16-4085-cv
Latreille v. Gross
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER
IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY
ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the
15th day of November, two thousand seventeen.
PRESENT:
DEBRA ANN LIVINGSTON,
DENNY CHIN,
Circuit Judges,
JOHN G. KOELTL,
District Judge.*
_____________________________________
NICOLE S. LATREILLE,
Plaintiff-Appellee,
v. 16-4085-cv
STEVE GROSS, DARCIE MILLER,
Defendants-Appellants.**
____________________________________
* Judge John G. Koeltl, of the United States District Court for the Southern District of New York,
sitting by designation.
** The Clerk of the Court is respectfully directed to amend the caption as set forth above.
For Plaintiff-Appellee: MICHAEL H. SUSSMAN, Sussman & Associates,
Goshen, New York.
For Defendants-Appellants: HYUN CHIN KIM, for Langdon C. Chapman, Orange
County Attorney, Orange County Attorney’s Office,
Goshen, New York.
Appeal from an order of the United States District Court for the Southern District of New
York (Seibel, J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the appeal is DISMISSED for lack of appellate jurisdiction.
In this interlocutory appeal, Defendants-Appellants Steve Gross, Commissioner of the
Orange County Department of Human Resources, and Darcie Miller, Commissioner of the Orange
County Department of Social Services and Commissioner of Mental Health, appeal from a
December 2, 2016 order of the United States District Court for the Southern District of New York
(Seibel, J.) denying in part Gross and Miller’s motion for summary judgment. Gross and Miller
assert that they are entitled to qualified immunity. We assume the parties’ familiarity with the
underlying facts, the procedural history of the case, and the issues on appeal.
“We review de novo a decision by a district court to deny summary judgment on the basis
that a public official is not entitled to qualified immunity.” Golodner v. Berliner, 770 F.3d 196,
201 (2d Cir. 2014). We generally lack jurisdiction to review the denial of a motion for summary
judgment because it is “not a final judgment” and is “not immediately appealable.” Walczyk v.
Rio, 496 F.3d 139, 153 (2d Cir. 2007); see 28 U.S.C. § 1291. There is an exception to this rule
when “the denied motion was based on a claim of immunity, at least to the extent the immunity
claim presents a ‘purely legal question.’” Walczyk, 496 F.3d at 153 (quoting Mitchell v. Forsyth,
2
472 U.S. 511, 530 (1985)). Because “[w]e are without jurisdiction to review a denial of a claim of
qualified immunity that turns on disputed issues of fact,” Golodner, 770 F.3d at 201 (citing
Johnson v. Jones, 515 U.S. 304, 319–20 (1995)), we “must assume ‘all factual disputes in favor of
the non-movant,’ id. (quoting Ross v. Breslin, 693 F.3d 300, 302 (2d Cir. 2012)). That is,
defendants are permitted to appeal a denial of qualified immunity only if they “pursue the appeal
on the basis of stipulated facts or the facts as alleged by the [non-movant]” or if they “assume that
all the facts that the district court found to be disputed are resolved in the [non-movant]’s favor.”
Ricciuti v. Gyzenis, 834 F.3d 162, 167 (2d Cir. 2016) (quoting Skehan v. Vill. of Mamaroneck, 465
F.3d 96, 104–05 (2d Cir. 2006), overruled on other grounds by Appel v. Spiridon, 531 F.3d 138 (2d
Cir. 2008) (per curiam)); see also White v. Pauly, 137 S. Ct. 548, 550 (2017) (per curiam) (“[T]he
facts are viewed in the light most favorable to the [non-movant].”). We further “may not inquire
into the district court’s determination that there was sufficient evidence to create a jury question.”
Ricciuti, 834 F.3d at 167 (quoting Skehan, 465 F.3d at 105). Because we are prohibited from
“entertain[ing] an interlocutory appeal in which a defendant contends that the district court
committed an error of law in ruling that the plaintiff’s evidence was sufficient to create a jury issue
on the facts relevant to the defendant’s immunity defense,” Salim v. Proulx, 93 F.3d 86, 91 (2d Cir.
1996), we regularly dismiss interlocutory appeals for lack of appellate jurisdiction on this basis.
See, e.g., Munafo v. Metro. Transp. Auth., 285 F.3d 201 (2d Cir. 2002); In re State Police Litig., 88
F.3d 111 (2d Cir. 1996); Moffitt v. Town of Brookfield, 950 F.2d 880 (2d Cir. 1991); Bouche v.
Oliveri, 506 F. App’x 29 (2d Cir. 2012) (summary order); Estate of George v. Batista, 480 F.
App’x 104 (2d Cir. 2012) (summary order); Zalaski v. City of Hartford, 462 F. App’x 13 (2d Cir.
2011) (summary order).
3
Gross and Miller profess – as they must – to pursue their interlocutory appeal based on the
facts alleged by Plaintiff-Appellee Nicole S. Latreille. However, upon our review of the record
and despite Gross and Miller’s representations to the contrary, we conclude that Gross and Miller
do not proceed on this basis. We thus must dismiss their appeal for lack of appellate jurisdiction.
As one example, Gross and Miller spend considerable time arguing that Latreille’s
disclosures to law enforcement of public assistance records, insofar as they related to welfare
fraud, were within the scope of her professional responsibilities and therefore not constitutionally
protected. Based on the record, we lack jurisdiction to review this challenge. The district court
determined that “[t]he parties don’t dispute that Plaintiff’s investigation was outside of her official
job responsibilities.” S.A. 15–16 (emphasis added). And there is ample record evidence that
Latreille’s job responsibilities did not include fraud investigation of any sort, whether it be welfare
or mortgage fraud. See, e.g., J.A. 120 (noting that it is not “within [Latreille’s] job description to
conduct investigations into fraud”); id. at 113 (noting that the work “expanded beyond [her] job
duties”); id. at 133 (noting that the information was not “pertinent” to Latreille’s job); id. at 269
(noting that her “investigations and disclosures were outside the scope of her work
responsibilities”); id. at 552 (noting at Miller’s deposition that “investigating to begin with” is not
part of Latreille’s duties); id. at 624 (noting in Bradshaw’s complaint letter that “[t]his certainly is
not part of our job description”). Some of this record evidence is even cited in Gross and Miller’s
own Rule 56.1(a) statement. See id. at 31.
It is telling that, as the district court pointed out, Gross and Miller’s own statement of
reasons for disciplining Plaintiff largely concedes the point. In the letter to Latreille dated April
17, 2015 and signed by Miller, Charge I specified that Latreille used the county electronic
4
communication system “for purposes that fell outside the scope of [her] own and [her] work unit’s
responsibilities.” Id. at 626. Charge II highlighted that she used her work computer “for
purposes that fell outside the scope of [her] own and [her] assigned work unit’s responsibilities.”
Id. Charge III described Latreille’s investigation as an “unconventional ‘special project.’” Id.
Charge V made clear that Latreille’s investigation was “outside the scope of [her] normal duties.”
Id. at 627. In sum, the facts underlying Gross and Miller’s claim on appeal that Latreille’s
disclosures to law enforcement were within the scope of her professional responsibilities are, at
best, contested, and, accordingly, we do not have jurisdiction to consider the appeal.
Accordingly, the appeal is DISMISSED for lack of appellate jurisdiction.
FOR THE COURT:
Catherine O=Hagan Wolfe, Clerk
5