Supreme Court of Florida
____________
No. SC15-1538
____________
EMMA GAYLE WEAVER, etc.,
Petitioner,
vs.
STEPHEN C. MYERS, M.D., et al.,
Respondents.
[November 9, 2017]
LEWIS, J.
This case involves a Florida constitutional challenge to the 2013
amendments to sections 766.106 and 766.1065 of the Florida Statutes. Generally,
the statutes pertain to invasive presuit notice requirements that must be satisfied
before a medical negligence action may be filed, as well as an informal discovery
process that accompanies that presuit notice process, and the amendments at issue
here authorize secret, ex parte interviews as part of the informal discovery process.
The First District Court of Appeal upheld the constitutionality of these statutory
amendments in Weaver v. Myers, 170 So. 3d 873, 883 (Fla. 1st DCA 2015).
Weaver then petitioned this Court for review.1 Because the district court expressly
declared a state statute valid, this Court has discretionary jurisdiction to review the
decision. See art. V, § 3(b)(3), Fla. Const. We accept that jurisdiction.
STATUTORY BACKGROUND
Since 2011, before filing a medical negligence action in Florida, a claimant
must satisfy statutory requirements, which include conducting a presuit
investigation process to ascertain whether there are reasonable grounds to believe
that the defendant medical provider was negligent, and that the negligence resulted
in injury to the claimant. § 766.203(2)(a)-(b), Fla. Stat. (2016).
Following that investigation, a claimant must give each prospective
defendant presuit notice of intent to initiate litigation and make certain disclosures.
§ 766.106(2)(a), Fla. Stat. (2016). The notice must disclose, where available, a list
of all health care providers seen by the claimant for the injuries complained of and
all known health care providers seen during the two-year period prior to the alleged
act of negligence. Id. Furthermore, a medical malpractice claimant must furnish
1. An amicus brief by the Florida Justice Association has been filed in
support of Weaver. Amicus briefs by the State of Florida, the Florida Justice
Reform Institute, and the Florida Hospital Association/Florida Medical
Association/American Medical Association have been filed in support of Dr.
Myers.
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all medical records that the presuit investigation expert relied upon in signing an
affidavit indicating a good-faith basis to believe a valid claim exists. See id.
In addition, the presuit notice must include an executed authorization form
that is provided in section 766.1065 of the Florida Statutes. Id. That executed
authorization form is titled “Authorization for Release of Protected Health
Information.” § 766.1065, Fla. Stat. (2016). By executing the authorization form
in compliance with the statutory presuit notice requirement, the claimant is
required to authorize the release of protected verbal and written health information
that is potentially relevant to the claim of medical negligence in the possession of
the health care providers listed in the notice disclosures. § 766.1065(3)B.1.-2., Fla.
Stat. However, this authorization is not a blanket authorization—it excludes health
care providers who do not possess information that is potentially relevant to the
claim. § 766.1065(3)C. Nevertheless, the claimant is required to name these
providers and provide the dates of treatments rendered by others. Id.
As part of this presuit machinery unique to medical malpractice claims, “the
parties shall make discoverable information available without formal discovery.” §
766.106(6)(a), Fla. Stat. Under this informal discovery, a prospective defendant
may require a medical malpractice claimant seeking redress to: (1) give an
unsworn statement; (2) produce requested documents, things, and medical records;
(3) submit to a physical or mental examination; (4) answer written questions; and
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(5) authorize treating health care providers to give unsworn statements. See
§ 766.106(6)(b), Fla. Stat. The statutory scheme further provides, however, that
“work product generated by the presuit screening process is not discoverable or
admissible in any civil action for any purpose by the opposing party.” §
766.106(5), Fla. Stat. But, failure to participate in informal discovery “is grounds
for dismissal of claims or defenses ultimately asserted.” § 766.106(6)(a), Fla. Stat.
AMENDMENTS AT ISSUE
While it retained the scheme described above, in 2013, the Legislature added
secret, ex parte interviews to the list of informal discovery devices to which a
medical malpractice claimant seeking redress must consent:
Interviews of treating health care providers.—A prospective
defendant or his or her legal representative may interview the
claimant’s treating health care providers consistent with the
authorization for release of protected health information. This
subparagraph does not require a claimant’s treating health care
provider to submit to a request for an interview. Notice of the intent
to conduct an interview shall be provided to the claimant or the
claimant’s legal representative, who shall be responsible for arranging
a mutually convenient date, time, and location for the interview within
15 days after the request is made. For subsequent interviews, the
prospective defendant or his or her representative shall notify the
claimant and his or her legal representative at least 72 hours before the
subsequent interview. If the claimant’s attorney fails to schedule an
interview, the prospective defendant or his or her legal representative
may attempt to conduct an interview without further notice to the
claimant or the claimant’s legal representative.
§ 766.106(6)(b)5., Fla. Stat. (emphasis added); Ch. 2013-108, § 3, at 5, Laws of
Fla. Thus, that plain language requires that, upon request by the prospective
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defendant, the medical malpractice claimant must arrange for an interview between
his or her treating health care providers and the prospective defendant or legal
representatives of such defendant within fifteen days of the request. Without
providing any limitation on the number of interviews, the plain language further
provides for arranging subsequent interviews with 72-hours’ notice. However, if at
any time the medical malpractice claimant’s attorney fails to schedule a requested
interview, then the prospective defendant or his lawyers may unilaterally and
without notice schedule the claimant’s treating health care providers for such an
interview without any notice to the claimant whatsoever. Nothing prevents
multiple attempts at securing such interviews.
Further, the statutorily mandated authorization form was also amended and
makes clear that the prospective defendant may interview the claimant’s treating
health care providers ex parte in secret, without the claimant or the claimant’s
attorney present:
This authorization expressly allows the persons or class of
persons listed in subsections D.2.-4. above to interview the health care
providers listed in subsections B.1.-2. above, without the presence of
the Patient or the Patient’s attorney.
§ 766.1065(3)E., Fla. Stat. (emphasis added); Ch. 2013-108, § 4, at 7, Laws of Fla.
However, because “[t]his authorization expressly allows the persons or class of
persons listed in subsections D.2.-4. above to interview,” the authorization requires
a medical malpractice claimant to expose health care providers to such clandestine,
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ex parte interviews not only with the prospective defendant, but also with a broad
set of parties, including related insurers, expert witnesses, attorneys, and support
staff:
2. Any liability insurer or self-insurer providing liability
insurance coverage, self-insurance, or defense to any health care
provider to whom presuit notice is given, or to any health care
provider listed in subsections B.1.-2. above, regarding the care and
treatment of the Patient.
3. Any consulting or testifying expert employed by or on
behalf of (name of health care provider to whom presuit notice was
given) and his/her/its insurer(s), self-insurer(s), or attorney(s)
regarding the matter of the presuit notice accompanying this
authorization.
4. Any attorney (including his/her staff) employed by or on
behalf of (name of health care provider to whom presuit notice was
given) or employed by or on behalf of any health care provider(s)
listed in subsections B.1.-2. above, regarding the matter of the presuit
notice accompanying this authorization or the care and treatment of
the Patient.
§ 766.1065(3)D.2.-4., Fla. Stat.
The Legislature did not amend the statute without some expression of its
intent. Specifically, in 2013, the Legislature added a third express purpose for the
release of the protected health information: “Obtaining legal advice or
representation arising out of the medical negligence claim described in the
accompanying presuit notice.” § 766.1065(3)A.3., Fla. Stat.; Ch. 2013-108, § 4, at
6, Laws of Fla. Before the amendments, the stated purpose of the mandatory
authorization was twofold—to facilitate the investigation and evaluation of the
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claim, or to defend against any litigation arising out of the claim. §
766.1065(3)A.1.-2., Fla. Stat. (2012); Ch. 2013-108, § 4, at 6, Laws of Fla.
Further, as was true before the 2013 amendments, it remains true today that
these conditions imposed by the Legislature are nonnegotiable. Specifically, “If
the authorization required by this section is revoked, the presuit notice under s.
766.106(2) is deemed retroactively void from the date of issuance, and any tolling
effect that the presuit notice may have had on any applicable statute-of-limitations
period is retroactively rendered void.” § 766.1065(2), Fla. Stat. (2016); see also
generally § 95.11(4)(b), Fla. Stat. (2016) (“An action for medical malpractice shall
be commenced within 2 years from the time the incident giving rise to the action
occurred or within 2 years from the time the incident is discovered, or should have
been discovered with the exercise of due diligence . . . .”). Thus, as the decision
below correctly recognized, a claimant now cannot institute a medical malpractice
action without authorizing ex parte interviews between the claimant’s health care
providers and the potential defendant. Weaver, 170 So. 3d at 877.
FACTUAL AND PROCEDURAL BACKGROUND
Faced with the expanded disclosure requirements, Petitioner Emma Gayle
Weaver (Weaver), individually and as personal representative of the estate of her
late husband Thomas Weaver (Thomas), filed an action against Respondent Dr.
Stephen C. Myers for declaratory judgment and injunctive relief with regard to the
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2013 amendments on the date they became effective. Weaver contended that Dr.
Myers provided care to Thomas that allegedly led to his injury and death. Relevant
here, Weaver contended that the 2013 amendments violated the right of access to
courts and the right to privacy under the Florida Constitution.
With regard to the right to privacy claim, the trial court granted in part Dr.
Myers’ motion to dismiss and dismissed Weaver’s privacy claim. The trial court
first concluded that an estate cannot assert any privacy rights on behalf of a
decedent because such rights under the Florida Constitution absolutely terminate
upon death and essentially are retroactively destroyed. The court then held that
even if Weaver could assert Thomas’ privacy rights, the claim should still be
dismissed because a constitutional privacy challenge can only be asserted to
protect against a government entity or actor even though it is obvious that a state
statute is authorizing the invasion here.
With regard to the access to courts challenge, on June 24, 2014, the trial
court granted Dr. Myers’ motion for summary judgment. The trial court reasoned
that the predecessor statute to section 766.106 was held to be valid under the
applicable provision of the Florida Constitution. See Lindberg v. Hosp. Corp. of
Am., 545 So. 2d 1384, 1386 (Fla. 4th DCA 1989), approved 571 So. 2d 446 (Fla.
1990). The court then concluded the addition of the secret ex parte interviews do
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not represent a material change sufficient to render the statute an impermissible
burden on access to courts.
On appeal, the First District affirmed. Weaver, 170 So. 3d at 883. With
regard to access to courts, the First District stated that “[a] statute which merely
imposes a condition precedent to suit without abolishing or eliminating a
substantive right must be upheld in the face of a constitutional challenge unless the
statute ‘create[s] a significantly difficult impediment to . . . right of access.’ ” Id.
at 882 (quoting Henderson v. Crosby, 883 So. 2d 847, 854 (Fla. 1st DCA 2004)
(quoting Mitchell v. Moore, 786 So. 2d 521 (Fla. 2001))). The district court
determined that the signing and serving of the mandatory authorization as part of
the presuit process does not “abolish or eliminate” any substantive right, and
concluded that “all that is imposed is a precondition to suit, in addition to those
that are already in existence under chapter 766.” Id. It then stated:
Though [Weaver] is correct that the amendments to the
authorization for release of protected health information now require
the claimant to expressly authorize ex parte interviews between
former health care practitioners with information relevant to the
potential lawsuit and the potential defendant, we find that like the
presuit notice requirement itself, this is a reasonable condition
precedent to filing suit, and, thus, does not violate her right to access
the courts.
Id. at 882-83.
With regard to the privacy challenge, the district court, unlike the trial court,
addressed this claim on the merits and concluded that “any privacy rights that
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might attach to a claimant’s medical information are waived once that information
is placed at issue by filing a medical malpractice claim. Thus, by filing the
medical malpractice lawsuit, the decedent’s medical condition is at issue.” Id. at
883 (citations omitted). The district court further noted that prior to the 2013
amendments, potential claimants were already required to disclose and produce
relevant medical records to the defense during the presuit process. Id. The court
below did not acknowledge or even address the concept of non-relevant matters
and privacy rights related thereto.
Therefore, the district court upheld the constitutionality of the statutes. This
review follows.
ANALYSIS
Weaver contends that the Legislature’s passage of certain amendments to
sections 766.106 and 766.1065 of the Florida Statutes are unconstitutional for
several reasons. First, Weaver contends that the amendments violate the right to
privacy explicitly provided for in the Florida Constitution. Relatedly, Weaver also
contends that placing a prerequisite condition on her action for wrongful death
requiring the release of Thomas’ medical records and the facilitation of ex parte,
secret presuit interviews with Thomas’ medical providers violates the right to
access to courts. Because these issues are questions of Florida constitutional law,
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our review is de novo. Caribbean Conservation Corp. v. Fla. Fish & Wildlife
Conservation Comm’n, 838 So. 2d 492, 500 (Fla. 2003).
The United States Supreme Court has explained that the United States
Constitution does not mention the right to privacy, but that it is a pervasive right
touching on many aspects of life and the right of privacy finds its roots throughout
the Bill of Rights and in the Fourteenth Amendment:
The Constitution does not explicitly mention any right of
privacy. In a line of decisions, however, going back perhaps as far as
Union Pacific R. Co. v. Botsford, 141 U.S. 250, 251 (1891), the Court
has recognized that a right of personal privacy, or a guarantee of
certain areas or zones of privacy, does exist under the Constitution. In
varying contexts, the Court or individual Justices have, indeed, found
at least the roots of that right in the First Amendment; in the Fourth
and Fifth Amendments; in the penumbras of the Bill of Rights; in the
Ninth Amendment; or in the concept of liberty guaranteed by the first
section of the Fourteenth Amendment. These decisions make it clear
that only personal rights that can be deemed “fundamental” or
“implicit in the concept of ordered liberty,” are included in this
guarantee of personal privacy. They also make it clear that the right
has some extension to activities relating to marriage; procreation;
contraception; family relationships; and child rearing and education.
