FILED
Dec 11 2017, 9:47 am
CLERK
Indiana Supreme Court
Court of Appeals
and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
William W. Gooden Curtis T. Hill, Jr.
Mt. Vernon, Indiana Attorney General of Indiana
Jesse R. Drum
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Jonathon D. Reis, December 11, 2017
Appellant-Defendant, Court of Appeals Case No.
65A01-1707-CR-1563
v. Appeal from the Posey Superior
Court
State of Indiana, The Honorable S. Brent Almon,
Appellee-Plaintiff. Judge
Trial Court Cause No.
65D01-1702-F5-86
Robb, Judge.
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Case Summary and Issue
[1] Following a guilty plea, Jonathon Reis was convicted of operating a motor
vehicle while privileges are forfeited for life, a Level 5 felony, and operating a
vehicle while intoxicated endangering a person, a Class A misdemeanor. Reis
was sentenced to a term of five years for the Level 5 felony to be executed at the
Indiana Department of Correction and a consecutive term of one year for the
Class A misdemeanor to be served in a community corrections program. He
now appeals, raising for our review the sole issue of whether his sentence is
inappropriate in light of his character and the nature of his offense. Concluding
his sentence is not inappropriate, we affirm.
Facts and Procedural History
[2] Early in the morning on February 19, 2017, police officers found a white
Chevrolet SUV on Highway 62 in Posey County. The SUV was running, in
drive, and facing south blocking both westbound lanes of traffic. Officers
attempted to wake the driver, later identified as Reis, to no avail. Reis lifted his
foot off the brake and the vehicle rolled into a guardrail. Once the vehicle came
to a stop, officers unlocked the vehicle, shut it off, and again attempted to wake
Reis. While doing so, officers observed a nearly empty bottle of vodka on the
passenger floorboard. When officers were finally able to wake Reis, they
removed him from the vehicle. Reis’s balance was “very unsteady,” he smelled
of alcoholic beverages, and he repeatedly replied, “mother fu****” to officers’
questions. Appellant’s Appendix, Volume II at 13.
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[3] Officers learned Reis’s driver’s license was suspended for life as an habitual
traffic offender and he was administered a portable breath test, which revealed a
blood alcohol content (“BAC”) of .21. Reis acknowledged his license was
suspended and when asked why he was an habitual traffic offender he
responded, “same sh**.” Id. At the jail, Reis refused to take the breathalyzer
but agreed to another portable breath test, which again revealed a BAC of .21.
Reis stated that he wished he was still in the beer phase of his life but he drank
vodka.
[4] The State charged Reis with operating a motor vehicle while privileges are
forfeited for life, a Level 5 felony, and operating a vehicle while intoxicated
endangering a person, a Class A misdemeanor. Reis pleaded guilty as charged.
[5] At sentencing, the trial court placed a “great deal of weight” on the defendant’s
prior criminal record which includes seventeen prior convictions. Transcript,
Volume 2 at 31. The trial court also noted Reis’s “terrible alcohol problem”
and that the circumstances of his offenses were “egregious” before sentencing
Reis to five years in the Indiana Department of Correction and one year in a
community corrections program. Id. at 32-33. Reis now appeals his sentence.
Discussion and Decision
I. Standard of Review
[6] We may review and revise criminal sentences pursuant to the authority derived
from Article 7, Section 6 of the Indiana Constitution. Indiana Appellate Rule
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7(B) empowers us to revise a sentence “if, after due consideration of the trial
court’s decision, the Court finds that the sentence is inappropriate in light of the
nature of the offense and the character of the offender.” Because a trial court’s
judgment “should receive considerable deference[,]” our principal role is to
“leaven the outliers.” Caldwell v. State, 895 N.E.2d 1219, 1222-25 (Ind. 2008).
“Such deference should prevail unless overcome by compelling evidence
portraying in a positive light the nature of the offense (such as accompanied by
restraint, regard, and lack of brutality) and the defendant’s character (such as
substantial virtuous traits or persistent examples of good character).” Stephenson
v. State, 29 N.E.3d 111, 122 (Ind. 2015). The defendant bears the burden to
persuade this court that his or her sentence is inappropriate, Childress v. State,
848 N.E.2d 1073, 1080 (Ind. 2006), and we may look to any factors appearing
in the record for such a determination, Stokes v. State, 947 N.E.2d 1033, 1038
(Ind. Ct. App. 2011), trans. denied.
