United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS February 27, 2007
FOR THE FIFTH CIRCUIT
Charles R. Fulbruge III
)))))))))))))))))))))))))) Clerk
No. 05-31134
))))))))))))))))))))))))))
RENE LEMAIRE
Plaintiff–Appellant
v.
STATE OF LOUISIANA, THROUGH THE LOUISIANA DEPARTMENT
OF TRANSPORTATION AND DEVELOPMENT
Defendant–Appellee
Appeal from the United States District Court
for the Middle District of Louisiana
No. 3:05-CV-0775
Before BARKSDALE, DeMOSS and PRADO, Circuit Judges.
PRADO, Circuit Judge:
This is an appeal from a district court’s order granting
summary judgment on an employee’s claims of sexual harassment and
retaliation under Title VII. For the reasons that follow, we
AFFIRM IN PART and REVERSE IN PART the district court’s decision
and REMAND for further proceedings consistent with this opinion.
I. FACTUAL BACKGROUND
Plaintiff-Appellant Rene LeMaire (“LeMaire”) began working
as a Bridge Operator 2 for Defendant-Appellee State of Louisiana,
Department of Transportation and Development (“LaDOTD”) in March
2001. His job consisted of operating power-driven drawbridges
and performing or overseeing preventative maintenance on the
drawbridges. Milton Endres (“Endres”) was the Bridge Operator
Foreman, and Rodney Jones (“Jones”) was an Engineering
Technician. Both held supervisory roles over LeMaire.
In November 2001, LeMaire and his friend Mitzi Doiron
(“Doiron”), who was dropping him off at work, ran into Endres.
Doiron had known Endres for years, and they began to talk.
According to Doiron, Endres told them that he had been molested
as a child, that he had molested Doiron’s ex-husband when he was
a child, and that Doiron’s ex-husband had not always been opposed
to the molestation. Endres further elaborated on his sex life
with his wife, how he enjoyed being close to other men, and his
gay friends, who had also been molested. Doiron and LeMaire
asked Endres to stop talking about these issues and tried to
change the topic of conversation, but to no avail.
Doiron further states in her affidavit that LeMaire told her
in February 2002 that Endres told him about being with gay men
who were having sex at Mardi Gras. LeMaire was very upset about
having to listen to Endres’ sexually oriented comments.
On June 15, 2002, LeMaire claims he was subjected to
derogatory comments by Endres. Endres also allegedly told
LeMaire that he (Endres) would make it impossible for LeMaire to
transfer, so the only way LeMaire could get away would be to
quit. Endres then ordered LeMaire to spray herbicide on a large
2
area of the bank and lawn. Believing this order was in
retaliation for having objected to Endres’ sexually explicit
stories, LeMaire left the job site to report the conduct to
Jones.
LeMaire told Jones, who was Endres’ supervisor, about the
harassment and retaliation and that he intended to quit. Jones
persuaded LeMaire to stay on and to file a grievance alleging
“unfair/unjust treatment” instead of a formal complaint of sexual
harassment. On June 18, 2002, LeMaire received a letter from
Jones concluding that, after investigation, there was no
“conclusive evidence” of misconduct by Endres and that Endres had
been told to act in a professional and courteous manner. On June
28, 2002, LeMaire was suspended for two days without pay by Terri
Robison, District Maintenance Engineer, for refusing to spray
herbicide as directed by Endres and for leaving the station
without authorization. The letter, however, states that the
incident occurred on April 15, 2002, even though affidavits from
both parties put the event on June 15, 2002.
Endres claims that, on July 19, 2002, he found LeMaire
asleep in the swing bridge house. LeMaire asserts that he was
not asleep and was sitting up and working when Endres burst in on
him. Several co-employees of LeMaire stated that LeMaire told
them he was concerned that Endres had caught him sleeping on the
job. LeMaire denies admitting to his co-employees that he was
sleeping.
3
On July 25, 2002, Rhonda Boudreaux, an LaDOTD employee,
reported that one of the bridges was unmanned. LeMaire admits
that the bridge was his responsibility and that he had
accidentally overslept by four hours. By the time he got in, a
replacement had filled his spot, and Endres told LeMaire to mow
the grass around the bridge instead. LeMaire refused. He
asserts that it was raining so hard that day that mowing would
have been impossible.
LeMaire was suspended for thirty days with pay beginning
August 5, 2002, pending an investigation into his conduct. On
August 6, 2002, LeMaire received a letter from Terri Hammack
(“Hammack”)1 informing him that Hammack was recommending him for
termination. The grounds for termination included sleeping on
the job on July 19, being late on July 25, and refusing to mow
the grass on July 25. The letter also noted LeMaire’s prior two-
day suspension for insubordination and leaving without
authorization. A meeting was set for August 13, 2002, to give
LeMaire an opportunity to respond to these allegations.
LeMaire and his attorney attended the meeting on August 13,
at which time LeMaire presented an affidavit refuting the grounds
for his termination. On August 15, 2002, Hammack again wrote to
LeMaire to inform him that he would be terminated for the same
1
Although it is not explicitly stated in the record, it
appears that Terri Robison and Terri R. Hammack are the same
person.
