct. 1885 (2016) ................................................................................... 24, 25
Dilbeck v. Ideal Bread Co.,
562 S.W.2d 563 (Tex. Civ. App.—Texarkana 1978, no writ).............................31
Faulk v. Bluitt,
211 S.W.3d 418 (Tex. App.—Waco 2006, pet. denied) ......................................35
Ford Motor Co. v. Castillo,
279 S.W.3d 656 (Tex. 2009) ......................................................................... 27, 29
Golden Eagle Archery, Inc. v. Jackson,
24 S.W.3d 362 (Tex. 2000) ..................................................................................29
Hyundai Motor Co. v. Vasquez,
189 S.W.3d 743 (Tex. 2006) ................................................................................25
In re Estate of McNutt,
No. 04–15–00110–CV, 2016 WL 519732 (Tex. App.—San Antonio
Feb. 10, 2016, pet. denied) ...................................................................................27
In re Prudential Ins. Co. of Am.,
148 S.W.3d 124 (Tex. 2004) ......................................................................... 34, 37
6
In re Team Rocket, L.P.,
256 S.W.3d 257 (Tex. 2008) ................................................................................37
In re Toyota Motor Sales, U.S.A., Inc.,
407 S.W.3d 746 (Tex. 2013) ................................................................................35
In re United Servs. Auto. Ass’n,
307 S.W.3d 299 (Tex. 2010) ................................................................................34
McCarty v. Morrison,
468 S.W.2d 350 (Tex. 1971). ...............................................................................35
Wilkins v. Methodist Health Care Sys.,
160 S.W.3d 559 (Tex. 2005) ................................................................................35
Statutes
TEX. GOV’T CODE § 22.201......................................................................................10
TEX. GOV’T CODE § 22.221......................................................................................10
Rules
TEX. R. APP. P. 39.1 .................................................................................................11
TEX. R. CIV. P. 226 ...................................................................................................29
TEX. R. CIV. P. 293 ...................................................................................................35
TEX. R. CIV. P. 294 ...................................................................................................29
Tex. R. Civ. P. 295 ...................................................................................... 24, 32, 33
TEX. R. CIV. P. 300 ...................................................................................................35
TEX. R. CIV. P. 327 ...................................................................................................26
TEX. R. EVID. 606 .....................................................................................................26
7
STATEMENT OF THE CASE
Nature of the case: Plaintiffs/Real Parties in Interest brought this lawsuit
against Defendant/Relator Southcross Energy Partners,
GP LLC, alleging negligence and gross negligence
stemming from a workplace accident. (MR 309–13) After
a five-day trial, the jury returned its verdict in open court.
(MR 122–27) The trial court polled the jurors, accepted
the verdict, released the jurors from their previous
instructions, and discharged the jury. (MR 128–34)
Thereafter, Plaintiffs’ counsel interviewed one or more
jurors and then asked the trial court to bring the jurors back
to the courthouse from their homes to redeliberate because
at least one juror mentioned she thought the damages
would be multiplied by the court. (MR 186–207) The trial
court reconvened the jury, examined the jurors about their
deliberative process, accepted jurors’ testimony to
impeach the verdict, and ordered the jury to redeliberate
and render a new verdict, all over the vociferous
objections of Southcross’s counsel. (MR 236–37) The trial
court accepted this second verdict and is considering
whether the first or second verdict should be entered as a
final judgment as Southcross. (MR 245–46)
Trial court: 229th Judicial District Court of Duval County, Texas;
Hon. Ana Lisa Garza, presiding.
Trial court’s actions: After accepting the initial $31 million verdict and
discharging the jury, the trial court, based on ex parte
communications between Plaintiffs’ counsel and the
foreperson, summoned the jury to return to be questioned
about their deliberations and the intent of their verdict.
Through this improper questioning, the jurors indicated
that they thought the numbers they wrote down in the
charge would be multiplied and prior to the questioning,
they spoke about why they were asked to return to the
courthouse. Based on this improperly received evidence,
the trial court (after being able to discuss the effect of their
verdict with Plaintiffs’ counsel, the court, and amongst
themselves) actually allowed the jury to redeliberate and
8
return a second verdict represented by a second set of
numbers written next to the original set. (MR 284–302) The
trial court accepted this second verdict which increased the
first verdict by nearly $141 million.
9
STATEMENT OF JURISDICTION
This Court has jurisdiction to issue a writ of mandamus when a trial court
abuses its discretion. See TEX. GOV’T CODE § 22.221(a), 22.002(a). Jurisdiction is
proper under section 22.221(b) of the Texas Government Code because the
Respondent is a district court judge in Duval County, Texas, which is one of the
counties within the Fourth Court of Appeals’ district. Id. §§ 22.201(f), 22.221(b).
Further, this case is important to the jurisprudence of the state because the trial
court’s rulings conflict with the decisions of Texas courts of appeals, are contrary to
procedural and evidentiary rules, and violate the parties’ substantive, constitutional
rights. The trial court’s rulings reconvening the discharged jury after multiple jurors
had communicated with the lawyers on the case, receiving inadmissible evidence to
impeach a jury verdict, and allowing a jury to render a second “verdict” violate
Texas’s long-standing public policy and practice against tainting jury deliberations
and verdicts.
10
STATEMENT REGARDING ORAL ARGUMENT
Relator believes that abuse of discretion is apparent from the face of the
record, but respectfully requests oral argument because this issues raised are
important to the jurisprudence of the State of Texas, and argument may significantly
aid the Court in considering the issues presented in this matter. TEX. R. APP. P. 39.1.
11
REQUEST FOR TEMPORARY EMERGENCY RELIEF
As detailed in the separate motion filed with this mandamus petition, Relator
asks the Court for a stay of any order or judgment that purports to give any effect to
the “second verdict” returned by the improperly re-impaneled jury around 10 p.m.
on Friday, September 22, 2017. The need for expedited treatment arises from the
fact that the trial court has set a hearing for 9:30 a.m. on Friday, September 29, 2017,
to determine whether she will actually enter judgment on this second verdict.
Because the “second verdict” is a void result of an unauthorized procedure, Relator
respectfully requests that this Court stay the hearing and any action giving effect to
it until the Court has an opportunity to rule on this petition for writ of mandamus.
12
ISSUES PRESENTED
1. The trial court’s reassembling of the jury and receiving evidence to impeach
the jury’s first verdict violates the Rules of Procedure, the Rules of
Evidence, and a century of Texas law. A trial court abuses its discretion if it
reconvenes a jury after jurors have been discharged and have mingled with
the lawyers on the case and general public. Here, the trial court ordered the
jurors back to the courthouse about an hour after the verdict had been accepted
and the jury was discharged. A majority of the jurors had left the courthouse,
some jurors had gone home, some to other places, and others talked to
Plaintiffs’ counsel about the verdict. After being discharged and questioned
by Plaintiffs’ counsel, the foreperson allegedly informed Plaintiffs’ counsel
that the verdict was intended to be larger. The trial court, contrary to
procedural and evidentiary rules, ordered all jurors to return to the courthouse
and thereafter accepted jurors’ testimony as competent evidence to impeach
the verdict that had been previously accepted by the trial court. The trial court
abused its discretion by reconvening the jury and receiving evidence to
impeach the validity of the verdict. The jurors’ testimony should be
disregarded and stricken from the record. The trial court’s rulings and actions
are a clear abuse of discretion, and the second verdict should also be stricken
from the record.1
2. The trial court abused its discretion in allowing the jury to redeliberate and
significantly change its original verdict—after being discharged and
mingling with Plaintiffs’ counsel. After its erroneous questioning of the
jurors, the trial court compounded its error by allowing the jury to redeliberate
after the first verdict. By recalling the discharged jury and ordering it to
deliberate again, the trial court effectively granted a new trial—but then
skipped the trial and went right to the verdict. Jurors redeliberated, and
rendered a new verdict on only the damage awards. This was a clear abuse of
discretion, and mandamus is appropriate.
3. The trial court abused its discretion by receiving the second verdict. The first
verdict was accepted, is complete, and is without “mistake.” In this case,
Plaintiffs’ counsel had no objections to the final jury charge (in fact, the trial
court essentially gave Plaintiffs’ counsel the charge they wanted). The jury
1
By requesting that the erroneous second verdict be stricken from the record, Relator is not
agreeing to the first verdict. Relator reserves all rights to appeal any judgment based on that
verdict as well, on the merits.
