FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS December 18, 2017
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
WESTERN ENERGY ALLIANCE,
Plaintiff - Appellee,
v. No. 17-2005
RYAN ZINKE, Secretary, United States
Department of the Interior; BUREAU OF
LAND MANAGEMENT,
Defendants.
------------------------------
THE WILDERNESS SOCIETY;
WYOMING OUTDOOR COUNCIL;
SOUTHERN UTAH WILDERNESS
ALLIANCE; SAN JUAN CITIZENS
ALLIANCE; GREAT OLD BROADS
FOR WILDERNESS; SIERRA CLUB;
WILDEARTH GUARDIANS; CENTER
FOR BIOLOGICAL DIVERSITY;
EARTHWORKS,
Movants to Intervene - Appellants,
UNITED STATES OF AMERICA,
Amicus-Curiae.
_________________________________
Appeal from the United States District Court
for the District of New Mexico
(D.C. No. 1:16-CV-00912-WJ-KBM)
_________________________________
Michael S. Freeman, Earthjustice, Denver, Colorado (Robin Cooley and Yuting Chi,
Earthjustice, Denver, Colorado; Kyle J. Tisdel, Western Environmental Law Center,
Taos, New Mexico; Samantha Ruscavage-Barz, WildEarth Guardians, Santa Fe, New
Mexico; and Michael Saul, Center for Biological Diversity, Denver, Colorado, with him
on the briefs), appearing for Movants to Intervene-Appellants.
Mark S. Barron (Alexander K. Obrecht, with him on the briefs), Baker & Hostetler,
Denver, Colorado, appearing for Appellee.
Jeffrey H. Wood, Acting Assistant Attorney General; Andrew C. Mergen, John S. Most,
and Matthrew Littleton, Attorneys, Environmental and Natural Resources Division,
United States Department of Justice, Washington, DC; Karen S. Hawbecker, Danielle
DiMauro, and Wendy S. Dorman, Office of the Solicitor, United States Department of
the Interior, Washington, DC, filed a brief for Amicus Curiae United States.
_________________________________
Before BRISCOE, HARTZ, and BACHARACH, Circuit Judges.
_________________________________
BRISCOE, Circuit Judge.
_________________________________
Plaintiff-Appellee Western Energy Alliance (“WEA”) filed this lawsuit in the
United States District Court for the District of New Mexico against two Defendants:
the Secretary of the United States Department of the Interior, and the Bureau of Land
Management (the “BLM”). WEA sought relief under the Administrative Procedure
Act, 5 U.S.C. §§ 701-06 (the “APA”), the Freedom of Information Act, 5 U.S.C.
§ 552 (“FOIA”), and the Declaratory Judgment Act, 28 U.S.C. §§ 2201-02 (the
“DJA”). WEA alleged that the BLM has violated the Mineral Leasing Act, 30 U.S.C.
§§ 181-287 (the “MLA”), by holding too few oil and gas lease sales. Several
environmental advocacy groups moved to intervene in the suit: The Wilderness
Society, Wyoming Outdoor Council, Southern Utah Wilderness Society, San Juan
Citizens Alliance, Great Old Broads For Wilderness, Sierra Club, WildEarth
2
Guardians, Center For Biological Diversity, and Earthworks (collectively, the
“conservation groups”). The district court denied the motion to intervene. The court
concluded that the conservation groups had failed to show that the pending litigation
has the potential to harm their environmental interests, or that the presently named
parties could not adequately represent their interests. The conservation groups filed
this interlocutory appeal to seek review of the denial of their motion to intervene.
We exercise jurisdiction pursuant to 28 U.S.C. § 1291 and reverse and remand.
I.
Oil and Gas Leasing on Public Lands
The BLM has the authority to lease public lands with oil and gas reserves to
private industry for development under the Federal Land Policy and Management
Act, 43 U.S.C. §§ 1701–1787 (the “FLPMA”), the MLA, and the BLM’s own
regulations and plans. See 43 C.F.R. Part 1600 (Planning, Programming, and
Budgeting); 43 C.F.R. Subparts 3120 (Competitive Leases) and 3160 (Onshore Oil
and Gas Operations). Both the MLA and the associated regulations provide for
quarterly lease sales. 30 U.S.C. § 226(b)(1)(A) (“Lease sales shall be held for each
State where eligible lands are available at least quarterly and more frequently if the
Secretary of the Interior determines such sales are necessary.”); see also 43 C.F.R.
3120.1-2(a) (“Each proper BLM S[t]ate office shall hold sales at least quarterly if
lands are available for competitive leasing.”).
