IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
August 21, 2009
No. 06-70053 Charles R. Fulbruge III
Clerk
PAUL EVERETTE WOODWARD,
Petitioner - Appellant
v.
CHRISTOPHER B EPPS, COMMISSIONER, MISSISSIPPI DEPARTMENT
OF CORRECTIONS,
Respondent - Appellee
Appeal from the United States District Court
for the Southern District of Mississippi
Before BARKSDALE, STEWART, and PRADO, Circuit Judges.
CARL E. STEWART, Circuit Judge:
Paul Woodward was convicted of capital murder and sentenced to death.
After exhausting state court proceedings, Woodward filed a petition for habeas
relief in the federal district court. The district court denied the requested relief,
but it issued a certificate of appealability (“COA”) as to three issues: whether
Woodward’s constitutional rights were violated (i) when his trial counsel
conceded guilt to the jury without first securing Woodward’s consent; (ii) by his
attorney’s failure to object to the State’s use of other bad acts in its closing
arguments; and (iii) by the trial court’s refusal to provide Woodward with funds
to secure an independent psychiatrist to (a) help prepare a mitigation defense
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No. 06-70053
and (b) help prepare defense counsel for cross-examination of the state’s mental
health experts. The district court denied, but this court granted, Woodward’s
request for a COA on a fourth issue, whether the State’s use of peremptory
challenges at Woodward’s resentencing violated his Fourteenth Amendment
right to equal protection under Batson v. Kentucky, 476 U.S. 79 (1986).1 For the
foregoing reasons, we affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
On appeal, Woodward does not dispute the facts of the crime as recounted
by the Mississippi Supreme Court in Woodward v. State, 843 So. 2d 1 (Miss.
2003) (“Woodward IV”):
Around noon on July 23, 1986, Rhonda Crane, age twenty-four, was
traveling on Mississippi Highway 29 south of New Augusta in Perry
County, Mississippi to join her parents on a camping trip. A white
male driving a white log truck forced her car to stop in the middle
of the road. The white male then exited the truck with a pistol in
his hand and forced Crane to get into his truck. The man then
drove the victim to an isolated area, forced her out of his truck and
into the woods at gunpoint and forced her to have sexual relations
with him. Rhonda Crane was shot in the back of her head and died.
Crane’s automobile was left on the highway with the engine
running, the driver’s door open and her purse on the car seat. A
motorist traveling in a vehicle on the same highway saw a white
colored, unloaded, logging truck moving away from the Crane
vehicle, and notified the authorities. Additionally, a housewife
residing on a bluff along the highway at the location of the Crane
car noted a logging truck with a white cab stop in front of her
driveway. A white male exited and walked toward the back of his
truck and returned with a blonde haired woman wearing yellow
clothing. As he held her by her arm, the male yelled sufficiently
loud for the housewife to hear the words “get in, get in,” and forced
1
Woodward also appeals the district court’s denial of his request for funds to retain
an expert under 21 U.S.C. § 848. As we discuss infra Part III.C., we will also consider this
claim.
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No. 06-70053
the blonde woman into the driver’s door of the truck and then drove
off. The housewife investigated the scene on the highway in front
of her house, discovered the abandoned Crane car, and notified the
authorities.
Law enforcement officers began an investigation to locate Crane.
The officers discovered that Paul Everette Woodward unloaded logs
at a pulp mill and departed the yard at 11:36 a.m. in a white Mack
log truck. Woodward arrived at his wood yard at approximately
12:45 to 1:00 p.m. The yard manager noted that he was late arriving
at the yard and was wet from sweating. A drive from the mill to the
wood yard takes approximately thirty minutes. A sheriff’s deputy
stopped Woodward, who was driving a white Mack logging truck,
around 2:00 p.m. on the afternoon of July 23, to ask if he had seen
anything that would assist in the investigation of Rhonda Crane’s
disappearance. Woodward replied that he had not seen anything.
Through the investigation, it was ascertained that Woodward was
the only driver of a white logging truck operating at the nearby
timber yards on that date. On the following day, Crane’s body was
located in the nearby wooded area by her father and a friend.
Woodward was arrested, and ultimately he made both written and
videotaped confessions. Woodward also confessed to his employer
over the telephone.
Id. at 4-5.
Woodward was charged with kidnapping, oral sexual battery, and capital
murder with an underlying crime of rape. He was tried before a jury and
convicted of all counts. In a separate sentencing hearing, the jury sentenced
Woodward to death for the capital murder conviction. 2 Woodward appealed,
raising numerous issues regarding the guilt-innocence phase and the sentencing
phase of the trial. The Mississippi Supreme Court affirmed the conviction and
sentence. Woodward v. State, 533 So. 2d 418 (Miss. 1988), cert. denied, 490 U.S.
1028 (1989), reh’g denied, 490 U.S. 1117 (1989) (“Woodward I”).
2
He was also sentenced to two thirty-year sentences on the kidnapping and oral sexual
battery charges, to run consecutively.
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No. 06-70053
Woodward then filed his first application for post-conviction relief to the
Mississippi Supreme Court, and the court vacated his death sentence and
remanded for a new sentencing. See Woodward v. State, 635 So. 2d 805 (Miss.
1993) (“Woodward II”). On remand, the court again imposed the death sentence,
which was affirmed on direct appeal. Woodward v. State, 726 So. 2d 524 (Miss.
1997), cert. denied 526 U.S. 1041 (1999) (“Woodward III”). Woodward filed
another petition for post-conviction relief, which the Mississippi Supreme Court
denied. Woodward IV, 843 So. 2d at 21.
Woodward filed his federal habeas petition in March 2004, and the district
court denied relief. Woodward sought a COA on four issues, relating to (1) his
counsel’s concession of guilt without securing his consent; (2) his counsel’s failure
to object to the introduction of other bad acts; (3) the trial court’s refusal to fund
an independent psychiatrist on re-sentencing; and (4) an alleged violation of
Batson, based on the State’s use of peremptory challenges to strike every black
juror. The district court granted a COA on issues 1, 2, and 3, and denied a COA
for issue 4; and we granted a COA for that issue: whether Woodward was
entitled to habeas relief under Batson.