13
deliberated the first time for approximately three hours and without questions
to the trial court. The verdict was read in open court and accepted by the trial
court. The jury was polled and then discharged. There is no mistake in the
jury’s verdict—post-verdict regrets and reservations are not mistakes
warranting withdrawal of a verdict. The trial court should have addressed this
verdict in an eventual judgment and should never have summoned the jurors
to return. Allowing the jury to return this second verdict after tainted
questioning was clearly an abuse of discretion for which no adequate remedy
by appeal is available. Because of the significant size of the second verdict
and many implications if such a verdict is given credence in a final judgment,
mandamus is appropriate.
14
PRELIMINARY STATEMENT
The trial court’s unauthorized actions in this case are without an analog in
Texas law. After accepting a $31 million verdict, the court discharged the jury,
released it from its instructions, and sent the jurors home. Plaintiffs’ counsel then
spoke privately with multiple jurors, at least one of whom left this ex parte meeting
telling a tale, unmoored in the charge or any instruction, that the jury had meant for
its award to be multiplied. Without license in Texas law, the court recalled the
released jurors. Contrary to Texas law, it took evidence regarding the jury’s verdict.
On the basis of this evidence, it ordered the jury to deliberate again, and it then
accepted (or “received”) the jury’s tainted, $172 million second verdict.
This mandamus petition addresses several rulings by the trial court: (1)
ordering the jury to reconvene; (2) accepting testimony to impeach and invalidate
the verdict; (3) undermining the jury’s initial verdict that had been accepted by the
court; (4) ordering the discharged jurors to redeliberate; and (5) allowing the jury to
return a second verdict and “receiving” this “verdict.”
Relator requests that this Court order the trial court to vacate these orders and
strike the inadmissible evidence on which they were based. The trial court’s actions
violate Southcross’s right to a trial by an untainted jury; are tantamount to ordering
a new trial (and skipping the trial, proceeding directly to a second verdict); and
15
constitute a clear abuse of discretion for which no adequate remedy by appeal exists.
A writ of mandamus should issue.
STATEMENT OF FACTS
The underlying personal injury and death lawsuit stems from a workplace
accident that occurred during a hot tap procedure. Plaintiffs 2 sued numerous
defendants, including Southcross Energy Partners, GP LLC (“Southcross”). (MR
303) Ivy Gonzalez, the ex-wife of Jesus Gonzalez, Jr., who sustained fatal injuries
during the accident, sued on behalf of the estate of Jesus Gonzalez, Jr. (the “estate”)
and his two minor children, M.R. and M.N. (“Gonzalez children”). Amy and Jesus
Gonzalez, Sr., the parents of Jesus Gonzalez, Jr., sued as wrongful death
beneficiaries (“Gonzalez parents”). Rene Elizondo, who sustained a broken leg in
the accident, also sued Southcross. Plaintiffs alleged negligence and gross
negligence against Southcross. (MR 309)
A. The jury trial, charge of the court, and first verdict.
On September 18, 2017, the underlying case was called to trial. Counsel for
both sides announced they were ready to proceed. The jury was selected and then
sworn in by the trial court. After both sides rested and all evidence was closed, the
2
Real Parties in Interest are referred to herein as “Plaintiffs,” though they were technically
Defendants/Cross-Plaintiffs below.
16
trial court charged the jury precisely as Plaintiffs requested.3 (MR 323–44) The
jurors affirmed to the court that they understood the jury charge and returned to the
jury room to deliberate. (MR 365) After a few hours of deliberations, the jury
returned a verdict, awarding $11.42 million in economic and non-economic damages
collectively to all Plaintiffs and $20 million in punitive damages to the estate and
Elizondo. (MR 122–27, 284–302)
The jury’s verdict was announced in open court, without objection. (MR 122–
27) Upon the request of counsel, the jury was polled and jurors affirmed their verdict.
(MR 128–31) With no objection to the verdict and no objection to the jury poll, the
trial court accepted the jury’s verdict. (MR 134) The trial court asked the lawyers to
propose a final judgment to be entered the following week. (MR 136)
The trial court discharged the jury and released the jurors from the court’s
strict instruction not to talk to any person about the case. (MR 132–33) Their notes
were destroyed as their duties as jurors were over. (MR 232) The jurors then left the
courtroom; most left the courthouse and returned to their homes. (MR 166, 193–
219)
3
At the charge conference, counsel for Plaintiffs submitted his proposed jury charge. Over
Southcross’s objections, the trial court granted every definition, instruction, and question
requested by Plaintiffs’ counsel. (MR 323–44) Plaintiffs’ counsel did not object to the final
jury charge that was submitted to the jury. (MR 323–44)
17
B. Discharged jurors talk with the lawyers about the verdict and damages
award.
After the 12 jurors were discharged, at least half of them went home. A few
jurors, including the foreperson, stayed near the courtroom and spoke with the
Plaintiffs’ lawyers. The foreperson talked with Plaintiffs’ lawyers about the case and
the verdict. In her conversation with the lawyers for Plaintiffs, it was “brought it to
her attention” that the jury had not awarded the large amounts Plaintiffs’ counsel,
Mr. Rumley, requested in his closing, though she told Plaintiffs’ counsel they
thought the verdict was going to be multiplied after the fact. (MR 189) The
foreperson agreed with Plaintiffs’ counsel that “you can’t put a price on life.” (MR
187) The foreperson then “made phone calls.” (MR 189)
Another juror, who went home after the verdict, talked to Plaintiffs’ counsel
about the verdict. (MR 201) Apparently on a first name basis with Plaintiffs’
counsel, the juror talked with “Mark” about how it is hard to “put a number on
someone’s life.”4 (MR 201) Other jurors talked to the lawyers about the case and
verdict before they left the courthouse. (MR 166–67, 173)
4
Mark Gonzalez is listed on the pleadings as counsel of record, along with David Rumley.
18
C. The trial court orders jurors back to the courthouse, the jurors further
discuss the verdict in the jury room, and the court accepts evidence that
impeaches the verdict’s damages award.
The court conducted a hearing in which Plaintiffs’ counsel, but not defense
counsel, participated. (MR 164) Afterwards, the court instructed all counsel to return
to the courthouse. Over Southcross’s objection, the trial court then reassembled the
discharged jurors in the courthouse. (MR 166) The jury5 was first ordered to the jury
room where they remained together without any instructions and discussed their first
verdict and the effect of their answers for at least 30 minutes amongst themselves.
(MR 173, 176) This was after some of the jurors had met with Plaintiffs’ counsel.
While waiting in the jury room, the foreperson told the jurors that the court had
called them back because they had made a “mistake” by not multiplying the damages
award (by 50). (MR 186–87, 194, 206–07) Thus, before being questioned
individually, the jurors—as a group—had an opportunity to discuss their verdict, the
effect of their answers, and the reason they had been called back. (MR 212 (they all
talked about it in the jury room before being called out to testify))
The court then accepted testimonial evidence from each juror regarding the
verdict and whether each juror had intended to award the amounts that were actually
5
Because the discharged jurors were not sworn in again, and were not given the mandatory
instructions for jurors under Rule 226a (“the court must five instructions to the jury panel”),
the group of former jurors does not constitute a lawful jury. We refer to them as the “jury”
herein for lack of a word for “former jurors improperly re-assembled.”
19
stated on the verdict form. (MR 193–219) Most of the jurors said they thought the
numbers would be multiplied (MR 193–219)—although why they thought that given
the clear wording of the standard PJC damages questions is a mystery. One juror
was confused, saying there was “something about a multiplication” but gave no
indication of what number he thought would be multiplied or by how much. (MR
208) Another juror said she thought the numbers would be divided by 15. (MR 211)
One juror said he told the others their numbers would not be multiplied and that the
final number would be what they wrote down. (MR 213–14)
D. The trial court orders the jury to redeliberate, allows the jury to render
a second verdict, and then accepts the second verdict.
After conversations with jurors, Plaintiffs’ counsel asked the trial court to
reexamine the verdict. (MR 224) Specifically, Plaintiffs’ counsel represented to the
trial court that the jury “misunderstood” the jury charge and instructions of the court
regarding the damages. (MR 224) Counsel told the court that the jury believed the
amounts they awarded were on an annual basis and that the court would multiply
those amounts by 50, the life expectancy of Jesus Gonzalez, Jr. (MR 186–87) But
not all of the jurors suffered from this same misapprehension. (MR 212–14)
Southcross objected to the entire procedure of revisiting the verdict, to taking
evidence to impeach the verdict, instructing the jury to redeliberate after they had
been subject to outside influence, and taking a “second verdict.” (MR 170–79)
20
After receiving the jurors’ testimony in violation of governing precedents and
Rule 606, urged on by Plaintiffs’ counsel, the trial court accepted the testimony as
credible evidence to impeach the verdict and sent the jury back to deliberate again.
