J-S67006-17
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF : IN THE SUPERIOR COURT OF
PENNSYLVANIA : PENNSYLVANIA
:
:
v. :
:
:
CARLTON ROY SMITH :
: No. 321 EDA 2017
Appellant
Appeal from the PCRA Order December 15, 2016
In the Court of Common Pleas of Bucks County Criminal Division at
No(s): CP-09-CR-0002706-2011
BEFORE: GANTMAN, P.J., MUSMANNO, J., and STEVENS*, P.J.E.
MEMORANDUM BY STEVENS, P.J.E.: FILED NOVEMBER 01, 2017
Appellant, Carlton Roy Smith, appeals, pro se, from the order entered
in the Court of Common Pleas of Bucks County denying his first petition filed
under the Post Conviction Relief Act (“PCRA”), 42 Pa.C.S.A. § 9541-9546. We
affirm.
We glean the underlying facts and procedural history in this matter from
both this Court’s September 24, 2012, memorandum decision affirming
Appellant’s judgment of sentence and our independent review of the certified
record.
On April 4, 2011, the police received information about a
suspicious package at a Federal Express facility. Police inspected
the package, which contained 15.25 pounds of marijuana. Police
conducted surveillance and an undercover delivery to the address
listed on the package. Appellant, who did not live at that address,
picked up the package and was immediately arrested. After
waiving his Miranda[fn] rights and giving a statement to police, he
____________________________________
* Former Justice specially assigned to the Superior Court.
J-S67006-17
was charged with criminal conspiracy, criminal use of a
communication facility, possession with intent to deliver, and use
of drug paraphernalia. [fn]
[fn] Miranda v. Arizona, 384 U.S. 436 (1966).
[fn] 18 Pa.C.S.A. § 903(a), 18 Pa.C.S.A. § 7512(a), 35 P.S. § 780-
113(a)(30), and 35 P.S. § 781-113(a)(32), respectively.
Appellant was also charged with intentional possession of a
controlled substance by a person not registered, 35 P.S. § 780-
113(a)(16), but that charge was nolle prossed.
Appellant filed a motion to suppress the statement he gave to
police, which the court denied following a hearing on July 18,
2011. The following day, a jury convicted Appellant of the above-
mentioned charges. On November 3, 2011, the court sentenced
Appellant to not less than four nor more than eight years’
imprisonment on the possession with intent to deliver count, and
a concurrent term of not less than one year nor more than three
years’ imprisonment on the criminal conspiracy count. Appellant
filed post-sentence motions on November 14, 2011. A post-
sentence motion hearing was held on January 23, 2012, and the
court denied Appellant’s motions on January 27, 2012.
Commonwealth v. Smith, No. 550 EDA 2012, unpublished memorandum at
1-2 (Pa.Super. filed September 24, 2012).
Appellant filed a timely appeal to this Court. On September 24, 2012,
this Court affirmed judgment of sentence. On February 4, 2015, the
Pennsylvania Supreme Court denied Appellant’s petition for allowance of
appeal.
On February 8, 2016, Appellant filed a pro se PCRA petition, his first.
The PCRA court appointed counsel and directed him to file an amended PCRA
petition by November 1, 2016. On November 1, 2016, PCRA counsel filed a
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Turner/Finley 1 “no merit” letter and an application to withdraw. By order of
November 4, 2016, Appellant was given twenty days to respond to counsel’s
“no merit” letter, but he filed no response. On December 15, 2016, the PCRA
court dismissed Appellant’s PCRA petition.
On January 13, 2017, Appellant filed a pro se Notice of Appeal with this
Court. The PCRA court directed Appellant to provide it with a copy of the
Notice of Appeal and a Concise Statement of Matters Complained of on Appeal
pursuant to Pa.R.A.P. § 1925(b) no later than twenty-one days from the date
of the Rule 1925(b) order, meaning that Appellant had until February 10,
2017, to file his Rule 1925(b) statement. On May 10, 2017, Appellant filed
his Pa.R.A.P. 1925(b) statement, eighty-nine days after the court-imposed
deadline had passed. On May 18, 2017, the PCRA court issued its Pa.R.A.P.
1925(a) opinion dismissing each of Appellant’s nine issues on the merits.
In Appellant’s Rule 1925(b) statement he raised nine issues of pretrial
and trial error for our review. These issues state as follows:
1. DID THE COMMONWEALTH, LAW ENFORCEMENT, TRIAL
COURT ABUSE THERE [SIC] DISCRETION WHEN OBTAINING
EVIDENCE WITH OUT [SIC] A WARRANT?
2. DID LAW ENFORCEMENT ABUSE THERE [SIC] DISCRETION IN
THE SEARCH OF APPELLANT’S VEHICLE?
____________________________________________
1Commonwealth v. Turner, 544 A.2d 927 (Pa. 1988); Commonwealth v.
Finley, 550 A.2d 213 (Pa.Super. 1988) (en banc).
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3. DID THE COMMONWEATLH ABUSE THERE [SIC] DISCRETION
WHEN ISSUEING A WARRANT FOR APPELLANT WHEN ILLEGAL
ACTIVITY WAS CONDUCTED, BY THE DEA TASK FORCE?
4. DID FEDEX MANAGEMENT OF THE FEDEX SORTING FACILTY
[SIC] CONTAMINATE THE EVIDENCE IN APPELLANT’S CASE
WHEN MANAGEMENT ADMINISTRATIVELY OPENED FEDEX
EXPRESS SAVER PARCEL?
5. DID LAW ENFORCEMENT, COMMONWEALTH ERROR [SIC] IN
CONDUCTING AN ILLEGAL CONTROLLED BUY?