II. STANDARD OF REVIEW
The Antiterrorism and Effective Death Penalty Act (“AEDPA”) controls
our review in this case. See Penry v. Johnson, 532 U.S. 782, 792 (2001); Wood
v. Quarterman, 491 F.3d 196, 201 (5th Cir. 2007). 28 U.S.C. § 2254(d) prohibits
a federal court from granting a petition for a writ of habeas corpus with respect
to a claim adjudicated on the merits in state court unless that adjudication
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or (2)
resulted in a decision that was based on an unreasonable
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No. 06-70053
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d)(1)-(2); see Penry, 532 U.S. at 792. The state court’s decision
is contrary to the Supreme Court’s clearly established precedent if the state
court either “applies a rule that contradicts the governing law set forth in
[Supreme Court] cases,” or “confronts a set of facts that are materially
indistinguishable from a decision of [the Supreme Court] and nevertheless
arrives at a [different result].” Penry, 532 U.S. at 792 (internal quotations and
citations omitted). The state court’s decision is an unreasonable application of
the Supreme Court’s clearly established precedent if it “correctly identifies the
governing legal rule but applies it unreasonably to the facts of a particular
prisoner’s case.” Id. (internal quotations and citations omitted).
“We must presume that the state court’s factual findings are correct unless
[Woodward] meets his burden of rebutting that presumption by clear and
convincing evidence.” Reed v. Quarterman, 555 F.3d 364, 368 (5th Cir. 2009)
(citing 28 U.S.C. § 2254 (e)(1)). “In reviewing the district court’s application of
§ 2254(d) to the state court decision, the district court’s findings of fact are
reviewed for clear error; [the district court’s] conclusions of law, de novo.”
Pondexter v. Quarterman, 537 F.3d 511, 519 (5th Cir. 2008) (citing Foster v.
Johnson, 293 F.3d 766, 776 (5 th Cir. 2002)).
III. DISCUSSION
A. Ineffective Assistance of Counsel: Concession of Guilt
“In all criminal prosecutions, the accused shall enjoy the right . . . to have
the Assistance of Counsel for his defence.” U.S. C ONST. amend VI. Under the
well-established Strickland test, Woodward must show (1) that his counsel’s
performance was deficient, and (2) that the deficient performance prejudiced his
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defense. Strickland v. Washington, 466 U.S. 668, 689-94 (1984). Under the first
prong, “[t]o establish deficient performance, a petitioner must demonstrate that
counsel’s representation ‘fell below an objective standard of reasonableness.’”
Wiggins v. Smith, 539 U.S. 510, 521 (2003) (citation omitted). Counsel “is
strongly presumed to have rendered adequate assistance and made all
significant decisions in the exercise of reasonable professional judgment.”
Strickland, 466 U.S. at 690.
“[T]o establish prejudice, a defendant must show that there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Wiggins, 539 U.S. at 534 (citation
omitted). There are, however, “some egregious circumstances . . . ‘so likely to
prejudice the accused that the cost of litigating their effect in a particular trial
is unjustified.’” Burdine v. Johnson, 262 F.3d 336, 344 (5th Cir. 2001) (quoting
United States v. Cronic, 466 U.S. 648, 658 (1984)). Prejudice is presumed where
(1) there is a complete denial of counsel, or (2) counsel entirely fails to subject
the prosecution’s case to meaningful adversarial testing. Cronic, 466 U.S. at
659.
During the guilt-innocence phase of trial, Woodward’s counsel divided
responsibility for the closing arguments. First, Jeff Bradley argued reasonable
doubt as to each of the crimes upon which the jury was instructed. Next,
Woodward’s other attorney, Rex Jones, concluded the defense’s closing
arguments. Seconds into his argument, Jones made the following statement to
the jury:
I think – I’m going to say something, I’ve never lied to Juries and
I’m not going to start now, I think Paul Woodward is guilty of
kidnapping Rhonda Crane, and I think Paul Woodward is guilty of
the murder of Rhonda Crane. Now, we do have a problem, I think
legally, in regard to the charges he’s guilty of. The Court has
instructed you that you’ve got to take the version of the Defendant
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No. 06-70053
as true if and unless it is contradicted by eyewitnesses or by other
evidence. I don’t know what happened out there that day, and I’m
not going to stand here and try to convince you one way or the other.
You’ve heard the same thing I’ve heard.
Almost immediately, the State objected that “the defense attorney has just
interjected that the Defendant is guilty of the charge of kidnapping and murder.”
The State requested that the court give Woodward an opportunity to express
whether he was in agreement with his counsel’s tactics. The following exchange
ensued:
COURT: Well, I certainly feel like this Defendant has been
afforded a fair trial.
Do you have any problems with this proceeding, Mr.
Woodward?
WOODWARD: No, sir.
COURT: You’ve had a fair trial, hadn’t you?
WOODWARD: Yes, sir.
COURT: All right. Thank you.
MR. WHITE:3 Does he understand what –
COURT: Do you understand what Mr. Jones said?
WOODWARD: Yes, sir.
COURT: All right.
MR. WHITE: Does he agree with it?
MR. BRADLEY: Your honor, he said that–
MR. WHITE: I ask that that be noted in the record that he is in
agreement with the trial proceedings.
COURT: All right. Let that so be noted.
3
Glenn White was counsel for the State.
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No. 06-70053
Jones then continued his summation. In addressing the rape charge, he stated:
The thing that is troubling me in regards to the rape – I’m not
saying that he raped her at some point – he said in the statement
that it wasn’t, but I’m not saying he didn’t, but the thing that’s
troubling to me, at the time of the killing, at the time of the killing,
she was fully clothed, no clothing was torn, and I realize you say to
me – I know what they’re going to say, “Well you know, if you had
a gun on you, you would submit” and certainly I would and I don’t
deny that, but I don’t know at what point in time that occurred. . .
. So, what I am trying to say is that while I think that maybe what
he did is turned and ran and fired, and that’s the only reason I say
that, and if he killed her in that regard, then I think the charge
would be murder.
The case proceeded to the jury, which reached a guilty verdict, stating that
“[w]e, the jury, find the Defendant, Paul Everette Woodward, guilty of Capital
Murder.” The capital murder conviction was based on the jury’s finding that
“the capital murder of Rhonda Crane was committed while Paul Woodward was
engaged in the commission of rape.”
The State argues that Woodward’s counsel’s strategy was to admit that
Woodward kidnapped and murdered the victim, while attacking the proof of the
underlying rape in an attempt to get the jury to settle on a verdict of simple
murder and kidnapping, without a finding of capital murder. Woodward
contends that the concession of guilt resulted in the complete breakdown of the
adversarial process and, thus, prejudice should be presumed.
Woodward presented this claim to the Mississippi Supreme Court in his
petition for post-conviction relief from his original trial. Woodward II, 635 So.