The BLM “manages the use of federal oil and gas resources through a three-
phase decision-making process.” Pennaco Energy, Inc. v. United States Dep’t of
3
Interior, 377 F.3d 1147, 1151 (10th Cir. 2004). In the first phase, the BLM develops
resource management plans (“RMPs”). 43 U.S.C. § 1712; 43 C.F.R. Part 1600.
RMPs indicate which parcels of public land are open or closed to oil and gas
development. When drafting RMPs, the BLM is required by statute to apply multiple
use management, which “describes the . . . task of striking a balance among the many
competing uses to which land can be put, ‘including, but not limited to, recreation,
range, timber, minerals, watershed, wildlife and fish, and [uses serving] natural
scenic, scientific and historical values.’” Norton v. S. Utah Wilderness All., 542 U.S.
55, 58 (quoting 43 U.S.C. § 1702(c)). Additionally, the BLM “prepare[s] an
environmental impact statement” in compliance with the National Environmental
Protection Act (the “NEPA”) when preparing an RMP. 43 C.F.R. § 1601.0-6.
Generally, an RMP “describes, for a particular area, allowable uses, goals for future
condition of the land, and specific next steps.” Norton, 542 U.S. at 59. The
applicable regulations also require that the public must have a chance “to become
meaningfully involved in and comment on the preparation and amendment of” RMPs.
43 C.F.R. § 1610.2(a). All subsequent activity on the land, including oil and gas
development, must conform to RMPs. See 43 C.F.R. § 1610.6-3(a).
In the second phase, through its State Offices, 1 the BLM identifies specific
parcels that it will offer for lease in the competitive lease sale process. 43 C.F.R.
1
The BLM is comprised of twelve State Offices with jurisdiction over a
region: “(i) Alaska; (ii) Arizona; (iii) California; (iv) Colorado; (v) Eastern
States; (vi) Idaho; (vii) Montana; (viii) Nevada; (ix) New Mexico; (x) Oregon;
(continued…)
4
Subpart 3120. The BLM retains discretion to choose which parcels to lease. W.
Energy All. v. Salazar, 709 F.3d 1040, 1044 (10th Cir. 2013). “‘Eligible’ lands
comprise all lands ‘subject to leasing, i.e, lands not excluded from leasing by a
statutory or regulatory prohibition.’ ‘Available’ lands are those ‘open to leasing
in the applicable [RMP], . . . when all statutory requirements and reviews have
been met.’” Amicus Br. at 6 n.2 (quoting BLM Manual 3120.11).
Also in the second phase, after a State Office decides which parcels to offer
in a lease sale, the State Office posts a final sale notice listing those parcels at
least 45 days before the sale date, and often 90 days before. 43 C.F.R. § 3120.4-
2; App. at 187 (BLM Manual 3120 (updated February 18, 2013)). Once the notice
is posted, the BLM’s practice is to provide a 30-day protest period. App. at 187
(BLM Manual 3120 (updated February 18, 2013)). While a protest is pending, the
BLM can suspend a specific parcel from the offering. 43 C.F.R. § 3120.1-3.
Although “[s]tate offices should attempt to resolve protests before the sale of the
protested parcels,” protests unresolved by the lease auction date do not prevent
bidding on the contested parcel. App. at 187 (BLM Manual 3120 (updated February
18, 2013)). If an RMP identifies land as open to development, a State Office can
publish in the Federal Register a call for expressions of leasing interest, which
anyone may file. See App. at 134. The regulations provide that “[l]ands included
(…continued)
(xi) Utah; and (xii) Wyoming.” App. at 16. Each State Office is divided into
Field Offices. Id.
5
in any expression of interest” are “available for leasing” and “shall be offered for
competitive bidding.” 43 C.F.R. § 3120.1-1(e). The State Office then conducts a
competitive lease sale auction. See 30 U.S.C. § 226(b)(1)(A).
In 2010, the Interior Department updated its second-phase practices (the
BLM’s identification of specific parcels to be offered for lease) by adopting
Instruction Memorandum 2010-117 (the “Leasing Reform Policy”), following years
of negotiation and litigation by the conservation groups. Aplt. Br. at 7, 20–21. The
Leasing Reform Policy provides for additional review simultaneous with the NEPA
analysis. App. at 136. Specifically, the Leasing Reform Policy: (i) requires an
interdisciplinary team to review the parcels proposed for leasing and conduct a site
visit, id. at 136–38; (ii) identifies issues the BLM must consider, id. at 136–37; and
(iii) obliges the BLM to consult other stakeholders, such as federal agencies, and
State, tribal, and local governments. Id. at 137. While each State Office must still
hold at least four total lease sales per year where eligible lands are available, the
Leasing Reform Policy mandates that State Offices schedule lease sales on a rotating
basis. Id. at 136. The relevant section of the Policy states:
State offices will continue to hold lease sales four times per year, as
required by the Mineral Leasing Act, section 226(b)(1)(A), and 43 CFR
3120.1-2(a), when eligible lands are determined by the state office to be
available for leasing. However, state offices will develop a sales
schedule with an emphasis on rotating lease parcel review
responsibilities among field offices throughout the year to balance the
workload and to allow each field office to devote sufficient time and
resources to implementing the parcel review policy established in this
IM. State offices will extend field office review timeframes, as
necessary, to ensure there is adequate time for the field offices to
conduct comprehensive parcel reviews.