6. DID DEA TASK FORCE ERROR [SIC] IN THE WEIGHT OF THE
EVIDENCE THAT WAS INTRODUCED AS EVIDENCE FOR THE
PERPOSE [SIC] OF A CONVICTION?
7. DID THE COMMONWEALTH ERROR [SIC] IN NOT GRANTING A
MOTION FOR SUPPRESSION OF EVIDENCE AT TRIAL?
8. DID THE LAW ENFORCEMENT ERROR [SIC] IN THE
INTERROGATION OF APPELLANT WITHOUT COUNSEL AND
APPELLANT STATES HIS MIRANDA WARNING, WHICH IS A
VIOLATON OF APPELLANT’S FIFTH, SIXTH, AND FOURTHEENTH
[SIC] AMENDMENTS TO THE UNITED STATES CONSTITUTION
AS WELL AS PENNSYLVANIA CONSTITUTION?
9. DID THE COMMONWEALTH ERROR IN NOT GIVING APPELLANT
A NEW TRIAL FOR THE FOLLOWING STATEMENT STATED IN
THIS DOCUMENT?
Appellant’s Pa.R.A.P. 1925(b) Statement, filed 5/10/17. Appellant
subsequently filed his appellate brief in which, for the first time, he presented
all nine issues within the framework of an ineffective assistance of trial counsel
claim. See Appellant’s brief, at 4.
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When examining a post-conviction court's grant or denial of relief, we
are limited to determining whether the court's findings were supported by the
record and whether the court's order is otherwise free of legal error.
Commonwealth v. Quaranibal, 763 A.2d 941, 942 (Pa.Super. 2000). We
will not disturb findings that are supported in the record. Id. The PCRA
provides no absolute right to a hearing, and the post-conviction court may
elect to dismiss a petition after thoroughly reviewing the claims presented and
determining that they are utterly without support in the record. Id.
Moreover, to be eligible for post-conviction relief, a petitioner must
plead and prove by a preponderance of the evidence that his conviction or
sentence resulted from one or more of the enumerated errors or defects in 42
Pa.C.S.A. section 9543(a)(2) and that the issues he raises have not been
previously litigated. Commonwealth v. Carpenter, 725 A.2d 154, 160 (Pa.
1999). An issue has been “previously litigated” if the highest appellate court
in which the petitioner could have had review as a matter of right has ruled
on the merits of the issue, or if the issue has been raised and decided in a
proceeding collaterally attacking the conviction or sentence. Carpenter, 725
A.2d at 160; 42 Pa.C.S.A. § 9544(a)(2), (3). If a claim has not been
previously litigated, the petitioner must then prove that the issue was not
waived. Carpenter, 725 A.2d at 160. An issue will be deemed waived under
the PCRA “if the petitioner could have raised it but failed to do so before trial,
at trial, during unitary review, on appeal, or in a prior state post-conviction
proceeding.” 42 Pa.C.S.A. § 9544(b).
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Initially, we cannot ignore that all of Appellant's issues are waived
because his pro se Rule 1925(b) statement was filed 89 days late. Specifically,
on January 20, 2017, the PCRA court issued its Pa.R.A.P. 1925(b) order
directing Appellant to file a concise statement of errors complained of on
appeal no later than twenty-one days from the date of the court’s order.2
Appellant’s concise statement was, thus, due on Friday, February 10, 2017.
Appellant did not file his Rule 1925(b) statement until Wednesday, May
10, 2017, 89 days after it was due. Appellant provided no documentation to
demonstrate when he mailed that statement, so as to prove that it was timely
under the “prisoner mailbox rule[,]” see Commonwealth v. Crawford, 17
A.3d 1279, 1281 (Pa.Super. 2011) (“Under the prisoner mailbox rule, we
deem a pro se document filed on the date it is placed in the hands of prison
authorities for mailing.”), nor does the record reflect that he requested and
was granted an extension of time in which to file his Rule 1925(b) statement.
Nevertheless, the trial court elected to author a responsive Rule 1925(a)
opinion.
This Court has held that where the trial court addresses issues raised in
an untimely Rule 1925(b) statement, we may elect to address the issues on
their merits rather than remand for the filing of a statement nunc pro tunc.
____________________________________________
2 In compliance with authority mandating how the court shall notify parties of
a Rule 1925(b) order, see Commonwealth v. Hooks, 921 A.2d 1199
(Pa.Super. 2007), the trial court filed its Rule 1925(b) order with the
prothonotary, and the prothonotary docketed the order, recorded the date it
was made, gave written notice of the entry of the order to each party of
record, and recorded on the docket the giving of such notice.
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See Commonwealth v. Brown, 145 A.3d 184, 186 (Pa.Super. 2016);
Commonwealth v. Burton, 973 A.2d 428, 433 (Pa.Super. 2009) (en banc)
(holding this Court may decide appeal on merits if belated concise statement
did not prevent trial court from preparing opinion addressing issues raised).
Such precedent, however, applies only where counseled defendants suffered
per se ineffective assistance of appellate counsel for failing to file a timely Rule
1925(b) statement.
In contrast, “[i]t is a longstanding principle that a pro se litigant cannot
be ineffective on his or her own behalf…. Thus, our rationale for considering
an untimely Rule 1925(b) statement disappears where it is filed by a pro se
litigant.” Commonwealth v. Boniella, 158 A.3d 162, 164 (Pa.Super. 2017)
(holding pro se appellant waives his or her issues by filing untimely Rule
1925(b) statement, even if the court addresses issues in its opinion).