2d at 805. The court analyzed Woodward’s claim under the two-prong
Strickland analysis. It noted that it had “previously faced similar allegations in
other cases, and found that the attorney’s strategic decision to admit to a lesser
crime than that charged in the indictment did not amount to deficient
performance.” Id. at 808 (citing Wiley v. State, 517 So. 2d 1373 (Miss. 1987) and
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Faraga v. State, 514 So. 2d 295 (Miss. 1987)). The court found that even
assuming that Woodward’s counsel was deficient in the guilt phase, Woodward
did not show that he satisfied the prejudice prong of Strickland because “[t]he
proof in this case does not present reasonable probability sufficient to
‘undermine confidence in the outcome.’” Id. at 809 (quoting Strickland, 466 U.S.
at 694)).
Woodward urges this court to apply Cronic’s presumption of prejudice.
“An attorney undoubtedly has a duty to consult with the client regarding
‘important decisions,’ including questions of overarching defense strategy.”
Florida v. Nixon, 543 U.S. 175, 187 (2004). Here, however, the trial judge
afforded Woodward an opportunity to express disagreement with his counsel’s
tactics on the record, which he did not. Had Woodward expressed disagreement
with his counsel’s strategy, this might present a closer question as to whether
Cronic’s presumption of prejudice applies. Cf. id. (acknowledging that defense
counsel “was obliged to, and in fact several times did, explain his proposed trial
strategy” to defendant, but given defendant’s “constant resistance to answering
inquires,” defense counsel “was not additionally required to gain express consent
before conceding . . . guilt”). But see United States v. Thomas, 417 F.3d 1053,
1057 (9th Cir. 2005) (refusing to apply Cronic’s presumption of prejudice where
counsel conceded guilt without consulting defendant, and denying relief because
defendant failed to establish prejudice under Strickland). We find that
Strickland’s standard applies here.
In this case, we assume that Woodward’s counsel was deficient in failing
to secure Woodward’s consent to the defense strategy. Nonetheless, Woodward
cannot establish that the state court’s findings were unreasonable in light of the
evidence presented. 28 U.S.C. § 2254(d). The evidence of guilt was
overwhelming, as the Mississippi Supreme Court recounted:
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In addition to separate written and videotaped confessions, which
were properly admitted, the State presented a mountain of evidence.
A housewife near the scene of the crime saw a white logging truck
stopped in front of her house and a white man forcing a blonde
woman in a yellow dress into his truck. After the truck drove off, the
housewife found the victim’s car on the highway, with the door open
and the motor still running. A motorist reported to law enforcement
officers that he saw a white logging truck moving away from a car
with an open door on the highway. Woodward unquestionably was
in the area that day, driving his white logging truck. His white
logging truck was the only white logging truck at the logging mill.
Law enforcement found a fountain pen at the crime scene matching
pens found in Woodward’s truck. Tests of Woodward’s blood showed
that he could not be excluded as the perpetrator.
Woodward II, 635 So. 2d at 809. “Attorneys representing capital defendants face
daunting challenges in developing trial strategies, not the least because the
defendant’s guilt is often clear. Prosecutors are more likely to seek the death
penalty, and to refuse to accept a plea to a life sentence, when the evidence is
overwhelming and the crime heinous.” Nixon, 543 U.S. at 191 (citation omitted).
In this case, involving written and video confessions and corroborating evidence,
“avoiding execution [may have been] the best and only realistic result possible.”
Id. (citation omitted); accord McNeill v. Polk, 476 F.3d 206, 217-218 (4th Cir.
2007) (rejecting, under Strickland, defendant’s claim of ineffective assistance
where counsel conceded defendant’s guilt without consent); Stenson v. Lambert,
504 F.3d 873, 891 (9th Cir. 2007) (“When the evidence against a defendant in a
capital case is overwhelming and counsel concedes guilt in an effort to avoid the
death penalty, ‘counsel cannot be deemed ineffective for attempting to impress
the jury with his candor.’”) (citation omitted). Woodward is not entitled to
habeas relief on this ground.
B. Ineffective Assistance of Counsel: Evidence of Bad Acts
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Woodward argues that during resentencing, his attorneys were
constitutionally ineffective for “opening the door” to allow in evidence of
Woodward’s prior bad acts and for failing to object to the State’s invocation of
prior bad acts in its closing statement. During resentencing, defense counsel put
Woodward’s father on the stand. He testified that Woodward stole a car as a
young Marine so he could return home for his grandfather’s funeral and that
Woodward had been arrested in Louisiana for attempted murder. Defense
counsel also called Dr. Thurman, a private clinical psychologist retained by
Woodward’s family, to testify. Included in Dr. Thurman’s report, which was
entered into the record, was a description of Woodward’s past convictions and
arrests, including the attempted murder charge from Louisiana, the stolen car
conviction, as well as allegedly unfounded charges of misdemeanor rape and
unlawful oral sex. The prosecution used the prior arrests and bad acts to
impeach defense witnesses. In addition, during his closing argument, the
prosecutor commented on Woodward’s history of bad acts, and the defense did
not object to this argument.
Woodward contends that the admission of the evidence of bad acts was the
reason the jury did not list “lack of serious criminal history” as a mitigating
factor in its verdict. The state court found that Woodward’s counsel presented
the bad acts evidence in the context that these acts were examples of
Woodward’s long battle with mental illness. It found that his counsel made
strategic choices regarding the mitigation case, showing sound trial strategy
rather than deficient performance. The state court also found that Woodward
had not shown any prejudice to his defense.
The district court agreed with this assessment. It found that because the
prosecution would have been able to introduce the bad acts because they were
referred to in Dr. Thurman’s report, the defense counsel were not objectively
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No. 06-70053
unreasonable for preemptively introducing the evidence in order to best fit it into
their trial strategy. Moreover, the district court found Woodward could not
demonstrate that he had been prejudiced by counsel’s alleged deficiency because
the balancing test which the jury was to employ to determine whether
Woodward should receive the death penalty was unaltered by the introduction
of the bad acts evidence.
The question under the first Strickland prong is whether Woodward
demonstrated “that counsel’s representation fell below an objective standard of
reasonableness.” Wiggins, 539 U.S. at 521. There is a “strong presumption that
counsel’s conduct falls within a wide range of reasonable professional
assistance.” Romero v. Lynaugh, 884 F.2d 871, 879 (5th Cir. 1989) (internal
quotation and citation omitted). “A conscious and informed decision on trial
tactics and strategy cannot be the basis for constitutionally ineffective assistance
of counsel unless it is so ill chosen that it permeates the entire trial with obvious
unfairness.” Martinez v. Dretke, 404 F.3d 878, 885 (5th Cir. 2005) (quoting
United States v. Jones, 287 F.3d 325, 331 (5th Cir. 2002)).