(MR 236–37) The jury was ordered to render their new damages award on the
original jury verdict form. (MR 236) The jury was not sworn in again by the trial
court, and was not given the instructions again about not talking to anyone. The only
instructions the court gave to the jury when she called them back as a group into the
courtroom, and before sending them back to “re-deliberate” were these:
THE COURT: I am putting you all in jail. Ha, ha I am just kidding. You
may be seated. Okay, ladies and gentlemen of the jury, what I am going
to have you all do now I am going to give you a red pen. With the red
pen you are to write the numbers that you meant to write as per your
discussions at the bench a while ago. If the numbers change the persons
that are members in accord with the verdict, then those additional
people sign with the red pen, if it becomes unanimous in other words. I
don't know that it will or not but if it does you sign the additional two
names or one name, whatever it may be. And that's all I am going to
say. That's all I can say. So here is the red pen, go back to the jury room
and begin your deliberations.”
(MR 236) (emphasis added)
After this rather astounding instruction, the jury returned to the jury room,
“redeliberated” for approximately an hour and a half, followed the court’s redlining
instructions, and inserted strikingly inflated new numbers on the same verdict form.
Although a few of the amounts remained the same, most of the individual damages
were increased by using a range of random multipliers, including 1.3, 1.6, 2, 2.5, 17,
21
to 50—clearly showing this is not the result of some scrivener’s error. (Tab 2) While
Plaintiffs’ counsel informed the trial court that the jury’s mistake had to do with
future damages only (MR 175), the jury actually wrote new (and much higher)
numbers down for past damages as well. (MR 292–97) The jurors did not re-sign
the verdict form after the second deliberation, and there is therefore no certificate
for the second “verdict.”
At the end of the second deliberation, around 10:38 p.m., the trial court
received the second verdict and polled the jury again. (MR 245–46)
SUMMARY OF THE ARGUMENT
The rulings at issue constitute clear abuses of discretion, for which there is no
adequate remedy by appeal. The trial abused its discretion by: (1) reassembling a
jury after they had been discharged and mingled with the lawyers and went home;
(2) receiving evidence to impeach a jury’s verdict that had already been accepted by
the court; (3) allowing the jurors to redeliberate despite the fact that the first verdict
was complete and without conflicting findings or mistake; and (4) receiving a second
verdict which increased the damages by $141 million.
In sum, the jurors’ testimony should be disregarded and stricken from the
record, as well as the second erroneous verdict. The trial court’s rulings are clear
abuses of discretion, and if not corrected now, there is no adequate remedy on appeal.
22
Mandamus is appropriate to remedy this potentially egregious error before a costly,
erroneous, and damaging verdict is entered into judgment.
ARGUMENT
I. The trial court’s decision to reconvene the jury and receive evidence to
impeach the jury’s verdict, and allow that same jury to redeliberate, was
arbitrary and unreasonable.
A. Trial courts are prohibited from reconvening jurors after they
have been discharged and intermingled with the public.
Once a jury is discharged from their oaths, they are subject to contact with
and influence by the parties and others so that the jury cannot be reconstituted. See
Caylat v. Houston E. & W. Ry. Co., 113 Tex. 131, 252 S.W. 478, 482–83 (Tex.
1923).
In this case, the trial court discharged the jury and released jurors from the
court’s strict instruction not to talk to any person about the case. (MR 132) The jurors
left the courtroom. (MR 134) Some jurors went home and others stayed to talk with
Plaintiffs’ lawyers. There is no doubt that the jury in this case was discharged and
spoke to the lawyers and general public about this case and its verdict. (MR 166,
193–219) The foreperson even made phone calls after she talked to Plaintiffs’
counsel about the damages awarded in the case. (MR 189) Because the jury had been
discharged and mingled with the lawyers and public, the trial court was prohibited
from ordering the jury back to the courtroom. See id.; see also Branham v. Brown,
23
925 S.W.2d 365, 368 (Tex. App.—Houston [1st Dist.] 1996, no writ) (it is error to
reconvene a jury after it has been discharged and has mingled with the public).
In the trial court, Plaintiffs relied on Dietz v. Bouldin, 136 S.Ct. 1885 (2016),
for the proposition that a trial court has inherent power to recall a discharged jury to
continue deliberating. But Dietz does not help Plaintiffs. First, neither of the
preconditions to application of the Dietz rule apply here. Dietz concluded that the
federal district court had an inherent power to recall a jury because the Federal Rules
of Civil Procedure “do not place limits on a [district] court’s ability to rescind a prior
order discharging a jury.” Id at 1893. The Texas Rules, by contrast, limit recall to
specific circumstances not present here. See TEX. R. CIV. P. 295. And the reason for
the discharge in Dietz was a verdict that, on its face, was “legally impermissible.”
136 S.Ct. at 1890. Here, there was no such defect on the face of the verdict; rather,
the court resorted to inadmissible evidence to recall the jury.
Second, the Dietz court cabined district courts’ inherent power to recall
discharged juries to circumstances in which it could be ensured that the jury was not
tainted after discharge. Id. at 1894 (“Any suggestion of prejudice in recalling a
discharged jury should counsel a district court not to exercise its inherent power.”).
It held that discharge was permissible there because the discharge lasted only a few
minutes and the “jurors did not speak to any person about the case after discharge.”
Id. at 1895. The circumstances here are far different:
24
• Several jurors had already gone home when recalled, where they could
have talked to many different people, and the delay lasted much more
than the “few minutes” approved in Dietz.
• The jurors talked to many people—most notably to Plaintiffs’ counsel,
but also the court, court staff, and each other. See id. at 1894 (“Even
apparently innocuous comments about the case from someone like a
courtroom deputy such as ‘job well done’ may be sufficient to taint a
discharged juror . . . .”); id. (warning of the “potential for taint” after
discharge because “it is not uncommon for attorneys or court staff to
talk to jurors post-discharge”).
• Plaintiffs’ counsel advised the foreperson, and through her the entire
jury, that Plaintiffs would not receive what the jury supposedly
intended.6 The jury would thus have understood the order to deliberate
again as an order to arrive at a larger verdict. Cf. id. at 1894–95
(warning of the possibility that reactions to a verdict will “cause jurors
to begin to reconsider their decision”).
Dietz thus does not apply in Texas, and even if it did it would not permit a
jury to deliberate a second time after speaking to a party’s counsel about how it
arrived at its verdict. Rendition of judgment on the tainted second verdict would
violate Southcross’s constitutional right to an impartial jury. See id. at 1893 (“The
inherent power to rescind a discharge order and recall a dismissed jury, therefore,
must be carefully circumscribed, especially in light of the guarantee of an impartial
jury that is vital to the fair administration of justice.”); Hyundai Motor Co. v.
6
It is not clear whether anyone advised the jurors that their verdict would be reduced by a
settlement credit.
25
Vasquez, 189 S.W.3d 743, 749 (Tex. 2006) (“The Bill of Rights of the Texas
Constitution guarantees litigants a right to trial by a fair and impartial jury.”)
B. Trial courts are expressly prohibited under Rule of Evidence 606
from receiving evidence to invalidate a jury verdict after the
verdict has been accepted.
After the trial court improperly reconvened the discharged jury, it proceeded
to interrogate the jurors about their deliberations, in violation of the long line of case
law cited and Texas Rule of Evidence 606.
Texas Rule of Evidence 606(b) states:
During an inquiry into the validity of a verdict or indictment, a juror
may not testify about any statement made or incident that occurred
during the jury’s deliberations; the effect of anything on that juror’s or
another juror’s vote; or any juror’s mental processes concerning the
verdict or indictment. The court may not receive a juror’s affidavit or
evidence of a juror’s statement on these matters.
TEX. R. EVID. 606(b)(1) (emphasis added). The Rule provides exceptions for
testimony regarding outside influence on the jury and a juror’s lack of
qualification—neither of which is implicated here. Id. at 606(b)(2).
A corollary to TRE 606, Texas Rule of Civil Procedure 327(b) states:
A juror may not testify as to any matter or statement occurring during
the course of the jury’s deliberations or to the effect of anything upon
his or any other juror’s mind or emotions as influencing him to assent
to or dissent from the verdict concerning his mental processes in
connection therewith, except that a juror may testify whether any
outside influence was improperly brought to bear upon any juror. Nor
may his affidavit or evidence of any statement by him concerning a
matter about which he would be precluded from testifying be received
for these purposes.