Consequently, even though the trial court elected to address the issues raised
in Appellant’s untimely Rule 1925(b) statement, we must deem the issues
waived for our review.
Even if Appellant’s Pa.R.A.P. 1925(b) statement were not untimely, the
claims he raised therein would be ineligible for relief under the PCRA, as they
allege pretrial or trial errors that either could have been raised on direct appeal
but were not (issues 1-7, and 9) or were previously litigated to no avail on
direct appeal before this Court (issue 8). See 42 Pa.C.S.A. § 9544, supra (a
defendant is not entitled to PCRA relief on claims that have been previously
litigated or waived). Appellant could have avoided Section 9544’s bar to PCRA
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eligibility had he asserted these claims of error within a collateral claim of
ineffective assistance of counsel for failure to raise and preserve them for
direct review, see Commonwealth v. Collins, 888 A.2d 564, 571 (Pa. 2005)
(holding a collateral claim of ineffectiveness raises distinct issue from the
underlying claim of error it addresses; underlying claim is but component part
of ineffectiveness claim), but he did not do so in his Pa.R.A.P. 1925(b)
statement.
Instead, only in Appellant’s brief does he, for the first time, preface his
nine questions presented within an overarching claim of ineffective assistance
of counsel. Because Appellant failed to raise any of his ineffective assistance
of counsel claims in his Pa.R.A.P. 1925(b) statement, the claims are waived.
Commonwealth v. Smith, 146 A.3d 257, 262 (Pa.Super. 2016) (holding
issue not included in Rule 1925(b) statement is waived).
Finally, had Appellant preserved his claims for review on the merits, we
would still reject them. To that end, and after careful consideration of the
record and the parties’ briefs, we adopt as our own the thorough and well-
reasoned analysis of the PCRA court. See Trial Court Opinion, filed May 18,
2017.
Order is AFFIRMED.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 11/1/2017
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Circulated 10/13/2017 02:30 PM
IN THE COURT OF COMMON PLEAS OF BUCKS COUNTY, PENNSYL VANJA
CRIMINAL DIVISION
COMMONWEALTH OF PENNSYLVANIA No. CPw09-CR-0002706-2011
vs.
CARLTON ROY SMITH
OPINION
Appellant Carlton Roy Smith (hereinafter, "Appellant''Lhas filed an appeal to the Superior
Court of Pennsylvania from this Court's December 15, 2016, Order denying Appellant's Petition
under the Post-Conviction Relief Act (PCRA)1• This Opinion is filed pursuant to Pennsylvania
Rule of Appellate Procedure 1925(a).
BACKGROUND
The facts of this case were discussed at length in this Court's April 16, 2012, Opinion, filed
in-the context of Appellant's direct appeal, and are set forth as follows herein: ·
On April 4, 2011, Carlton Roy Smith (hereinafter, "Appellant") was
charged with Criminal Conspiracy', Criminal Use of Communication Facility,3
Possession with Intent to Deliver Marijuana (hereinafter "PWID"), 4 Intentionally ·
Possessing a Controlled Substance by a Person Not Registered/ and Use of Drug
Paraphernalia." On.July 19, 2011, following a two-day jury trial, Appellant was
found guilty of the following: (i) Criminal Conspiracy, (ii) Criminal Use of
Communication Facility, (iii) PWID and (iv) Use of Drug Paraphernalia. On
November 3, 20-11, this Court imposed a sentence of not less than four nor more' .... .
. .
than eight years of incarceration for PWID. We imposed a r~~Uc:ed m~mum
;.} }t~n ., ~ ;.;,;
~~-·:~.··.f . ··.: ~·. ;.-. .
... "'t~
r~ir:·~·/r' /. ·;
~ ~~ t~.~~: §~~fons, Stat. Ann, § 9541, et al. \;,J::)~s ~;
3
18 PA.C.S. §7512(A). :·A,;:-:.;·"' -··,
4 35 PA.C.S. §780-113(A)(30). ·p~.::'.:1 1:v
~ 35 PA.C.S . .§780-113(A)(l6). On Commonwealth's Motion, this Court granted leave t<1i efdli>pros r£ount 4,
Intentionally Possessing a Controlled Substance. ,.L,.
6 35 PA.C.S. §780-l 13(A)(32). .
1
sentence of 40 months pursuant to the Recidivism Risk Reduction Incentive (RRRI)
program. Furthermore, Appellant received a concurrent sentence of n?t less than
one year nor more than three years on Crimina:I Conspiracy. No further penalty
was imposed on the remaining counts.
At trial, the evidence viewed in the light most favorable to the
Commonwealth, as verdict winner, revealed the following:
On the moming of April 4, 2011, agents of the Office of the Attorney
. General learned of a suspicious parcel at a Federal Express facility in Bristol. The
parcel was shipped from Nogales, Arizona, and destined for 221 Grove Street in
Morrisville. N.T. 7/18/11 at 29, 32. Agent Timothy King travelled to the FedEx
location to inspect the package. Id. at 27, 32. Agent King looked inside the package
and detected the odor of marijuana and fabric softener. Id. at 32. He observed
dryer sheets inside· the package, which he knew to be "frequently used for odor
control to transport marijuana, especially marijuana, which is particularly smelly."
Id.
As for the marijuana, King recalled that "the marijuana itself was a big
compressed ball .. .like a block, and it was wrapped in layers of clear plastic
wrapping interspersed with layers of dryer sheets; and it was placed in the package,
double boxed, with packing peanuts surrounding it." Id. The parcel contained
15.25 pounds of marijuana, a Schedule I controlled substance. N.T. 7/19/11 at 77.