Woodward argues that the bad act evidence in question could not have
been admitted by the prosecution and therefore, it was not a reasonable trial
strategy to open the door to it and to fail to object to the State’s use of the
evidence during closing arguments. Mississippi Rule of Evidence 705 states:
The expert may testify in terms of opinion or inferences and give his
reasons therefor without prior disclosure of the underlying facts or
data, unless the court requires otherwise. The expert may in any
event be required to disclose the underlying facts or date on cross-
examination.
M ISS. R. E VID. 705. The Mississippi Supreme Court, in reviewing this claim,
held that: “[S]ince Woodward’s prior criminal history was included in Dr.
Thurman’s report as part of the information which formed the basis for his
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opinions, Woodward’s trial counsel could not have been successful in any
objection raised regarding the contents of the report.” Woodward IV, 843 So. 2d
at 9.4 Therefore, Woodward’s counsel was not deficient in preemptively
introducing the evidence or in failing to object to the evidence during closing
arguments.
Woodward also argues that both the district court and the state court
failed to take into account that “regardless of Mississippi evidentiary law, the
way in which the prosecution was permitted to lead the jury to return a death
sentence based on inaccurate or unreliable information runs afoul of the Eighth
Amendment.” Woodward cites to three Supreme Court cases in support of this
argument: Zant v. Stephens, 462 U.S. 862, 887, nn. 23, 24 (1983), Eddings v.
Oklahoma, 455 U.S. 104 (1982), and Locket v. Ohio, 438 U.S. 586 (1978).
Importantly, Woodward presents no evidence that Dr. Thurman’s report actually
contained “inaccurate or unreliable” information. Woodward reported to the
psychologist during his evaluation that he committed those crimes, and beyond
bare allegations, he presents no evidence that his statements were untrue or
otherwise unreliable.
Even assuming that Woodward’s counsel was deficient, both the
Mississippi Supreme Court and the district court found that Woodward failed to
demonstrate that he was prejudiced by such deficiency. In the context of capital
resentencing, the standard is “whether there is a reasonable probability that,
absent the errors, the sentencer . . . would have concluded that the balance of
aggravating and mitigating circumstances did not warrant death.” Strickland,
466 U.S. at 695. Woodward argues that he was prejudiced because once the
4
As discussed in depth in the district court’s opinion, there is some inconsistency
between this holding and the Mississippi Supreme Court’s prior treatment of this matter.
Despite this inconsistency, Woodward IV is clear that under Mississippi law, the prosecution
would have been entitled to introduce these prior bad acts.
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No. 06-70053
prosecutor was able to delve into Woodward’s bad acts, he was able to subvert
the mitigating factor “lack of prior criminal history” into an unenumerated
aggravating factor.
Juries are presumed to follow the law. See United States v. Musquiz, 45
F.3d 927, 931 (5th Cir. 1995). Under Mississippi law, a death sentence cannot
be based on non-statutory aggravating factors. See M ISS. C ODE A NN. § 99-19-
101. In accordance with this rule, the jury was instructed to recommend the
death sentence only if it found that the presence of the statutorily-provided
aggravating factors outweighed the presence of the statutorily-provided
mitigating factors. Here, the jury listed three aggravating factors: (1) that the
capital murder occurred during the commission of rape; (2) that the murder was
particularly heinous; and (3) that the offense was committed for the purpose of
avoiding arrest or effecting escape from custody. Evidence of Woodward’s
alleged prior bad acts would have no bearing on the jury’s findings regarding
these three aggravating factors. Thus, even assuming arguendo that
Woodward’s counsel was deficient, the state court’s findings are not
unreasonable in light of the evidence presented. Woodward is not entitled to
habeas relief on this claim.
C. Request for Independent Psychiatric Expert
Woodward’s counsel made efforts to obtain an independent psychiatric
evaluation at the first trial in 1987, and again at resentencing in 1995. They
sought assistance to have Woodward examined by a psychiatrist regarding his
mental and emotional state and to determine Woodward’s competency at the
time of the crime, sought evaluation by a psychiatrist versed in sexual
psychopathic behavior, and sought assistance of a mental health expert to assist
Woodward in his defense. They also argued that a psychiatric evaluation would
allow the defense team to assess the presence of mitigating circumstances. At
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the motion hearing, the trial court suggested that Woodward be examined by
Whitfield State Hospital (“Whitfield”). Defense counsel argued that this would
be insufficient and requested funds to hire their own psychiatric expert. The
trial court denied their requests and ordered Woodward to be taken to Whitfield
to receive a psychiatric examination. The order required the hospital to report
its findings to defense counsel, the prosecutors, and the court. Later, after
Woodward’s family paid for an initial consultation with Dr. Thurman, Woodward
filed a motion to obtain additional funds to secure Dr. Thurman’s attendance at
trial and for additional evaluation. This request was granted.
After remand, Woodward was represented by Attorneys Rushing and
Adelman at his 1995 resentencing. Rushing and Adelman sought, before the
resentencing, funds to hire an independent psychiatrist. The funding motion
was supplemented with two affidavits, one from Dr. Thurman and one from Dr.
Ritter, a psychiatrist willing to assist defense counsel. Dr. Thurman’s affidavit
stated that
[g]iven the severity of Mr. Woodward’s emotional problems, I believe
that his request for examination and assistance by a forensic
psychiatrist is reasonably necessary to his defense. Such an
examination would complement my own interviews and provide a
different perspective regarding his emotional problems. I believe
such further examination by a medically licensed psychiatrist would
not be cumulative and would contribute substantially and
significantly to Mr. Woodward’s defense.
The court granted and denied the motions in part. It sustained the part of the
defense motion requesting Dr. Thurman’s continued assistance, but denied the
part of the motion requesting funds for Ritter. The court also ordered that “the
defendant be allowed evaluation at [Whitfield] if he so desires psychiatric
examination.” Woodward was not examined at Whitfield.
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Woodward argues that the Mississippi Supreme Court’s decision to deny
funds for an independent psychiatrist was an unreasonable application of Ake
v. Oklahoma, 470 U.S. 68 (1985). He contends that the opportunity to be
examined by a psychiatrist at the state mental hospital was insufficient and that
his rights were violated when he was not provided with an independent
psychiatrist at resentencing. This issue was presented to, and rejected by, the
Mississippi Supreme Court. Thus, as discussed above, for Woodward to be
entitled to relief he must demonstrate that the Mississippi Supreme Court’s
decision was “contrary to, or an unreasonable application of, clearly established
federal law” or was “based on an unreasonable determination of the facts in light
of the evidence presented.” 28 U.S.C. § 2254(d).