II. Inappropriate Sentence
A. Indiana Appellate Rule 7(B)
[7] Reis argues his sentence is inappropriate in light of his character. Regarding the
nature of the offense Reis concedes, “The trial court correctly found that the
nature of the offense in this case was egregious. The defendant agrees with that
assessment.” Brief of Appellant at 11. The State argues that because Reis does
not put forth an argument regarding the nature of the offense, he therefore
waives review of the inappropriateness of his sentence, relying upon the recent
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decision from a panel of this court in Sanders v. State, 71 N.E.3d 839 (Ind. Ct.
App. 2017), trans. denied. There, the court explained:
Revision of a sentence under Rule 7(B) requires the appellant to
demonstrate that his sentence is “inappropriate in light of the
nature of the offense and the character of the offender.” Ind.
Appellate Rule 7(B) (emphasis added). That language is clear:
Rule 7(B) plainly requires, as this court has long acknowledged,
“the appellant to demonstrate that his sentence is inappropriate
in light of both the nature of the offenses and his character.”
Williams v. State, 891 N.E.2d 621, 633 (Ind. Ct. App. 2008)[.]
Because [defendant] has failed to present any authority or
analysis on the issue of the nature of his offenses, he has waived
our review of the inappropriateness of his sentence.
Id. at 843-44 (some citations omitted).
[8] However, our jurisprudence on this issue is far from settled and we respectfully
disagree with Sanders’ interpretation of Rule 7(B). Just one year ago, faced with
a similar waiver argument in Connor v. State, 58 N.E.3d 215 (Ind. Ct. App.
2016), we wrote:
In fact, our courts have frequently treated the two prongs as
separate inquiries to ultimately be balanced in determining
whether a sentence is inappropriate. See, e.g., Eckelbarger v. State,
51 N.E.3d 169, 170-71 (Ind. 2016) (revising defendant’s sentence
from thirty-two years to sixteen years upon finding the nature of
his offenses—drug offenses facilitated by a State informant—did
not warrant consecutive sentences, without also discussing
whether his character warranted revision); Isom v. State, 31
N.E.3d 469, 494 (Ind. 2015) (noting “[t]he character of the
offender, rather than the nature of the offense, presents
[defendant’s] strongest support for revision[,]” but ultimately
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declining to revise the sentence because the nature of the offenses
“far outweigh his otherwise favorable character”), cert. denied, –––
U.S. ––––, 136 S.Ct. 1161, 194 L.Ed.2d 175 (2016); Rice v. State,
6 N.E.3d 940, 947 (Ind. 2014) (stating, in declining to revise
defendant’s sentence, “[w]e are thus not convinced that either the
nature of the offense or the character of the offender warrants a
revision”) (emphasis added); Cardwell, 895 N.E.2d at 1226
(revising defendant’s sentence without considering the nature of
the defendant’s character because “the record contains a number
of inconclusive factors on which the trial court made no
findings”); Schaaf v. State, 54 N.E.3d 1041, 1044 (Ind. Ct. App.
2016) (revising a sentence upon finding that although the
defendant’s criminal history was significant and would make a
below-advisory sentence too lenient, the nature of his “relatively
minor” offenses rendered his above-advisory sentences too
harsh); Norris v. State, 27 N.E.3d 333, 336 (Ind. Ct. App. 2015)
(acknowledging defendant’s criminal history but revising
sentence as inappropriate due to “the relatively innocuous nature
of this offense”); Williams v. State, 891 N.E.2d 621, 633–35 (Ind.
Ct. App. 2008) (revising defendant’s sentence on the basis of the
nature of his offense even though defendant did not make an
argument regarding his sentence in light of his character);
Douglas v. State, 878 N.E.2d 873, 881 (Ind. Ct. App. 2007)
(revising defendant’s sentence “[a]fter due consideration of [his]
minimal criminal history, probation violations, and guilty plea,”
which are all factors weighing on defendant’s character).
Id. at 218-19 (footnotes omitted). We concluded that although Rule 7(B) states
we may revise a sentence we find to be inappropriate “in light of the nature of
the offense and the character of the offender,” (emphasis added), we view the
wording of the rule as a statement requiring us to consider both prongs in our
assessment, “and not as a requirement that the defendant must necessarily prove
each of those prongs render his sentence inappropriate.” Id. at 219.