' .
King resealed the package and contacted his partner, Agent Alan Basewitz, and the
other members of. his task force team, Officer Thomas Hawn and Officer
. Madeline
Quinones, _to let them know he was en route to 221 Grove Street to conduct
surveillance of the property. N.T. 7/18/11 at 33. Agent King then drove to the
destination address with the parcel.in the trunkof'his car. Id.
Agent King reached Grove Street and began watching the residence and ·
surrounding area. Id. at 34. Upon his arrival, King noticed a dark-colored Honda
Accord parked on nearby Moreau Street, where its driver, the Appellant, had a clear
view of 22 i Grove Street. Id '. While King waited for his partner~ to arrive, he
drove around the neighborhood to "get the lay of the.land," Id. at 36. King parked
at the bottom of Grove Street so that he could view the residence and monitor
2
Appellant's Accord at the top of the block. Id. On several occasions during his
observations, Agent King saw Appellant drive "through Grove Street and around ..
and park again several times." Id.
When Agent King's partners arrived 'in the area, he directed them to the
nearby Comfort Inn hotel, which is located three to four blocks away from Grove
Street. Id. The agents used the Comfort Inn as a meeting location or staging area,
where they briefed each other on the operation. Id. At the hotel, King informed
his colleagues about the contents of the package and the information he had
gathered to that point. Id. He also .transferred the parcel to Officer Hahn who
donned the attire of a FedEx delivery person and drove a white delivery van to the
destination address for a controlled delivery. Id.
Officer Quinones' role was that of primary surveillance officer and,
·~cC()rdingly, she went to the target location first. Id. Quinones hid her vehicle and
travelled by foot to a surveillance position right across Grove Street from the target
property. Id. She was able to view the house from behind a fence that concealed
. .
her position. Id. Agents King and Basewitz then took a position behind a factory
area about a block or two away from Grove Street. Id. Agent King testified that
the Appellant "was observed coming and going; doing ... what I would characterize
as counter surveillance through the neighborhood." Id. at 37-38. King noticed that
"when we were meeting at the Comfort Inn, [the Appellant} actually drove through
the parking lot, like right in front of us, heading back towards the neighborhood."
Id. at 38.
Officer Quinones informed Agents King andBasewitz that OfficerHawn
delivered the package and placed it on the front porch, and subsequently entered
his purported delivery van and drove south on Grove Street. Id. N.T. 7/19/11 ~t
149. Quinones· spotted the Appellant in his car, following the delivery van as it left
Grove Street. N.T. 7/19/11 at 149.
Appellant then circled the block and made a secorid pass down Grove Street.
Id. at 36. Agent" King learned that Appellant "was back on the block and had
double-parked his car in front of 221 Grove· Street." N.T.7/18/11" at 39. As King
and Basewitz turned onto Grove Street, Kmg witnessed Appellant placing the
3
parcel into the trunk of his car. Id. The agents approached the Appellant from
behind. and immediately took hirri into custody. Id. Agent King recounted that he .
drew his weapon, but once Appellant was placed in handcuffs, King put away his .
gun. Id. at 40.
After Agent Basewitz handcuffed the Appellant, he verbally gave Appellant
his Miranda warnings. N.T. 7/19/11 at 41. Appellant agreed to speak to Agent
Basewitz without an attorney. Id. at 42. Appellant and Basewitz were standing on
· the sidewalk near the car about one house away from the target location. Id.
Appellant initially claimed that he did not know what was inside the parcel and that
he was supposed to deliver it to a friend. Id. at 42, 43. Basewitz informed the·
Appellant that if he wanted to cooperate with law enforcement, he had to tell the
agent what he knew about the parcel's contents. Id. at 44. Eventually, Appellant
admitted that the package contained marijuana and that his friend Sonya told him
to pick i~ up and bring it back to her. Id. Appellant was to be paid in marijuana or
money, but he was not sure of the amount. Id. at 45.
As Agent Basewitz spoke with the Appellant, Officer Quinones transcribed.
Appellant's statement. Id. at 53, 144. After Quinones read the statement to the
Appellant, she asked if Appellant wished to make any corrections. Id. at 53, 145.
Regarding the statement; Appellant added that the location was the residence of a
relative of Sonya Manning. Id. at 147.
Thereafter, he signed the statement. Id. The signed statement indicated that
the Appellant was to pick up "a package of weed." Exhibit C4, Trial 7/19/2011.
· Appellant never mentioned to the agent that he believed that the parcel contained
cosmetic products. N.T. 7/19/11 at 147. Twenty minutes elapsed between the
moment law enforcement officers read Miranda warnings to Appellant and the time
he signed the statement. Id. at 144.
At trial, Appellant testified that his friend, Sonya Manning, called him at
home and requested that he pick up "some things" coming to where she us_ed to live
in Pennsylvania. Id. at 102. According to Appellant, he was supposed tocollect
cosmetics, namely Avon products, which Manning would.sell. Id. at 102, 107.
Appellant, a resident of Trenton, New. Jersey, maintained that, upon arriving in
4
Pennsylvania, he "could not find the address at first'' and had to drive around the
target area to find the address. Id. at 102. Eventually, Appellant found the address
for which the package was destined, after which he parked and waited. Id. The
package did not arrive immediately. Id. Appellant journeyed to 7wEleven tobuy a
newspaper to read and pa~s the time while he Waited for the delivery. Id. Appellant
returned to the Grove Street area, parked and finally saw the parcel being delivered.
Id. He picked up the package and placed it into his trunk before being arrested. Id .