In Ake, the Supreme Court held that, upon request, a trial court must
appoint a psychiatrist for an indigent defendant if a defendant demonstrates to
the trial judge that his sanity at the time of the offense is to be a significant
factor at trial and, in the context of a capital sentencing proceeding, when the
state presents psychiatric evidence of the defendant’s future dangerousness.
Ake, 470 U.S. at 82-83. The Court explained that “when the State has made the
defendant’s mental condition relevant to his criminal culpability and to the
punishment he might suffer, the assistance of a psychiatrist may well be crucial
to the defendant’s ability to marshal his defense.” Id. at 80.
The state court found Woodward’s rights were not violated because the
order allowing Woodward to be examined at Whitfield satisfied Ake. Under Ake,
a criminal defendant is not entitled “to choose a psychiatrist of his personal
liking or to receive funds to hire his own.” Woodward III, 726 So. 2d at 529
(citing Ake, 470 U.S. at 83). Rather, the defendant must be afforded access to a
“competent psychiatrist.” Id. The district court agreed, holding that the court-
authorized psychiatrists that would have performed his evaluation were
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No. 06-70053
“neutral,” and thus satisfied Ake’s requirements. In accord with this circuit’s
interpretation of Ake, we also agree.
In Granviel v. Lynaugh, 881 F.2d 185, 191 (5th Cir. 1989), an indigent
defendant challenged Texas’s practice of allowing a trial judge to appoint an
expert to evaluate the defendant and provide a report to both the prosecution
and the defense. Relying on Ake, we upheld the procedures, stating:
Granviel’s ability to uncover the truth concerning his sanity is not
prejudiced by a court-appointed, neutral expert. Availability of a
neutral expert provides defendants with “the raw materials integral
to the building of an effective defense.” Ake, 105 S. Ct. at 1093. The
state is not required to permit defendants to shop around for a
favorable expert. . . . He has no right to the appointment of a
psychiatrist who will reach biased or only favorable conclusions.
Granviel, 881 F.2d at 192.5 Instead, the Court’s “concern [was] that the indigent
defendant have access to a competent psychiatrist for the purpose we have
discussed, and . . . [it left] to the State the decision on how to implement this
right.” Ake, 470 U.S. at 83; accord Smith v. Mitchell, 348 F.3d 177, 208 (6th Cir.
2003) (holding that Ake does not entitle a defendant to an independent
psychiatrist of his choosing, only a competent psychiatrist). But see Starr v.
Lockhart, 23 F.3d 1280, 1290-91 (8th Cir. 1994) (stating that Ake “expressly
disavows” the theory that due process is satisfied by the appointment of a
neutral expert); Smith v. McCormick, 914 F.2d 1153, 1158-59 (9th Cir. 1990)
5
The Supreme Court denied certiorari in Granviel v. Texas, 495 U.S. 963 (1990).
Justices Marshall and Brennan dissented from the denial of certiorari, arguing that the Texas
procedure is unconstitutional because Ake was “directed at providing a defendant with the
tools necessary to present an effective defense within the context of our adversarial system,
in which each party marshals evidence favorable to its side and aggressively challenges the
evidence presented by the other side.” Id. at 964 (Marshall, J., dissenting). The dissent
argued that Texas’s provision of a “disinterested” expert does not satisfy Ake, because the
function of the psychiatrist is to assist the defendant in preparing and presenting his defense.
This position has not been adopted by the Supreme Court, and therefore, AEDPA’s limitations
apply.
17
No. 06-70053
(“Under Ake, evaluation by a ‘neutral’ court psychiatrist does not satisfy due
process. . . . [The defendant] was entitled to his own competent psychiatric
expert.”); United States v. Sloan, 776 F.2d 926, 929 (10th Cir. 1985) (finding that
a state’s duty under Ake “cannot be satisfied with the appointment of an expert
who ultimately testifies contrary to the defense on the issue of competence”).
Ake does not clearly provide a constitutional right to an “independent”
psychiatrist. Given the lack of a clear Supreme Court holding that a defendant
is entitled to independent psychiatric assistance and the different circuit
interpretations of Ake on this point, the decision of the Mississippi Supreme
Court was not “contrary to” or an “unreasonable application of” clearly
established federal law. See Williams v. Taylor, 529 U.S. 362, 381 (2000) (relief
precluded if the Supreme Court has not “broken sufficient legal ground” on a
constitutional principle advanced by a petitioner).
It is undisputed that Woodward refused to be examined at Whitfield for
the resentencing. Woodward therefore does not argue that the examination
provided for him was inadequate; rather, he argues that it would have been
inadequate. In support, he points to his previous Whitfield examination,
obtained in 1987. He argues that this examination contained grave deficiencies,
including that no tests were given to evaluate the possibility of organic brain
damage. However, Whitfield limited the scope of the 1987 examination to
establish whether Woodward was competent to stand trial and whether he was
capable of distinguishing right from wrong at the time of the crime. Given the
different scope of the resentencing proceedings, it is entirely possible that the
Whitfield examination for purposes of resentencing would have been different
in nature and may have been more focused on identifying and developing other
18
No. 06-70053
mitigating evidence.6 Woodward provides no evidence establishing that the
hospital would not have provided the tests or was unable to provide the tests.
Woodward therefore is not entitled to habeas relief on this claim.
D. District Court’s Denial of Woodward’s § 848 Request for Funding
In the district court, Woodward applied for expert funds pursuant to 21
U.S.C. § 848 (q)(4) and (q)(9),7 contending that the assistance of a psychiatrist
was needed to determine whether, at the resentencing, a comprehensive forensic
evaluation would have revealed mitigating factors for defense counsel to present
at the resentencing. The district court denied the motion, finding that
“Woodward’s application is not clear as to why the evaluations of the state
hospital and Dr. Thurman did not comply with Ake.” The district court therefore
concluded that Woodward had not established that granting him the funds to
retain Dr. Summers was “reasonably necessary” to pursue his habeas petition.8
The State argues that this court lacks jurisdiction over this claim because
Woodward failed to include the order denying expert assistance in his notice of
appeal. Woodward argues that the interim order denying funding merged into
the final judgment; therefore, his notice of the appeal of the final judgment also
noticed the appeal of the order denying funding. It is undisputed that
Woodward’s notice of appeal does not specifically reference the order; instead it
6
Alternatively, and as the district court stated, “[h]ad Woodward gone to the State
Hospital for another evaluation, he may have actually been supplied with evidence to support
his theory that the psychiatrists there were predisposed to favor the State’s position.”