26
TEX. R. CIV. P. 327(b) (emphasis added).
The Texas Supreme Court has emphasized that Rules 606 and 327 should be
taken at face value: “discovery involving jurors should ordinarily be limited to facts
and evidence relevant to (1) whether any outside influence was improperly brought
to bear upon any juror, and (2) rebuttal of a claim that a juror was not qualified to
serve.” Ford Motor Co. v. Castillo, 279 S.W.3d 656, 666 (Tex. 2009).
Under Rules 606 and 327, it is clear that evidence of the jury’s mental
impressions and jury deliberations cannot support a new trial. This Court recently
upheld a trial court’s denial of a motion for new trial when the only evidence
consisted of inadmissible affidavits regarding statements made during deliberations.
In In re Estate of McNutt, defendants moved for a new trial based on an allegation
of juror misconduct. No. 04–15–00110–CV, 2016 WL 519732, at *10 (Tex. App.—
San Antonio Feb. 10, 2016, pet. denied). The court noted that, based on Rule 327(b),
“a party may not satisfy its burden of proof to show juror misconduct on any bases
based solely upon the testimony of fellow jurors regarding matters and statements
that occurred during deliberations.” Id. at *11. Because defendants’ evidence
consisted solely of juror affidavits regarding deliberations—which evidence is
inadmissible—the trial court denied defendants’ motion for new trial, and this Court
affirmed on appeal. Id.
27
But Rule 606 does not apply only to motions for new trial. It makes evidence
of jurors’ mental processes inadmissible for any purposes—including whether to
recall a jury. Indeed, if evidence of the jury’s deliberations cannot support a new
trial, a fortiori it cannot support a new “verdict”—skipping over the new trial.
This case involves a claim of a “misunderstanding” of the charge, but the
charge is not unclear, and the best that can be said for the juror’s testimony, aside
from it being incompetent under the rules, is that somehow some but not all jurors
believed some but not all of their damages answers would be increased by the court,
despite being told in no uncertain terms by a fellow juror that such was not the case.
(MR 212–14)
Defense counsel objected to any questioning of the jurors about their verdict
after the verdict had been accepted and the jury dismissed. (MR 170, 179) As the
questioning itself makes clear that the issue in this case concerns not a scrivener’s
error but the jury’s supposed misunderstanding of the charge and a miscalculation
of damages, the jury’s testimony regarding their mental impressions and statements
made during deliberations cannot be used to support either the second verdict or a
new trial. As the Texas Supreme Court has explained, “some reasons underlying the
prohibition of unfettered probing into jury deliberations [include]: (1) keeping jury
deliberations private to encourage candid discussion of a case, (2) protecting jurors
from post-trial harassment or tampering, (3) preventing a disgruntled juror whose
28
view did not prevail from overturning the verdict, and (4) protecting the need for
finality.” Ford Motor, 279 S.W.3d at 666 (citing Golden Eagle Archery, Inc. v.
Jackson, 24 S.W.3d 362, 366–67 (Tex. 2000)).
C. Allowing the “jury” to redeliberate and accepting a second verdict
is a clear abuse of discretion warranting mandamus.
“Once a jury is discharged from their oaths, they are subject to contact with
and influence by the parties and others so that the jury cannot be reconstituted.”
Caylat, 252 S.W. at 482–83. The group of former jurors called back to the court on
Friday night was not sworn in again as jurors, were not given the mandatory
instructions in Rule 226a, and did not constitute a jury. See TEX. R. CIV. P. 226a.
Their collective writing in red pen on the original verdict form is a complete nullity.
It is well settled that the purpose of the Rule 294 poll of the jurors at the
conclusion of the trial, under the protection of the Court, “is to afford jurors an
opportunity to express their true convictions” and to ensure that at least ten of the
same jurors agreed to the answers given to each question and that the same ten jurors
agreed to the entire verdict, that is, to the answers to each and every question
submitted. See Branham, 925 S.W.2d 365; TEX. R. CIV. P. 294. Jurors are required
to speak at the time of polling with regard to the members who agreed to the verdict
and not after they have been discharged and have mingled with the public. Once the
Court has accepted the verdict and discharged the jury, it has no authority to later
order the jury to redeliberate.
29
The trial court in this case abused its discretion when it ordered the former
jurors to redeliberate. Archer Daniels Midland Co. v. Bohall, 114 S.W.3d 42, 46–
47 (Tex. App.—Eastland 2003, no pet.) (concluding that the trial court’s ordering
the jury to deliberate further on corrected jury charge was impermissible). The court
of appeals in Branham v. Brown, 925 S.W.2d 365 (Tex. App.—Houston [1st Dist.]
1996, no writ), held that:
once the judge had accepted the verdict and discharged the jury, he had
no authority to later order the jury to redeliberate; he should have
proceeded to judgment on the original 11–1 verdict. Therefore, we hold
that the trial court erred in sending the jury back to make any
corrections or redeliberate on their verdict after the trial court accepted
the verdict and discharged the jury.
Id. at 368 (emphasis added). Once a jury has been discharged and has mingled with
the public, it is error to reconvene that jury. Id. The trial court here far exceeded her
power by relying on incompetent evidence to impeach a verdict and then handing
the jury a red pen with instructions to go back and write down “what they really
meant to write.” (MR 236)
II. The trial court’s actions undermining the jury’s initial, sworn verdict
were an abuse of discretion. The initial verdict was complete, fully
responsive to the questions in the charge, and not conflicting.
“A trial court is authorized to set aside a jury verdict which is the result of a
unanimous mistake in the nature of a clerical error, but not when the verdict results
from a misinterpretation of the evidence or the charge of the court.” Adams v.
Houston Lighting & Power, Co., 314 S.W.2d 826, 829 (Tex. 1958).
30
Here, the trial court refused to accept the first verdict and disallow any further
inquiry into the jury’s deliberations. Instead, the trial court required them to
redeliberate and allowed a wholesale reconsideration of their damage awards.
However, after a verdict is returned and represented to the court as being the verdict,
and it is accepted by the court and the jury discharged, a showing that some of the
jurors (after speaking with counsel, or with the foreperson after she spoke with
counsel) claimed to misunderstand the effect of their verdict or wanted to reconsider
their answers, or even that the verdict was not unanimous, will not impeach or
invalidate the verdict as returned to and accepted by the court. Dilbeck v. Ideal Bread
Co., 562 S.W.2d 563 (Tex. Civ. App.—Texarkana 1978, no writ).
The trial court agreed to allow these jurors to reconvene and redeliberate on
the basis that the jury somehow thought the court would multiply their amounts. But
a comparison of the initial damages with the subsequent damages does not support
that argument. For instance, some damages remained the same, some were double,
and others were multiplied by 15 or 50. (Tab 2)
A juror’s doubt, hesitancy, and mental reservations about the verdict do not
destroy a verdict. Branham v. Brown, 925 S.W.2d 365, 368 (Tex. App.—Houston
[1st Dist.] 1996, no writ). A verdict is not destroyed by proof that a juror is not
satisfied with the verdict; that the verdict was reached against a juror’s better
judgment; that the verdict was the result of a compromise; or that the juror voted
31
with the majority under protest. Id. The evidence in the record does not establish
that a mistake in the nature of a clerical error or otherwise was made. To the contrary,
it discloses that the mistake was not in transcribing the verdict, but arose from either
a misunderstanding of the court’s charge coupled with the desire to award more
money.
Moreover, Texas Rule of Procedure 295 allows a correction of the verdict only
when the purported verdict is “defective.” TEX. R. CIV. P. 295. A verdict is only
defective under the Rule if “it is incomplete or not responsive to the questions
contained in the court’s charge, or the answers to the questions are in conflict.” Id.
Absent one of these limited defects, the verdict acquired the finality of an official
act once it is returned and received by the court. See Branham, 925 S.W.2d at 368.
In fact, before Rule 295 would authorize further instructions to the jury, the verdict
must be incomplete, non-responsive, or conflicting in its answers. See Archer
Daniels Midland Co. v. Bohall, 114 S.W.3d 42, 46 (Tex. App.—Eastland 2003, no
pet.).