.
at 103-04. Contrary to the testimony of police, Appellant denied that he admitted
he knew the package contained marijuana. Id. at 106.
Following the conclusion of the trial, the jury returned a guilty verdict as to: one (1) count
of criminal conspiracy, one ( 1) count of criminal use of communication facility, one ( 1) count of
the manufacture, delivery, or possession with intent to manufacture or deliver a controJled
substance (marijuana), and one (1) count of the use or possession of drug paraphernalia. On
November 3, 2011, we sentenced Appellant to a term of incarceration of not less than four (4)
years to not more than eight (8) years and a $30,000 fme pursuant to the then-valid mandatory
minimum since for drug trafficking. Appellant also received a concurrent sentence of not less than
one (1) year to not more than two (2) years incarceration for the Criminal Conspiracy count.
Appellant filed a timely appeal from the judgment of sentence. On September 24, 2012,
the Pennsylvania Superior Court denied the appeal and affirmed the judgment of sentence.
. Commonwealth v. Smith, 60 A.3d 860 (Pa. Super. Ct. 2012). On December 21, 2012, the Superior
Court denied Appellant's request for re-argument. On February 4, 2015, following the re-
instatement of his right to petition for allowance of appeal, the Pennsylvania Supreme Court denied
his request for appeal. Commonwealth v. Smith, 631 Pa. 713, 109 A.3d 679 (2015).
On February 8, 2016, Appelfantfiled a prose PCRA petition. In this filing, Appellant set
forth general claims for relief without any factual specification. By Order docketed on June 8,
2016, attorney Stuart Wilder was court appointed to represent Appellant in his PCRA petition. By
5
Order dated September 26, 2016, we directed that Appellant file an amended PCRA petition. by
November I, 2016. On November l,_2016, Appellant's PCRA counsel filed a "no merit" letter
pursuant to Commonwealth v. Finley, 550. A:2d. 213 (Pa. Super. 1'988) and a motion to withdraw
. as counsel. By Order dated November 4, 2016, Appellant was given twenty (20) days to respond
to counsel's "no merit" letter. Appellant never filed a response as permitted by the Court,
By Order dated December 15,· 2016, after considering Appellant's motion for Post-
Conviction Relief, Appellant's post-conviction collateral petition entitled "Petition for Writ of
Habeas Corpus" filed on or about February 8, 2016, the "no merit" letter filed by Appellant's
PCRA. counsel, the response by the Commonwealth, and a review
.
of the record in this case, we
denied and dismissed Appellant's request for post-conviction relief. On January 13, 2017,
Appellant filed a pro se Notice of Appeal with the Superior Court of Pennsylvania. By Order
dated January 20, 2017, we directed Appellant to provide the court with a copy of the Notice of
Appeal and a concise statement of errors complained of on appeal pursuant to. Rule 1925(b) of the
Pennsylvania Rules of Appellate Procedure. Appellant was to file his concise statement of errors
· complained of on appeal no later than twenty-one (21) days from the date of that Order .meaning
that Appellant was to file his concise statement no later than February 10,.2017. On May 10, 2017,
after an initial draft of this Opinion had been prepared, Appellant. filed an untimely concise
statement of errors. Pursuant to Pa.R.A.P. _ 1925(a), we file this Opinion.
STATEMENT OF MATTERS COMPLAINED OF ON APPEAL
Pursuant to this Court's Order dated January 13, 2017, Appellant filed a statement of
matters complained of on appeal alleging the following errors, verbatim: ·
1. DID THE COMMONWEALTH, LAW ENFORCEMENT, TRIAL COURT
ABUSE THERE DISCRETION WHEN OBTAINING EVIDENCE WITH OUT
A WARRANT?
6
2. DID LAW ENFORCEMENT ABUSE THERE DISCRETION IN THE SEARCH
OF APPELLANT'S VEHICLE?
3. DID THE COMMONWEALTH ABUSE. THERE DISCRETION WHEN
ISSUING A WARRANT FOR APPELLANT WHEN ILLEGAL ACTIVITY
WAS CONDUCTED, BY THE DEA-TASK FORCE?7
4. DID FEDEX MANAGEMENT OF THE FEDEX SORTING FACILITY
CONTAMINATE THE EVIDENCE IN APPELLANTS CASE WHEN
MANAGEMENT ADMINISTRATIVELY OPENED FEDEX EXPRESS SAVER
PARCEL?
5. DID LAW ENFORCEMENT, COMMONWEALTH ERROR IN CONDUCTING
A ILLEGAL CONTROLLED BUY?
6. DID ·DEA-TASK FORCE ERROR IN THE WEIGHT OF THE.EVIDENCE
1HAT WAS INTRODUCED AS EVlDENCE FOR THE. PERPOSE · OF A
CONVICTION?
7. DID THE COMMONWEALTH ERROR IN NOT GRANTING A MOTION FOR
SUPPRESSION OF EVIDENCE AT TRIAL ?8
.8. DID THE LAW ENFORCEMENT ERROR IN THE INTERROGATION OF
APPELLANT WITHOUT COUNSEL AND APPELLANT STATE HIS
MIRANDA WARNINGS, WHICH IS A VIOLATION OF APPELLANT'S
FIFTH, SIXTH, AND FOURTEENTH AMENDMENTS TO THE UNITS
STATES CONSTITUTION AS WELL AS PENNSYLVANIA CONSTITUTION?
9. DID THE COMMONWEALTH ERROR IN NOT GIVING APPELLANT A NEW
TRIAL FOR THE FOLLOWING STATEMENT STATED IN .THIS
DOCUMENT?