Roe v. Wade, 410 U.S. 113, 152-53 (1973), holding modified by Planned
Parenthood of Se. Pa. v. Casey, 505 U.S. 833 (1992) (internal citations omitted).
While the federal right to privacy is pervasive and is revealed by judicial
interpretation, we need not rely on federal law but look only to the Florida
Constitution, which explicitly provides a right to privacy:
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Every natural person has the right to be let alone and free from
governmental intrusion into the person’s private life except as
otherwise provided herein.
Art. I, § 23, Fla. Const. (1980). This provision was added by Florida voters in
1980 and remains unchanged.
We have explained that the right to privacy in the Florida Constitution is
broader, more fundamental, and more highly guarded than any federal counterpart:
This amendment is an independent, freestanding constitutional
provision which declares the fundamental right to privacy. Article I,
section 23, was intentionally phrased in strong terms. The drafters of
the amendment rejected the use of the words “unreasonable” or
“unwarranted” before the phrase “governmental intrusion” in order to
make the privacy right as strong as possible. Since the people of this
state exercised their prerogative and enacted an amendment to the
Florida Constitution which expressly and succinctly provides for a
strong right of privacy not found in the United States Constitution, it
can only be concluded that the right is much broader in scope than
that of the Federal Constitution.
Winfield v. Div. of Pari-Mutuel Wagering, 477 So. 2d 544, 548 (Fla. 1985); see N.
Fla. Women’s Health & Counseling Servs., Inc. v. State, 866 So. 2d 612, 634-35
(Fla. 2003). The right of privacy “ensures that individuals are able ‘to determine
for themselves when, how and to what extent information about them is
communicated to others.’ ” Shaktman v. State, 553 So. 2d 148, 150 (Fla. 1989)
(quoting A. Westin, Privacy and Freedom 7 (1967)).
Specifically relevant here, we have held in no uncertain terms that “[a]
patient’s medical records enjoy a confidential status by virtue of the right to
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privacy contained in the Florida Constitution . . . .” State v. Johnson, 814 So. 2d
390, 393 (Fla. 2002). We have further recognized that “[t]he potential for invasion
of privacy is inherent in the litigation process.” Rasmussen v. S. Fla. Blood Serv.,
Inc., 500 So. 2d 533, 535 (Fla. 1987).
This would not be the first time that a Florida court has balanced a
decedent’s constitutional right to privacy over information occurring during the
person’s lifetime against the right to access to that information in litigation. In
Antico v. Sindt Trucking, Inc., 148 So. 3d 163, 164 (Fla. 1st DCA 2014), which
also involved a wrongful death action, the administrator of an estate raised a
constitutional privacy challenge to discovery of the contents of the decedent’s cell
phone. Specifically, the case involved a fatal automobile accident and the
wrongful-death-action defendant filed a motion for permission to have an expert
inspect the decedent’s cellphone for data from the day of the accident—data
pertaining to “use and location information, internet website access history, email
messages, and social and photo media posted and reviewed on the day of the
accident.” Id. The administrator of the decedent’s estate “objected to the
cellphone inspection citing the decedent’s privacy rights under the Florida
Constitution.” Id. The trial court ultimately granted the motion to examine the cell
phone, but recognized the decedent’s privacy interests and set very strict
parameters for the expert’s confidential inspection. Id. at 164-65.
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Notwithstanding the strict parameters set by the trial court in Antico, the
administrator of the estate filed a petition for writ of certiorari with the First
District asserting that the trial court’s order departed from the essential
requirements of law by not granting stronger protections. Id. at 165-66. In
exercising certiorari jurisdiction over the petition, the First District held that the
irreparable harm component of its jurisdiction in that case was satisfied “because
irreparable harm can be presumed where a discovery order compels production of
matters implicating privacy rights.” Id. Thus, by exercising its certiorari
jurisdiction, the district court necessarily held that the decedent had an enforceable
constitutional right to privacy in the litigation context.
In denying relief from the highly limited grant of discovery over the cell
phone’s contents, the Antico court noted that the trial court had adequately
accounted for the decedent’s privacy right:
The record here indicates that the trial court closely considered how to
balance Respondents’ discovery rights and the decedent’s privacy
rights. The order highlighted the relevance of the cellphone’s data to
the Respondents’ defense and it set forth strict procedures controlling
how the inspection process would proceed.
....
The other side of the equation—the countervailing privacy
interest involved with the discovery of data on a cellphone—is also
very important. . . . But we are satisfied that the order adequately
safeguards privacy interests under the circumstances here where
Petitioner was given the opportunity, but advanced no alternative
plan.
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Id. at 166-67 (emphasis added). For emphasis, the Antico court performed its
review of the discovery objection pursuant to the constitutional privacy right of the
decedent. Id. at 164. (“Citing the privacy provision, article I, section 23, of the
Florida Constitution, and the rules of civil procedure, the personal representative of
Tabitha Antico’s estate (Petitioner) objects to an order entered by the trial court
. . . Petitioner objected to the cellphone inspection citing the decedent’s privacy
rights under the Florida Constitution.” (emphasis added)).
Consistent with Antico, the decision below did not hold that Thomas did not
have a constitutional right to privacy in his protected medical information. The
district court specifically rested its privacy analysis on waiver grounds:
It is well-established in Florida and across the country that any
privacy rights that might attach to a claimant’s medical information
are waived once that information is placed at issue by filing a medical
malpractice claim. See, e.g., Barker v. Barker, 909 So. 2d 333, 337
(Fla. 2d DCA 2005); Andreatta v. Hunley, 714 N.E.2d 1154, 1157
(Ind. Ct. App. 1999). Thus, by filing the medical malpractice lawsuit,
the decedent’s medical condition is at issue.
Weaver, 170 So. 3d at 883. At no point did the district court hold that the decedent
did not have a right to privacy. See generally id. Indeed, to the contrary, its
waiver analysis was an implicit acknowledgement of that privacy right, as one
cannot waive a right he or she does not have. No other basis was offered for the
First District’s holding as to the privacy issue.
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Thus, we now make explicit what the decision below and Antico necessarily
implied—in all litigation contexts, a decedent does not retroactively lose and can
maintain the constitutional right to privacy that may be invoked as a shield in all
contexts, including but not limited to medical malpractice cases, against the
unwanted disclosure of protected private matters, including medical information
that is irrelevant to any underlying claim including but not limited to any medical
malpractice claim.2 Death does not retroactively abolish the constitutional
protections for privacy that existed at the moment of death. To hold otherwise
would be ironic because it would afford greater privacy rights to plaintiffs who
survived alleged medical malpractice while depriving plaintiffs of the same
protections where the alleged medical malpractice was egregious enough to end the
2. In a related context, application of existing limits and exemptions to
access to information by the public bolsters this conclusion. For instance, in the
context of the federal Freedom of Information Act, the families of deceased
astronauts from the Challenger space shuttle explosion were allowed to claim an
exemption for “personnel and medical files and similar files the disclosure of
which would constitute a clearly unwarranted invasion of personal privacy.” New
York Times Co. v. Nat’l Aeronautics & Space Admin., 782 F. Supp. 628, 630
(D.D.C. 1991). In another context, it is well-established law that the right to
privacy survives death. Florida recognizes both a statutory and common law right
of publicity. § 540.08, Fla. Stat. (2016); see, e.g., Cason v. Baskin, 20 So. 2d 243,
245 (Fla. 1944). The right of publicity is a corollary right derived from the right to
privacy that allows a person to control the use of his or her name and likeness.
Section 540.08, Florida Statutes, authorizes the surviving spouse of a decedent to
enforce the decedent’s publicity rights for up to forty years. See § 540.08(1), (5)-
(7). Thus, it is clear that the right to privacy survives a person’s death, is not
retroactively destroyed by death, and remains enforceable in tort law by the
decedent’s family members for decades.
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lives of those plaintiffs. This is an outcome that our Florida Constitution could not
possibly sanction. Cf. Estate of Youngblood v. Halifax Convalescent Ctr., Ltd.,
874 So. 2d 596, 603-04 (Fla. 5th DCA 2004) (“Thus in a case such as this where
the suit was filed before the nursing home resident’s death, all deprivation of
Chapter 400 rights, including those resulting in the death of a resident but not
exclusive of those, should survive the death of the nursing home resident. A
contrary interpretation would encourage nursing homes to drag out litigation until
the nursing home resident dies—not an impractical solution given the age and state
of health of most nursing home residents.” (internal citation omitted)). Thus, we
reiterate that Thomas and his estate, even after his death, maintained a
constitutional right to privacy concerning matters that occurred prior to his death,
and that privacy may be invoked as a shield to maintain the confidence of his
protected information, including but not limited to medical information.
But Dr. Myers contends that Thomas does not have a cognizable right to
privacy because his constitutional rights retroactively totally vanished upon his
death, and even if not, Weaver lacks standing to assert his privacy rights.
Specifically, Dr. Myers strings together the following language in support of this
sweeping contention:
An individual’s right to privacy is personal and dies with the
individual. Williams v. City of Minneola, 575 So. 2d 683, 689 (Fla.
5th DCA 1991). “[E]ven where a constitutional right to privacy is
implicated, that right is a personal one, inuring solely to individuals.”
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Alterra Healthcare Corp. v. Estate of Shelley, 827 So. 2d 936, 941
(Fla. 2002). Thus, such privacy rights “may not be asserted
vicariously.” Sieniarecki v. State, 756 So. 2d 68, 76 (Fla. 2000).
Moreover, this Court has declared unequivocally: “[W]e begin with
the premise that a person’s constitutional rights terminate at death.”
State v. Powell, 497 So. 2d 1188, 1190 (Fla. 1986).
Answer Br. at 45.
However, Dr. Myers’ use of quotes out of context and incorrectly expanded
arguments to suggest a retroactive absolution of the basic privacy right is both
misleading and without effect. The very briefest of review of those cases reveals
that it is Dr. Myers’ argument that is without life, not Thomas’ constitutional right
to privacy. For example, Dr. Myers referred this Court to Williams, 575 So. 2d at
689, for the proposition that a decedent has no right to privacy. However,
Williams involved an action for damages arising from the alleged invasion of
privacy resulting from the release of autopsy photos. Id. at 689-90. Thus,
Williams involved the tort of invasion of privacy on conduct occurring after death
rather than the invocation of the constitutional right of privacy before death
occurred.3
Likewise, Sieniarecki, 756 So. 2d 68, is wholly inapposite. Sieniarecki did
not involve shielding information from disclosure. Instead, Sieniarecki involved a
3. Moreover, even in this distinct context, the Williams court recognized
that there are certain exceptions in which a decedent’s next of kin may properly
bring an action for invasion of privacy. 575 So. 2d at 689.
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facial challenge by a defendant found guilty of neglect of a disabled adult, the
disabled adult being her mother. See id. at 71-72. Thus, Sieniarecki contended
that “because her mother had the right to refuse medical treatment, [she] cannot be
convicted of neglect for failing to provide proper medical attention.” Id. at 76. We
held that she could not assert a defense based on the privacy right of her mother to
refuse medical treatment in that case because “constitutional rights are personal in
nature and generally may not be asserted vicariously.” Id. However, invoking
another person’s constitutional right to refuse medical treatment not for that
person’s benefit, but to protect against criminal liability is quite different from
invoking another person’s right to privacy to protect disclosure of that person’s
constitutionally protected information for that person’s benefit. This is even more
the case where the person has no effective avenue to preserve the right himself or
herself. Indeed, in a footnote to the statement Dr. Myers quotes out of context, we
recognized that there are other situations or “exceptions” that are more akin to the
situation here:
A recognized exception to this rule applies where enforcement of a
challenged restriction would adversely affect the rights of non-parties,
and there is no effective avenue for them to preserve their rights
themselves. Cf. Stall v. State, 570 So. 2d 257, 258 (Fla. 1990)
(“[a]ssuming that the petitioners [who were alleged vendors of
obscene materials] have vicarious standing to raise their customers’
privacy interest”). This principle has been extended to apply where it
is the petitioners who “stand to lose from the outcome of this case and
yet they have no other effective avenue for preserving their rights”
than by raising the constitutional rights of non-parties. Jones v. State,
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640 So. 2d 1084, 1085 (Fla. 1994) (recognizing petitioners’ vicarious
standing to assert the claimed privacy rights of the underaged girls
with whom they had sexual intercourse).
Id. at 76 n.3 (emphasis added).
Powell, 497 So. 2d 1188, also provides no support. There, the petitioners
challenged a statute authorizing medical examiners to remove corneal tissue from a
cadaver for use in a corneal transplant. Id. at 1190. Thus, in Powell, the issue of
privacy was raised with regard to conduct that occurred after the person’s death,
not during his or her lifetime as is the case here with Thomas Weaver’s medical
care. Therefore, the quoted out of context language is presented in an attempt to
bolster the incorrect argument. Still, in Powell, we also recognized that even with
regard to rights after death, “[i]f any rights exist, they belong to the decedent’s next
of kin.” Id.
Likewise, the statement in Alterra that “even where a constitutional right to
privacy is implicated, that right is a personal one, inuring solely to individuals” is
taken out of context because it involved a challenge to the standing of an employer
to assert an employee’s constitutional privacy rights. Alterra, 827 So. 2d at 941.
Here again the argument advanced failed to include the context in which the
statement was made.