None of the provisions of Rule 295 permitted the trial court to take the action
which it did following the rendition of the jury’s initial verdict that was verified
under oath by jurors. In fact, Plaintiffs have never contended the verdict was
incomplete, non-responsive, or conflicting. All counsel heard the jury’s verdict as it
was read in open court. Counsel then requested that the jury be polled, and the trial
32
court complied. At that time, the trial court announced the jury’s verdict was
accepted. Plaintiffs made no objection to the verdict and did not request the jury be
instructed to resolve any perceived inconsistencies. Rather, the answers returned in
the initial verdict were complete, the answers were responsive to the questions asked,
and the answers were not in conflict. The jury was polled and affirmed the validity
of their verdict, without objection.
The first challenge to the verdict arose after the jury was discharged and
Plaintiffs’ counsel questioned the foreperson about the amount of damages awarded
in the verdict. Following Plaintiffs’ counsel’s private conversation with the
foreperson, Plaintiffs’ counsel approached the court (after defense counsel had left)
and claimed that the verdict needed to be corrected and jurors should be called back
from their homes because they clearly meant to multiply their numbers.
To impugn the veracity of a jury’s verdict based on post-verdict remorse after
talking to Plaintiffs’ counsel, especially when the verdict is complete, responsive,
and consistent, is expressly prohibited by the Texas Rules of Procedure. See TEX. R.
CIV. P. 295. The trial court abused its discretion, and there is no adequate remedy on
appeal if not corrected by this Court.
33
III. There is no adequate remedy by appeal.
The trial court’s actions since the original verdict are an affront to Texas law.
It has been acting contrary to law, and it has expressed an intent to continue to do so
by requesting briefing and even entertaining the idea that the second verdict is
somehow valid. But the harms that stem from the trial court’s threatened judgment—
to both Southcross and the judicial system—go beyond what can be remedied by an
appeal.
The Supreme Court has explained that “extraordinary circumstances . . .
warrant[] extraordinary relief, even though it” might typically be unavailable. In re
United Servs. Auto. Ass’n, 307 S.W.3d 299, 313–14 (Tex. 2010); see also In re
Prudential Ins. Co. of Am., 148 S.W.3d 124, 136 (Tex. 2004) (explaining that an
appellate remedy is inadequate when “the benefits [of mandamus] outweigh the
detriments”). Here, the circumstances are truly extraordinary: the trial court has
suggested a willingness to set aside a verdict that was duly returned and accepted,
and instead render judgment on a verdict that is the result of ex parte
communications between a discharged jury and Plaintiffs’ counsel, among others.
These actions undermine the judicial system, and they will encourage counsel in
other cases to act similarly and hope for the best. This, in turn, will result in more
calls to change or abandon the jury system entirely. This court should quash the trial
court’s dangerous course of action before it goes any further.
34
There can be “only one verdict in a case, and it is the one accepted and ordered
filed by the trial court.” Faulk v. Bluitt, 211 S.W.3d 418, 421 (Tex. App.—Waco
2006, pet. denied) (emphasis added) (citing McCarty v. Morrison, 468 S.W.2d 350,
351–52 (Tex. 1971)). The trial court here received the jury’s first verdict. (MR 134)
TEX. R. CIV. P. 293. At that point, its duties were effectively ministerial: it had to
render judgment on the verdict unless it was set aside, a new trial was granted, or
judgment was granted notwithstanding the verdict. TEX. R. CIV. P. 300. By recalling
the discharged jury and ordering it to deliberate again, the trial court effectively
granted a new trial—but then skipped the trial and went right to the verdict. Worse,
the second verdict was rendered by an uncharged, uninstructed, and badly tainted
jury, in violation of Southcross’s constitutional rights. This roundabout procedure is
reviewable by mandamus in the same manner as any trial court order granting a new
trial after a verdict. See In re Toyota Motor Sales, U.S.A., Inc., 407 S.W.3d 746, 762
(Tex. 2013) (allowing mandamus review where trial court’s new-trial order “lack[s]
substantive merit”); Wilkins v. Methodist Health Care Sys., 160 S.W.3d 559, 563
(Tex. 2005) (permitting mandamus where the trial court orders a new trial based on
an erroneous finding of conflict in the verdict).
Toyota shows that if the trial court is allowed to render judgment on the second
verdict, things will already have gone too far. See Toyota, 407 S.W.3d at 762
(vacating the new-trial order and ordering the trial court to “render judgment on the
35
[original] verdict”). Because appellate courts review judgments, not interlocutory
orders, this Court may not be able to vacate through appeal the unauthorized actions
that led the trial court to this point: its recall of the jury, its taking of inadmissible
evidence, its reseating a tainted jury, and its receipt of that second tainted jury’s
verdict. It is only mandamus that would allow this Court to vacate all of these
proceedings, leaving the trial court with a clean slate—and only the original verdict.
By doing so, this Court would also head off the procedural problems that will
inevitably follow Southcross prevailing in an appeal from judgment on the second
verdict. Once the court of appeals vacates the judgment, the case will be remanded—
but for what? Will Plaintiffs be allowed to elect to recover under the previous
verdict? There is no precedent for a trial court even accepting two separate verdicts,
let alone for a plaintiff electing among them. How the trial court ought to proceed
will be a tough question that the parties will undoubtedly expend substantial
resources litigating in the trail court and on appeal. But these problems can be
avoided today by vacating the trial court’s actions after accepting the first verdict,
allowing the parties to engage in the typical post-verdict and post-judgment practice.
Judgment on the second verdict, nugatory though it is, also subjects
Southcross to substantial monetary and business harms. This huge judgment will
affect the market. It will be costly to bond. And it will, of course, require the
expenditure of resources on a costly but pointless appeal, as Southcross’s appeal
36
from judgment on the second verdict will have to challenge not only the trial court’s
unauthorized procedure, but the judgment’s (lack of) merits and the trial court’s
other errors. Most of this work, though, will then have to be duplicated if the trial
court on remand renders judgment on the first verdict. Mandamus is appropriate to
spare Southcross these costs. Cf. In re Team Rocket, L.P., 256 S.W.3d 257, 263 (Tex.
2008) (granting mandamus where trial court’s abuse of discretion threatened to
“result in an irreversible waste of resources”); Prudential, 148 S.W.3d at 136 (Tex.
2004) (holding that mandamus is appropriate to “spare private parties and the public
the time and money utterly wasted enduring eventual reversal of improperly
conducted proceedings”).
CONCLUSION
The trial court abused its discretion and acted well outside its authority. Its
actions caused injuries that cannot be righted on appeal. Mandamus relief is
appropriate. Relator requests that this Court issue an order requiring the trial court
to (1) vacate its ruling reconvening the jury; (2) strike the testimonial evidence
accepted by the trial court to invalidate the verdict; and (3) vacate the trial court’s
receipt of the second verdict. The trial court’s rulings violate Southcross’s right to a
trial by an impartial and untainted jury and constitute a clear abuse of discretion for
which no adequate remedy by appeal exists. A writ of mandamus should issue
37
accordingly. Relator prays for any other relief, at law or in equity, to which it may
be entitled.
Respectfully submitted,
By: /s/ Jessica Z. Barger
Thomas C. Wright
State Bar No. 22059400
wright@wrightclose.com
Jessica Z. Barger
State Bar No. 24032706
barger@wrightclose.com
E. Marie Jamison
State Bar No. 24044647
jamison@wrightclose.com
Elizabeth H. Rivers
State Bar No. 24052020
rivers@wrightclose.com
WRIGHT & CLOSE, LLP
One Riverway, Suite 2200
Houston, TX 77056
713-572-4321 Telephone
713-527-4320 Facsimile
Wallace B. Jefferson
State Bar No. 00000019
wjefferson@adjtlaw.com
Rachel A. Ekery
State Bar No. 00787424
rekery@adjtlaw.com
Nicholas Bacarisse
State Bar No. 24073872
nbacarisse@adjtlaw.com
ALEXANDER DUBOSE JEFFERSON &
TOWNSEND LLP
515 Congress Avenue, Suite 2350
Austin, Texas 78701
38
(512) 482-9300
(512) 482-9303 (facsimile)
Counsel for Relator
RULE 52.3(J) CERTIFICATION
I certify that I have reviewed the foregoing petition for writ of mandamus and
have concluded that every factual statement in the petition is supported by competent
evidence included in the appendix or record.
/s/ Jessica Z. Barger
Jessica Z. Barger
CERTIFICATE OF COMPLIANCE
I certify that this Petition for Writ of Mandamus complies with the typeface
and word-count requirements set forth in the Rules of Appellate Procedure. This
Petition for Writ of Mandamus has been prepared using Microsoft Word, in 14-point
Times New Roman font for the text and 12-point Times New Roman font for any
footnotes. This Petition contains 5,983 words, as determined by the word count
feature of the word processing program used to prepare this document (Microsoft
Word), excluding those portions of the petition exempted by TEX. R. APP. P.