6
Id. The BLM has adopted parts of the Leasing Reform Policy into its Manual and
Handbook, “which are permanent agency guidance documents.” Amicus Br. at 3.
Finally, after selling a lease, and as part of the third phase of the BLM’s
decision-making process, the BLM also decides whether specific development
projects will be permitted on the leased land. The BLM’s authority in this regard
originates with the MLA, which gives the BLM the power to “regulate all surface-
disturbing activities conducted pursuant to any lease issued under” the MLA and to
set reclamation and other requirements necessary to conserve any surface resources.
§ 226(g); see generally 43 C.F.R. § 3162.3-1 (providing for drilling applications and
plans).
Case History
On August 11, 2016, the WEA filed a complaint under the APA. Count I
alleges a FOIA violation. This claim, which is not mentioned in the motion to
intervene, is not relevant to this appeal. Count II seeks a declaratory judgment,
under the DJA, “that BLM’s leasing policies and practices violate the” MLA by
causing fewer than four lease sales per State 2 per year to take place. App. at 39–
40. Count III alleges that the BLM’s actions have resulted in fewer than the
statutorily mandated four lease sales per year and thus are contrary to law;
2
The WEA states that four lease sales per State are required; it is apparent
in this context that WEA is referring to the State Offices, not to each of the fifty
States.
7
specifically, contrary to the MLA, and in violation of the APA. The Prayer for
Relief, in relevant part, asks the district court to:
2. Declare the manner in which [the] BLM is presently
scheduling and administering oil and gas lease sales unlawful as a
violation of the express terms of the Mineral Leasing Act;
3. Require [the] BLM to immediately abandon all currently
existing lease sale schedules that do not comply with the Mineral
Leasing Act and to adopt promptly revised lease sale schedules that
comply with the terms of the Mineral Leasing Act;
4. Direct [the] BLM to revise or rescind all agency guidance and
instructional memoranda, including I.M. No. 2010-117, that direct
implementation of [the] BLM’s lease sale program in a manner contrary
to law.
Id. at 42.
On October 19, 2016, the conservation groups moved to intervene in the
WEA’s suit either as of right or permissively under Federal Rule of Civil Procedure
24(a) and (b), respectively. The WEA opposed their intervention. The BLM did not
take a position regarding the motion. In the motion to intervene, the conservation
groups argued that they had two protectable interests: (i) obviating and/or minimizing
the environmental impact of oil and gas development on public lands; and (ii)
preserving the reforms they had worked to implement, including the Leasing Reform
Policy. App. at 57–58.
On December 15, 2016, the district court held a hearing on the motion to
intervene. At the hearing, the WEA stated that it is primarily concerned with the
BLM “cancel[ing] lease sales . . . for criteria other than lack of eligible parcels.” Id.
at 422, 437 (“I think we’d be asking for . . . a declaration that canceling or deferring
8
lease sales in a manner that would keep the lease sales from happening less than
quarterly, for reasons other than a lack of eligible parcels, is illegal.”). The WEA
also claimed that it was not arguing the Leasing Reform Policy violates the MLA. Id.
at 435. But the WEA asserted that, if the district court concluded that the Leasing
Reform Policy violated the MLA, then the district court should direct the BLM to
invalidate the Policy. Id. at 435 (“[T]o the extent the Court agrees that certain
provisions are inconsistent with the controlling statutory authority, that it issue an
order to BLM . . . to revise its documents for consistency with controlling statutory
law.”). The WEA argued that the conservation groups should only be allowed to
intervene if and when the BLM actually began changing policy documents. Id. at
421.
The district court found WEA’s arguments persuasive, and on January 13,
2017, denied the conservation groups’ motion to intervene. The court concluded that
two of the four intervention-as-of-right factors had been met: the motion to intervene
was timely, App. at 348–49, and the conservation groups had a legally protectable
environmental interest in the lawsuit, i.e., their interest in protecting public lands
from the impacts of oil and gas drilling. Id. at 349. However, the district court
determined that the lawsuit would not impair the conservation groups’ interests, id. at
351, and further that the BLM could adequately represent the conservation groups’
interests. Id. at 357–60. The conservation groups timely appeal.