Finally, Dr. Myers further refers us to Nestor v. Posner-Gerstenhaber, 857
So. 2d 953 (Fla. 3d DCA 2003), in which the administrator of an estate sought to
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enforce confidentiality agreements entered into between a decedent and his
employees, signed just before his death. In Nestor, the district court referenced
Williams in the contractual context and stated, “Privacy rights are personal and die
with the individual.” 857 So. 2d at 955. However, in the very next sentence, the
district court reasoned that in the confidentiality agreement “there is no provision
that requires confidentiality after Posner’s death.” Id. Thus, Nestor is wholly
inapposite as it pertains exclusively to a contractual privacy claim rather than a
constitutional privacy claim. Indeed, Nestor does not even contain any mention or
reference to the Florida Constitution, let alone the explicit fundamental
constitutional right to privacy. Similarly unsupportive, Dr. Myers also refers us to
Loft v. Fuller, 408 So. 2d 619 (Fla. 4th DCA 1981), which is yet another invasion
of privacy case that fails to even mention the Florida Constitution, but rather is
focused on the common law right to privacy and its use as a sword, rather than as a
shield.
Dr. Myers further contends that “the concept that an individual’s
constitutional privacy rights expire upon death is well accepted across the
country,” and refers this Court to cases from various federal courts. Answer Br. at
46. However, not one of those cases supports that statement because every one of
those cases involves conduct that occurred after the death of the person whose
constitutional rights were at issue. See Silkwood v. Kerr-McGee Corp., 637 F.2d
- 21 -
743, 749 (10th Cir. 1980) (“We agree with the Ninth Circuit that the civil rights of
a person cannot be violated once that person has died. It is clear then that the FBI
agents could not have violated the civil rights of Silkwood by cover-up actions
taken after her death.”) (emphasis added) (citations omitted); Whitehurst v. Wright,
592 F.2d 834, 840-41 (5th Cir. 1979) (“Here, the events of the alleged cover-up
took place after Bernard Whitehurst had been shot and killed. . . . The question
presented in the court below and in this court was whether events occurring after
his death constituted a deprivation of her son’s constitutional rights for which
plaintiff has stated a claim.”) (emphasis added) (footnote omitted); Ravellette v.
Smith, 300 F.2d 854, 857 (7th Cir. 1962) (“These cases are inapposite because they
are concerned with a violation of the rights of a living person. In the instant case,
decedent was dead when the sample was taken.”) (emphasis added); Helmer v.
Middaugh, 191 F. Supp. 2d 283, 285 (N.D.N.Y. 2002) (“As the allegations
concerning Lt. Lisi are limited to conduct occurring after the death of B. Helmer,
plaintiff’s amended complaint does not allege a viable cause of action against
him.”) (emphasis added). Indeed, some of those cases even support Weaver’s
position. See Whitehurst 592 F.2d at 840 (“No allegation was made that any
conspiracy to kill Whitehurst or to cover up the event existed before the shooting
took place.”) (emphasis added); Helmer, 191 F. Supp. 2d at 285 (“In addition,
because the proposed Second Amended Complaint alleges no additional facts to
- 22 -
demonstrate Lt. Lisi’s involvement prior to the death of B. Helmer, it does not cure
this fatal defect as to Lt. Lisi.”) (emphasis added).
Therefore, not a single case that Dr. Myers has advanced stands for the
broad, incorrect proposition that a person’s constitutional rights pertaining to
conduct occurring during the person’s lifetime are retroactively destroyed upon
death. Indeed, if Dr. Myers’ position were correct, there would be absolutely no
protection and no one to assert the protection. We must be ever vigilant as we
consider invasions into the fundamental rights of our citizens, particularly when
faced with flawed legal arguments. Today we specifically address privacy, which
is included among our most cherished rights such as speech, religion, to be free
from searches and seizures without a warrant or permissible exception, and the
right to due process. Surely, the reflex of any concerned jurist upon consideration
of an invasion of fundamental rights would be to protect our citizens as required by
our Bill of Rights. Dr. Myers’ contention here is that a person loses all of those
rights upon death. Such a holding would render those rights hollow, chilling the
daily operation of them on people as they navigate their lives from moment to
moment.
As discussed above, in Florida, the right to privacy is no less fundamental
than those other rights and is even more closely guarded in some respects. Thus,
the slippery slope Dr. Myers invites this Court to slide down is even more perilous
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with regard to the right to privacy. Indeed, just the potential for retroactive
destruction of the right to privacy robs the life of that very protection due to the
chill it would cause. If we were to follow Dr. Myers’ argument that a person
experiences the loss of privacy applicable while living upon the change in status
from alive to dead, then the secrets of that person’s life, including his or her sexual
preferences, political views, religious beliefs, views about family members,
medical history, and any other thought or belief the person considered to be private
and a secret are subject to full revelation upon death. Theoretically, there would be
no need for justification for such intrusions or revelations of a person’s secrets, not
even a rational basis. Therefore, what would follow from allowing a retroactive
destruction of the fundamental right to privacy is a reality in which ultimately
anyone could rummage at any time, without limitation, through every detail of
every citizen’s most private information.
Here, the right to privacy is being used as a limited shield from ex parte
discovery and not as a sword to initiate a civil action. Thus, none of those cases
asserted by Dr. Myers addressed the right of privacy before death in the specific
context at issue here. While this may appear subtle, it is a very critical distinction.
Failing to note this distinction, Dr. Myers’ selective readings of case law has led
him to a misdiagnosis of Thomas’ right to privacy upon his death, a right that
remains quite alive.
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The inquiry does not end here though. Dr. Myers also asserts that Weaver
lacks standing to assert a right to privacy here. In Antico, the district court
assumed that the estate had standing to assert the decedent’s privacy interests. 148
So. 3d at 168 n.2 (“We needn’t resolve Respondents’ additional contention that
Petitioner lacks standing in this case to assert the decedent’s constitutional privacy
rights. The trial court didn’t pass on this question. And, as discussed above, relief
isn’t warranted even if we assume (as this opinion does) that Petitioner can assert
the decedent’s privacy rights.”). Here, in the decision below, the district court did
not resolve the question of standing, and simply held that Weaver had waived the
right to privacy by filing a medical malpractice wrongful death action. See
Weaver, 170 So. 3d at 883.
Given that the issue of standing must be considered in this case, unlike the
Antico case, we address Dr. Myers’ challenge to Weaver’s standing. Despite the
district court’s holding of waiver below, that waiver holding itself provides
recognition and a basis for our holding here. Holding that Weaver waived the right
of privacy by filing the wrongful death action implies not only that Thomas
Weaver had a right to privacy in the litigation context that could be waived, but
also that Emma Weaver, the administrator of his estate and his wife, had standing
to waive such rights. It follows that if she had standing to waive the right to
privacy here, she likewise had standing to assert that privacy right. Similarly, if a
- 25 -
decedent has a constitutional privacy interest under the Florida Constitution in the
context of discovery in litigation, as the Antico court recognized, then someone
must be able to assert that privilege.
Florida’s Wrongful Death Act establishes the personal representative of a
decedent’s estate as the sole party that may file a decedent’s cause of action for
wrongful death. The statute provides in pertinent part:
The action shall be brought by the decedent’s personal
representative, who shall recover for the benefit of the decedent’s
survivors and estate all damages, as specified in this act, caused by the
injury resulting in death. When a personal injury to the decedent
results in death, no action for the personal injury shall survive, and
any such action pending at the time of death shall abate.
§ 768.20, Fla. Stat. (2016); see Roughton v. R.J. Reynolds Tobacco Co., 129 So.
3d 1145 (Fla. 1st DCA 2013) (A wrongful death action may be brought only by the
personal representative for the benefit of the decedent’s survivors and estate.); Fla.
Emergency Physicians-Kang & Assocs., M.D., P.A. v. Parker, 800 So. 2d 631, 633
(Fla. 5th DCA 2001) (same); Benson v. Benson, 533 So. 2d 889 (Fla. 3d DCA
1988) (Decedent’s parents were without standing to file a wrongful death action
where decedent’s wife, not decedent’s parents, served as administratrix of
decedent’s estate.). Thus, if the right exists, which we conclude it does, then it
most assuredly must be capable of being advanced. Cf. In re Guardianship of
Browning, 568 So. 2d 4, 12 (Fla. 1990) (“Indeed, the right of privacy would be an
empty right were it not to extend to competent and incompetent persons alike.”).
- 26 -
With regard to wrongful death actions, the administrator of the estate may certainly
assert that right because he or she is the only person who has standing to file a
wrongful death action in the first place. Moreover, Weaver’s status as wife may
further entitle her to assert the right. Cf. Powell, 497 So. 2d at 1190 (“If any rights
exist, they belong to the decedent’s next of kin.”) Based upon the foregoing,
Weaver, as personal representative of Thomas’ estate and his wife, clearly has
standing to challenge the provisions at issue by presenting the constitutional right
to privacy in Thomas’ protected medical information.
Dr. Myers further asserts that Weaver has necessarily waived all
constitutional rights to privacy in this case by filing a claim of medical
malpractice. However, the anatomy of such a waiver under Florida law is clear.
Although a claimant may necessarily waive privacy rights to the medical
information that is relevant to a claim by filing an action, this does not amount to
waiver of privacy rights pertaining to all confidential health information that is not
relevant to the claim. See generally Poston v. Wiggins, 112 So. 3d 783, 786 (Fla.
1st DCA 2013) (granting certiorari petition and quashing trial court order requiring
production of post-accident medical records because “[u]nlike the pre-accident
pharmacy records which may be relevant, the post-accident medical records are
entirely irrelevant”); McEnany v. Ryan, 44 So. 3d 245, 247 (Fla. 4th DCA 2010)
(granting certiorari petition and quashing trial court order which denied petitioner-
- 27 -
defendant’s objections to motion to compel; “In this case, whether defendant was
impaired by a mixture of the drug Ritalin and alcohol at the time of the accident
would be a relevant issue. Determining whether petitioner had a current
prescription for Ritalin seems to us to be relevant to that inquiry. It is equally
apparent to us, however, that most of the medical records sought likely have no
relevance to that inquiry, and no link was shown at the hearing.”); Barker, 909 So.
2d at 338 (“By failing to provide for an in camera inspection of [the petitioner’s]
medical records to prevent disclosure of information that is not relevant to the
litigation, the discovery order departed from the essential requirements of the
law.”). The decision below erred in holding otherwise to the extent unnecessary
information would be open and subject to the ex parte exploration proceedings
authorized in the 2013 amendments.
Having determined that Weaver is a proper party to assert the constitutional
right to privacy in attempting to shield the disclosure of irrelevant, unnecessary,
and protected medical information, and that she did not waive the protection with
regard to medical information not relevant to the medical negligence action, we
now address the question of whether the right to privacy has been violated. Due to
the fundamental and highly guarded nature of this right, “any law that implicates
the fundamental right of privacy, regardless of the activity, is subject to strict
scrutiny and, therefore, presumptively unconstitutional.” Gainesville Woman
- 28 -
Care, LLC v. State, 210 So. 3d 1243, 1245 (Fla. 2017); Winfield, 477 So. 2d at
547. Thus, the burden of proof rests with the State to justify an intrusion on
privacy. Winfield, 477 So. 2d at 547.4
In an attempt to sustain the burden under the strict scrutiny test, Dr. Myers
and the amici assert that the legislative intent behind the amendments is sufficient:
to encourage settlement by providing equal access to relevant information,
resulting in the inexpensive and expeditious administration of justice; screening
out frivolous claims; and streamlining medical malpractice litigation. However,
none of these asserted interests, individually or collectively, are sufficiently
compelling to outweigh the interest of a patient in keeping private medical
information that was given in confidence to medical personnel under the
protections of both federal and Florida law when that information is not relevant to
the prospective claim of malpractice.
4. Dr. Myers contends that he is not a government actor, and therefore, the
right to privacy challenge fails. However, this Court has previously considered
challenges to statutes on the basis that they violate the right to privacy where both
parties to the action are private individuals, but one party benefits from operation
of the statute. See, e.g., D.M.T. v. T.M.H., 129 So. 3d 320, 330 (Fla. 2013) (donor
filed petition to establish parental rights and sought declaration of constitutional
invalidity of assisted reproductive technology statute); Von Eiff v. Azicri, 720 So.
2d 510, 511-12 (Fla. 1998) (parents challenged statute which provided
grandparents with a freestanding cause of action for visitation rights with minor
grandchildren); Beagle v. Beagle, 678 So. 2d 1271, 1273 (Fla. 1996) (parents
contested grandparents’ petition for visitation rights with grandchild that was
authorized pursuant to statute).
- 29 -
Moreover, even if those concerns were compelling, rather than address them
with a steady hand and surgical precision such that the least intrusive means could
be implemented, the amended statutes here have gashed Florida’s constitutional
right to privacy. Requiring claimants to authorize clandestine, ex parte secret
interviews is far from the least intrusive means to accomplish those stated goals.5
The ex parte secret interview provisions of sections 766.106 and 766.1065
fail to protect Florida citizens from even accidental disclosures of confidential
medical information that falls outside the scope of the claim because there would
be no one present on the claimant’s behalf to ensure that the potential defendant,
his insurers, his attorneys, or his experts do not ask for disclosure of information
from a former treating health care provider that is totally irrelevant to the claim.
This concern with regard to ex parte secret interviews has been noted not only by
this Court but also by multiple other courts. See Acosta v. Richter, 671 So. 2d 149,
5. Further, although not at issue here, requiring potential claimants to list by
name health care providers who do not have information potentially relevant to the
claim, and provide dates of service, see § 766.1065(3)C., in and of itself reveals
irrelevant private medical information. For example, if a claimant seeks to file an
action based upon alleged malpractice by a podiatrist, the authorization requires
him to report if he was seen by a health care provider who specializes in treating
HIV, or sexual dysfunction, or depression, or substance abuse. This goes beyond
the scope of the claim and intrudes upon a person’s right to keep private medical
information that has not been placed at issue by virtue of the action. However,
again, this is not at issue here and must also be weighed against the limiting intent
behind the requirement.