4
reasons stated in the August 6 letter.
II. PROCEDURAL HISTORY
LeMaire filed suit against LaDOTD on October 10, 2003,
asserting claims of sexual harassment and retaliation in
violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C.
§§ 2000e-2, 2000e-3 (2000), as well as assault and intentional
infliction of emotional distress under Louisiana state law.
LaDOTD filed a motion to dismiss, which was denied by the
district court. LaDOTD then filed a motion for summary judgment
on October 8, 2004. In a single page order on October 6, 2005,
the district court summarily granted LaDOTD’s motion, stating
that “written reasons” for its decision would be “filed at a
later date.” Written reasons have never been filed, and LeMaire
appealed the district court’s order on November 4, 2005. LeMaire
has appealed only his Title VII claims. As a result, we do not
consider his state law claims of assault and intentional
infliction of emotional distress.
III. JURISDICTION
Although no judgment has ever been entered in this case, we
have jurisdiction over this appeal under 28 U.S.C. § 1291.
Pursuant to Rule 58(a) of the Federal Rules of Civil Procedure, a
judgment following an order on a summary judgment motion must be
set forth in a separate document. However, if a separate
judgment is required but not entered, judgment is deemed entered
5
150 days after the order. FED. R. CIV. P. 58(b)(2)(B). In this
case, then, judgment was deemed entered 150 days after October 6,
2005, which was March 5, 2006. Although LeMaire filed his appeal
before that date, Rule 4(a)(2) of the Federal Rules of Appellate
Procedure provides that an appeal filed after a court’s order but
before the entry of judgment is treated as filed on the date of
and after the entry of judgment. Therefore, we deem final
judgment entered and LeMaire’s appeal timely filed. As a result,
we have jurisdiction over this appeal.
IV. DISCUSSION
We review a district court’s order granting summary judgment
de novo. Morris v. Equifax Info. Servs., L.L.C., 457 F.3d 460,
464 (5th Cir. 2006). Summary judgment is appropriate when, after
considering the pleadings, depositions, answers to
interrogatories, admissions on file, and affidavits, “there is no
genuine issue as to any material fact and . . . the moving party
is entitled to a judgment as a matter of law.” FED. R. CIV. P.
56(c); Bulko v. Morgan Stanley DW, Inc., 450 F.3d 622, 624 (5th
Cir. 2006). A genuine issue of material fact exists when the
evidence is such that a reasonable jury could return a verdict
for the non-movant. Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 248 (1986). In considering a summary judgment motion, all
facts and evidence must be taken in the light most favorable to
the non-movant. United Fire & Cas. Co. v. Hixson Bros., Inc.,
6
453 F.3d 283, 285 (5th Cir. 2006). However, to avoid summary
judgment, the non-movant must go beyond the pleadings and come
forward with specific facts indicating a genuine issue for trial.
Piazza’s Seafood World, L.L.C. v. Odom, 448 F.3d 744, 752 (5th
Cir. 2006).
Complicating our review of this case is the fact that the
district court gave no reasons for its decision. While findings
of fact and conclusions of law are not necessary, as our review
is de novo, we have emphasized in the past that such findings and
conclusions are “often quite helpful for appellate review.”
Thomas v. N.A. Chase Manhattan Bank, 994 F.2d 236, 241 n.6 (5th
Cir. 1993) (internal quotation marks omitted). Indeed, in this
case, such an analysis would have been beneficial as the
pleadings and arguments of the parties are less than clear.
However, because our review is not limited to the district
court’s analysis, we may affirm the district court’s decision on
any basis presented to the district court. Id. at 241. We,
therefore, turn first to LeMaire’s sexual harassment claims.
A. Sexual Harassment
LeMaire asserts that the district court erred in granting
LaDOTD’s motion for summary judgment on his sexual harassment
claims because he created a genuine issue of material fact
regarding whether Endres had sexually harassed him. As noted in
the previous section, we may only affirm an order granting
summary judgment on a basis that was presented to the district
7
court. See id. This is in keeping with our precedent that
arguments not raised before the district court are waived and
cannot be raised for the first time on appeal. See Tex.
Commercial Energy v. TXU Energy, Inc., 413 F.3d 503, 510 (5th
Cir. 2005), cert. denied, 126 S. Ct. 1033 (2006). We therefore
consider LaDOTD’s motion for summary judgment.
The only argument regarding sexual harassment raised in
LaDOTD’s motion is to simply deny that Endres made the allegedly
offensive comments and include affidavits from other LaDOTD
employees stating that Endres never made inappropriate remarks to
them.2 LeMaire’s evidence on this point consists of affidavits
from himself and Doiron describing the alleged sexually harassing
comments made by Endres. With this evidence, LeMaire has clearly
created a genuine issue of material fact regarding whether or not
the allegedly harassing conversations took place. Therefore, the
district court’s decision to grant summary judgment on LeMaire’s
sexual harassment claims was erroneous, and we must reverse it.