7
This provision was repealed by Public Law 109-77, 120 Stat. 231, Title II, Sec. 222
(March 9, 2006). Such funding is now governed by 18 U.S.C. § 3599 (f) and (g)(2).
8
Although Woodward did not request a COA on this claim, a COA is not necessary to
appeal the denial of funds for expert assistance. See Smith v. Dretke, 422 F.3d 269, 288 (5th
Cir. 2005).
19
No. 06-70053
states that Woodward “now provides notice of his appeal . . . from the final
judgment entered in this action on August 3, 2006.”
A notice of appeal is required to “designate the judgment, order, or part
thereof being appealed.” F ED. R. A PP. P. 3(c)(1)(B). The general rule is that
“[w]here the appellant notices the appeal of a specified judgment only or a part
thereof . . . this court has no jurisdiction to review any other judgments or issues
which are not expressly referred to and which are not impliedly intended for
appeal.” Lockett v. Anderson, 230 F.3d 695, 699 (5th Cir. 2000) (quoting Capital
Parks, Inc. v. Se. Advert. & Sales Sys., Inc., 30 F.3d 627, 630 (5th Cir. 1994)).
However, “[a]n appeal from a final judgment preserves all prior orders
intertwined with the final judgment.” New York Life Ins. Co. v. Deshotel, 142
F.3d 873, 884 (5th Cir. 1998) (internal quotation and citation omitted).
An appellate court’s consideration of the denial of § 848 funding will often
implicate the merits of a petitioner’s habeas claim. See Smith, 422 F.3d at 288.
Even if there was a mistake in designating the judgment, a mistake in
designating orders to be appealed should not bar review “if the intent to appeal
a particular judgment can be fairly inferred, and if the appellee is not prejudiced
or misled by the mistake.” Friou v. Phillips Petroleum Co., 948 F.2d 972, 974
(5th Cir. 1991) (citation omitted). Woodward’s intent to appeal this issue is clear
from an examination of Woodward’s request for a COA in the district court and
his opening appellate brief, both of which explicitly reference the § 848 denial.
See Deshotel, 142 F.3d at 884. Also, the State has not demonstrated that it was
in any way prejudiced by Woodward’s failure to designate the § 848 denial in his
notice of appeal. Id.
Pursuant to 21 U.S.C. § 848(q)(9), a district judge, in a capital case, “upon
a finding that investigative, expert, or other services are reasonably necessary
for the representation of the defendant,” may authorize funding for such
20
No. 06-70053
services. Foster v. Johnson, 293 F.3d 766, 775 n.8 (5th Cir. 2002). We review for
an abuse of discretion the denial of § 848 funding. Smith, 422 F.3d at 288. The
denial of such funding has been upheld “when a petitioner has (a) failed to
supplement his funding request with a viable constitutional claim that is not
procedurally barred, or (b) when the sought-after assistance would only support
a meritless claim, or (c) when the sought after assistance would only supplement
prior evidence.” Id. (citations omitted). In light of our holding on the merits of
Woodward’s Ake claim, we hold that the district court did not abuse its discretion
in denying the funding request.
E. Batson Claim
The Supreme Court has made clear that the Equal Protection Clause of
the Fourteenth Amendment prohibits prosecutors from striking prospective
jurors solely on the basis of race. Batson v. Kentucky, 476 U.S. 79, 89 (1986);
Moody v. Quarterman, 476 F.3d 260, 266 (5th Cir. 2007). In Miller-El v. Dretke,
545 U.S. 231 (2005), the Supreme Court explained some of the effects of racial
discrimination in jury selection:
[P]rosecutors drawing racial lines in picking juries establish state-
sponsored group stereotypes rooted in, and reflective of, historical
prejudice . . . . When the government’s choice of jurors is tainted
with racial bias, that overt wrong casts doubt over the obligation of
the parties, the jury, and indeed the court to adhere to the law
throughout the trial. That is, the very integrity of the courts is
jeopardized when a prosecutor’s discrimination invites cynicism
respecting the jury’s neutrality, and undermines public confidence
in adjudication[.] So, for more than a century, this Court
consistently and repeatedly has reaffirmed that racial
discrimination by the State in jury selection offends the Equal
Protection Clause.
Miller-El, 545 U.S. at 237-38 (internal citations, quotations, and alterations
omitted). “[T]he Constitution forbids striking even a single prospective juror for
21
No. 06-70053
a discriminatory purpose.” Snyder v. Louisiana, 128 S. Ct. 1203, 1208 (2008)
(quoting United States v. Vasquez-Lopez, 22 F.3d 900, 902 (9th Cir. 1994)).
In Batson, the Court delineated a three-step analysis for evaluation of a
defendant’s claim that a prosecutor used a peremptory strike in a racially
discriminatory manner: (1) a defendant must make a prima facie showing that
the prosecutor exercised his peremptory challenges on the basis of race; (2) the
burden then shifts to the prosecutor to articulate a race-neutral reason for
striking the juror in question; and (3) the trial court must determine whether the
defendant carried his burden of proving purposeful discrimination. See
Hernandez v. New York, 500 U.S. 352, 358-59 (1991) (plurality opinion) (citing
Batson, 476 U.S. at 96-98); Moody, 476 F.3d at 266-67. This analysis “permits
prompt rulings on objections to peremptory challenges without substantial
disruption to the jury selection process.” Hernandez, 500 U.S. at 359. The
ultimate burden of persuasion lies with the defendant. See Purkett v. Elem, 514
U.S. 765, 768 (1995).
Upon remand, the trial court conducted jury selection for Woodward’s
resentencing. The State peremptorily challenged six jurors, including three
black members of the venire panel. At this point, Woodward raised a claim
under Batson. The court requested that the State offer reasons for striking the
three black jurors, numbers 7, 12, and 22, to which the following colloquy
ensued:
MR. WHITE: If it please the Court, the State’s reasons on No. 7[,]
[Ms.] Proctor, she is unemployed and on a previous case was unable
to reach a verdict. Juror No. 12, [Ms.] McAbree, was unresponsive.
Mr. Klein and Mr. Callahan both indicated to me that she was very
hostile when the State was on voir dire and open to the defense.
Further that her relative works in Leakesville with the prison
system and we struck her on that basis. We didn’t want her to have
any affiliations with that. . . .