DISCUSSION
As a preliminary matter,· the purpose of the Post-Conviction Relief Act is to afford
collateral relief' to individuals convicted ·of crimes· they did not commit and to persons serving
illegal sentences. 42 Pa. C.S.A. § 9542. Claims arising from ineffective assistance of counsel are
7A careful review of the record indicates that there was no warrant issued fol' the Appellant. Appellant was arrested.
after a controlled delivery of a package containing bulk marijuana. Law enforcement observed the Appellant pick up
the package and place it in his vehicle's trunk. Immediately thereafter, law enforcement arrested Appellant.
8 We interpret Paragraph 7 to refer to Appellant's statement topolice because the only issue Appellant raised at his
suppression hearing concerned the voluntariness of his statement. We therefore address paragraphs 7 and 8 jointly as
Appellanrratses the same issue. .
7
cognizable under 42 Pa. C.S.A. § 9543 (a)(2)(ii). In considering an ineffectiveness claim, a court
. .
is guided by the three-pronged standard set forth in Strickland v. Washington, 466 U.S. 668 (1984)
and adopted by our Pennsylvania Supreme .Court in Commonwealth v. Pierce, 5~7 A.2d 973 (Pa.
1987). Pursuant to Strickland and Pierce, a PCRA petitioner must establish: (I) the underlying
claim is of arguable merit; (2) counsel's challenged acts or omissions did not have a reasonable
strategic or tactical basis; and. (3) the petitioner suffered actual prejudice as a result of counsel's
conduct. Strickland, 466 U.S. at 687; Pierce, 527 A.2d 973 at 975. The PCRA court has the
discretion to dismiss a petition without a hearing when the court is. satisfied, " ... that there are no
genuine issues concerning any material .fact, the defendant is not entitled to post-conviction
collateral relief, and no legitimate puq~ose would be served by further proceedings."·
·commonwealth v. Paddy. 609 Pa. 272, 15. A.3d 431, 442 (2011) (quoting Pa.R.Crim:P. 909(b)(2)).
To obtain a reversal of a P CRA court's decision to dismiss a petition without a hearing, an appellant ·
must show that he raised a genuine issue of fact which, ·if resolved in his favor, would have entitled
him to relief, or that the court "otherwise abused its discretion in denying a hearing."
Commonwealth v. Roney, 622 Pa. J, ~ 7-18, 79 A.3d 595, 604-05 (2013) quoting Commonwealth
v. D'Amato. 579· Pa. 490, 856 A.2d 806, '820 (2004).
After an extensive review of the record, the Commonwealth's Res~onse to Appellant's
Post Conviction Collateral Relief Request, and Appellant's PCRA counsel's "Finley" letter, we
suggest that the issues Appellant proposes to raise in this post 'conviction relief proceeding are
meritless. For ease· of discussion, we distill Appellant's contentions into the following subject
matters: (1) the search and seizure of the Federal Express package, (2) an alleged controlled buy
conducted by law enforcement, (3) Appellant's statement to police, and (4) the weight of the
marijuana introduced at trial. We will address each topic separately below.
8
FEDERAL EXPRESS PACKAGE
We find Appellant's claims alleging law· enforcement misconduct pursuant to an illegal
search and seizure of a Federal Express package to be meritless.9
:Under Pennsylvania· law, protections afforded by the Fourth Amendment and the
equivalent provision of the Pennsylvania Constitution do not apply to searches and seizures
conducted by private individuals. Pa. Const. Art. I, § 8; Commonwealth v. Harris, 572 Pa. 489,
817 A.2d 1033 (2002). The protections against unreasonable searches and seizures are directed
toward governmental action and, hence, are wholly inapplicable to search or seizure, even
unreasonable ones, effected b;r private individuals not acting as an agent of the government or with
the participation or knowledge of any governmental official. Commonwealth v. Cieri, 346 Pa.
Super. 77, 499 A.2d 317 (1985). To prevail in a challenge to a search and seizure, a defendant
must separately establish a legitimate expectation of privacy in the area searched or thing seized.
. .
Commonwealth v. Maldon~do, 2011 PA Super 29, 14 A.3d 907 (2011 ). No legitimate expectation
· of privacy will be found in a package neither addressed to a defendant, addressed. to the defendant's
residence, nor addressed to a defendant's alias.' Commonwealth v. Black, 758 A.24 1253 (Pa.
Super. Ct. 2000).
A careful review of the record reveals that Appellant did not have a legitimate expectation
of privacy in the Federal Express package. The trial record indicates that a Federal Express
employee opened the package and then subsequently called the police once marijuana, was
discovered. N.T. 07/18/11, pp 29-32. There was not a scintilla of evidence that FedEx
management contaminated the parcel's contents. Furthermore, the Federal Express package was
neither addressed to Appellant nor to Appellant's residence. The Federal Express package was
9
We summarily address issues 1-4 contained in Appellant's concise statement in this subsection.
9
also not addressed to an alias of the Appellant. The FedEx Corporation is a business enterprise
engaged in package delivery services. Neither the FedEx Corporation nor its employee was acting
as a government agent at the time Appellant's package was opened. Since neither the Federal
Express Corporation nor its employee were agents of the government, the Federal Constitution's
Fourth Amendment and Article 1 §8 of the Pennsylvania Constitution's· prohibitions against
unreasonable searches and seizure were not implicated. Appellant's contentions that law
enforcement abused their discretion and/or engaged in misconduct lacks a factual basis.