9.4(i)(1).
/s/ Jessica Z. Barger
Jessica Z. Barger
39
CERTIFICATE OF SERVICE
I certify that on September 27, 2017, a true and correct copy of the foregoing
was served upon the following counsel of record in accordance with the Texas Rules
of Appellate Procedure.
Ernest P. Gieger, Jr. Via Email egieger@glllaw.com
Brendan P. Doherty Via Email bdoherty@glllaw.com
Gieger, Laborde & Laperouse, L.L.C.
5151 San Felipe, Suite 750
Houston, Texas 77056
David Rumley Via Email drumley@wigrum.com
Ross W. Evans Via Email revans@wigrum.com
Wigington Rumley Dunn & Blair, L.L.P.
123 N. Carrizo Street
Corpus Christi, Texas 78401
Mark A. Gonzalez Via Email mgon3@yahoo.com
Attorney at Law
924 Leopard Street
Corpus Christi, Texas 78401
Baldemar Gutierrez Via Email balde@gutierrezlawfirm.com
J. Javier Gutierrez Via Email javier@gutierrezlawfirm.com
Ana Gutierrez Castillo Via Email ana@gutierrezlawfirm.com
The Gutierrez Law Firm, Inc.
700 E. Third St.
Alice, Texas 78332
Russell S. Post Via Email rpost@beckredden.com
Chad Flores Via Email cflores@beckredden.com
Mary Kate Raffetto Via Email mkraffetto@beckredden.com
Beck Redden
1221 McKinney, Suite 4500
Houston, Texas 77010-2010
Bryan K. Harris Via Email bkharris@lilesharris.com
Kevin W. Liles Via Email kevin@lilesharris.com
Stuart R. White Via Email swhite@lilesharris.com
40
Liles Harris White, PLLC
500 North Water Street, Suite 800
Corpus Christi, Texas 78401-0232
Honorable Ana Lisa Garza Via Email egonzalez@co.starr.tx.us
229th District Court of Duval County Via Email elida.duenez@co.duval.tx.us
P.O. Box 1070 Via Overnight Mail
San Diego, TX 78384
/s/ Jessica Z. Barger
Jessica Z. Barger
41
APPENDIX
Tab 1: Verdict (first and second combined)
Tab 2: Verdict Chart
42
Tab 1
Verdict
(first and second combined)
n a n ,- ··
k " , .•• \... ..
Cause No. DC- 16-139
IVY GONZALEZ ON BEHALF
OF §
M.R. GONZALEZ AND M.N. GO
NZALEZ, §
MINOR CH ILDREN
AND §
AMY AND JESUS GONZALEZ §
, SR., AS §
HEIRS AT LAW OF JESUS GO
NZALEZ, JR.; §
AND RENE ELIZONDO
§
Plaintiffs
vs. § 229TH JUDICIAL DISTRICT
§
§
~ : FILED AT " ; I O'CLOCK z. L
SOUTHCROSS ENERGY PART
NERS GP, §
LLC, SEP 2 2 2017
§
Defendant.
§ R. BARTON, CLERK
Di~
§ BY I
~
t
RKc f;ZAl COUNTY. TEXAS
fin µ.
§ DUVALCOUNT ,T EXAS ./ OEPUTY
CH ARGE OF TH E CO UR T
R.t., ! FILED AT I()! 'f O O'CLOCK .fJi
SEP 2 2 2017
M. b f the J .
cm ers o ury.
After the closing arguments.
~~J!ruR.~BAR·/TOtJ
., CLERK
: ~ l~
you will go to the jury room
questions that are attached, and to decide the case. answer the
reach a verdict. You may discus
when you are all together in the s the case with other jurors only
jury room.
Remember my previous instru
ctions: Do not discuss the cas
person or by any other means e with anyone else, either in
. Do not do any independent
conduct any research. Do not loo im estigation about the case or
k up any words in dictionaries
information about the case on the or on the Internet. Do not post
Internet. Do not share any specia
with the other jurors. Do not l knowledge or experiences
use your phone or any other
deliberations for any reason. electronic device during your
Any notes you have taken are
for your O\\ n personal use. You
the jury room and consult them may take your notes back into
during deliberations, but do not
your fellow jurors during your show or read your notes to
deliberations. Your notes are not
rely on your independent recoll e\ idence. Each of you should
ection of the evidence and not
another juror has or has not tak be influenced by the fact that
en notes. You must leave you
you are not deliberating. The r notes with the bailiff when
bailiff will give your notes to
them from you. I will make me promptly after collecting
sure your notes are kept in a
disclosed to anyone. After you safe, secure location and not
comple te your deliberations, the
When you are released from bailiff will collect your notes.
jury duty, the bailiff will promp
nobody can read what you wrote. tly destroy your notes so that
Herc arc instructions for answerin
g the questions.
Page I of~ C \.~
MR 284
1. Do not let bias, prejudice, or sympathy play any part in your decision.
2. Base your answers only on the evidence admitted in court and on the law that is in these
instructions and questions. Do not consider or discuss any evidence that was not
admitted in the courtroom.
3. You are to make up your own minds about the facts. You are the sole judges of the
credibility of the witnesses and the weight to give their testimony. But on matters of law,
you must follow all of my instructions.
4. If my instructions use a word in a way that is different from its ordinary meaning, use the
meaning l give you, which will be a proper legal definition.
5. All the questions and answers are important. No one should say that any question or
answer is not important.
6. Answer "yes" or ''no" to all questions unless you are told otherwise. A "yes" answer must
be based on a preponderance of the evidence unless you are told otherwise. Whenever a
question requires an answer other than "yes" or "no,'' your answer must be based on
a preponderance of the evidence unless you are told otherwise.
The tenn ''preponderance of the evidence" means the greater weight of credible evidence
presented in this case. If you do not find that a preponderance of the evidence supports a
"yes" answer, then answer "no." A preponderance of the evidence is not measured by the
number of witnesses or by the number of documents admitted in evidence. For a fact to
be proved by a preponderance of the evidence, you must find that the fact is more
likely true than not true.
A fact may be established by direct evidence or by circumstantial evidence or both. A
fact is established by direct evidence when proved by documentary evidence or by
witnesses who saw the act done or heard the words spoken. A fact is established
by circumstantial evidence when it may be fairly and reasonably inferred from other
facts proved.
7. Do not decide who you think should win before you answer the questions and then just
answer the questions to match your decision. Answer each question carefully without
considering who will win. Do not discuss or consider the effect your answers will have.
Do not answer questions by drawing straws or by any method of chance.
8. Some questions might ask you for a dollar amount. Do not agree in advance to decide on
a dollar amount by adding up each juror's amount and then figuring the average.
9. Do not trade your answers. For example, do not say, "I will answer this question your
way if you answer another question my way."
Page 2ol'~-"'
MR 285
I 0. Unless otherwise instructed, the answers to the questions must be based on the decision
of at least l O of the I2 jurors. The same IO jurors must agree on every answer. Do not
agree to be bound by a vote of anything less than l O jurors, even if it would be a
majority.
As I have said before, if you do not follow these instructions, you will be guilty of juror
misconduct, and I might have to order a new trial and start this process over again. This would
waste your time and the parties' money, and would require the tMpayers of this county to pay for
another trial. If a juror breaks any of these rules, tell that person to stop and report it to me
immediately.
.., "'t
Page3 of ~
MR 286
DEFINITIONS
''Southcross" means Southcross Energy Partners GP, LLC. Southcross includes the acts of its
employees acting in the scope of their employment if they are acting in the furtherance of the
business of their employer.
"Funnanite" means Furmanite Corporation, Furmanite America, Inc., and/or Funnanite US
GSG LLC. Funnanite includes the acts of its employees acting in the scope of their
employment if they are acting in the furtherance of the business of their employer.
.~ oV\
Page 4 of'i<
MR 287
Question No. I
Did the negligence, if any, of those named below proximately cause the injuries in question'!
"Negligence" means failure to use ordinary care, that is, failing to do that which a person
of ordinary prudence would have done under the same or similar circumstances or doing that
which a person of ordinary prudence would not have done under the same or similar
circumstances.
"Ordinary care" means that degree of care that would be used by a person of ordinary prudence
under the same or similar circumstances.