22
No. 06-70053
. . . [Ms.] Steele [Juror No. 22] . . . That’s the lady with the
orange hair that gave unresponsive answers.
COURT: And that’s the one that you proffered for cause but the
Court did not allow.
MR. ADELMAN: But as far as Proctor goes, I’d say that the fact
that she was unable to reach a verdict in some prior jury is not a
racially neutral reason. It’s a non-race and it’s an irrelevant reason.
MR. WHITE: It doesn’t have to be a relevant reason as long as it’s
race neutral.
COURT: Are there others?
MR. ADELMAN: McAbree, No. 12. He said something about that
she was hostile. I remember her as being very cooperative.
MR. WHITE: That’s exactly what we’re saying, she was cooperative
with you.
MR. ADELMAN: No, she was cooperative with everybody. I don’t
remember her being hostile.
COURT: The Court is of the opinion that the strikes were not
racially motivated and was not being done to constitute members of
a certain race on the jury panel. . . .
Woodward then offered his strikes. During the next series of strikes, the
State struck four additional jurors, among these jurors was one black juror,
Juror 56. Woodward objected, stating that “[t]hey struck the only black in that
group, who was [Ms.] Griffin. They have now struck every black available.”
The State responded:
MR. WHITE: . . . [Ms.] Griffin on S-10.
MR. ADELMAN: She’s black.
MR. WHITE: Yes. We talked to Jerry Gardner. She is related to
another potential juror, No. 67, on the panel, but her husband has
had law enforcement problems at a trailer park, according to Jerry
Gardner. And we struck her on that basis. We thought there might
be some empathy with that particular case. She lives in the Sand
Ridge Trailer Park here in New Augusta.
23
No. 06-70053
The trial court denied the objection and struck her from the panel.
Two more series of strikes followed, and the State struck Ms. Williams,
Juror 67, who is black. The State offered as an explanation the fact that she was
a psychology major and that they did not have a written response from her. The
trial court ruled that the strike was not made for a racially motivated reason,
and struck Ms. Williams from the panel.
The court then moved to the selection of the alternates. Woodward struck
the first alternate, and the State struck the next alternate, Juror 72, who is
black. The State said that its strike was based on his response to the rape
question, as well as the fact that his brother-in-law is a convicted felon. The
defense then stated: “For the record, we want to note that [Juror 72] is black.
They have now struck every black juror.” As a result of these challenges, every
black person was removed from the jury panel, and the jury that was eventually
empaneled was composed entirely of white members.
At the resentencing, the State did not dispute whether Woodward made
a prima facie showing that the State exercised its peremptory challenges on the
basis of race, and we need not address the first prong of the Batson analysis.
Hernandez, 500 U.S. at 359 (“Once a prosecutor has offered a race-neutral
explanation for the peremptory challenges and the trial court has ruled on the
ultimate question of intentional discrimination, the preliminary issue of whether
the defendant had made a prima facie showing becomes moot.”). For the second
step of the analysis, a prosecutor is not allowed to merely deny that he did not
have a discriminatory motive; he must provide a specific explanation that is
clear and reasonable. Elm, 514 U.S. at 768. The second step, however, “does
not demand an explanation that is persuasive, or even plausible.” Id.
Woodward’s Batson claim was presented to the Mississippi Supreme Court
on direct review of the resentencing trial. Woodward III, 726 So. 2d at 529-534.
24
No. 06-70053
That court reviewed each peremptory challenge and concluded that the State
had met its burden of offering race-neutral reasons for its peremptory
challenges. Id. at 530-533. The court noted that “[t]he establishment of a race-
neutral reason is not a difficult task” and that a “trial judge’s factual findings
relative to a prosecutor’s use of peremptory challenges on minority persons are
to be accorded great deference.” Id. at 530 (citing Stewart v. State, 662 So. 2d
552, 557-58 (Miss. 1995)). Woodward has not demonstrated that the Mississippi
Supreme Court’s decision was based on an unreasonable determination of the
facts in light of the evidence presented. 28 U.S.C. § 2254(d). We find no error
in the state court’s finding that the State satisfied the second prong of the
Batson analysis.
Whether a defendant has carried his burden under Batson’s third step to
prove purposeful discrimination is based on the persuasiveness and credibility
of the prosecutor’s justification for his exercise of the peremptory strike. Id.
Because of the importance of demeanor and credibility evidence in making such
determinations, we give strong deference to the determination of the trial judge,
consistent with AEDPA. See Hernandez, 500 U.S. at 369 (“[W]e decline to
overturn the state trial court’s finding on the issue of discriminatory intent
unless convinced that its determination was clearly erroneous.”). However,
“implausible or fantastic justifications may (and probably will) be found to be
pretexts for purposeful discrimination.” Elm, 514 U.S. at 768.
Woodward argues that the trial court’s failure to make a finding of
demeanor as to Ms. McAbree establishes a Batson error, relying on Snyder v.
Louisiana, 128 S. Ct. 1203 (2008). Where the peremptory challenge is based on
a potential juror’s demeanor, “the trial court must evaluate not only whether the
prosecutor’s demeanor belies a discriminatory intent, but also whether the
juror’s demeanor can credibly be said to have exhibited the basis for the strike
25
No. 06-70053
attributed to the juror by the prosecutor.” Snyder, 128 S. Ct. at 1208. Factual
findings relating to the juror’s demeanor are essential to our review of a Batson
claim. See id. at 1209. In Snyder, the prosecution offered two race-neutral
reasons for striking a potential juror: the “main reason” was that the juror
“looked very nervous” throughout questioning; the other reason related to the
juror’s commitments as a student teacher. Id. at 1208. The defendant disputed
both explanations. The Supreme Court reversed, based in part on the “absence
of anything in the record showing that the trial judge credited the claim that Mr.
Brooks was nervous.” Id. at 1212.
Rather than making a specific finding on the record concerning Mr.
Brooks’ demeanor, the trial judge simply allowed the challenge
without explanation. It is possible that the judge did not have any
impression one way or the other concerning Mr. Brooks’ demeanor.
. . . Or, the trial judge may have found it unnecessary to consider
Mr. Brooks’ demeanor, instead basing his ruling completely on the
second proffered justification for the strike. For these reasons, we
cannot presume that the trial judge credited the prosecutor’s
assertion that Mr. Brooks was nervous.
Id. at 1209. In this case, as in Snyder, the State offered multiple reasons for
striking McAbree and we cannot presume that the trial court credited the State’s
assertion that McAbree was hostile. Woodward, however, has failed to show
that the state court’s factual findings were unreasonable in light of the evidence
presented.