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153 (Fla. 1996) (“Were unsupervised ex parte interviews allowed, medical
malpractice plaintiffs could not object and act to protect against inadvertent
disclosure of privileged information, nor could they effectively prove that improper
disclosure actually took place.”); see also Wenninger v. Muesing, 240 N.W.2d 333,
337 (Minn. 1976); Nelson v. Lewis, 534 A.2d 720, 723 (N.H. 1987); Crist v.
Moffatt, 389 S.E.2d 41, 46 (N.C. 1990); Alsip v. Johnson City Med. Ctr., 197
S.W.3d 722, 727 (Tenn. 2006); Kirkland v. Middleton, 639 So. 2d 1002, 1004 (Fla.
5th DCA 1994); Horner v. Rowan Companies, Inc., 153 F.R.D. 597, 601 (S.D.
Tex. 1994). While section 766.106 provides that a treating health care provider
may have the right to refuse to be secretly interviewed ex parte, as noted by the
Arizona Court of Appeals with regard to a similar statute, a provider may
nonetheless feel pressured to participate or not fully understand his or her right to
refuse:
A physician may lack an understanding of the legal distinction
between an informal method of discovery such as an ex parte
interview, and formal methods of discovery such as depositions and
[interrogatories], and may therefore feel compelled to participate in
the ex parte interview. We also note that in Arizona, a substantial
number of physicians are insured by a single “doctor owned” insurer.
Realistically, this factor could have an impact on the physician’s
decision. In other words, the physician witness might feel compelled
to participate in the ex parte interview because the insurer defending
the medical malpractice defendant may also insure the physician
witness.
Duquette v. Super. Ct., 778 P.2d 634, 641 (Ariz. Ct. App. 1989).
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Furthermore, the supposed facilitation of settlement is not a reality for either
party in medical malpractice litigation. As the Illinois appellate court opined, a
secret ex parte interview with a treating health care provider does not lead to the
discovery of medical information that would not otherwise be discoverable, such
that it facilitates settlement:
It is not the ex parte conference in and of itself that leads to the early
settlement of a case. Rather, it is the information that is obtained
during that ex parte conference that leads to a case’s settlement. That
. . . information can be obtained . . . by obtaining a copy of the
plaintiff’s medical records or through a deposition of the plaintiff’s
treating physician. These latter methods will provide defense counsel
with the same information that they would obtain in an ex parte
conference . . . without jeopardizing that physician’s fiduciary
obligation to his patient.
Petrillo v. Syntex Labs., Inc., 499 N.E.2d 952, 965-66 (Ill. App. Ct. 1986).
Under section 766.106(6)(b), the other informal discovery tools available are
unsworn statements of the parties and treating health care providers (all with the
claimant’s counsel allowed to be present), written questions, production of
documents and things, and physical and mental examinations. There is nothing to
indicate that these tools are deficient in the acquisition of information relevant to a
potential medical malpractice claim, such that secret ex parte interviews justify the
attendant risk of disclosure of irrelevant, constitutionally protected matters,
medical information and otherwise, or serve a compelling interest. See Winfield,
477 So. 2d at 547. Therefore, the constitutional right to privacy has been violated
- 32 -
in this case.
The dissent is designed and constructed on a fundamentally flawed basis.
The dissent further fosters confusion concerning this clear constitutional violation
and is in conflict with the practical realities of today’s litigation practice. With
regard to medicine in the modern world of strained resources, the reality is that
almost every malpractice litigant will be subject to the amendments’ no-notice
interview provision because it is exceedingly difficult, if not impossible, to
schedule time with a doctor within fifteen days or seventy-two hours absent a
critical, life-threatening situation. See § 766.106(6)(b)5., Fla. Stat. (2016). The
difficulty will surely become more pronounced when a doctor is advised that a
patient seeks not an appointment for care, but rather to schedule an interview
regarding malpractice litigation against one of the doctor’s colleagues. Yet, if the
malpractice litigant at any point does not schedule an interview within such narrow
time frames, the defense may then repeatedly approach the doctors without any
notice and ex parte. See id. Thus, when viewed through the lens of real-life
implications, the statute’s facilitation of non-secret meetings is merely illusory.
Sprinkled throughout the dissent is reference to the term “relevant” based on
the deeply flawed premise that opposing counsel in litigation should be the sole
and exclusive arbiter in a secret ex parte, non-recorded meeting of that which is
“relevant” with regard to the precious Florida constitutional right of privacy. With
- 33 -
this fatal flaw the dissent rings hollow. The dissent’s undue reference to the
amendment’s use of the word “relevant” renders strict scrutiny no different than
rational basis scrutiny. History has demonstrated that bar grievance procedures are
totally insufficient to protect our fundamental rights of privacy during secret
meetings. On the contrary, even the conduct of lawyers in public proceedings is
very often beyond proper limitations. Additionally, there is nothing to limit the
actions of other investigators and insurance adjusters.
Although the standard to be applied is whether there is a less invasive
manner, a contrary interpretation advances the most invasive clandestine secret
interrogations as a method to deal with the fundamental constitutional right of our
citizens. The dissent even relies on cases that support our holding and conclusions,
when those cases are properly and fully analyzed.
In Coralluzzo v. Fass, 450 So. 2d 858 (Fla. 1984), superseded by statute, §
456.057, Fla. Stat. (2009); Hasan v. Garvar, 108 So. 3d 570 (Fla. 2012); and
Acosta, 671 So. 2d 149, this Court was not presented with a constitutional privacy
challenge. Thus, these cases do not support the dissent’s reliance upon them for
the proposition that litigants had no protections prior to the legislative enactment of
an evidentiary privilege. Indeed, because no constitutional privacy challenge was
raised in any of those cases, this Court prudently did not make a single reference to
the constitutional right to privacy. As a result, the statement in Coralluzzo that
- 34 -
“[n]o law, statutory or common, prohibits—even by implication—[the unilateral,
ex parte interviews],” 450 So. 2d at 859, is wholly inapposite “because of the
dominant force of the Constitution, an authority superior to both the Legislature
and the Judiciary.” Holley v. Adams, 238 So. 2d 401, 405 (Fla. 1970). Therefore,
the fact that the litigants in those cases did not raise a constitutional challenge does
not render true the contrary view’s very disturbing conclusion that “there was
nothing to prevent the ex parte interview with the nonparty treating physician in
the absence of legislative protections.” Dissenting op. at 60-61. This ill-founded
conclusion confuses the concept of evidentiary privileges with fundamental Florida
constitutional rights. The entire contrary argument falls when the confusion is
analyzed and recognized.
In an attempt to distract from this misdirection, the contrary view hinges on
a clause in our decision in Acosta that “there was no legal impediment to ex parte
conversations between a patient’s treating doctors and the defendants or their
representatives.” Dissenting op. at 61 (quoting Acosta, 671 So. 2d at 150).
Conveniently, however, the dissent does not fully present the explanatory clause
introducing that statement: “The present controversy has its genesis in Coralluzzo
. . ., where, in a medical malpractice action, this Court held there was no common
law or statutory privilege of confidentiality as to physician-patient communications
in Florida and, hence, there was no legal impediment . . . .” Acosta, 671 So. 2d at
- 35 -
150 (emphasis added). Thus, when considered fully the critical fact is exposed and
explained that Acosta and Coralluzzo simply did not involve a constitutional
challenge whatsoever and did not have occasion to discuss any constitutional
“impediments.” It bears repeating to combat any obfuscation or confusion that just
because the litigants did not raise the constitutional issue in prior cases does not
mean the right was non-existent. Likewise, to perpetrate that misconception, a
failure of complete analysis violates the tenet of constitutional avoidance this Court
generally follows. Moreover, Coralluzzo was reviewed as a certified question of
great public importance from a decision to deny a petition for writ of certiorari
reviewing the denial of a protective order, and thus, all the courts involved in
Coralluzzo were looking through an especially narrow lens focused on finding
clearly established law, not the creation of new rights, especially none that the
parties failed to raise. See Nader v. Fla. Dep’t of Highway Safety & Motor
Vehicles, 87 So. 3d 712, 723 (Fla. 2012) (“[C]ertiorari jurisdiction cannot be used
to create new law where the decision below recognizes the correct general law and
applies the correct law to a new set of facts to which it has not been previously
applied. In such a situation, the law at issue is not a clearly established principle of
law.”); Coralluzzo, 450 So. 2d at 858-59. Relatedly, the incident in Coralluzzo did
not take place until 1981, just one year after the constitutional privacy right was
adopted by the voters, and thus, without having raised the issue, it is no surprise
- 36 -
the constitutional limitation had not been considered with regard to ex parte
conferences with medical providers.
By contrast, the contrary view suggested does not accommodate that in this
case the constitutional right has been raised and fully briefed at all levels for de
novo review. Unlike Acosta and Hasan, where the evidentiary privilege statutes at
issue were built upon only the spirit of the constitutional protections, thereby
negating the need for a constitutional analysis, the amendments at issue today
accomplish the opposite, affirmatively trampling on the constitutional privacy right
and rendering it necessary, for the first time, to address the express constitutional
issue.
Moreover, selective references to Hasan and Acosta ignore the only
analogous and relevant portions of those opinions, which actually support our
holding today. Specifically, although both cases concerned statutory limitations on
ex parte discovery, unlike the supreme constitutional right at issue here today, the
statutory rights at issue in those cases involved analyses into the potential for
revelation of protected information. Equally applicable here under the least
intrusive means standard, the statutory analyses in Hasan and Acosta led this Court
to “reject the contention that ex parte conferences with treating physicians may be
approved so long as the physicians are not required to say anything. We believe it
is pure sophistry to suggest that the purpose and spirit of the statute would not be
- 37 -
violated by such conferences.” Hasan, 108 So. 3d at 578 (quoting Acosta, 671 So.
2d at 156) (emphasis added). The fact that today we analyze the constitutional
right to privacy, as opposed to a limited statutory evidentiary privilege, does not
change our conclusion in Hasan that “efforts to foster an environment conducive to
inadvertent disclosures of privileged information . . . are impermissible.” Id. In
referencing the language “purpose and spirit of the statute,” rather than the overall
logic concerning overbreadth and illusory protections that applies equally under
any good-faith strict scrutiny analysis, the contrary view expressed today simply
changes the subject for discussion, rather than addressing the actual substance of
the issues.
Likewise, the lone decision relied upon by the dissent that even touches
upon the constitutional right to privacy and its application to ex parte medical
interviews, a district court decision, S & A Plumbing v. Kimes, 756 So. 2d 1037,
1042 (Fla. 1st DCA 2000), does not control in any manner and is wholly inapposite
when analyzed in context. Kimes involved ex parte interviews in the workers’
compensation context, which is wholly distinguishable from a medical malpractice
action in that, as the Kimes court recognized, “The workers’ compensation system
is clearly intended to be self-executing, with the resort to adversarial proceedings
being undertaken only as a last recourse to resolve intractable disputes between
petitioners and employers and their insurance carriers.” Id. at 1041 (emphasis
- 38 -
added). Further, unlike workers’ compensation claims, medical malpractice and
wrongful death actions are completely adversarial and traditional actions at law
resolved in the judicial branch by Article V courts.6 Therefore, despite any attempt
to compare workers’ compensation to traditional litigation, this Court’s long saga
of ensuring the scheme’s compliance with the right to access to courts undresses
that disguised misconception.
Accordingly, as the Kimes court accurately understood the substantial
differences between workers’ compensation and traditional litigation, the fact that
“[t]he workers’ compensation system transposed dispute resolution for workplace
injuries from the private law of torts to a publicly administered and regulated
system” was central to its conclusion that no legitimate expectation of privacy
exists in the extremely limited workers’ compensation context with regard to
6. Further supporting our holding today, the Kimes court even noted that the
moment a workers’ compensation claim becomes sufficiently adversarial by
appointment of an expert medical advisor, ex parte conferences are no longer
permissible. See Kimes, 756 So. 2d at 1041 (citing Pierre v. Handi Van, Inc., 717
So. 2d 1115, 1117 (Fla. 1st DCA 1998)). Pierre even noted the impropriety that
would flow from ex parte discussions once a matter becomes adversarial:
Once disputes have arisen and ripened, however, requiring the
assistance of [expert medical advisors], the case has become
indisputably adversarial so that ex parte discussions with such experts
are not appropriate . . . and the experts so chosen should not be subject
to even the “appearance of impropriety,” which would result from
private meetings with either party.
717 So. 2d at 1117.
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interviews with physicians specifically hired for compliance with workers’
compensation. Id. at 1042 (emphasis added). The Kimes court further recognized
the wholly different context of workers’ compensation when it concluded that “to
accept Kimes’ absolute privacy argument would make it impossible to petition for,
controvert and decide claims under the workers’ compensation law without resort
to a system of litigation . . . .” Id. (emphasis added). Yet, relying on the supposed
purpose of the statute at issue here, the contrary view expressed today does not
even acknowledge these differences. However, as already discussed, the purpose
of the statute at issue here in potentially encouraging settlement and avoiding
litigation is not only proven to be fleeting, but also has little bearing on our
analysis because it is simply not the least intrusive means.