The dissent in this case would affirm the district court
because (1) there was no evidence that the harassment was because
2
LaDOTD’s motion also pointed out that LaDOTD had a
workplace harassment policy; however, that is irrelevant to the
issues actually presented on summary judgment. Had LaDOTD raised
an Ellerth/Faragher defense, such evidence might prove helpful,
but since LaDOTD never filed an answer in this case, it has
raised no affirmative defenses. See Wyatt v. Hunt Plywood Co.,
297 F.3d 405, 409 (5th Cir. 2002) (describing Ellerth/Faragher
defense as requiring evidence that employer exercised reasonable
care to prevent and correct sexual harassment and that employee
unreasonably failed to take advantage of those measures).
8
of LeMaire’s sex under the same-sex harassment standard; and (2)
there was no evidence that the harassment was severe and
pervasive enough to constitute a hostile working environment.
LaDOTD’s motion for summary judgment, however, never raised those
issues. Our precedent is clear that “[s]imply filing a summary
judgment motion does not immediately compel the party opposing
the motion to come forward with evidence demonstrating material
issues of fact as to every element of its case.” Russ v. Int’l
Paper Co., 943 F.2d 589, 591 (5th Cir. 1991) (per curiam).
Here, LaDOTD did not mention “same-sex harassment” or
“hostile work environment” in its motion for summary judgment.
Instead, it filed a bare-bones motion that failed to cite to any
legal precedent or standards regarding sexual harassment. This
is insufficient to put LeMaire on notice that he needed to
produce evidence on those issues. While the dissent assumes that
LeMaire has no further evidence to support those elements of his
claim, we cannot do so because LeMaire was never under an
obligation to produce such evidence. Therefore, we must reverse
this portion of the district court’s decision.3
B. Retaliation
3
As a result of the above discussion, we make no comment
about whether the alleged comments meet the threshold of same-sex
harassment required by Oncale v. Sundowner Offshore Services,
Inc., 523 U.S. 75 (1998), or whether they created a hostile work
environment as described by Meritor Savings Bank FSB v. Vinson,
477 U.S. 57 (1986). Those issues were never raised in the
briefing before the district court, addressed in the opinion of
the district court, or briefed before this court.
9
We next address LeMaire’s retaliation claim. Pursuant to
Title VII, an employer may not discriminate against an employee
because the employee has “opposed any practice made an unlawful
employment practice . . . or because he has made a charge,
testified, assisted, or participated in any manner in an
investigation, proceeding, or hearing” under Title VII. 42
U.S.C. § 2000e-3. Retaliation claims under Title VII are
governed by the familiar three-step McDonnell Douglas test.
Septimus v. Univ. of Houston, 399 F.3d 601, 608 (5th Cir. 2005);
see also McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-04
(1973). Under that test, an employee bringing a retaliation
claim must first produce evidence of a prima facie case of
retaliation. Septimus, 399 F.3d ay 608. To establish a prima
facie case of retaliation, an employee must demonstrate that (1)
he engaged in an activity that Title VII protects; (2) he was
subjected to an adverse employment action; and (3) a causal
connection exists between the protected activity and the adverse
employment action. Harvill v. Westward Commc’ns, L.L.C., 433
F.3d 428, 439 (5th Cir. 2005). If the employee establishes a
prima facie case, the burden shifts to the employer to state a
legitimate, non-retaliatory reason for its decision. Baker v.
Am. Airlines, Inc., 430 F.3d 750, 754-55 (5th Cir. 2005). After
the employer states its reason, the burden shifts back to the
employee to demonstrate that the employer’s reason is actually a
pretext for retaliation. Id. at 755.
10
After combing through the record in this case, we have
identified four different allegations of retaliation raised by
LeMaire: (1) Endres’ order to spray herbicide on June 15, 2002;
(2) other acts of retaliation referenced generally by LeMaire,
but not specifically identified; (3) LeMaire’s two-day suspension
without pay; and (4) LeMaire’s termination. We now consider how
these claims fare under the McDonnell Douglas burden-shifting
analysis.
1. Order to Spray Herbicide
In his affidavit in response to LaDOTD’s motion for summary
judgment, LeMaire claims that Endres ordered him to spray
herbicide on June 15, 2002, in retaliation for LeMaire’s
rejection of Endres’ sexual advances. To satisfy his prima facie
obligation, LeMaire must produce evidence that he engaged in a
protected activity. See Harvill, 433 F.3d at 439. At the time
of Endres’ order, LeMaire had not yet complained to Jones of
Endres’ conduct, so the only arguable protected activity was
LeMaire’s actual rejection of Endres’ advances. LeMaire,
however, provides no authority for the proposition that rejecting
sexual advances constitutes a protected activity for purposes of
a retaliation claim under Title VII. See Frank v. Harris County,
118 F. App’x 799, 804 (5th Cir. 2004) (unpublished) (affirming
summary judgment on retaliation claim when only protected
activity was “express rejection” of sexual advances). We,
11
therefore, affirm the district court’s order granting summary
judgment to the extent that LeMaire argues that Endres’ order to
spray herbicide was retaliatory.4
2. Other Acts of Retaliation
Throughout his complaint, affidavit, and briefing, LeMaire
makes vague references to other actions taken by Endres in
retaliation for LeMaire’s protected conduct. (See LeMaire Compl.