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[9] Notably, after Connor was decided and one month before Sanders was handed
down, our supreme court reviewed a defendant’s contention that his sentence
was inappropriate based solely on his character in Shoun v. State, 67 N.E.3d 635
(Ind. 2017). There, the defendant did “not dispute the severe nature of the
crime and focuse[d] his argument on his character—that is, his alleged
intellectual disability as evidenced by his low IQ and his ‘compromised
psychological state.’” Id. at 642. Rather than deem the defendant’s Rule 7(B)
argument waived, our supreme court concluded that the defendant’s
“arguments that his character makes his . . . sentence inappropriate are not
persuasive.” Id.
[10] Contrary to the “clear” reading of Rule 7(B) Sanders purports, panels of this
court have continued to interpret Rule 7(B) consistently with Connor. In McFall
v. State, 71 N.E.3d 383 (Ind. Ct. App. 2017), a panel of this court found the
defendant’s sentence inappropriate based solely upon considerations of the
defendant’s character. Regarding the nature of the offense, the court noted
only, “McFall manufactured methamphetamine in a drug house in which a
housemate’s children also lived.” Id. at 390. The court then concluded:
Given that this is McFall’s first felony conviction and the
progress that she has made since her arrest to overcome her
addiction and get her life in order, we believe that an above-
advisory sentence is inappropriate.
Id. at 391.
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[11] Similarly, in Holmes v. State, 2017 WL 4665791 (Ind. Ct. App. Oct. 18, 2017),
the defendant conceded the nature of his offense was “extremely serious[,]” id.
at *4, and the court went on to weigh the defendant’s character, stating:
As for [the defendant’s] character, she argues that she was raised
in deplorable conditions, had no criminal history before this case,
was employed “in an attempt to provide for her children,” and
“appeared to express sincere remorse at the time of her
sentencing.” But even considering these things in [the
defendant’s] favor, they do not overcome the horrific nature of
the offense in Count I, as relayed by the trial court and exhibited
by the photographs in this case. Homes has failed to persuade us
that her forty-year sentence for Count I is inappropriate.
Id. at *5.
[12] We continue to view Connor’s interpretation of Rule 7(B) as consistent with the
purpose of the rule, our constitutional prerogative from which the rule is
derived, and principles of justice. Indeed, requiring a defendant to prove each of
the prongs in order to render his sentence inappropriate can lead to absurd
results and require defendants to mount disingenuous arguments on appeal.1
As we noted in Connor, this interpretation of Rule 7(B) does not lessen a
defendant’s burden; rather, the burden may be “heightened by the need to prove
the nature of his character should overcome the admittedly serious nature of his
1
As we explained in Connor, “no one could dispute with a straight face that every child molesting offense is
heinous[.]” 58 N.E.3d at 220. Requiring an appellant to prove both prongs of Rule 7(B) forces an appellant
to launch disingenuous arguments regarding the nature of a horrendous offense. This interpretation also
discourages candor to this tribunal and wastes valuable judicial resources.
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offense.” 58 N.E.3d at 220. Therefore, we continue to recognize the two
prongs of Rule 7(B) to be separate inquiries that must “ultimately be balanced
in determining whether a sentence is inappropriate.” Id. at 218.
[13] Accordingly, we reject the State’s argument that Reis has waived review of his
sentence by acknowledging the egregiousness of his offenses. Notwithstanding
this divergence of caselaw regarding Rule 7(B), we will consider both the nature
of Reis’s offenses and his character in evaluating whether his sentence is
inappropriate.
B. Nature of the Offense
[14] Our analysis of the “nature of the offense” portion of the appropriateness
review begins with the advisory sentence. Clara v. State, 899 N.E.2d 733, 736
(Ind. Ct. App. 2009). The advisory sentence is the starting point selected by the
legislature as an appropriate sentence for the crime committed. Childress, 848
N.E.2d at 1081. Reis pleaded guilty to a Level 5 felony and a Class A
misdemeanor. Indiana Code section 35-50-2-6 states:
(b) A person who commits a Level 5 felony . . . shall be
imprisoned for a fixed term of between one (1) and six (6) years,
with the advisory sentence being three (3) years.
Indiana Code section 35-50-3-2 states:
A person who commits a Class A misdemeanor shall be
imprisoned for a fixed term of not more than (1) years . . . .
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The trial court sentenced Reis to five years for the Level 5 felony operating a
motor vehicle while privileges are forfeited for life to be served consecutively to
the maximum sentence of one year for the Class A misdemeanor operating a
vehicle while intoxicated endangering a person.
[15] Here, Reis endangered the community by driving intoxicated. This is
particularly true given the fact that Reis fell asleep with his vehicle obstructing
two lanes of traffic on a state highway in the early hours of the morning.