9
II.
Intervention as of Right
We review the denial of a motion to intervene as of right de novo. United
States v. Albert Inv. Co., 585 F.3d 1386, 1390 (10th Cir. 2009). After conducting
that review, we conclude the district court erred in denying the conservation groups’
motion to intervene.
Federal Rule of Civil Procedure 24(a)
Federal Rule of Civil Procedure 24(a) states non-parties may intervene in a
pending action as of right if: “(1) the application is timely; (2) the applicant[s]
claim[ ] an interest relating to the property or transaction which is the subject of the
action; (3) the applicant[s’] interest may as a practical matter be impaired or
impeded; and (4) the applicant[s’] interest is [not] adequately represented by existing
parties.” Id. at 1391 (citation omitted). This court has historically taken a “liberal”
approach to intervention and thus favors the granting of motions to intervene. See,
e.g., Coal. of Ariz./N.M. Ctys. for Stable Econ. Growth v. Dep’t of Interior, 100 F.3d
837, 841 (10th Cir. 1996).
Timeliness
First, we consider whether the present motion to intervene was timely. The
timeliness of the conservation groups’ motion was rightfully not in dispute.
We determine timeliness “in light of all of the circumstances.” Okla. ex rel.
Edmondson v. Tyson Foods, Inc., 619 F.3d 1223, 1232 (10th Cir. 2010). But three
non-exhaustive factors are “particularly important: (1) the length of time since the
10
movants knew of their interests in the case; (2) prejudice to the existing parties; and
(3) prejudice to the movants.” Id. (citation omitted). Here, the conservation groups
moved to intervene just over two months after the WEA filed the complaint. Given
how early in the lawsuit the groups moved to intervene, and, as a result, the lack of
prejudice to the WEA, we agree with the district court’s determination that the
motion was timely. See Utah Ass’n of Ctys. v. Clinton, 255 F.3d 1246, 1251 (10th
Cir. 2001) (considering “the relatively early stage of the litigation and the lack of
prejudice to plaintiffs flowing from the length of time between the initiation of the
proceedings and the motion to intervene”).
Interest in the Subject of the Lawsuit
Second, we conclude that the conservation groups have two interests which are
the subject of this lawsuit. “Whether . . . applicant[s] ha[ve] an interest sufficient to
warrant intervention as a matter of right is a highly fact-specific determination.”
Coal. of Ariz./New Mexico Ctys. for Stable Econ. Growth, 100 F.3d 837, 841 (10th
Cir. 1996). A protectable interest is one that “would be ‘impeded by the disposition
of the action.’” San Juan Cty., Utah v. United States, 503 F.3d 1163, 1203 (10th Cir.
2007) (en banc), abrogated on other grounds by Hollingsworth v. Perry, 133 S. Ct.
2652, 2659–65 (2013) (quoting Allard v. Frizzell, 536 F.2d 1332, 1334 (10th Cir.
1976) (per curiam)).
Contrary to our dissenting colleague’s statements, the conservation groups
have been constant in their assertion of two protectable interests: (i) obviating and/or
minimizing the environmental impact of oil and gas development on public lands;
11
and (ii) preserving the reforms they had worked to implement, including the Leasing
Reform Policy. The conservation groups have not abandoned these interests, nor
have they “belatedly” claimed other protectable interests not previously asserted.
“With respect to Rule 24(a)(2), we have declared it indisputable that a
prospective intervenor’s environmental concern is a legally protectable interest.”
WildEarth Guardians v. Nat’l Park Serv., 604 F.3d 1192, 1198 (10th Cir. 2010)
(citation omitted). For instance, in Coalition of Arizona/New Mexico Counties, we
held that the movant’s record of involvement with an animal species whose
“endangered” status was contested, “and his persistent record of advocacy for its
protection[,] amount[ed] to a direct and substantial interest in the listing of the
[animal] for the purpose of intervention as of right.” 100 F.3d at 841.
The conservation groups, likewise, have a “record of advocacy” for the
protection of public lands and a demonstrated concern for the damage to public lands
caused by oil and gas development. See id. The conservation groups have worked to
prevent development of sensitive areas for oil and gas drilling. Where development
does take place, the conservation groups have also worked to limit the resulting
negative impact on the climate and the harm to the surrounding terrain. Obviously,
the conservation groups’ environmental interests are front and center when the WEA
seeks judicial intervention to alter the BLM’s leasing practices with the stated goal of
increasing oil and gas development on public lands. The conservation groups’
interests in reducing the instances and effects of oil and gas drilling on public lands
alone would satisfy the second factor of Federal Rule of Civil Procedure 24(a).