Another very critical distinction arising from the workers’ compensation
context of the Kimes decision is that the only medical professional to be
interviewed was explicitly hired for purposes of workers’ compensation to evaluate
the causal connection between the work performed and the injury. Id. (“The very
foundation of an employee’s right to receive benefits under the self-executing
system in Chapter 440 requires a healthcare provider to assess the injury, establish
a causal connection to the workplace accident, and communicate that information
to the employer’s insurance carrier.”). Yet, the contrary view does not include this
aspect of the relationship and relies only on the fact that the physicians are treating
- 40 -
physicians. While the dissent antagonizes the relevant focus here as a
“misreading,” it ignores the fact that the constitutional analysis in Kimes focuses
and relies specifically on the fact that the treating physicians were required to be
hired under the narrow workers’ compensation framework. See id. at 1042 (“By
presenting himself to be examined by a health care provider for the purpose not
only for treatment for an injury, but also for evaluation of the injury and
assessment of whether it is attributable to his employment, Kimes consented to the
provider disclosing to the carrier medical information relating to the claim.”)
(emphasis added). There is simply no comparison with the physicians hired
specifically in the workers’ compensation litigation in the Kimes context and the
physicians hired by Weaver in the ordinary context of seeking medical care
without an eye to litigation. Ex parte interviews with a singular physician in a
workers’ compensation claim with regard to a specific employment injury are
wholly different than conducting ex parte secret meetings with all of the medical
professionals a person has visited completely of his or her own volition in the
course of regular medical care during the last two years before the medical
malpractice action accrued.
In light of these distinctions, and the Kimes court’s finding of no expectation
of privacy in the mandatory workers’ compensation medical visit, the Kimes court
did not even have occasion to consider the least intrusive means aspect of our
- 41 -
constitutional privacy test. In any event, relative to the broad net cast in this
scenario, any potential waiver conclusion arising from Kimes is also severely
limited by the fact that there was no threat of irrelevant information being
disclosed in Kimes.
Thus, Kimes, which concerned the administration of workers’
compensation claims, has absolutely no bearing on this wrongful death action,
which is adversarial and subjects litigants to the full powers conferred on Article V
courts. Although the misdirection created by the contrary view must be addressed
to ensure there is no unnecessary confusion, in the end the attempt to apply
workers’ compensation principles in this context is unavailing. Tellingly, not even
Dr. Myers raised Kimes at any stage in this litigation.
Returning to the salient issue, in light of the adversarial nature and full
discovery process applicable to medical malpractice and wrongful death actions,
the dissent has provided no reason to overcome the fact that the standard discovery
procedures with notice and participation of all parties that are employed daily
without issue in thousands of cases are more than adequate to secure access to
relevant information without trampling on the constitutional privacy rights of a
Florida citizen plaintiff. The dissent misses the point when it suggests that a
defendant would not even be interested in obtaining irrelevant medical
information. Again, simply put, secret, ex parte non-recorded interviews
- 42 -
conducted by adverse litigants, investigators or insurance adjusters are not the least
intrusive means for gathering otherwise discoverable information. Further, to
compel a person’s medical professionals to be placed in an environment conducive
to even inadvertent disclosures of sensitive protected medical information violates
the unambiguous constitutional “right to be let alone and free from governmental
intrusion into the person’s private life.” Art. I, § 23, Fla. Const. Even the
possibility that a person’s extremely sensitive private medical information will be
exposed is the type of governmental intrusion that the Florida Constitution protects
against because it is impossible to know if an inadvertent disclosure occurred when
the meetings are not only ex parte and without a judge, but also secret without a
record. In the case of protected medical information, the danger is uniquely and
unconstitutionally great because once the bell has been rung, it cannot be unrung.
It defies credibility to compare the physicians in this case to ordinary fact
witnesses. Physicians, unlike ordinary fact witnesses, are governed by strict
confidentiality through not only HIPPA, but also the constitutional right to privacy
discussed at length today.
Having determined that the statutory amendments impermissibly intruded on
the fundamental and explicit constitutional right to privacy by the statutory
requirements, the amendments cannot accomplish that end by conditioning the
exercise of another highly guarded constitutional right on such submission in light
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of the constitutional prohibition. This protection from government coercion has
been recognized by the United States Supreme Court in what is known as the
unconstitutional conditions doctrine. See Koontz v. St. Johns River Water Mgmt.
Dist., 133 S. Ct. 2586, 2595 (2013) (“[R]egardless of whether the government
ultimately succeeds in pressuring someone into forfeiting a constitutional right, the
unconstitutional conditions doctrine forbids burdening the Constitution’s
enumerated rights by coercively withholding benefits from those who exercise
them.”). However, such unconstitutional conditioning and coercion is exactly what
the amendments to section 766.106 and 766.1065 have done here.
As Weaver contends, the amended statutes at issue here coerce and force
victims of medical malpractice into foregoing their fundamental and explicit
constitutional right to privacy to exercise their equally explicit and fundamental
constitutional right to access to courts. The Florida Constitution provides that
“[t]he courts shall be open to every person for redress of any injury, and justice
shall be administered without sale, denial or delay.” Art. I, § 21, Fla. Const. We
have explained that “each of the personal liberties enumerated in the Declaration of
Rights . . . is a fundamental right.” State v. J.P., 907 So. 2d 1101, 1109 (Fla.
2004). “[C]ourts are generally opposed to any burden being placed on the rights of
aggrieved persons to enter the courts because of the constitutional guarantee of
access.” Bystrom v. Diaz, 514 So. 2d 1072, 1075 (Fla. 1987) (quoting Carter v.
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Sparkman, 335 So. 2d 802, 805 (Fla. 1976), receded from on other grounds,
Aldana v. Holub, 381 So. 2d 231 (Fla. 1980)).
The seminal case for government action and the right of access to courts is
Kluger v. White, 281 So. 2d 1 (Fla. 1973). In Kluger, this Court explained the
limitation on the power of the Legislature:
[W]here a right of access to the courts for redress for a particular
injury has been provided by statutory law predating the adoption of
the Declaration of Rights of the Constitution of the State of Florida, or
where such right has become a part of the common law of the State
pursuant to Fla. Stat. § 2.01, F.S.A., the Legislature is without power
to abolish such a right without providing a reasonable alternative to
protect the rights of the people of the State to redress for injuries,
unless the Legislature can show an overpowering public necessity for
the abolishment of such right, and no alternative method of meeting
such public necessity can be shown.
Id. at 4. At common law, Florida did not recognize a cause of action for wrongful
death; however, the Legislature authorized such an action prior to 1968. See Estate
of McCall v. United States, 134 So. 3d 894, 915 (Fla. 2014) (citing § 768.01, Fla.
Stat. (1941)) (plurality opinion). Therefore, the access to courts provision of the
Florida Constitution is applicable to wrongful death actions.
Although Kluger spoke in terms of total abolishment of a right, the scope of
the protection extends to protect situations in which legislative action significantly
obstructs the right of access:
[I]n order to find that a right has been violated it is not necessary for
the statute to produce a procedural hurdle which is absolutely
impossible to surmount, only one which is significantly difficult. This
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is so because the Florida Constitution provides that “[t]he courts shall
be open to every person for redress of any injury, and justice shall be
administered without sale, denial or delay.” Art. I, § 21, Fla. Const.
This “openness” and necessity that access be provided “without
delay” clearly indicate that a violation occurs if the statute obstructs or
infringes that right to any significant degree.
Mitchell, 786 So. 2d at 527. The First District subsequently interpreted the word
“significant” in the context of an access to courts challenge to mean “important”
and “of consequence.” Henderson, 883 So. 2d at 854.
The facts demonstrate that the statutes challenged here would require
Weaver to forfeit the constitutional right to privacy and expose her late husband’s
medical and other information (and potentially hers)7 up to two years prior to the
alleged act of medical negligence, regardless of its relevance to her claim to prying
lawyers, insurance companies, experts, and doctors to probe, as a condition to
filing a wrongful death action. Moreover, the mandatory authorization and secret,
ex parte interview provisions empower these individuals and entities to actively
engage nonparties in unsupervised interviews without the presence of the claimant,
the claimant’s representative, or the claimant’s attorneys, potentially leaving
exposure of irrelevant and constitutionally protected private information otherwise
7. Weaver also raised a challenge based on her own right to privacy on the
theory that her husband potentially revealed information about her and her medical
history during the course of his medical care. In light of our holding today,
however, we need not address this claim.
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undiscoverable and nearly impossible to address. Cf. Rasmussen, 500 So. 2d at
537 (“However, the subpoena in question gives petitioner access to the names and
addresses of the blood donors with no restrictions on their use. There is nothing to
prohibit petitioner from conducting an investigation without the knowledge of the
persons in question. We cannot ignore, therefore, the consequences of disclosure
to nonparties, including the possibility that a donor’s coworkers, friends,
employers, and others may be queried as to the donor’s sexual preferences, drug
use, or general life-style.”). The vulnerable state in which a medical malpractice
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claimant is placed is a sufficiently important and significant impediment to seeking
relief from a Florida court.8 This our Constitution simply does not allow.9
Having determined that the 2013 amendments to sections 766.106 and
766.1065 of the Florida Statutes are unconstitutional, we now must undertake
consideration as to whether to sever the unconstitutional portions. See Ray v.
Mortham, 742 So. 2d 1276, 1280 (Fla. 1999) (“Severability is a judicial doctrine
recognizing the obligation of the judiciary to uphold the constitutionality of
legislative enactments where it is possible to strike only the unconstitutional
portions.” (citing State v. Calhoun Cty., 170 So. 883, 886 (Fla. 1936))). Although
8. Dr. Myers contends that the impediment at issue is merely the procedural
act of filling out and executing the authorization, which in turn is not a significant
infringement. Indeed, we have previously upheld conditions precedent to filing a
legal action so long as the condition is not “significantly difficult” to surmount.
For example, in Warren v. State Farm Mutual Automobile Insurance Co., 899 So.
2d 1090, 1092 (Fla. 2005), the challenged statute required providers of non-
emergency medical services and medical services not provided in a hospital to
submit a statement of charges to insurers within thirty days of service or be subject
to automatic claim denial. This Court held that the statute did not violate access to
courts because it did not abolish the rights of medical providers to file claims for
certain insurance benefits and was a reasonable condition precedent to filing such
claims. Id. at 1097.
However, viewing the amendments merely in terms of filling out an
authorization is a superficial way to perceive and ignore their effect. As we have
made clear, this is not about paperwork, but privacy.
9. In light of our holding today, we need not reach Weaver’s other
contentions that the 2013 amendments violated separation of powers and the
prohibition against special laws under the Florida Constitution.
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the 2013 act that amended the statutes did not include a severance clause, this
presents no barrier. See Fla. Hosp. Waterman, Inc. v. Buster, 984 So. 2d 478 (Fla.
2008). In Waterman, we explained the questions that guide our severance analysis:
(1) [W]hether the legislative purpose expressed in the valid provisions
can be accomplished independently of those which are void; (2) if the
good and bad features are not inseparable and if the Legislature would
have passed one without the other; and (3) whether an act complete in
itself remains after the invalid provisions are stricken.
Id. at 493 (citing Moreau v. Lewis, 648 So. 2d 124, 128 (Fla. 1995)).
Noting the limited nature of our holding today and our severance principles,
we make two strikes from the amended statutes. First, we strike in its entirety
section 766.1065(3)E., Florida Statutes (2013), which contains the constitutionally
infirm language: “This authorization expressly allows the persons or class of
persons listed in subsections D.2.-4. above to interview the health care providers
listed in subsections B.1.-2. above, without the presence of the Patient or the
Patient’s attorney.” § 766.1065(3)E., Fla. Stat. Second, we strike the last sentence
from section 766.106(6)(b)5., Florida Statutes (2013), which contains the
constitutionally infirm language: “If the claimant’s attorney fails to schedule an
interview, the prospective defendant or his or her legal representative may attempt
to conduct an interview without further notice to the claimant or the claimant’s
legal representative.” § 766.106(6)(b)5., Fla. Stat.
CONCLUSION
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In sum, we hold today that the right to privacy in the Florida Constitution
attaches during the life of a citizen and is not retroactively destroyed by death.
Here, the constitutional protection operates in the specific context of shielding
irrelevant, protected medical history and other private information from the
medical malpractice litigation process. Furthermore, in the wrongful death
context, standing in the position of the decedent, the administrator of the
decedent’s estate has standing to assert the decedent’s privacy rights. Finally, the
Legislature unconstitutionally conditioned a plaintiff’s right of access to courts for
redress of injuries caused by medical malpractice, whether in the wrongful death or
personal injury context, on the claimant’s waiver of the constitutional right to
privacy. Therefore, we strike certain unconstitutional language from the 2013
amendments to sections 766.106 and 766.1065 of the Florida Statutes which
authorized secret, ex parte interviews. We quash the decision below and remand
for further proceedings consistent with this opinion.
It is so ordered.
LABARGA, C.J., and PARIENTE, and QUINCE, JJ., concur.
CANADY, J., dissents with an opinion, in which POLSTON and LAWSON, JJ.,
concur.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION AND,
IF FILED, DETERMINED.
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CANADY, J., dissenting.
I disagree with the majority’s conclusion that the challenged statutory
provisions violate the right to privacy and the right of access to courts protected by
the Florida Constitution. I would also reject Weaver’s argument that the statutory
provisions unconstitutionally encroach on this Court’s rulemaking authority and
constitute a prohibited special law. The First District correctly concluded that the
statutory provisions withstood the constitutional challenges made by Weaver. I
therefore dissent from the majority’s unwarranted interference with the
Legislature’s authority.