¶ 7(3); LeMaire Aff. ¶ 3 [stating Endres retaliated by assigning
LeMaire to “numerous unpleasant duties” outside of LeMaire’s job
description and requiring LeMaire to work multiple shifts at
different bridge locations]; Doiron Aff. at 5 [stating Endres
gave LeMaire all the “hard and dirty jobs”].) The parties failed
to conduct any discovery, so it is unclear to what specific
actions LeMaire is referring.
LaDOTD did not move for summary judgment on these other acts
of retaliation in its motion for summary judgment nor did it
reference them on appeal; therefore, LaDOTD cannot be entitled to
summary judgment on those issues.5 Further, because the district
4
LaDOTD did not move for summary judgment regarding Endres’
order that LeMaire spray herbicide on the ground that it did not
qualify as an adverse employment action. We, therefore, do not
consider whether this activity satisfies the adverse employment
action standard recently set by the Supreme Court in Burlington
Northern & Santa Fe Railway Co. v. White, __ U.S. __, 126 S. Ct.
2405 (2006).
5
The dissent is correct that LaDOTD did reference the
other acts of retaliation in its motion; however, the reference
was simply an acknowledgment that LeMaire had asserted those
claims. LaDOTD never put forward an argument in favor of summary
12
court did not issue a written opinion explaining its reasons for
granting summary judgment, we do not know if the district court
considered these claims and, if it did, why the district court
found them lacking. Given the new legal precedent, see
Burlington Northern, 126 S. Ct. at 2414-15, the lack of summary
judgment briefing, and the vagueness in the evidence, we reverse
this portion of the district court’s order and remand for further
consideration.
3. Suspension Without Pay
The next alleged act of retaliation we consider is LaDOTD’s
decision to suspend LeMaire for two days without pay for refusing
to spray herbicide as ordered by Endres and leaving the job site.
LeMaire has satisfied his prima facie case in this instance. His
report to Jones is considered a protected activity. See Green v.
Adm’rs of Tulane Educ. Fund, 284 F.3d 642, 657 (5th Cir. 2002)
(finding employee’s complaint of harassment to head of personnel
department was a protected activity). LeMaire’s suspension is an
adverse employment action, as a two-day suspension without pay
might have dissuaded a reasonable employee from making a charge
of discrimination. See Burlington N., 126 S. Ct. at 2415.
Further, the timing of the suspension--approximately two weeks
after LeMaire’s report of harassment--suggests a causal
judgment on those claims, nor did it provide a legitimate, non-
retaliatory reason why LeMaire was assigned to the allegedly
unpleasant and demeaning duties.
13
connection. See Mayberry v. Vought Aircraft Co., 55 F.3d 1086,
1092 (5th Cir. 1995) (noting that timing can be a “significant,
although not necessarily determinative, factor”). And, as
discussed below, the fact that LeMaire left his job on June 15 in
order to make a report of harassment, and was subsequently
punished for leaving the job site, is also evidence of a causal
connection.
Turning then to LaDOTD’s articulation of a legitimate, non-
retaliatory reason for the suspension, LaDOTD claims that it
suspended LeMaire because he refused to spray the herbicide as
ordered by Endres and left the job site without authorization.
This is a legitimate, non-retaliatory reason for taking an
adverse employment action. See Calero-Cerezo v. U.S. Dep’t of
Justice, 355 F.3d 6, 26 (1st Cir. 2004) (finding an employee’s
insubordinate behavior and failure to perform duties
satisfactorily a legitimate, non-retaliatory reason). It is thus
incumbent on LeMaire to show that this reason was a pretext for
retaliation.
LeMaire asserts that he left work without spraying the
herbicide as requested because he was making a report to Jones
about Endres’ sexually harassing behavior. This presents an
interesting legal question regarding whether and under what
circumstances an employee may refuse to perform his job duties in
order to engage in protected activity. We need not decide that
issue, however, because there are factual disputes concerning
14
this claim as well.
For one, the letter suspending LeMaire refers to an incident
on April 15, 2002, while the actions described by the parties
took place on June 15, 2002. Further, it is not clear whether
LeMaire did not spray the herbicide because he was making a
report to Jones about Endres or whether he simply refused to obey
Endres’ order and later decided to report Endres’ behavior.
Also, the letter from Hammack suspending LeMaire does not
indicate that Hammack interviewed anyone other than Endres in
reaching her decision. Evidence of Endres’ specific involvement
in the decision would be significant, since Endres had the
greatest motivation to retaliate against LeMaire. See Long v.