12
But here the conservation groups have an additional interest which also
supports their motion to intervene. The conservation groups also have an interest in
preserving the Leasing Reform Policy that they spent years negotiating and litigating.
The WEA argued before the district court that its lawsuit did not implicate the
continued vitality of the Leasing Reform Policy, while the conservation groups read
the WEA’s complaint as specifically targeting the Leasing Reform Policy by seeking
to “revise or rescind” it. App. at 344, 346. The district court concluded that the
WEA “seeks to require [the] BLM to hold lease sales where eligible lands are
available; that is, to comply with the” MLA and with its own Leasing Reform Policy.
Id. at 346. And, in “seek[ing] to hold [the] BLM to those [Leasing Reform Policy]
provisions which track” its obligations under the MLA, the court determined that the
WEA is not “attempt[ing] to set aside or modify the” Policy, nor is the WEA
challenging it. Id. at 347.
In reaching this conclusion, the district court overlooked two key points. The
first is how the BLM is to achieve the increased frequency of lease sales. The MLA
mandates that lease sales take place four times a year when eligible lands are
available. The Leasing Reform Policy, consistent with the MLA, requires the same.
However, the Leasing Reform Policy also requires that State Offices conduct lease
sales on a rotational basis. The WEA’s complaint vividly outlines a number of
instances where it contends compliance with the Leasing Reform Policy has caused
the BLM to fall short of holding quarterly lease sales. If the BLM’s current
procedures, including those dictated by the Leasing Reform Policy, serve as a
13
roadblock in achieving quarterly lease sales, the BLM will presumably have to
abandon both its existing procedures and underlying policies.
The second point overlooked by the district court is that the complaint, which
has not been amended, frames the issues before the court. And, among other relief
requested in the complaint, the WEA explicitly asks the district court to “[d]irect
[the] BLM to revise or rescind all agency guidance and instructional memoranda,
including [the Leasing Reform Policy,] I.M. No. 2010-117, that direct
implementation of [the] BLM’s lease sale program in a manner contrary to law.”
App. at 42.
The WEA argued at the hearing on the motion to intervene that it was not
really “seeking any revisions of the Leasing Reform Policy,” and that the requested
relief in paragraph 4 “was ‘cosmetic’ in nature and was not part of any stated claim.”
Id. at 347. However, the WEA continued, stating that it included this language “in
the event the Court found any” of the Leasing Reform Policy’s provisions
inconsistent with the MLA. In that circumstance, the WEA argued that “the Court
may find it appropriate to ‘revise or rescind’” the Policy. Id. These two statements
stand in direct contradiction of one another—the WEA’s first statement, that it is not
seeking to revise the Leasing Reform Policy, does not square with its second
14
assertion, that if the Policy violates the MLA, the BLM should be required to “revise
or rescind it.”3
In response to the WEA’s remarks, the district court noted that it “accepts” the
WEA’s representations and will “hold” it “to those representations.” Id. at 348. The
district court subsequently re-characterized the relief sought by the WEA as “a
declaration that [the] BLM’s practice of canceling or deferring lease sales less
frequently than quarterly, for reasons other than lack of eligible parcels, is illegal
under the” MLA. Id. While the district court later repeatedly indicated that the
WEA is not seeking to strike down the BLM’s Leasing Reform Policy, purportedly
clarifying the issues before it, the court’s order did not grant an amendment to
WEA’s complaint or in any way alter the allegations made therein, or limit the relief
sought. And, even assuming that the district court did somehow limit the relief that
the WEA may seek, the court has restricted WEA’s relief to a declaration that the
BLM has violated the MLA by holding fewer than quarterly lease sales. This
conclusion, then, circles back to the dilemma we have already articulated: How will
3
The WEA is using word games, which the dissent accepts. For example, the
dissent states that the WEA is not seeking to challenge or limit the BLM’s discretion
to determine when eligible lands are available for leasing. Dissent at 2. But that is
incorrect, as the WEA confirmed at oral argument. At oral argument, the WEA
acknowledged that it has continued to “vehemently object” to the BLM’s current
method of applying the Leasing Reform Policy and lease rotation policy. Oral Arg.
at 15:55–17:23. As the WEA reiterated in its appellate brief and at oral argument,
the WEA is continuing to challenge the very policies that the conservation groups are
trying to defend.
15
the BLM achieve four lease sales a year? Possibly as suggested by WEA, by
“revising or rescinding” the Leasing Reform Policy.