" Proximate cause" means a cause that was a substantial factor in bringing about an occurrence,
and without which cause such occurrence would not have occurred. In order to be a proximate
cause, the act or omission complained of must be such that a person using ordinary care would
have foreseen that the occurrence, or some similar occurrence, might reasonably result
therefrom. There may be more than one proximate cause of an injury.
Answer ''Yes" or "No" for each of the following:
;:::::~:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: ~~~~:~:::~~~~~~~
(a)
(b)
Page 5 ofl ,it
MR 288
If you answered "yes" to both subparts of Question No. I, then answer the following question.
Otherwise, do not answer the following question.
Question No. 2
Assign percentages of responsibility only to those you found caused or c-0ntributed to cause the
injuries. The percentages you find must total I00 percent. The percentages must be expressed in
whole numbers. The percentage of responsibility attributable to any one is not necessarily
measured by the number of acts or omissions found. The percentage attributable to any one need
not be the same percentage attributed to that one in answering another question.
For each person you found caused or contributed to cause the injuries, find the percentage of
responsibility attributable to e<1ch:
(a) Southcross .. ............................................................................ Answer: _ _'7
_._0.;;___ __
(b) . ._~0.__
Furmanite ..............................................................................Answer: _ _ 6 ___
Total: 100%
MR 289
If you answered "yes" to Question No. J(b) regarding Furmanite's negligence, then answer the
following question. Otherwise, do not answer the following question.
Question No. 3
Did the failure to ensure that the hot tap was performed by a crew qualified to make hot taps
proximately cause the injuries in question?
Answer "Yes·' or No."
0
Answer: --8~-""l-{.,.~~.cJ. ______
MR 290
If you answered "yes" to Question No. l(b) regarding Funnanite's negligence, then answer the
following question. Otherwise, do not answer the following question.
Question No. 4
Did the hot tap work that Southcross hired Funnanite to do meet any of the following conditions?
a. Did it involve a special danger to others which Southcross knew or had reason
to know was inherent in or nonnal to the work?
Answer '"Yes" or "No" .............................................................. ........ Answer: - ~~,q::.
.=.:;:___ _
b. Was it likely to create during its progress a peculiar risk of physical hann to others
unless special precautions were taken?
Answer "Yes" or "No" ...................................................................... Answer: - - ,~ -=1a:::...
"_ _
c. Did it threaten a grave ri sk of serious bodily hann or death unless the
instrumentalities used were carefully maintained?
Answer "Yes" or "No" ...................................................................... Answer: --8£A.,. .,a.J"""-- -
MR 291
If you answered "yes'' to either subpart in Question No. 1, then answer the following question.
Otherwise, do not answer the following question.
Question No. S
What sum of money, if paid now in cash, would fairly and reasonably compensate Maygan
Gonzalez and Mia Gonzalez for their damages, if any, resulting from the death of her father,
Jesus Gonzalez, Jr.?
Consider the following elements of damages, if any, and none other. Do not award any sum of
money on any element if you have otherwise, under some other element, awarded a sum of
money for the same loss. That is, do not compensate twice for the same loss, if any. Do not
include interest on any amount of damages you find.
For elements (c)-( t) of damages listed below, you may consider the relationship between
Maygan Gonzalez and Mia Gonzalez and their father, Jesus Gonzalez, Jr., their living
arrangements, any extended absences from one another, the hannony of their family relations,
and their common interests and activities.
Answer separately in dollars and cents for damages, if any.
(a) Pecuniary loss sustained in the past:
"Pecuniary loss'' means the loss of the care, maintenance, suppon, services,
advice, counsel, and reasonable contributions of a pecuniary val ue, excluding loss
of inheritance, that Maygan Gonzw~. .,aii~._Mia Gonzalez in reasonable
probability, would have received from lD'fat~ esus Gonzalez, Jr. had he lived. o,Y
Maygan Gonzales .......................................................... Answer: S ct00. QQO • 10 000,000
1
' _9. I
Jesus Gonzalez, Sr....................... ................................ Answer: SI50 I ODO · cJ50 I (X)O
(d) Loss of companionship that, in reasonable probability, will be sustained in the future:
AmyGonzales ............................................................... Answer: S ISO 1000 . oY4 , 50O/X:P
Jesus Gonzalez, Sr.························ .............................. Answer: s Iso.I rod . ~4 ,c.;oo,OCJJ
(e) Mental anguish sustained in the past:
"Mental anguish" means the emotional pain, torment, and suffering experienced
by that Amy Gonzalez and Jesus Gonzalez, Sr. in reasonable probability, would
have received from their son because of the death of their son, Jesus Gonzalez, Jr.
AmyGonzales............................................................... Answer: S f 5{), OGO. v7& 50 ,000
Jesus Gonzalez, Sr. ........................................................ Answer:$ I:) 0, 000.~d 50 1000
(I) Mental anguish that, in reasonable probability, will be sustained in the future: 1/12
AmyGonzales .. ............................................................ Answer: S 1so, OcxJ. ~ 4 ,soo,000
Jesus Gonzalez, Sr...................... ............................... Answer: S 15'0 I 000. >-l, 500,000
Page
iA~
\tot)/
MR 295
If you answered "yes" to either subpart in Question No. l, then answer the following question.
Otherwise, do not answer the following question.
Question No. 7
What sum of money would have fairly compensated Jesus Gonzalez, Jr. for his physical pain
and mental anguish?
"Pain and mental anguish" means the conscious physical pain and emotional
pain, torment, and suffering experienced by Jesus Gonza lez, Jr., before his
death as a result of the occurrence in question.
Answer in dollars and cents for damages, if any. o/
Physical pain and mental anguish ................................................. Answer: 850,c)QQ .
14,450,000
J~
Page \~ ~
MR 296
If you answered "yes" to either subpart in Question No. \, then answer the following question.
Otherwise, do not answer the following question.
Question No. 8
What sum of money, if paid now in cash, would fairly and reasonably compensate Rene
Elizondo, for his injuries, if any, resulting from injuries in question"
Consider the elements of damages listed below and none other. Consider each element
separately. Do not award any sum of money on any element if you have otherwise, under some
other element, awarded a sum of money for the same loss. That is, do not compensate twice for
the same loss, if any. Do not include interest on any amount of damages you find.
Answer separately in dollars and cents for damages, if any.
(a) Physical pain and mental anguish sustained in the past.. ........ Answer: IDOI 000 .~ so,ooo
(b) Physical pain and mental anguish that. in reasonable D)'
probability, Rene Elizondo will sustain in the future . ............ Answer: 50, ooo. a,soo,ooo
(c) Loss of earning capacity Rene Elizondo #
sustained in the past. ............................................................... Answer: -->~4-0~,'-"0,.,Q.._O
.,,_._
i
(d) Loss of earning capacity that Rene Elizondo, in reasonable p
! .ctf) CJ:JJ.
probability, will sustain in the future ...... ................................ Answer:
y 1 ~
(e) Disfigurement sustained in the past.·········· ............................. Answer: ,2 00,000 . Psoo, OCXJ
(f) Disfigurement that, in reasonable probability, ()(J) o/,
Rene Elizondo will sustain in the future ................................. Answer: {l f 000.o}_ ,OOO , 1
MR 297
If you have unanimously answered "yes" to Question No. l(a), then answer the following question.
Otherwise, do not answer the following question.
Queslion No. 9
To answer "Yes" to the following question, your answer must be unanimous. You may answer
"No" to the following question only upon a vote of ten or more jurors. Otherwise, you must not
answer the following question.
Do you find by clear and convincing evidence that the harm to Jesus Gonzalez, Jr. and Rene
Elizondo resulted fi-om gross negligence attributable to Southcross?
"Clear and convincing evidence" means the measure or degree of proof that produces a firm
belief or conviction of the truth of the allegations sought to be established.
"Gross negligence" means an act or omission by William Boyer,
l. which when viewed objectively fi-om the standpoint of William Boyer at the time of
its occurrence involves an extreme degree of risk, considering the probability and
magnitude of the potential harm to others; and
2. of which William Boyer has actual, subjective awareness of the risk involved, but
nevertheless proceeds with conscious indifference to the rights, safety, or welfare of
others.
You are further instructed that Southcross may be grossly negligent because of an act by William
Boyer if, but only if (a) Southcross Energy Partners GP, LLC authorized the doing and the manner
of the act, or (b) William Boyer was unfit and Southcross was reckless in employing him, or (c)
William Boyer was employed as a vice-principal and was acting in the scope of employment, or (d)
Southcross or a vice-principal ofSouthcross ratified or approved the act.