Eastfield College, 88 F.3d 300, 307-08 (5th Cir. 1996) (assuming
on appeal that the decision-maker merely rubber-stamped a
termination recommendation made by a person with a retaliatory
motive).
As a result of the legal and factual issues presented, we
cannot say there is no genuine issue of material fact regarding
LeMaire’s claim that his two-day suspension was retaliatory.
Therefore, we reverse the order of the district court on this
point.
4. Termination
LeMaire’s final claim is that his termination was in
retaliation for his protected activity. Beginning with his prima
15
facie case, we note that LeMaire did engage in protected activity
by reporting Endres’ conduct to Jones and LeMaire did receive an
adverse employment action. There is some question as to whether
LeMaire has produced sufficient evidence of a causal connection,
but for purposes of this opinion, we will assume that he has.
LaDOTD asserts that it terminated LeMaire’s employment based
on the culmination of various infractions, including sleeping on
the job on July 19, being four hours late to work on July 25, and
refusing to mow the grass on July 25. Job performance is a
legitimate, non-retaliatory reason for termination. See Perez v.
Region 20 Educ. Serv. Ctr., 307 F.3d 318, 326 (5th Cir. 2002)
(concerning national origin discrimination claim).
The burden, therefore, shifts back to LeMaire to demonstrate
that LaDOTD’s legitimate reason is actually a pretext for
retaliation. Our job as a reviewing court conducting a pretext
analysis is not to engage in second-guessing of an employer’s
business decisions. See Bryant v. Compass Group USA, Inc., 413
F.3d 471, 478 (5th Cir. 2005), cert. denied, 126 S. Ct. 1027
(2006); Mato v. Baldauf, 267 F.3d 444, 452 (5th Cir. 2001). Our
anti-discrimination laws do not require an employer to make
proper decisions, only non-retaliatory ones. See Little v.
Republic Ref. Co., 924 F.2d 93, 97 (5th Cir. 1991) (stating that
“even an incorrect belief that an employee’s performance is
inadequate” is a legitimate reason). Therefore, LeMaire must do
more than simply argue that LaDOTD made an incorrect decision.
16
Here, LaDOTD was presented with conflicting stories
regarding whether LeMaire was sleeping on the job on July 19.
Endres asserted LeMaire was sleeping, and four of LeMaire’s co-
employees claim LeMaire told them he was sleeping. Despite
LeMaire’s denial of these actions, we will not second-guess
LaDOTD’s decision to disbelieve LeMaire’s explanation, given the
conflicting factual accounts. Simply disputing the underlying
facts of an employer’s decision is not sufficient to create an
issue of pretext. See Sandstad v. CB Richard Ellis, Inc., 309
F.3d 893, 899 (5th Cir. 2002) (“Merely disputing [the employer’s]
assessment of [the employee’s] performance will not create an
issue of fact.”).
As for LeMaire’s conduct on July 25, he admits to being late
and not mowing the grass, but attempts to excuse his refusal to
mow based on the weather. Presumably, LeMaire presented this
information to Hammack at the August 13 meeting, and it was
considered by LaDOTD in making its decision. Again, LeMaire must
do more than just dispute the underlying facts and argue that
LaDOTD made the wrong decision in order to survive summary
judgment. See Bryant, 413 F.3d at 478 (stating that the fact
that an employer’s investigation reaches the wrong conclusion
does not establish an improper motivation).
Therefore, LeMaire has failed to create a genuine issue of
material fact regarding whether LaDOTD’s decision to terminate
him was a pretext for retaliation. Consequently, we affirm that
17
portion of the district court’s order.
C. Race Discrimination
Out of an abundance of caution, LaDOTD also moved for
summary judgment as if LeMaire had brought a race discrimination
claim, even though LeMaire’s complaint made no mention of race.
On appeal, LeMaire contends that inclusion of race discrimination
arguments in LaDOTD’s motion for summary judgment somehow tainted
the district court’s consideration of the issues. We disagree.
First, there is no evidence, other than speculation, that
the district court was somehow misled by the argument concerning
race discrimination.6 Second, LeMaire has provided this court
with no precedent for holding that an overbroad summary judgment
argument can render an entire decision faulty. And third, we
have now had the opportunity to conduct a de novo review of the
summary judgment motion, unclouded by any concern of race
discrimination; therefore, any error has been rendered harmless.
As a result, we will not reverse the district court’s judgment on
these grounds.
V. CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s
order as it relates to LeMaire’s retaliation claim regarding
Endres’ order to spray herbicide on June 15, 2002, and LeMaire’s
6
Of course, given the district court’s lack of written
reasons for its ruling, we recognize that such evidence may be
hard to come by.
18
termination. We REVERSE the remainder of the district court’s
order and REMAND for further proceedings consistent with this
opinion.
AFFIRMED IN PART, REVERSED IN PART, and REMANDED.
19
DeMOSS, Circuit Judge, concurring in part, dissenting in part.
Because LeMaire was unable to establish a prima facie case of
sexual harassment, and because LaDOTD articulated legitimate non-
retaliatory reasons to justify its actions, I would affirm the district
court’s order granting summary judgment in its entirety.