As made clear by the allegations in the complaint, the central issue in this case
goes beyond the question of whether the BLM has violated the MLA by failing to
hold quarterly lease sales. WEA also seeks to alter or rescind the Leasing Reform
Policy to improve the likelihood of more frequent lease sales. We conclude that the
conservation groups not only have an environmental interest in the lawsuit, but also
an interest in preserving the Leasing Reform Policy that they worked to develop and
implement.
Interest may be Impaired or Impeded
Third, we consider whether the conservation groups’ interests may be impaired
or impeded by the pending litigation, and we conclude that they may. This element
“presents a minimal burden.” WildEarth Guardians, 604 F.3d at 1199. We require
the movants to show it is “possible” that the interests they identify will be impaired.
Id.; Clinton, 255 F.3d at 1253. This factor is met in environmental cases where the
district court’s decision would require the federal agency to engage in an additional
round of administrative planning and decision-making that itself might harm the
movants’ interests, even if they could participate in the subsequent decision-making.
WildEarth Guardians, 604 F.3d at 1199.
For example, in a case challenging a Presidential Proclamation establishing the
Grand Staircase-Escalante National Monument, we reversed the denial of a motion to
intervene filed by various environmental groups and businesses. Clinton, 255 F.3d at
16
1256. The district court had denied intervention because it determined that the only
question before it was whether the executive action violated various statutes. Id. at
1249. This question, the district court concluded, did not implicate the movants’
interests in the continued existence of the monument. Id. at 1252. We disagreed and
held impairment was possible because if the area lost its monument designation it
would suffer environmental degradation, just as it had before its designation. Id. at
1253.
In Clinton, we also rejected plaintiff-appellees’ argument that, if intervention
were permitted at all, belated intervention would suffice. Plaintiff-appellees argued
that “even if the monument management plan were set aside, pre-existing land use
plans would have to be revised, providing the intervenors with an opportunity to
protect their interests in those proceedings.” Id. As we explained, “‘[w]here a
proposed intervenor’s interest will be prejudiced if it does not participate in the main
action, the mere availability of alternative forums is not sufficient to justify denial of
a motion to intervene.’” Id. at 1254 (quoting Commodity Futures Trading Comm’n
v. Heritage Capital Advisory Servs., 736 F.2d 384, 387 (7th Cir. 1984)).
Here, if the district court finds that the BLM’s current leasing procedures
violate the MLA, then the agency will need to change its practices to bring them into
compliance with the statute. Should the BLM be required to change its practices, the
existing policies that dictate its practices, including the Leasing Reform Policy, will
17
also have to be amended. Should this occur, the conservation groups’ interests may
be impaired or impeded.4
Adequate Representation
Finally, we conclude that the presently named parties cannot adequately
represent the conservation groups’ interests. “[T]he burden to satisfy this condition
is ‘minimal,’ and that ‘[t]he possibility of divergence of interest need not be great in
order to satisfy the burden of the applicants.’” WildEarth Guardians v. United States
Forest Serv., 573 F.3d 992, 996 (10th Cir. 2009) (quoting Coal. of Ariz./N.M. Ctys.,
100 F.3d at 844–45).
Even if the government is required to represent the interest of the public, a
public entity may still intervene:
[T]he government’s representation of the public interest generally cannot be
assumed to be identical to the individual parochial interest of a particular
member of the public merely because both entities occupy the same posture in
the litigation. In litigating on behalf of the general public, the government is
obligated to consider a broad spectrum of views, many of which may conflict
with the particular interest of the would-be intervenor . . . . This potential
conflict exists even when the government is called upon to defend against a
claim which the would-be intervenor also wishes to contest.
Clinton, 255 F.3d at 1255–56. Also, we have held that the government cannot
adequately represent the interests of a private intervenor and the interests of the
public. U.S. Forest Serv., 573 F.3d at 996–97 (emphasis added). Moreover, we do
4
Interestingly, the dissent appears to concede that the WEA’s request to revise
or rescind the Leasing Reform Policy would justify intervention by the conservation
groups if it remained as an issue. Dissent at 2. It is apparent from review of the
WEA’s complaint and the lack of any final judgment denying this claim, it remains
an issue.
18
not assume that the government agency’s position will stay “static or unaffected by
unanticipated policy shifts.” Clinton, 255 F.3d at 1256; see U.S. Forest Serv., 573
F.3d at 997. If the agency and the intervenors would only be aligned if the district
court ruled in a particular way, then a possibility of inadequate representation exists.
N.M. Off-Highway Vehicle All. v. United States Forest Serv., 540 F. App’x 877,
881–82 (10th Cir. 2013) (unpublished opinion).