I. RIGHT TO PRIVACY
A. Background and Waiver
In its decision below, the district court spent only a brief portion of its
analysis addressing the issue of privacy, and rightfully so. See Weaver v. Myers,
170 So. 3d 873, 883 (Fla. 1st DCA 2015). Medical malpractice claimants have no
reasonable expectation of privacy in medical information that is relevant to the
alleged malpractice—and that is the only information authorized to be discussed
under the ex parte amendments. See § 766.1065(1), Fla. Stat. (2013) (requiring
presuit “authorization for release of protected health information . . . that is
potentially relevant to the claim of personal injury or wrongful death”).
Consequently, the Legislature did not overstep its bounds in 2013 by authorizing
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ex parte interviews of nonparty treating physicians as part of the presuit, informal
discovery process related to medical malpractice actions, given that the interviews
are optional on the part of the treating physician and are limited by a relevance
standard.10 Thus, I would affirm the district court’s conclusion that the
amendments do not violate the right to privacy.
Article I, section 23 of the Florida Constitution provides, in part, that
“[e]very natural person has the right to be let alone and free from governmental
intrusion into the person’s private life except as otherwise provided herein.” Art. I,
§ 23, Fla. Const. From this language, the majority concludes that a medical
malpractice claimant has a constitutional right to prevent a nonparty treating
physician from discussing ex parte the claimant’s relevant medical information
with certain interested parties.
The district court properly focused on the waiver of privacy protections that
necessarily accompanies pursuit of medical malpractice claims. Specifically, the
district court concluded that “the decedent’s medical condition is at issue” and any
privacy rights were waived because “[i]t is well-established in Florida and across
10. The Legislature first enacted a medical malpractice presuit notice and
reasonable investigation requirement in 1985. See ch. 85-175, §§ 12, 14, at 1196-
97, 1199-1202, Laws of Fla. In 1988, the Legislature amended the presuit process
by imposing a mandatory “presuit investigation” requirement and outlining the
permissible “informal discovery” to be used by the parties. See ch. 88-1, §§ 48-53,
at 164-68, Laws of Fla.; ch. 88-277, § 48, at 1494-95, Laws of Fla.
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the country that any privacy rights that might attach to a claimant’s medical
information are waived once that information is placed at issue by filing a medical
malpractice claim.” Weaver, 170 So. 3d at 883. In doing so, the district court
noted that the 2013 amendments do not apply to information that is not potentially
relevant to the claim. Id. at 883 n.3 (citing § 766.1065(3)C., Fla. Stat.).
Consistent with the district court’s analysis, the majority here recognizes that
privacy matters must be analyzed differently in the context of litigation: “We have
further recognized that ‘[t]he potential for invasion of privacy is inherent in the
litigation process.’ ” Majority op. at 13 (alteration in original) (quoting Rasmussen
v. S. Fla. Blood Serv., Inc., 500 So. 2d 533, 535 (Fla. 1987)). And more
specifically, the majority recognizes the concept of privacy waiver in medical
malpractice actions, noting that “a claimant may necessarily waive privacy rights
to the medical information that is relevant to a claim by filing an action.” Majority
op. at 27.
Nevertheless, the majority ends up rejecting the ex parte meetings on
constitutional privacy grounds based on the notion that the legislation requires the
claimant to waive the right to privacy in “confidential health information that is not
relevant to the claim.” Majority op. at 27 (emphasis omitted). But nothing in the
ex parte amendments authorizes the discussion of irrelevant medical information.
Thus, the majority invalidates the ex parte amendments based on speculation and
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various assumptions, including that members of the legal profession—who are
subject to disciplinary review by this Court—will act outside the law, as well as
that members of the medical community will misunderstand both their HIPAA11
restrictions and the fact that these ex parte interviews are optional and limited by a
relevance standard. I strongly disagree with the majority’s decision to do so.
Instead of invalidating these statutory provisions based on speculative assumptions
that individuals will act outside the scope of the statutory authorization, I would
approve the district court’s analysis and affirm the district court’s conclusion that
the amendments do not violate the right to privacy.12
B. Workers’ Compensation Cases
The majority’s decision is difficult to reconcile with the fact that ex parte
11. Health Insurance Portability and Accountability Act of 1996, Pub. L.
No. 104-191, 110 Stat. 1936 (1996).
12. The majority also offers no explanation for why a defendant would even
be interested in obtaining protected information “that is totally irrelevant to the
claim.” Majority op. at 30. Any such information would be inadmissible at trial
and the discussion of such information would subject the interviewer and
interviewee to potential liability and discipline. The majority instead references
“the practical realities of today’s litigation practice.” Majority op. at 33. But the
majority then fails to identify a single “practical” use that would be served either
by a defendant’s attempt to obtain “totally irrelevant” protected information or by a
medical professional’s willingness to discuss such information. Instead, the
referenced “practical realities” appear to relate to the majority’s belief that
attorneys “very often” act inappropriately. Majority op. at 34. Such a belief, of
course, should not guide the majority’s constitutional analysis.
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interviews with nonparty treating physicians have long been authorized by Florida
statute in the workers’ compensation arena. See § 440.13(4)(c), Fla. Stat. (2017).
As with the amendments at issue in this case, the workers’ compensation ex parte
interviews are limited by a relevance standard. Id. The First District long ago
rejected a constitutional privacy challenge to the ex parte provisions of the
workers’ compensation statute. See S & A Plumbing v. Kimes, 756 So. 2d 1037,
1042 (Fla. 1st DCA 2000). There is no evidence to suggest that nonparty treating
health care providers in the workers’ compensation arena have had difficulty
limiting their ex parte interviews to relevant medical information—and such ex
parte interviews have been taking place for decades. And yet the majority here
assumes the opposite result in the medical malpractice context and then bases its
constitutional analysis on that speculative assumption. In doing so, the majority
seeks to distinguish Kimes and workers’ compensation cases, but the majority’s
reasoning is difficult to reconcile with its holding in this case.
For example, the majority observes that “[t]he workers’ compensation
system is clearly intended to be self-executing, with the resort to adversarial
proceedings being undertaken only as a last recourse to resolve intractable
disputes.” Majority op. at 38 (quoting Kimes, 756 So. 2d at 1041). The majority
later reiterates that the workers’ compensation system is designed to resolve claims
“without resort to a system of litigation.” Majority op. at 40 (quoting Kimes, 756
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So. 2d at 1042). And the majority distinguishes “medical malpractice and
wrongful death actions” on the basis that those actions “are completely adversarial
and traditional actions at law resolved in the judicial branch by Article V courts.”
Majority op. at 39. But the majority’s argument is flawed in at least two respects.
First, implicit in the majority’s argument is the premise that workers’
compensation cases only become “adversarial” once a dispute becomes
“intractable.” Majority op. at 38. Such a premise overlooks “the practical
realities,” majority op. at 33, of workplace injury cases and the nature of the
competing interests involved in those cases. Indeed, such a premise cannot be
reconciled with the facts of Kimes itself, in which the disputed ex parte meeting
took place after Kimes’ request for authorization for ankle surgery had been denied
and after Kimes had filed his claim. See Kimes, 756 So. 2d at 1038-39, 1041.
Second, the majority’s argument overlooks that the ex parte amendments at issue
involve a medical malpractice presuit process which this Court has described as
being “intended to promote the settlement of meritorious claims at an early stage
without the necessity of a full adversarial proceeding.” Williams v. Campagnulo,
588 So. 2d 982, 983 (Fla. 1991) (emphasis added). Thus, ex parte interviews with
nonparty treating physicians are designed to accomplish the same underlying
purpose in both instances—that is, to avoid adversarial proceedings.
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The majority further attempts to distinguish Kimes by concluding “that the
only medical professional to be interviewed was explicitly hired for purposes of
workers’ compensation to evaluate the causal connection between the work
performed and the injury.” Majority op. at 40. The majority’s conclusion is
problematic in at least three respects. First, in reaching its conclusion, the majority
misreads Kimes and oversimplifies the workers’ compensation process. As is clear
from Kimes, the disputed ex parte interview took place “between Kimes’ treating
physician and representatives of the employer/carrier’s attorney.” Kimes, 756 So.
2d at 1038 (emphasis added). The fact that the employer/carrier in workers’
compensation cases generally selects the treating physician does not alter the fact
that the medical professional at issue was Kimes’ treating physician. A physician
who treats an alleged workplace injury is no less of a “treating physician” than a
physician who treats an alleged medical malpractice injury. Second, it appears the
majority’s conclusion is based on the assumption that the medical professional in
Kimes was somehow not in possession of irrelevant protected information. But
naturally, any treating physician will obtain information from the patient regarding
the patient’s medical history and conditions, as well as other information—that is,
protected information that may or may not be relevant to establishing a “causal
connection between the work performed and the injury.” Majority op. at 40. That,
of course, explains why the Legislature limited the workers’ compensation ex parte
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meetings by a relevance standard—just as the Legislature did with the 2013
amendments at issue. Third, as to the majority’s suggestion that the ex parte
meeting in Kimes was harmless because it was designed to assist in establishing a
“causal connection” to the injury, majority op. at 40, the majority overlooks that
the purpose of the medical malpractice presuit process is very much the same—
that is, to help defendants and their insurers determine causation and resolve
claims. See Cohen v. Dauphinee, 739 So. 2d 68, 71 (Fla. 1999) (“[T]he prevailing
policy of this state relative to medical malpractice actions is to encourage the early
settlement of meritorious claims and to screen out frivolous claims.”).
The majority also observes that “the Kimes court even noted that the
moment a workers’ compensation claim becomes sufficiently adversarial by
appointment of an expert medical advisor, ex parte conferences are no longer
permissible.” Majority op. at 39 n.6 (citing Kimes, 756 So. 2d at 1041 (citing
Pierre v. Handi Van, Inc., 717 So. 2d 1115, 1117 (Fla. 1st DCA 1998))). But
Pierre clearly noted that once an expert medical advisor is appointed, “ex parte
discussions with such experts are not appropriate.” Pierre, 717 So. 2d at 1117
(emphasis added). And Pierre went on to note that such meetings were prohibited
by “either party.” Id. Nothing about this conclusion by Pierre supports the
majority’s decision here. Again, the amendments at issue contemplate ex parte
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interviews with nonparty treating physicians—the same fact witnesses to whom the
plaintiff already has ex parte access.13
Finally, after analyzing Kimes, the majority concludes “that there was no
threat of irrelevant information being disclosed in Kimes.” Majority op. at 42
(emphasis added). The majority reaches this conclusion despite the fact that the
parties’ interests in Kimes were clearly adverse to one another, despite the fact that
treating physicians in workers’ compensation cases are generally selected not by
the injured employee but rather by the employer/carrier, and despite the fact that
the treating physician in Kimes—just like any other treating physician—
undoubtedly possessed irrelevant protected medical information. The majority’s
reading of Kimes cannot be reconciled with the majority’s conclusion and
reasoning in the instant case.
In the end, the majority’s attempts to distinguish Kimes and workers’
compensation cases are logically flawed. And the majority cannot explain why
treating physicians—for decades—have had little difficulty adhering to a relevance
standard in workers’ compensation ex parte interviews and why those same
medical professionals are unable to do so in medical malpractice ex parte
13. In Kimes, an expert medical advisor had not even been appointed at the
time of the ex parte conference with the treating physician. See Kimes, 756 So. 2d
at 1041. And yet it can hardly be argued that the dispute in Kimes was not
“adversarial.”
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interviews.
C. This Court’s Ex-Parte-Interview Jurisprudence
The majority’s decision is also difficult to reconcile with the fact that this
Court has repeatedly addressed the issue of ex parte interviews of nonparty treating
physicians in medical malpractice cases and recognized that the underlying
confidentiality rights were created by the Legislature. Although the referenced
cases did not address constitutional challenges to ex parte meetings and are
therefore not controlling here, the case law helps to illustrate the overreach by the
majority. Despite the majority’s claim to the contrary, a “proper[] and full[]
analy[sis]” of these cases does not support the majority’s holding and conclusions.
Majority op. at 34 (emphasis omitted).
In 1984, this Court squarely rejected a medical malpractice plaintiff’s
attempt to prohibit an ex parte meeting between the defendant health care provider
and the plaintiff’s treating physician. See Coralluzzo v. Fass, 450 So. 2d 858, 859
(Fla. 1984). In doing so, Coralluzzo recognized that there was no such thing as
physician/patient confidentiality under Florida law at that time. Id. at 859. And
Coralluzzo expressly concluded that there was “no reason in law or in equity to”
find for the plaintiff and that “[n]o law, statutory or common, prohibits—even by
implication—respondents’ actions.” Id. (emphasis added). In other words, there
was nothing to prevent the ex parte interview with the nonparty treating physician
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in the absence of legislative protections.
The majority describes this dissent’s depiction of Coralluzzo as “disturbing”
and believes that the absence of a constitutional challenge in Coralluzzo renders
this dissent’s summary of Coralluzzo “ill-founded.” Majority op. at 35. But the
majority misses the point. As an initial matter, the reason there was no
constitutional challenge in Coralluzzo is because there was no State action
involved—there was no statute to even be challenged. Thus, Coralluzzo concluded
that the ex parte meetings were permitted because the Legislature had not acted to
prohibit them. In other words, the ex parte meetings could only be prevented by
State action. Moreover, as explained below, the majority overlooks that this
dissent’s depiction of Coralluzzo is entirely consistent with how this Court itself
has unanimously described Coralluzzo. See Acosta v. Richter, 671 So. 2d 149,
150 (Fla. 1996) (noting that Coralluzzo held that “there was no legal impediment
to [the] ex parte conversations” (emphasis added)).
In 1988, the Legislature responded to Coralluzzo by creating a broad
physician/patient confidentiality privilege—a privilege that previously did not exist
under Florida law. See ch. 88-208, § 2, at 1194-96, Laws of Fla. That new
statutory privilege also carried with it, among other things, a limited exception for
medical malpractice actions. Id.