The search of Appellant's vehicle was also proper. The prerequisite for a warrantless search
[ or seizure] of a motor vehicle is probable cause to search; no exigency beyond the inherent
mobility of a motor vehicle is required. Com. v. Freeman, 2015 PA Super 2.52, 128 A.3d 1231,
1243 (2015). The trial record reveals that once law enforcement was notified that the FedEx
package contained marijuana, law enforcement engaged in a controlled delivery. The trial record
reveals that Officer Hawn delivered the FedEx package by placing it on the front porch at the
. destination address. Shortly thereafter, law enforcement observed Appellant pick up the FedEx
package containing the marijuana and place it in his vehicle's trunk. Law enforcement agents then
approached Appellant and arrested him. Consequently, because law enforcement knew the
package Appellant placed in his vehicle's trunk contained marijuana, the search of Appellant's
vehicle was proper.
'Neither law enforcement engaged in illegal activity nor did the Commonwealth abuse its
discretion. The law is clear that a PCRA litigant has the burden of articulating the facts: and
circumstances justifying the grant of relief. See Commonwealth v. Collins. 687 A.2d 1112
(Pa.1996) wherein the Pennsylvania Supreme Court held that a PCRA petitioner must present facts
. .
supporting each issue; where the necessary factual allegations are not supported by the available
10
record petitioner must identify. specific documents, affidavits, and other evidence that would
. support the allegations; See Also Commonwealth v. Durst. 559 A.2d 504 (Pa.1989). Appellant,
in his concise statement, accuses law enforcement of engaging in illegal conduct and the
Commonwealth of abusing its discretion. The record does not support such contentions, and
Appellant has failed to provide supporting details or documentation to bolster · his assertions.
Accordingly, Appellant's contentions that law enforcement engaged in illegal activity and that the
Commonwealth abused its discretion are wholly without merit.
Based on the foregoing, Appellant's claims concerning law enforcement's alleged
misconduct with respect an illegal search and seizure of a Federal Express package cannot succeed.
THE CONTROLLED BUY
Appellant alleges that law enforcement and the Commonwealth erred in conducting an
illegal controlled buy of the Federal Express package. A careful review of the trial record reveals
that no such "buy" occurred.
Pursuant to Pa.R.A.P.1925(b)(4) an appellant is to set forth only those rulings-or errors that
the appellant intends to challenge. Pa.R.A.P. l 925(b). Asstated above, when a PCRA petitioner
raises issues that are not supported by.the available record, the PCRA petitioner must identify
specific documents, affidavits, and other evidence that would support the allegations.
Commonwealth v. Collins. 687 A.2d 1112 (Pa.1996). Although the courts may liberally construe
materials
.
filed by a pr,o se litigant, prose . status confers no special benefit
. .
upon a litigant,
.
and a
court cannot be expected to become a litigant's counsel or find more in a written pro se submission
than i_s fairly conveyed in the pleading. Commonwealth. v. Blakeney, 631 Pa. i, 108 A.3d 739
(2014). The conduct of law enforcement officials or government agents violates due process only ·
if said conduct is so grossly shocking and so outrageous as to violate a universal sense -of justice.
11
Commonwealth v. Benchin:o, 399 Pa. Super. 521,. 582 A.2d 1067 (1990).
In the instant case, Appellant avers that law enforcement and the Commonwealth erred in
conducting an illegal controlled buy. The trial record reveals that no such buy occurred. Rather,
the record reflects there was a controlled delivery of the Federal Express package containing
marijuana whereby Appellant picked up the package and placed it inside his vehicle's trunk.
Appellant fails to support his allegation with any specific reference to documents, affidavits, or
any other supportive evidence. Even if we adopt a liberal construction of Appellant's contention
. . .·
by interpreting the "controlled buy" as a reference to the controlled delivery, law enforcement did
not engage in outrageous conduct that would "violate a universal sense of justice" as law
enforcement merely delivered a package to its intended destination. Consequently, Appellant
mises no cognizable post-conviction stage issue with respect to the controlled delivery of the
Federal Express package .
. APPELLANT'S STATEMENT TO POLICE
Appellant contends that his statement. to police was involuntarily coerced. This issue was
fully litigated on the merits by his prior counsel through direct appeal. We suggest that Appellant's
claim with respect to the voluntariness of his statement to police is therefore beyond the scope of
the PCRA statute.
In Post-Conviction Relief Act (PCRA) petitions, claims that have been previously litigated ·
on direct appeal are. not cognizable under the Post-Conviction Relief Act (PCRA). 42 Pa.C.S.A.
§9541 et seq. To be entitled to post conviction relief a petitioner must establish, by a
preponderance of the evidence, that a petitioner's conviction 01' sentence resulted from one.or more
of the errors found in the PCRA statute, that a petitioner's claims have not been previously litigated
or waived, and/or that the failure to litigate an issue prior to trial, during trial, during unitary
12
review, or on direct appeal could not have been the result of any rational, strategic or tactical
decision by counsel. 42 Pa.C.S.A. § 9543(a)(2~4), Commonwealth v. Keaton. 615 Pa. 675, 45 A.3d
1050 (2012). An issue is "previously litigated," if the highest appellate court in which the
petitioner could have had review as a matter of right has ruled on the merits of the issue. · 42
Pa.C.S.A. § 9543(a)(3); Id. Post-conviction reviewofclaims previously litigated on appeal cannot
be obtained by alleging ineffective assistance
. of prior counsel and by' presenting new
.
theories of
relief to support previously litigated claims. See Commonwealth v. Wilson, 452 Pa. 376, 305 A.2d
9 (1973); Commonwealth v. Peterkin, 538 Pa. 455, 649 A.2d 121 (1994); Commonwealth v.