The conservation groups cite cases suggesting that if the government is
required to consider both public and private interests, then it is impossible for it to
adequately represent the public interest. See, e.g., WildEarth Guardians, 604 F.3d at
1200; Aplt. Br. at 34. WEA argues that these cases do not apply where the
government is “pursuing a single objective,” such as here, where the BLM is
asserting its compliance with the MLA. Aplee. Br. at 25 (quoting San Juan Cty., 503
F.3d at 1204).
We have held that if a case presents only a single issue on which the agency’s
position is quite clear, and no evidence suggests that position might be subject to
change in the future, then representation may be adequate. Kane Cty., Utah v. United
States, 597 F.3d 1129, 1134–35 (10th Cir. 2010). For example, in Kane County, we
held that intervention was unsupported because the only issue in that case was
whether the defendant federal government or the plaintiff county held title to rights
of way over federal land, and the movants did not claim to have unique knowledge or
experience that would assist the BLM in defense of its title. Id. However, where
there is evidence that the government has multiple objectives, we have declined to
19
find that it could adequately represent intervenors’ interests. See, e.g., U.S. Forest
Serv., 573 F.3d at 997. For instance, where environmental groups sued the United
States Forest Service for approving a methane gas venting plan for an underground
mine, we determined that the agency “has multiple objectives” and would need to
consider multiple interests before moving forward; thus, its future position was
unclear. Id. The BLM “has multiple objectives” in managing oil and gas leasing, as
under the multiple-use mandate, it is required to balance wide-ranging and often
conflicting interests. See 43 U.S.C. § 1702(c); Norton, 542 U.S. at 58 (requiring the
BLM to apply multiple use management, through which it should “strik[e] a balance
among the many competing uses to which land can be put, ‘including, but not limited
to, recreation, range, timber, minerals, watershed, wildlife and fish, and [uses
serving] natural scenic, scientific and historical values’”).
In its denial of the motion to intervene, the district court noted the
conservation groups were seeking “to prevent any tampering to the Leasing Reform
Policy, and to safeguard [the] BLM’s discretion over the environmental review
process for federal land parcels” and the determination of “which parcels become
‘eligible’ for lease sales.” App. at 358. It concluded that the “BLM would certainly
be expected to share that position.” Id.
However, the change in the Administration raises “the possibility of
divergence of interest” or a “shift” during litigation. See, e.g., U.S. Forest Serv., 573
F.3d at 996–97 (quotation omitted). This possibility has already manifested itself in
other arenas. For example, in State of Wyoming, et al. v. Zinke, et al., ___ F.3d ___,
20
Nos. 16-8068, 16-8069, 2017 WL 4173619 (10th Cir. 2017), the BLM found itself in
the difficult position of filing an appeal to challenge a district court’s invalidation of
its hydraulic fracturing regulation, only later to ask this court to withhold ruling on
its appeal pending final resolution of the BLM’s action to rescind the very regulation
it had initially sought to uphold and enforce. That same risk of a “shift” in policy
exists here.
The conservation groups have specifically identified Executive Orders signed
by President Trump which have directed the review of agency regulations that
potentially burden the development of oil and gas resources. See Exec. Order No.
13,771 § 2(c), (d) (contemplating that agencies will “eliminat[e] existing costs
associated with prior regulations”); see also Exec. Order No. 13,783 § 2(a) (“The
heads of agencies shall review all existing regulations, orders, guidance documents,
policies, and any other similar agency actions . . . that potentially burden the
development or use of domestically produced energy resources, with particular
attention to oil, natural gas, coal, and nuclear energy resources.”) (emphasis added).
These Executive Orders have created the opportunity for the BLM to conduct a
review that could result in its abandonment of the Leasing Reform Policy. In the face
of these Executive Orders, we conclude that the interests and policy goals of the
BLM and the conservation groups will possibly diverge. As a result, we determine
that the BLM cannot adequately represent the conservation groups’ interests.
21
Thus, for the foregoing reasons, we conclude that the conservation groups
should be allowed to intervene in the lawsuit as a matter of right. Given this
conclusion, we need not address the question of permissive intervention.
III.
We REVERSE and REMAND to the district court with instructions to allow
the conservation groups to intervene as of right under Federal Rule of Civil
Procedure 24(a).