Consequently, I concur where the majority has affirmed summary
judgment on two of LeMaire’s retaliation claims, and respectfully
dissent with regard to the rest.
I.
As the majority states, we review orders granting summary
judgment de novo, applying the same standards as the district court.
MacLachlan v. ExxonMobil Corp., 350 F.3d 472, 478 (5th Cir. 2003). “We
may affirm a summary judgment on any ground supported by the record,
even if it is different from that relied on by the district court.” Holtzclaw
v. DSC Commc’ns Corp., 255 F.3d 254, 258 (5th Cir. 2001). Summary
judgment is appropriate if “the pleadings, depositions, answers to
interrogatories, and admissions on file, together with the affidavits, if any,
show that there is no genuine issue of material fact and the moving party
20
is entitled to judgment as a matter of law.” FED. R. CIV. P. 56(c).
To determine if LaDOTD is entitled to judgment “as a matter of law,”
id., we must first look to the law applicable to the claims asserted. Hood
v. Sears Roebuck and Co., 168 F.3d 231, 232 (5th Cir. 1999); see also
Meinecke v. H & R Block of Houston, 66 F.3d 77, 81 (5th Cir. 1995) (“First,
we consult the applicable law to ascertain the material factual issues.”).
We do not consider the pleadings and affidavit testimony in a vacuum.
Consequently, to determine if LaDOTD is entitled to summary judgment
we must first consult the applicable law to determine the factual issues
that will be material. See Hood, 168 F.3d at 232. LeMaire complains of
sexual harassment and retaliation under Title VII. Therefore, we must
evaluate his claims in light of the applicable legal standards set forth for
Title VII claims.
The legal standard for a Title VII same-sex sexual harassment claim
is set forth in Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75
(1998). The standard for a Title VII retaliation claim is set forth in
McDonnell Douglas v. Green, 411 U.S. 792 (1973), and its progeny,
Montemayor v. City of San Antonio, 276 F.3d 687, 692 (5th Cir. 2001). I
recognize that LeMaire has not adequately argued the applicability of
21
these cases below or before this Court. However, his failure to recognize
the applicable law does not absolve him from meeting the evidentiary
burden it places upon him.1
A. Sexual Harassment
LeMaire may establish a Title VII violation by proving that he was
subjected to harassment that created a hostile or abusive working
environment. Woods v. Delta Beverage Group, Inc., 274 F.3d 295, 298 (5th
Cir. 2001). To prove that he was subjected to a hostile work environment
LeMaire must establish the following five elements:
(1) [LeMaire] belonged to a protected class; (2) [LeMaire] was
subject[ed] to unwelcome sexual harassment; (3) the
harassment was based on sex; (4) the harassment affected a
1
The majority does not discuss whether Endres’ comments are actionable
because “[t]hose issues were never raised in the briefing before the
district court.” Majority Op. at ____ n.3. However, LeMaire did raise Title
VII sexual harassment and retaliation claims in his complaint, and
LaDOTD moved for summary judgment because LeMaire could not meet
the applicable evidentiary burden. “We may affirm a grant of summary
judgment on any ground raised to the district court and upon which both
parties had the opportunity to present evidence.” Shepherd v.
Comptroller of Pub. Accounts, 168 F.3d 871, 873 n.1 (5th Cir. 1999).
Because Title VII was the ground for relief raised in the district court, and
one ground raised in the summary judgment motion was LeMaire’s failure
to meet Title VII’s evidentiary burden, we can affirm. Further, both parties
have had ample opportunity to present evidence and arguments on the
applicable law.
22
“term, condition, or privilege” of employment; and (5) the
employer knew or should have known of the harassment and
failed to take prompt remedial action.2
Id. at 298.
Also, because LeMaire alleges harassment by a member of the
same sex, he has the additional burden to “prove that the conduct at
issue was not merely tinged with offensive sexual connotations, but
actually constituted discrimination because of sex.” Oncale , 523 U.S. at
81 (internal quotation marks and ellipses omitted). LeMaire can make
that showing if he can (1) demonstrate Endres made “explicit or implicit
proposals of sexual activity” and provide “credible evidence that the
harasser was homosexual”; (2) demonstrate that Endres was “motivated
by general hostility to the presence of members of the same sex in the
workplace”; or (3) “offer direct, comparative evidence about how the
alleged harasser treated members of both sexes in a mixed-sex
workplace.” La Day v. Catalyst Tech., Inc., 302 F.3d 474, 478 (5th Cir.
2002) (internal quotation marks omitted).
LeMaire alleges that Endres sexually harassed him by subjecting
2
This Court has held that the fifth element is not required when the alleged
harasser is a supervisor. Watts v. Kroger Co., 170 F.3d 505, 509 (5th Cir.
1999).
23
him to “continuous, unwelcome, open, obvious, and pervasive incidents
of sexual harassment.” The only evidence LeMaire presented concerning
harassment was contained in affidavits from himself and Mitzi Doiron.