Subsequent to the Legislature’s 1988 statutory amendments, this Court has
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twice revisited the issue of ex parte meetings with nonparty treating physicians in
medical malpractice cases, both times striking down the ex parte meetings on the
specific grounds that they were precluded by the 1988 statutory amendments. See
Hasan v. Garvar, 108 So. 3d 570, 578 (Fla. 2012); Acosta, 671 So. 2d at 156. As
with Coralluzzo, neither Hasan nor Acosta supports the conclusion that the
Legislature acted unconstitutionally here.
In Acosta, this Court began by recognizing that the issue presented “ha[d] its
genesis in Coralluzzo.” Acosta, 671 So. 2d at 150. In assessing that previous
decision, Acosta unanimously explained that Coralluzzo stood for the proposition
that “there was no legal impediment to ex parte conversations between a patient’s
treating doctors and the defendants or their representatives.” Id. (emphasis added).
Thus, this Court in Acosta summarized Coralluzzo in the exact same manner that
the majority here finds to be “disturbing.” See majority op. at 35. Acosta then
went on to examine the Legislature’s 1988 statutory amendments and ultimately
concluded that those amendments provided the previously missing “legal
impediment,” Acosta, 671 So. 2d at 150, to prevent medical malpractice
defendants from conducting ex parte meetings with plaintiffs’ treating physicians.
Specifically, Acosta recognized that the Legislature had “create[d] a physician-
patient privilege where none existed before” and had “provide[d] an explicit but
limited scheme for the disclosure of personal medical information.” Id. at 154.
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Acosta went on to reject the proposed ex parte conferences because they did not
fall within the statute’s narrow “medical negligence” exception. Id. at 156.14 In
other words, Acosta recognized that the Legislature had broadly protected a
patient’s medical information and that the Legislature had created “a strict scheme
for limited disclosure” which did not include a specific exception for the disclosure
of protected information during ex parte conferences with treating physicians. Id.
In reaching its holding, Acosta noted that “the legislature has considerable latitude
in providing Florida citizens with a high degree of privacy in their medical
information.” Id.
Similarly, Hasan—which was decided in 2012, shortly before the 2013
statutory amendments at issue in this case—noted that the 1988 statutory
amendments “broadened the statutory protections for physician-patient
confidentiality.” Hasan, 108 So. 3d at 573. And Hasan similarly rejected the ex
parte meeting because it did not fall within the statute’s “limited, defined
exceptions.” Id. at 578. Thus, Acosta and Hasan both recognized that the
Legislature had closed the door on ex parte interviews through the 1988 statutory
14. The majority suggests that Acosta adopted a quote from Kirkland v.
Middleton, 639 So. 2d 1002, 1004 (Fla. 5th DCA 1994), which expressed a blanket
concern about ex parte interviews and the complete lack of protection to Florida
citizens from the disclosure of information “that is totally irrelevant to the claim.”
Majority op. at 30-31. But Acosta quoted Kirkland simply to explain how the
district court reached its decision in Kirkland. Acosta, 671 So. 2d at 152-53.
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amendments.
Despite the clear import of these cases, the majority concludes that the cases
“actually support” the majority’s decision in this case. Majority op. at 37.
Moreover, the majority asserts that this dissent has “selective[ly] reference[d]” the
cases and “ignore[d]” those portions which support the majority’s decision.
Majority op. at 37. On the contrary, these cases offer no support to the conclusion
that the Legislature is powerless to reauthorize these ex parte meetings. For
example, the majority points to certain language from Acosta, which was later
reiterated in Hasan, in which this Court rejected the idea of permitting ex parte
conferences with treating physicians “so long as the physicians are not required to
say anything.” Majority op. at 37 (quoting Hasan, 108 So. 3d at 578 (quoting
Acosta, 671 So. 2d at 156)). The majority accurately notes that in rejecting that
idea, Acosta concluded that “[w]e believe it is pure sophistry to suggest that the
purpose and spirit of the statute would not be violated by such conferences.”
Majority op. at 37-38 (quoting Hasan, 108 So. 3d at 578 (quoting Acosta, 671 So.
2d at 156)). But this quote from Acosta does not support the majority’s decision
here. As is clear from the plain text of the quote, Acosta rejected such sham
meetings because they would violate “the purpose and spirit of the statute.”
Acosta, 671 So. 2d at 156 (emphasis added). Again, it was the statute which
protected the information, the statute which established the “strict scheme for
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limited disclosure,” id., and the statute which did not include an express exception
for the disclosure of protected information during ex parte meetings with treating
physicians. Thus, Acosta merely recognized the obvious—that it would have been
“pure sophistry,” id., to permit such sham meetings, given that the statute did not
permit the discussion of any protected information at such meetings, not even
relevant information. Here, the Legislature expressly amended the legislatively
created “strict scheme for limited disclosure,” id., so as to specifically allow for the
discussion of relevant information at ex parte meetings. The quote from Acosta,
when properly analyzed, does not support the majority’s holding. The same is true
when Acosta and the other referenced cases are properly analyzed in their entirety.
Lastly, in both its general analysis and its attempt to read the referenced case
law to support its holding in this case, the majority repeatedly references “strict
scrutiny,” “less invasive manner,” and “least intrusive means.” Majority op. at 34,
37, 38. And the majority asserts that this dissent instead “advances the most
invasive clandestine secret interrogations as a method to deal with the fundamental
constitutional right of our citizens.” Majority op. at 34. But the majority again
misses the point. The issue here is straightforward: whether the Legislature is
permitted to once again place medical malpractice defendants on equal footing
with plaintiffs with respect to access to an important fact witness. There is no “less
restrictive” way to put the defendant on equal footing other than to allow ex parte
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access by the defendant—the plaintiff, of course, already has ex parte access to that
fact witness. Thus, the basic question is whether the Legislature may, in fact, place
the defendant on equal footing. This Court’s case law, beginning with Coralluzzo,
recognizes that prior to the Legislature’s 1988 statutory amendments, medical
malpractice defendants had equal ex parte access to nonparty treating physicians.
Thus, it stands to reason that the Legislature should very well be able to restore the
equal access that the Legislature itself took away, so long as it does so in a
HIPAA-compliant manner. The majority instead concludes that the Legislature
has no business doing so. I respectfully disagree with the majority’s analysis and
conclusion.15
D. Conclusion
To sum up, the majority here holds it unconstitutional for the Legislature to
now authorize optional ex parte meetings which are limited by a relevance
standard—even though the Legislature is the same independent branch of
government that closed the door on ex parte meetings in the first place and no
15. The majority also makes reference to “the standard discovery
procedures with notice and participation of all parties that are employed daily
without issue in thousands of cases.” Majority op. at 42 (emphasis added). But the
majority then fails to mention that in those “thousands of cases,” plaintiffs and
defendants alike are generally permitted to contact fact witnesses on an ex parte
basis. Again, the only reason why post-1988 medical malpractice defendants have
not had equal ex parte access to those fact witnesses who happen to be nonparty
treating physicians is because the Legislature took away that equal access.
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Florida case law has ever held that the constitutional right of privacy precludes the
ex parte disclosure of information bearing on a malpractice claim. On the contrary,
the Legislature was well within its bounds to carve out a limited, HIPAA-
compliant exception to a legislatively created right in order to attempt to place
plaintiffs and defendants on a level playing field with respect to access to certain
important nonparty fact witnesses. See, e.g., Callahan v. Bledsoe, No. 16-2310-
JAR-GLR, 2017 WL 590254, at *1 (D. Kan. Feb. 14, 2017) (“[T]his District has a
well-established practice of allowing informal ex parte interviews of Plaintiff’s
treating physicians who are merely fact witnesses as long as a defendant complies
with HIPAA and its related regulations.”); Arons v. Jutkowitz, 880 N.E.2d 831,
842 (N.Y. 2007) (finding that “there was no basis for” the plaintiffs to decline to
sign “HIPAA-compliant authorizations permitting their treating physicians to
discuss the medical condition at issue in the litigation with defense counsel,” given
that the plaintiffs had “waived the physician-patient privilege as to this information
when they brought suit”).
In short, medical malpractice claimants waive whatever constitutional
privacy rights they may have in relevant medical information. Because the 2013
amendments do not in any way authorize the discussion of irrelevant medical
information, medical malpractice claimants have no constitutional right to prevent
the ex parte meetings. I would therefore affirm the district court’s conclusion that
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the ex parte amendments do not violate the right to privacy. Consequently, I
would not address the issue of whether a person’s privacy rights survive death.
II. ACCESS TO COURTS
The district court properly rejected Weaver’s argument that the 2013 ex
parte amendments unconstitutionally burden the right to access the courts
guaranteed by article I, section 21 of the Florida Constitution. In doing so, the
district court examined this Court’s decision in Kluger v. White, 281 So. 2d 1 (Fla.
1973), and concluded that the amendments did not “abolish[], eliminate[], or
severely limit[] a substantive right to redress of a specific injury.” Weaver, 170
So. 3d at 882 (emphasis omitted). The district court then examined this Court’s
decision in Warren v. State Farm Mutual Automobile Insurance Co., 899 So. 2d
1090 (Fla. 2005), and concluded that the amendments authorizing the ex parte
interviews were “a reasonable condition precedent to filing suit.” Weaver, 170 So.
3d at 882. The district court also observed that the predecessor statute to section
766.106—setting forth the original presuit notice and screening requirements—has
previously been upheld against an access to courts challenge. Id. (citing Lindberg
v. Hosp. Corp. of Am., 545 So. 2d 1384, 1386 (Fla. 4th DCA 1989), approved, 571
So. 2d 446 (Fla. 1990)).
The majority here instead holds that the amendments violate the right of
access to courts under the unconstitutional conditions doctrine. See majority op. at
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44. Specifically, the majority finds that the amendments “require Weaver to forfeit
the constitutional right to privacy and expose her late husband’s medical and other
information (and potentially hers) . . . regardless of its relevance to her claim to
prying lawyers, insurance companies, experts, and doctors to probe, as a condition
to filing a wrongful death action.” Majority op. at 46. But the ex parte
amendments require no such “forfeit[ure].”
As an initial matter, the majority itself recognizes that any constitutional
privacy rights with respect to relevant information are waived by plaintiffs in
medical malpractice actions. See majority op. at 27. In other words, the ex parte
amendments do not establish a plaintiff’s waiver of any constitutional privacy
rights in relevant information—instead, that waiver is accomplished by the
plaintiff’s own action in pursuing a malpractice claim. Thus, the majority’s
conclusion rests solely on the notion that the amendments “require” plaintiffs to
waive their privacy rights in irrelevant information in order to obtain access to
courts. But as noted above, nothing in the 2013 amendments authorizes the
discussion of irrelevant medical information. Because the ex parte amendments do
not “require” a waiver or forfeiture of any privacy rights that are not already
waived by the plaintiff’s own action in pursuing a malpractice claim, the
amendments cannot be said to unconstitutionally condition a plaintiff’s right of
access to courts on the waiver of the right to privacy.
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This Court has repeatedly recognized the legitimacy of the medical
malpractice presuit process. See, e.g., Cohen, 739 So. 2d at 71-72 (“[T]he
prevailing policy of this state relative to medical malpractice actions is to
encourage the early settlement of meritorious claims and to screen out frivolous
claims. . . . This policy is best served by the free and open exchange of
information during the presuit screening process.”); Kukral v. Mekras, 679 So. 2d
278, 284 (Fla. 1996) (recognizing “the legislative policy of requiring the parties to
engage in meaningful presuit investigation, discovery and negotiations” and
“screening out frivolous lawsuits and defenses”); Weinstock v. Groth, 629 So. 2d
835, 838 (Fla. 1993) (“[T]he purpose of the chapter 766 presuit requirements is to
alleviate the high cost of medical negligence claims through early determination
and prompt resolution of claims . . . .”); Williams, 588 So. 2d at 983 (noting the
“legitimate legislative policy” of “promot[ing] the settlement of meritorious claims
at an early stage without the necessity of a full adversarial proceeding”). The 2013
ex parte amendments simply add to that legitimate presuit process by “impos[ing]
a reasonable condition precedent to filing a [medical malpractice] claim.” Warren,
899 So. 2d at 1097. Accordingly, I would affirm the district court’s conclusion
that the amendments do not violate the right of access to courts.
III. SEPARATION OF POWERS
The district court rejected Weaver’s argument that the 2013 amendments
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unconstitutionally encroach on this Court’s rulemaking authority under article V,
section 2(a) of the Florida Constitution. Weaver, 170 So. 3d at 880. Specifically,
Weaver alleged that the ex parte amendments constitute “a procedural change
which impermissibly conflicts with the limitations on informal discovery methods
as outlined by Florida Rule of Civil Procedure 1.650.” Id. at 878. In rejecting
Weaver’s argument, the district court correctly concluded that the amendments do
not conflict with rule 1.650 and “are integral to other substantive portions of the
statute.” Id. at 880.
Rule 1.650 specifically addresses section 766.106, Florida Statutes, and the
medical malpractice presuit notice and screening process. Among other things, the
rule sets forth the following three types of informal presuit discovery, along with
the procedures for conducting same: unsworn statements by parties, production of
documents or things, and physical examinations. Fla. R. Civ. P. 1.650(c)(1)-(2).