22
17-2005 – Western Energy Alliance v. Zinke
HARTZ, Circuit Judge, dissenting:
I fail to understand the reasoning of the majority opinion. The district court’s
decision to deny the conservation groups’ motion to intervene is unassailable. In
accordance with concessions made by the plaintiff WEA (and after stating that it would
hold WEA to those concessions), the court determined that none of the interests
expressed by the conservation groups was still at risk in the litigation, so they had no
right to intervene. But rather than acknowledging the conservation groups’ victory in
eliminating most of WEA’s claims, the majority opinion reinstates some of those claims,
permitting the conservation groups to participate in litigating issues on which its views
had already prevailed. To be sure, even after WEA’s concessions there remain some
issues before the district court; but the conservation groups never suggested in district
court that they had a protected interest in the resolution of those issues.
My view is essentially that presented by the government in its amicus brief on
appeal: Under the claims pleaded and relief sought in WEA’s complaint (which, among
other things, appeared to challenge the BLM’s Leasing Reform Policy) the conservation
groups had a right to intervene in the case. But by the time of the hearing on the
conservation groups’ motion to intervene, the issues had been greatly narrowed. The
district court stated unequivocally that the Leasing Reform Policy was no longer in play:
“After hearing from the parties and reviewing the Complaint and other pleadings filed in
this case, the Court is convinced that this case is not an attempt to set aside or modify the
Leasing Reform Policy, nor is it a challenge to the Leasing Reform Policy.” Aplt App.
Vol. III at 347. The court explained that WEA “simply seeks to hold BLM to those
provisions which track BLM’s obligations under the Mineral Leasing Act.” Id. It added
that WEA also “does not challenge BLM’s discretion to determine when and how land
parcels became ‘eligible’ or BLM’s right to withhold parcels, or BLM’s discretion to
determine when further environmental analysis is necessary for any parcel of land.” Id.
at 347 (footnote omitted). As a result, it said, “while quarterly lease sales of ‘eligible’
lands are mandatory under the Mineral Leasing Act, BLM still has complete discretion to
decide which parcels are offered for lease sale to oil companies.” Id. In other words,
WEA did not seek to challenge, or to limit, BLM’s discretion to determine when eligible
lands are available for leasing. The only issue remaining in the case was whether BLM is
refusing to conduct the statutorily required quarterly lease sales of eligible land
determined to be available for leasing. The district court declared that WEA’s
concessions would be binding: “The Court accepts the representations of [WEA]’s
counsel and will hold [WEA] to those representations.” Id. at 348.
In light of that pronouncement by the district court, I am puzzled by the majority
opinion’s statement that rescission or revision of the Leasing Reform Policy “remains an
issue.” Maj. Op. at 18 n.4. When did we start ignoring rulings of the district court?1
1
Footnote 3 of the majority opinion relies on an exchange during oral argument as
showing that WEA was “vehemently object[ing]” to the Leasing Reform Policy. Counsel
for WEA did indeed respond “That’s correct, Judge” to a relatively long question that
included the language “vehemently object.” It appears, however, that counsel probably
understood the question to be asking the opposite of what it actually asked. For the next
seven minutes counsel made clear that he was challenging only application of the Mineral
Leasing Act, not the Leasing Reform Policy. And he explicitly stated that the lawsuit
does not challenge BLM’s determination of what lands are eligible and available for
2
Given this narrowing of the issues, the district court turned to an examination of
the interests identified by the conservation groups to determine whether they could still
justify intervention. The opening paragraph of their motion to intervene states that they
“request intervention because [WEA] seeks relief that would harm their interests by
eliminating important environmental protections on public lands, and by pursuing a
declaratory ruling that could fundamentally change the federal oil and gas leasing
program.” Aplt. App. Vol. I at 44–45. The motion then identified the two forms of
relief sought by WEA to which the conservation groups objected: “First, WEA
challenges [the Leasing Reform Policy].” Id. at 45. “Second, WEA seeks a far-reaching
ruling that BLM must offer oil and gas leases for sale every three months wherever a
company expresses interest in leasing public lands.” Id. In my view, those interests
would justify intervention under a reasonable reading of the complaint. But the district
court correctly determined that those interests are not threatened by the sole relief that the
court would allow WEA to pursue: compelling compliance with the statutory requirement
that the BLM conduct quarterly lease sales for eligible parcels deemed by the BLM to be
available for leasing.
On appeal the conservation groups have utterly failed to identify an interest
(certainly not a protected interest) raised in the district court that is threatened by what is
left of this litigation. Articulating an interest now is too late. The district court had to rule
on what was before it at the time of the ruling. Of course, affirming the district court
leasing. The footnote also asserts that WEA’s brief on appeal raises these issues; but I
cannot find support for that assertion. In any event, it does not matter what counsel said
in a brief or oral argument, because the district court had taken these issues off the table.
3
would not preclude a future motion to intervene by the conservation groups if they
believe they have the necessary interest in the remaining issues being litigated.
I respectfully dissent.
4