In his self-serving affidavit LeMaire only references the alleged
sexual harassment in paragraphs two and eleven. These paragraphs
contain vague conclusory allegations that Endres made inappropriate
sexual comments in LeMaire’s presence. The affidavit does not state how
often the alleged harassment occurred or give details about any particular
encounter. Doiron’s affidavit, on the other hand, details one admittedly
inappropriate conversation she witnessed between Endres and LeMaire;
it also states that LeMaire claimed there were other such conversations.
This evidence does not establish a prima facie case because,
among other things, it fails to show the alleged harassment was based
on sex. See Woods 274 F.3d at 298. That element requires LeMaire to
show he was exposed to harassment that “members of the opposite sex
were not.” See Green v. Adm’rs of Tulane Educ. Fund, 284 F.3d 642, 657
(5th Cir. 2002) (approving the district court’s statement of that rule).
LeMaire has not presented any evidence that Endres made sexual
comments to him because of his gender, or evidence that Endres did not
24
make the same comments to women. The most detailed evidence of the
alleged harassment – Dioron’s affidavit – details an inappropriate
conversation that Endres had with both LeMaire and Ms. Doiron. This
evidence indicates that Endres discussed his sexual encounters in the
presence of both genders, and supports the conclusion that he did not
single out LeMaire because of his sex.
Additionally, LeMaire has not shown that the alleged harassment
affected a term, condition, or privilege of his employment. See Woods
274 F.3d at 298. “Conduct sufficient to create a hostile working
environment must be severe or pervasive.” Septimus v. Univ. of
Houston, 399 F.3d 601, 611 (5th Cir. 2005). This Court also considers “the
degree to which the conduct is physically threatening or humiliating.” Id.
The conversation alleged by LeMaire was clearly inappropriate, but he
does not allege that Endres made any physical threats. Further,
LeMaire’s conclusory allegations do not specify how often the alleged
harassment occurred.
“A recurring point in [our] opinions is that ‘simple teasing,’ offhand
comments, and isolated incidents (unless extremely serious) will not
amount to discriminatory changes in the ‘terms and conditions of
25
employment.’” Faragher v. City of Boca Raton, 524 U.S. 775, 788 (1998)
(citations omitted). The offhand comments made during the isolated
incidents alleged by LeMaire simply do not rise to the level of actionable
sexual harassment. See id. (noting that “sporadic use of abusive
language, gender-related jokes, and occasional teasing” are not
actionable); see also Shepherd, 168 F.3d at 872, 874 (holding that
offensive comments accompanied by touching that occurred over a
period exceeding one year did not affect a term, condition, or privilege of
employment); cf. Harvill v. Westward Commc'ns, L.L.C., 433 F.3d 428,
435-36 (5th Cir. 2005) (finding an actionable hostile work environment
where the alleged harrasser kissed the plaintiff, touched her breasts and
patted her buttocks “numerous times” and made inappropriate
comments).
It is clear, as the majority points out, that some factual disputes
exist. For example, LaDOTD argues that the alleged offensive conduct
never occurred. But only disputes that can affect the outcome under the
applicable law will preclude summary judgment. Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986). The disputed facts in this case do
not affect the outcome. Even assuming that the offensive conduct
26
occurred, that conduct does not rise to the level of actionable sexual
harassment under the legal standards discussed above. As a result, the
dispute about whether the conduct occurred is not a dispute about a
material fact. See id. Because no genuine issues of fact exist, and
because LeMaire failed to establish a prima facie case of sexual
harassment as required, I would affirm.
B. Retaliation
The majority identifies four different allegations of retaliation
asserted by LeMaire. I agree with the majority that summary judgment is
appropriate regarding LeMaire’s retaliation claims involving Endres’
order for LeMaire to spray weeds and LeMaire’s ultimate termination.
LaDOTD claims LeMaire was terminated for a number of reasons
including his sleeping while on duty, refusing to perform job duties such
as spraying weeds and mowing grass, and arriving late for work. I
believe, as the majority cogently explained, that LeMaire has failed to
show those reasons to be pretext. See, e.g., Sandstad v. CB Richard
Ellis, Inc., 309 F.3d 893, 899 (5th Cir. 2002).
Unlike the majority, however, I would also hold that summary
judgment is appropriate with regard to LeMaire’s remaining claims. Even
27
if we assume that LeMaire has established a prima facie case on his other
claims of retaliation, and I seriously doubt that he has, LaDOTD has
responded by submitting affidavits establishing legitimate non-retaliatory
reasons for its actions. LeMaire has not shown those reasons to be
prextext, so I would affirm.
Regarding LeMaire’s claim that he was suspended in retaliation for
reporting the alleged misconduct to a supervisor, LaDOTD responds that
it was justified in suspending LeMaire because he failed to perform
required job duties. “The failure of a subordinate to follow a direct order
of a supervisor is a legitimate nondiscriminatory reason for taking
adverse employment action.” Aldrup v. Caldera, 274 F.3d 282, 286 (5th
Cir. 2001). Under the applicable framework, the burden then shifts to
LeMaire and he can avoid summary judgment if he can demonstrate a
genuine issue of material fact “that the stated reason is actually a pretext
for retaliation.” Baker v. Am. Airlines, Inc., 430 F.3d 750, 754 (5th Cir.