Collins, 585 Pa -, 45, 56, 888 A.2d 564, 570 (2005).
In the instant case, Appellant's claim that his statement to police was involuntarily coerced
was. fully litigated on the merits by' his prior counsel through direct appeal. Commonwealth v ..
· Smith, No. 550 EDA 2012 (Pa. Super. 09/24/12), pp 10-14f Both the suppression hearing record
. and trial testimony revealed ·that the Appellant voluntarily provided his. statement to police. N.T.
07/18/11, pp. 40-62; N.T. 07/19/11, pp, 100-43. At the conclusion of the suppression hearing, we
found that, "Appellant had been fully advised of his Constitutional rights and Appellant understood
those rights when he gave his statement to police." Opinion, Trial Court, 04/16/12, p, 8. We
further found that, "Appellant freely, knowingly and voluntarily gave his statement without
improper coercion." Id. At the Appellant's trial prior to deliberation, the jury was explicitly
instructed that only if it found that Appellant gave his statement voluntarily was it permitted to use
Appellant's statement as evidence against him. N.T. 07/19/11, pp 184-85. Upon its review on
direct appeal, the Superior Court affirmed the admissibility. of the· Appellant's statement.
Commonwealth v: Smith, No. 550 EDA 2012 (Pa. Super. 09/24/12). Appellant cannot seek post
conviction relief by merely restating previously litigated issues under the auspices that his counsel
13
was ineffective .. We therefore believe that Appellant's claim with respect to the voluntariness of
his statement to police was previously litigated and therefore cannot succeed in this PCRA relief
proceeding.
THE WEIGHT OF THE MARIJUANA ·
Appellant's challenging the weight of the marijuana introduced at trial is also not
appropriate for PCRA litigation in this case."
The legal principles applicable to a review of the sufficiency of probable cause affidavits
are well settled. The standard for evaluating probable cause is a "totality of the circumstances"
test as set forth in Illinois v. Gates, 462 U.S. 213, 103 S.Ct. 2317, 76 L.Ed.2d 527 (1983), and
adopted in Commonwealth v. Gray, 503 A.2d 9il (Pa.1985). In evaluating probable cause, "a ·
magistrate is not required to find a showing of criminal activity; mere probability of such criminal
activity is sufficient for probable cause." Commonwealth v. Taylor, 2004 PA Super 162, 850 A.2d
684 (2004). Furthermore, "the information offered to demonstrate probable cause must be viewed
in a common sense, nontechnical, ungrudging and positive manner." Id. A defendant has the right
to test veracity of facts establishing probable cause recited in a search warrant affidavit and has a
right to test such facts through. cross-examination of the Commonwealth's witnesses and may also
)
testify himself or call his own witnesses. Commonwealth v. Ryan, 268 Pa. Super. 259, 407 A.2d
1345 (1979).
In the instant case, the Commonwealth clearly established the weight of the controlled
substance at trial. Appellant had the opportunity to challenge the marijuana seizure and to
10 We deem paragraph 6 of Appellant's concise statement, whereby Appellant challenges the "weight of the evidence
that was introduced as evidence for the- perpose [sic] of a conviction," as insufficiently specific. We interpret
Appellant's averment to mean that Appellant is challenging the discrepancy between the weight of the marijuana
admitted at his trial and the weight contained In the probable cause affidavit. We interpret Appellant's averment in
this manner because Appellant's PCRA counsel, in his "Finley" letter, indicated it was Appellant's desire to do so.
Additionally, no other averments in Appellant's concise statement reference the marijuana's weight,
14
challenge the discrepancy between the description of the controlled substance in the probable cause
affidavit and the laboratory results." Such a challenge would have been a futile exercise as the
probable cause affidavit indicated that the weight of the seized marijuana was merely an estimate.
Affidavit of Probable Cause ("The parcel was determined to contain bulk marijuana in white
garbage bags and tape; estimated net weight 17 pounds"). The probable cause affidavit was also
prepared well before the marijuana package was precisely weighed and analyzed by the crime
laboratory: N.T. 07/19/11, p. 79. We therefore perceive that Appellant's post conviction relief
claim challenging a discrepancy between the package's weight as described in the probable cause
affidavit and the package's weight as measured by the crime laboratory to be an issue irrelevant to
the truth finding process. We. suggest, therefore, that this issue is not appropriate for post
. .
conviction relief review.
CONCLUSION
For the foregoing reasons, we suggest that thepresent appeal should be dismissed.
BY THE COURT:
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C. THEODORE FRITSCH, JR., J.
. .
IIDirect examination of Commonwealth's witness, Linda Brudick, revealed the process of testing the seized
marijuana. N.T.07/19/11, pp 76-80. The marijuana was weighed and tested on or about April 18, 2011.
15
Comm. of PA v. Carlton Roy Smith; Court of Common Pleas of Bucks County, Criminal Div.
No. CP-09-.CR-002706-2011 ·
Copies to:
Mr. Carlton Roy Smith
#KG-2536
SCI - Laurel Highlands ·
5760 Glades Pike
P. 0. Box 631
Somerset, PA 15501
Pro se Appellant
Stuart Wilder, Esquire
Pratt, Brett & Luce, P.C.
68 East Court Street
P.O. Box 659
Doylestown, PA 18901
I
Court appointed counsel for Appellant; Leave to Withdraw Granted 12/15/16
I
Karen A. Diaz, Esquire . I
i
· OFFICE OF DISTRICT ATTORNEY . l
Bucks County Justice Center
100 N. Main Street
Doylestown, PA 18901
· Attorney for Appellee
: !
16
Com. v. Smith, C.
Combined Opinion