As the district court aptly noted, rule 1.650 was adopted by this Court in 1988
shortly after the enactment of chapter 88-277, § 48, Laws of Florida, in which the
Legislature amended the then-existing presuit statute to provide for those same
three specific methods of informal presuit discovery.16 Weaver, 170 So. 3d at 879-
80 (citing ch. 88-277, § 48, at 1494, Laws of Fla.); see also In re Med. Malpractice
16. Rule 1.650 has not been updated to reflect other permissible methods of
informal presuit discovery subsequently authorized by the Legislature, including
the taking of unsworn statements from a claimant’s treating health care providers
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Presuit Screening Rules—Civil Rules of Procedure, 536 So. 2d 193, 193 (Fla.
1988). The ex parte amendments at issue do not conflict with rule 1.650. And in
any event, that procedural rule does not operate to prevent the Legislature from
making substantive changes to the medical malpractice presuit process, which is
exactly what the Legislature did through the ex parte amendments. See Kuhajda v.
Borden Dairy Co. of Ala., LLC., 202 So. 3d 391, 396 (Fla. 2016) (“A procedural
rule should not be strictly construed to defeat a statute it is designed to
implement.”); Benyard v. Wainwright, 322 So. 2d 473, 475 (Fla. 1975) (“[T]he
statute must prevail over our rule because the subject is substantive law.”).
This Court has defined substantive law “as that part of the law which
creates, defines, and regulates rights, or that part of the law which courts are
established to administer.” Haven Fed. Sav. & Loan Ass’n v. Kirian, 579 So. 2d
730, 732 (Fla. 1991). On the other hand, “[p]rocedural law concerns the means
and method to apply and enforce those duties and rights.” Benyard, 322 So. 2d at
475. This Court has recognized that situations arise in which statutes may contain
both substantive and procedural aspects:
Of course, statutes at times may not appear to fall exclusively
into either a procedural or substantive classification. We have held
that where a statute contains some procedural aspects, but those
provisions are so intimately intertwined with the substantive rights
and the submission of written questions. See, e.g., ch. 2003-416, § 49, at 65-66,
Laws of Fla.
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created by the statute, that statute will not impermissibly intrude on
the practice and procedure of the courts in a constitutional sense,
causing a constitutional challenge to fail. See Caple v. Tuttle’s
Design-Build, Inc., 753 So. 2d 49, 54 (Fla. 2000); see also State v.
Raymond, 906 So. 2d 1045, 1049 (Fla. 2005). If a statute is clearly
substantive and “operates in an area of legitimate legislative concern,”
this Court will not hold that it constitutes an unconstitutional
encroachment on the judicial branch. Caple, 753 So. 2d at 53
(quoting VanBibber v. Hartford Accident & Indem. Ins. Co., 439 So.
2d 880, 883 (Fla. 1983)).
Massey v. David, 979 So. 2d 931, 937 (Fla. 2008).
Here, the amendments are “clearly substantive and ‘operate[] in an area of
legitimate legislative concern.’ ” Id. (quoting Caple, 753 So. 2d at 53). And any
procedural aspects are merely incidental. Id. As explained above, this Court has
concluded that prior to the 1988 statutory amendments, defendants had the right to
attempt to meet with plaintiffs’ nonparty treating physicians on an ex parte basis.
See Coralluzzo, 450 So. 2d at 859. And in the wake of the 1988 statutory
amendments, this Court has twice recognized that the Legislature closed the door
on those ex parte meetings by creating a broad physician/patient confidentiality
privilege with only certain limited exceptions. See Hasan, 108 So. 3d at 576-77;
Acosta, 671 So. 2d at 154. The ex parte amendments at issue thus “regulate,”
Kirian, 579 So. 2d at 732, legislatively created rights by once again allowing for ex
parte meetings—but only under certain circumstances and conditions. And the
amendments do so in a medical malpractice area that this Court has recognized
involves “legitimate legislative policy.” Williams, 588 So. 2d at 983.
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As the district court recognized, this Court previously rejected the argument
that the medical malpractice presuit notice requirement violates the separation of
powers. Weaver, 170 So. 3d at 878-79 (citing Williams, 588 So. 2d at 983).
Williams, which involved the original medical malpractice presuit notice and
reasonable investigation statute enacted in 1985, examined the overall presuit
process, noting that “[t]he statute . . . established a process intended to promote the
settlement of meritorious claims at an early stage without the necessity of a full
adversarial proceeding.” Williams, 588 So. 2d at 983. And Williams concluded
“that the statute is primarily substantive and that it has been procedurally
implemented by our rule 1.650, Florida Rules of Civil Procedure.” Id. Nothing in
Williams supports the opposite conclusion here—that is, that the ex parte
amendments are procedural.
I would affirm the district court’s conclusion that the ex parte amendments
do not unconstitutionally encroach on this Court’s rulemaking authority.
IV. SPECIAL LAW
The district court rejected Weaver’s argument that the 2013 amendments
constitute a prohibited special law in violation of article III, section 11 of the
Florida Constitution. In doing so, the district court examined the two factors set
forth by this Court in Biscayne Kennel Club, Inc. v. Florida State Racing
Commission, 165 So. 2d 762, 763-64 (Fla. 1964), for determining whether a law
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that operates through a classification system is a valid general law. Weaver, 170
So. 3d at 881. The district court concluded that the ex parte amendments met those
two criteria and thus constituted a valid general law. Id. The district court also
rejected Weaver’s argument that this Court’s plurality decision in Estate of McCall
v. United States, 134 So. 3d 894 (Fla. 2014), compels the conclusion “that medical
malpractice plaintiffs now may not be treated differently from other plaintiffs
because no medical malpractice crisis exists.” Weaver, 170 So. 3d at 881. I would
affirm the district court’s conclusion that the 2013 amendments are a valid general
law.
Article III, section 11(a) of the Florida Constitution prohibits special laws or
general laws of local application pertaining to certain subjects, including “rules of
evidence in any court” and “conditions precedent to bringing any civil or criminal
proceedings.” Art. III, §§ 11(a)(3), (a)(7), Fla. Const.
This Court has explained that “a special law is one relating to, or designed to
operate upon, particular persons or things, or one that purports to operate upon
classified persons or things when classification is not permissible or the
classification adopted is illegal.” Dep’t of Bus. Reg. v. Classic Mile, Inc., 541 So.
2d 1155, 1157 (Fla. 1989) (quoting State ex rel. Landis v. Harris, 163 So. 237, 240
(Fla. 1934)).
On the other hand, a law is general if “it operates uniformly upon subjects as
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they may exist in the state, applies uniformly within permissible classifications,
operates universally throughout the state or so long as it relates to a state function
or instrumentality.” Dep’t of Legal Affairs v. Sanford-Orlando Kennel Club, Inc.,
434 So. 2d 879, 881 (Fla. 1983). “A general law operates uniformly, not because it
operates upon every person in the state, but because every person brought under
the law is affected by it in a uniform fashion.” Id.
Here, the ex parte amendments involve a legislative classification—medical
malpractice claimants and defendants. Thus, the following two factors determine
whether that classification is valid: (1) whether the class is “open to others who
may enter it”; and (2) whether there is “a rational distinction between those in the
class and those outside it, when the purpose of the legislation and the subject of the
regulation are considered.” Biscayne Kennel Club, 165 So. 2d at 764.
The first Biscayne Kennel Club prong is undoubtedly met—the class here is
not closed but rather is “open” to all future parties to medical malpractice actions.
Thus, the only question is whether there is “a rational distinction between those in
the class and those outside it, when the purpose of the legislation and the subject of
the regulation are considered.” Id. The district court correctly concluded that there
is such a rational distinction. The ex parte amendments are consistent with
decades of precedent finding that it is appropriate to treat medical malpractice
claimants and defendants differently than other personal injury claimants and
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defendants. Medical malpractice is an area that has been historically regulated by
the Legislature with the goal of “ensuring the availability of adequate medical
care.” Weaver, 170 So. 3d at 881.
Weaver argues that the ex parte amendments impermissibly treat medical
malpractice claimants differently and less favorably than all other personal injury
claimants. Weaver also takes issue with the district court’s dismissal of McCall.
Specifically, Weaver argues that because the McCall plurality found that no
medical malpractice insurance crisis currently exists, it was error for the district
court below to justify the ex parte amendments by relying on “a decades-old
finding” by the Legislature that a medical malpractice crisis existed at the time the
presuit process was originally enacted. Weaver’s arguments are not persuasive.
As an initial matter, McCall has no application to this case. McCall
involved an equal protection challenge to statutory caps on noneconomic damages
and had nothing to do with the issue of prohibited special laws. McCall, 134 So.
3d at 897. Moreover, any suggestion that a medical malpractice “crisis” must, in
fact, exist as a prerequisite for permissible legislative classifications involving
medical malpractice parties is unwarranted. A special law inquiry does not involve
this Court acting as a super-legislative body to review the Legislature’s policy
decisions. Instead, as it relates to the second Biscayne Kennel Club prong, the
appropriate inquiry is whether there is “a rational distinction between those in the
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class and those outside it, when the purpose of the legislation and the subject of the
regulation are considered.” Biscayne Kennel Club, 165 So. 2d at 764 (emphasis
added).
As to the “subject of the regulation,” id., chapter 766, Florida Statutes, is
entitled “Medical Malpractice and Related Matters.” Because the subject being
regulated is medical malpractice matters—and not all personal injury tort matters,
including those unrelated to medical malpractice—it obviously makes sense that
the ex parte amendments classify medical malpractice claimants and defendants
differently than other personal injury claimants and defendants.
As to the “purpose of the legislation,” Biscayne Kennel Club, 165 So. 2d at
764, the district court noted that the presuit notice and investigation statutes “were
originally enacted by the Legislature to combat the financial crisis in the medical
liability insurance industry by encouraging early settlement and negotiation of
claims.” Weaver, 170 So. 3d at 881 (citing Univ. of Miami v. Echarte, 618 So. 2d
189, 191-92 (Fla. 1993)). In the years since that original enactment, this Court has
described the purpose of the presuit process in general terms. Namely, the purpose
is to attempt to control “the high cost of medical negligence claims through early
determination and prompt resolution of claims,” Weinstock, 629 So. 2d at 838, and
“promot[ing] the settlement of meritorious claims at an early stage without the
necessity of a full adversarial proceeding,” Williams, 588 So. 2d at 983. “Indeed,
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the prevailing policy of this state relative to medical malpractice actions is to
encourage the early settlement of meritorious claims.” Cohen, 739 So. 2d at 71.
And the best way to accomplish that “prevailing policy” is through “the free and
open exchange of information during the presuit screening process,” id. at 72, and
by “requiring the parties to engage in meaningful presuit investigation, discovery
and negotiations,” Kukral, 679 So. 2d at 284. Providing both sides in a medical
malpractice suit with the same pretrial access (potentially) to important nonparty
fact witnesses is undoubtedly rationally related to the Legislature’s interest in
promoting early settlement and attempting to keep costs down in order to help
make Florida an attractive place for doctors to practice. In other words, the
legislative classification here between parties to medical malpractice claims and
parties to other personal injury tort claims is rational when considering “the
purpose of the legislation.” Biscayne Kennel Club, 165 So. 2d at 764.
This Court recently explained the burden on a party challenging a legislative
classification:
This Court has held that the law must be upheld unless the
Legislature could not have any reasonable ground for believing that
there were public considerations justifying the particular classification
and distinction made. North Ridge Gen. Hosp., Inc. v. City of
Oakland Park, 374 So. 2d 461, 465 (Fla. 1979). Further, this Court
has held that “one who assails the classification has the burden of
showing that it is arbitrary and unreasonable.” Id. at 465. The
appellees have not met this burden.
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License Acquisitions, LLC v. Debary Real Estate Holdings, LLC, 155 So. 3d 1137,
1149 (Fla. 2014). The issue here is not whether a medical malpractice “crisis”
exists, but rather whether Weaver has shown that “the Legislature could not have
had any reasonable ground for believing that there were public considerations
justifying the particular classification and distinction made.” North Ridge Gen.
Hosp., 374 So. 2d at 465 (emphasis added). And Weaver does not come close to
meeting this burden.
V. CONCLUSION
For the reasons explained above, I would affirm the First District’s decision
in Weaver. The ex parte amendments do not violate the right to privacy or the
right of access to courts protected by the Florida Constitution. And the ex parte
amendments do not unconstitutionally encroach on this Court’s rulemaking
authority or constitute a prohibited special law. I dissent.
POLSTON and LAWSON, JJ., concur.
Application for Review of the Decision of the District Court of Appeal – Statutory
Validity
First District - Case No. 1D14-3178
(Escambia County)
Virginia M. Buchanan of Levin, Papantonio, Thomas, Mitchell, Rafferty &
Proctor, P.A., Pensacola, Florida; Robert S. Peck of Center for Constitutional
Litigation, P.C., Fairfax Station, Virginia,
for Petitioner
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Mark Hicks and Erik P. Bartenhagen of Hicks, Porter, Ebenfeld & Stein, P.A.,
Miami, Florida,
for Respondent
Philip M. Burlington and Adam J. Richardson of Burlington & Rockenbach, P.A.,
West Palm Beach, Florida,
for Amicus Curiae Florida Justice Association
Pamela Jo Bondi, Attorney General, and Jordan E. Pratt, Deputy Solicitor General,
Office of the Attorney General, Tallahassee, Florida,
for Amicus Curiae State of Florida
Andrew S. Bolin of Beytin, McLaughlin, McLaughlin, O’Hara, Bocchino & Bolin,
P.A., Tampa, Florida,
for Amici Curiae Florida Hospital Association, The Florida Medical
Association, and The American Medical Association
Mark K. Delegal and Tiffany A. Roddenberry of Holland & Knight LLP,
Tallahassee, Florida; and William W. Large, Esq. of Florida Justice Reform
Institute, Tallahassee, Florida,
for Amicus Curiae The Florida Justice Reform Institute
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