The term "vice-principal" means: (a) a corporate officer; (b) a person who has authority to employ,
direct, and discharge an employee of Southcross; (c) a person engaged in the performance of
nondelegable or absolute duties of Southcross; (d) a person to whom Southcross has confided the
management of the whole or a department or division of the business of Southcross.
Answer "Yes'' or "No."
Answer:~
~ """-'
Q/)""6-- -
MR 298
If you have unanimously answered "yes" to Question No. 9, then answer the following question.
Otherwise, do not answer the following question.
Question No. I 0
You are instructed that you must unanimously agree on the amount of any award of exemplary
damages.
\\.'hat sum of money, if any, should be assessed against Southcross and awarded to Jesus Gonzalez,
Jr. or Rene Elizondo as exemplary damages for the conduct you found in response to Question 9?
"Exemplary damages" means any damages awarded as a penalty or by way of
punishment but not for compensatory purposes. "Exemplary damages" includes
punitive damages.
Factors to consider in awarding exemplary damage, if any, are -
a. The nature of the wrong.
b. The character of the conduct involved.
c. The degree of culpability of the wrongdoer.
d. The situation and sensibilities of the parties concerned.
e. The extent to which such conduct offends a public sense of justice and prbpriety.
Answer in dollars and cents, if any, as to each of the following:
Ivy Gonzalez, as Administrator of the Estate ............. Answer: S I15 ,Q(JJ 1000 . oY
of Jesus Gonzalez, Jr.
Rene Elizondo. . ............................................................ Answer: S 5 1WJ, ooO. if
MR 299
Presiding Juror
I. When you go into the jury room to answer the questions, the first thing you will need to
do is choose a presiding juror.
2. The presidingjuror has these duties:
a. have the complete charge read aloud if it will be helpful to your deliberations;
b. preside over your deliberations, meaning manage the discussions, and see that you
follow these instructions;
c. give written questions or comments to the bailiff who will give them to the judge;
d. write down the answer you agree on;
e. get the signatures for the verdict certificate; and
f. notify the bailiff that you have reached a verdict.
Do you understand the duties of the presiding juror? lf you do not, please tell me now.
MR 300
Instructions for Signing the Verdict Certificate
I. Unless otherwise instructed, you may answer the questions on a vote of IO jurors. The
same IO jurors must agree on every answer in the charge. This means you may not have
one group of 10 jurors agree on one answer and a different group of 10 jurors agree on
another answer.
2. If IO jurors agree on every answer, those IO jurors sign the verdict. If 11 jurors agree on
every answer, those 11 jurors sign the verdict. If all 12 of you agree on every answer,
you are unanimous and only the presiding juror signs the verdict.
3. All jurors should deliberate on every question. You may end up with all 12 of you
agreeing on some answers, while only IO or 11 of you agree on other answers. But when
you sign the verdict, only those IO who agree on every answer will sign the verdict.
4. There are some special instructions before Questions 9 and IO explaining how to
answer those questions. Please follow the instructions. If all twelve of you answer those
questions, you will need to complete a second verdict certificate for those questions.
Do you understand these instructions'? If you do not, please tell me now.
MR 301
•
'
Verdict Certificate
Check one:
Our verdict is unanimous. All twelve of us have a~'Teed to these answers. The presiding
juror has signed the certificate for all twelve of us.
Signature of Presiding Juror Printed Name of Presiding Juror
e>tl ~
j_ Our verdict is not unanimous. Ten or eleven of us have agreed to these answers and
those ten or eleven have signed the certificate below.
Signature Printed Name of Juror
l.-j,f:,i,~&ll..l~5l..--AJ~~' - E sro2ro..\c\c. Lo P<-,__
2.~~~1,L_-J:8~-.-..::___
3.,jl,,J.\jllV~/Jll3--->,~~at'...LII~
!srocm l '"' 'Pen"
~;:~ tLCh¾>~
~d~arc)o G~
7._,~ ~ ~ ~ ~- - -
8.~ ~ ~~--=:!!~~~"""- IJ~)I ~Id" .>e:i. / iN..._.S
9.~f!/:!:_~.4f:!_~~L d, y11-Mi,,- V llilnjlf'S,;..
"n{ano C. Lope-z..
Additional Certificate
I certify that the jury was unanimous in answering Questions 9 and l 0. All twelve of us
agreed to each of the answers. The presidingjuror has signed the certificate for all twelve ofus.
C,.
MR 302
Tab 2
Verdict Comparisons
VERDICT COMPARISONS
Plaintiff Category of Damages Original Verdict Second Verdict Difference Multiplier
by Dollar
M.N. Past Pecuniary Loss $200,000 $10 MM $9.8 MM 50
Gonzalez
(Ques. 5)
Future Pecuniary Loss $100,000 $5 MM $4.9 MM 50
Past Loss of Companionship $500,000 $1 MM $500,000 2
Future Loss of Companionship $500,000 $25 MM $24.5 MM 50
Past Mental Anguish $200,000 $500,000 $300,000 2.5
Future Mental Anguish $200,000 $10 MM $9.8 MM 50
Total: $ 1.7 MM Total: $ 51.5 MM $ 49.8 MM 30.29
M.R. Past Pecuniary Loss $200,000 $10 MM $9.8 MM 50
Gonzalez
(Ques. 5)
Future Pecuniary Loss $100,000 $5 MM $4.9 MM 50
Past Loss of Companionship $500,000 $1 MM $500,000 2
Future Loss of Companionship $500,000 $25 MM $24.5 MM 50
Past Mental Anguish $200,000 $500,000 $300,000 2.5
Future Mental Anguish $200,000 $10 MM $9.8 MM 50
Total: $ 1.7 MM Total: $ 51.5 MM $ 49.8 MM 30.29
Plaintiff Category of Damages Original Verdict Second Verdict Difference Multiplier
by Dollar
A. Past Pecuniary Loss $100,000 $250,000 $150,000 2.5
Gonzalez
(Ques. 6)
Future Pecuniary Loss $100,000 $3 MM $2.9 MM 30
Past Loss of Companionship $150,000 $250,000 $100,000 1.67
Future Loss of Companionship $150,000 $4.5 MM $4.35 MM 30
Past Mental Anguish $150,000 $250,000 $100,000 1.67
Future Mental Anguish $150,000 $4.5 MM $ 4.35 MM 30
Total: $ 800,000 Total: $12.75 MM $11.95 MM 15.94
J. Past Pecuniary Loss $100,000 $250,000 $150,000 2.5
Gonzalez,
Sr.
(Ques. 6)
Future Pecuniary Loss $100,000 $3 MM $2.9 MM 30
Past Loss of Companionship $150,000 $250,000 $100,000 1.67
Future Loss of Companionship $150,000 $4.5 MM $4.35 MM 30
Past Mental Anguish $150,000 $250,000 $100,000 1.67
Future Mental Anguish $150,000 $4.5 MM $4.35 MM 30
Total: $ 800,000 Total: $12.75 MM $11.95 MM 15.94
2
Plaintiff Category of Damages Original Verdict Second Verdict Difference Multiplier
by Dollar
Gonzalez Physical Pain & Mental $850,000 $14.45 MM $13.6 MM 17
Estate Anguish
(Ques. 7)
Total: $ 850,000 Total: $14.45 MM $13.6 MM 17
Elizondo Past Physical Pain/mental $100,000 $250,000 $150,000 2.5
(Ques. 8) anguish
Future Physical Pain/mental $50,000 $2.5 MM $2.45 MM 50
anguish
Past Earning Capacity $20,000 $20,000 Same 1
amount
Future Earning Capacity $1 MM $1 MM Same 1
amount
Past Disfigurement $200,000 $500,000 $300,000 2.5
Future Disfigurement $1 MM $2 MM $1 MM 2
Past Impairment $200,000 $500,000 $300,000 2.5
Future Impairment $1.5 MM $2 MM $500,000 1.33
Future Medical Expenses $1.5 MM $2 MM $500,000 1.33
Total: $5.57 MM Total: $10.77 MM $5.2 MM 1.93
3
Gonzalez Exemplary $15 MM $15 MM Same 1
Estate amount
(Ques. 10
- Gross)
Elizondo Exemplary $5 MM $5 MM Same 1
(Ques. 10 amount
- Gross)
Total: $20 MM Total: $20 MM 1
TOTAL VERDICTS: $31.42 MM $173.72 MM $142.3 MM 5.53
4