Moreover, Reis’s driving privileges had been forfeited for life due to past
convictions and he should never have been behind the wheel of the vehicle,
intoxicated or not. Although the trial court sentenced Reis to the near-
maximum sentence, we find the admittedly egregious nature of Reis’s offenses
supports such a sentence.
C. Character of the Offender
[16] Reis contends his sentence is inappropriate in light of his character. The
“character of the offender” portion of the standard refers to the general
sentencing considerations and the relevant aggravating and mitigating
circumstances. Williams v. State, 782 N.E.2d 1039, 1051 (Ind. Ct. App. 2003),
trans. denied. We assess the trial court’s recognition or non-recognition of
aggravators and mitigators as an initial guide to determining whether the
sentence imposed was inappropriate. Stephenson v. State, 53 N.E.3d 557, 561
(Ind. Ct. App. 2016). A defendant must still persuade the appellate court that
his or her sentence has met the inappropriateness standard of review. Id.
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[17] Reis contends the failure of the trial court to consider his guilty plea renders his
sentence inappropriate. “A guilty plea demonstrates a defendant’s acceptance
of responsibility for the crime and extends a benefit to the State . . . . Thus, a
defendant who pleads guilty deserves to have mitigating weight extended to the
guilty plea in return.” Francis v. State, 817 N.E.2d 235, 237-38 (Ind. 2004)
(citations omitted). The extent to which a guilty plea is mitigating will vary
from case to case. Id. at 238 n.3. For example, a guilty plea may not be
significantly mitigating when it does not demonstrate the defendant’s
acceptance of responsibility or when the defendant receives a substantial benefit
in return for the plea. Anglemyer v. State, 875 N.E.2d 218, 221 (Ind. 2007) (reh’g
opinion).
[18] The State argues Reis’s plea was “more likely the result of pragmatism than
acceptance of responsibility and remorse[,]” because of the weight of the
evidence against him. Brief of Appellee at 12 (quoting Anglemyer, 875 N.E.2d at
221); see Scott v. State, 840 N.E.2d 376, 383 (Ind. Ct. App. 2006) (noting a guilty
plea may be considered less significant where there is substantial admissible
evidence of the defendant’s guilt), trans. denied. Weight of the evidence aside,
Reis pleaded guilty to both counts as charged. Reis did not receive the benefit
of reduced or dropped charges nor did he receive the benefit of a sentencing
agreement. Therefore, because only the State received a benefit from Reis’s
guilty pleas, this factor weighs in Reis’s favor. See Cotto v. State, 829 N.E.2d
520, 525-26 (Ind. 2005) (holding that a guilty plea was entitled to significant
mitigating weight where the State did not directly dismiss any charges).
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[19] With that said, we find Reis’s criminal record reflects so poorly on his character
that it outweighs any positive consideration from his guilty plea. Reis has
accumulated a total of seventeen convictions, including four felonies, over the
preceding seven years. His convictions also include the same and similar
offenses as these—operating a vehicle while intoxicated and operating a vehicle
as an habitual traffic violator. Even a minor criminal record reflects poorly on a
defendant’s character, Rutherford v. State, 866 N.E.2d 867, 874 (Ind. Ct. App.
2007), and Reis admits his is an “extensive record upon which the trial court
properly placed ‘a great deal of weight.’” Br. of Appellant at 12.
[20] Instead, Reis argues his prior sentences have failed to address his alcohol
problem and that the “trial court’s failure to recognize that treatment options
remained untried and available renders the near maximum prison sentence that
[he] received inappropriate.” Br. of Appellant at 13. To the extent that Reis
argues another sentence is more appropriate, the question under Rule 7(B) is
not whether another sentence is more appropriate; rather, the question is
whether the sentence imposed is inappropriate. Fonner v. State, 876 N.E.2d 340,
344 (Ind. Ct. App. 2007). Reis fails to advance an argument regarding why his
sentence is inappropriate in consideration of his alcohol problem.
[21] We applaud the fact that Reis was able to be free of convictions for three and
one-half years prior to this conviction and that he admits his alcohol problem.
However, this is not sufficient to find his character warrants a reduction of his
sentence. Given Reis’s lengthy criminal history and the egregious nature of his
crimes, we cannot say his sentence is inappropriate.
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Conclusion
[22] Reis’s sentence is not inappropriate in light of the nature of his offenses or of his
character. We therefore affirm the sentence.
[23] Affirmed.
Riley, J., and Pyle, J., concur.
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