2005).
In order to show pretext, LeMaire must present evidence that he
would not have been suspended “but for” the fact he filed the complaint.
See Septimus, 399 F.3d at 608. He has failed to present such evidence,
28
and therefore summary judgment is appropriate. See FED. R. CIV. P. 56(e)
(“[A]n adverse party may not rest upon the mere allegations or denials of
[his] pleading, but [his] response, by affidavits or as otherwise provided
in this rule, must set forth specific facts showing that there is a genuine
issue for trial.”).
The majority is concerned with legal and factual issues that, in its
view, preclude summary judgment. Regarding the majority’s concern
whether an employee may refuse to perform job duties in order to engage
in protected activity, I find that an interesting theoretical issue, but
irrelevant to determining if LeMaire has met his burden to offer specific
facts indicating that “but for” his complaint, he would have been
suspended. See Septimus, 399 F.3d at 608. Likewise, the majority’s other
concerns do not directly relate to LeMaire’s burden to create a genuine
issue of material fact regarding pretext. I agree that it would be nice to
know, for example, if Endres was involved in the decision to suspend
LeMaire. Such evidence would be significant in finding pretext. However,
it was LeMaire’s burden to produce such evidence and he has utterly
failed to do so.
Regarding LeMaire’s vague assertions of “other” acts of retaliation,
29
even if LeMaire has asserted a prima facie case of retaliation,3 he has not
shown LaDOTD’s legitimate non-discriminatory reasons for its actions to
be pretext. The poor work performance cited by LaDOTD is a legitimate
non-discriminatory reason for discharge. Perez v. Region 20 Educ. Serv.
Ctr., 307 F.3d 318, 326 (5th Cir. 2002) (emphasis added). It would clearly
also be a legitimate reason for the lesser penalty of assigning LeMaire to
particular less-desirable job tasks. Further, LeMaire has failed to create
a genuine issue of material fact regarding pretext.
3
Under the majority’s own reasoning LeMaire has failed to assert a prima
facie case here. In its discussion of the order to spray herbicide, the
majority found that LeMaire failed to provide authority for the proposition
that merely rejecting sexual advances constitutes a protected activity.
Majority Op. at ____. Because the order to spray herbicide occurred
before LeMaire complained to Jones (a protected activity) the majority
found that LeMaire failed to establish a prima facie case. See id.
Likewise, the “other” allegations of retaliation cited by the majority
also appear to be based on acts that occurred prior to LeMaire
complaining to Jones. See Compl. at ¶ 7(3) (alleging assignment to
unpleasant job duties after rejecting the advances, but not alleging those
assignments after complaining to Jones); LeMaire Aff. at ¶ 3 (same); see
also Doiron Aff. at 5 (recounting that Endres gave LeMaire “hard and dirty
jobs” because he was not interested in gay sex; but not claiming the
retaliation was after complaining to Jones). None of these acts are
alleged to have occurred after LeMaire complained to Jones. Following
the majority’s sound reasoning from its discussion of the order to spray
herbicide, LeMaire had not engaged in a protected activity at the time
these events occurred. Thus, I would find that LeMaire has not
established a prima facie case regarding these “other” acts of retaliation.
30
The majority concludes that LaDOTD cannot be entitled to summary
judgment because it did not reference these “other” alleged acts of
retaliation in its motion for summary judgment. On the contrary,
LaDOTD’s motion for summary judgment references the “other” acts
alleged in LeMaire’s complaint and cited by the majority. Motion at 2. (“.
. .plaintiff alleges he was assigned unpleasant duties outside of his
described job description. . .in retaliation for rejection of defendant’s
advances.”). Further, LaDOTD requests in its motion for summary
judgment that LeMaire’s retaliation claims be dismissed because he
cannot meet his evidentiary burden. LaDOTD has clearly requested
summary judgment on this ground, and because LeMaire cannot meet his
burden to show LaDOTD’s reasons are pretext, I would grant it.
LeMaire did not establish that he was subject to discrimination
based on his sex, or that Endres’ behavior affected a term or condition of
his employment. He also failed to rebut with any evidence LaDOTD’s
legitimate non-discriminatory reasons for discharging him.
This Court has clearly established that a defendant’s motion for
summary judgment under Rule 56 is an appropriate vehicle for the district
courts to use in weeding out of the litigation process those cases where
31
the plaintiff is not fully prepared to carry his burden of establishing facts
and evidence sufficient to take his claim to a jury for resolution. In my
view, the district judge did precisely what he was supposed to do by
granting Defendant’s motion for summary judgment. And with due
respect for my colleagues who see it differently, I respectfully dissent
from the majority’s reversal of the district court’s judgment.
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