Woodward did not rebut the State’s race-neutral reason for all the other
challenges. On appeal, however, Woodward nonetheless argues that he is
entitled to relief under Batson because (1) the reasons given by the State for
striking black jurors were not equally applied to white jurors; and (2) both the
district court and the Mississippi State Supreme Court erred by considering each
peremptory challenge individually, rather than examining “the totality of the
relevant facts about a prosecutor’s conduct during the defendant’s own trial.”
26
No. 06-70053
Relying on Miller-El and Snyder, Woodward argues that as long as the relevant
facts were before the trial court, it was not necessary that particular arguments
be made in support of a showing of pretext. Essentially, Woodward would
impose on the state trial court the duty to conduct a comparison analysis to
identify possible instances where the reasons for peremptory challenges are
unequally applied to black and white jurors, regardless of whether a defendant
articulates a rebuttal argument regarding unequal application of reasons for
strikes. Woodward relies heavily on the following language from a footnote in
Miller-El to support his argument:
The dissent contends that comparisons of black and nonblack venire
panelists, along with Miller-El’s arguments about the prosecution’s
disparate questioning of black and nonblack panelists and its use of
jury shuffles, are not properly before this Court, not having been put
before the Texas courts. But the dissent conflates the difference
between evidence that must be presented to the state courts to be
considered by federal courts in habeas proceedings and theories
about that evidence.
Miller-El, 545 U.S. at 241 n.2 (internal quotations and citations omitted). In the
same footnote, the Court goes on to explain that
[t]here can be no question that the transcript of voir dire, recording
the evidence on which Miller-El bases his arguments and on which
we base our result, was before the state courts, nor does the dissent
contend that Miller-El did not fairly present his Batson claim to the
state courts. Only as to the juror questionnaires and information
cards is there question about what was before the state courts.
Id. (internal quotations and citations omitted). Because a defendant has the
ultimate burden of persuasion, it is important that he “fairly present” his claim
to the state court in seeking to persuade the state court that discrimination
exists.
The State relies heavily on this court’s decisions in Wright v. Harris
County, 536 F.3d 436 (5th Cir. 2008) and United States v. Arce, 997 F.2d 1123,
27
No. 06-70053
1127 (5th Cir. 2008), to argue that Woodward waived his Batson claim by failing
to rebut the State’s race-neutral reasons for striking the black jurors. Wright
was a civil suit where only one black venireman had a “realistic chance” of
serving on the jury. Wright, 536 F.3d at 437. In Arce, a noncapital criminal
case, we held that “[b]y failing to dispute the prosecution’s . . . explanation in the
district court, defendants have waived their right to object to it on appeal.”
Capital cases employ different standards than noncapital cases at times, and our
more recent decision in Reed v. Quarterman, 555 F.3d 364 (5th Cir. 2009),
suggests that waiver does not apply in capital cases.
[T]he trial court stated at the hearing that it was considering only
the voir dire transcripts of the ten African-American jurors that the
prosecution struck, not those of any other jurors. Further, the
prosecutor noted, “[a]t no time has [Miller-El] urged that there are
unchallenged venire persons who did not have these same traits
that the prosecutors testified either at trial or in this hearing that
they relied on in exercising the State’s peremptory challenges.”
Miller-El did not respond to this statement and did not ask the court
to consider any other portions of the voir dire transcript. After
reviewing the voir dire transcript of only the challenged jurors, the
judge accepted the prosecutor’s race-neutral explanations for the
strikes and found that there was “no purposeful discrimination.”
The [Texas Court of Criminal Appeals] affirmed, stating that it had
“carefully reviewed the voir dire examination” of the prospective
black jurors and found “ample support . . . for the prosecutor’s
racially neutral explanations.” Again, it is important to emphasize
that the TCCA never reviewed the entire voir dire transcript or
considered a comparative analysis.
Reed, 555 F.3d at 371. Notwithstanding that “Miller-El’s arguments gave the
state court no reason to go leafing through the voir dire transcript,” the Miller-El
majority “soundly rejected” the dissent’s argument that the state court’s
consideration of evidence supporting a Batson claim is “unrealistic.” Id. at 372
(quoting Miller-El, 545 U.S. at 283 (Thomas, J., dissenting)). Contra Snyder, 128
S. Ct. at 1214 (Thomas, J., dissenting) (“We have no business overturning a
28
No. 06-70053
conviction, years after the fact and after extensive intervening litigation, based
on arguments not presented to the courts below.”). We therefore decline to find
that Woodward waived any Batson claim based on a comparison analysis.
Woodward nonetheless must carry his burden of proving purposeful
discrimination, and for purposes of our review, he must demonstrate that the
state court’s factual findings were unreasonable in light of the evidence
presented.
In Miller-El, the Court recognized that Miller-El’s evidence was open to
judgment calls “at some points,” but the Court considered substantial evidence
in determining that discrimination existed, including juror comparisons,
statistical data,9 prosecutors’ use of a procedure known as the jury shuffle,10
contrasting voir dire questions, “manipulative minimum punishment
questioning,” and the Dallas County office prosecutors’ “specific policy of
systematically excluding blacks from juries.” 11 In this case, Woodward relies on
statistics and jury comparisons to argue that the state court clearly erred in
finding no discrimination.
9
In that case, there were 20 black members of a 108-person venire panel. Miller-El,
545 U.S. at 240. One served, 9 were excused for cause, and 10 were peremptorily struck. Id.
at 240-41. The Court stated that “[h]appenstance is unlikely” the cause of the prosecutors use
of peremptory strikes to exclude 91% of black jurors. Id. at 241.
10
The Court described Texas’s jury shuffle procedure as follows:
[E]ither side may literally reshuffle the cards bearing panel members’ names,
thus rearranging the order in which members of a venire panel are seated and
reached for questioning. Once the order is established, the panel members
seated at the back are likely to escape voir dire altogether, for those not
questioned by the end of the week are dismissed.
Id. at 253. The Court also noted that the prosecutors noted the race of each panelist on all of
the juror cards. Id. at 250 n.7.
11
Id. at 261-63.
29
No. 06-70053
The State used peremptory strikes to exclude 100% of black jurors, but
Woodward has not provided the Court with information regarding the makeup
of the entire jury pool. See Medellin v. Dretke, 371 F.3d 270, 278 (5th Cir. 2004)
(“For the statistical evidence to be relevant, data concerning the entire jury pool
is necessary. The number of strikes used to excuse minority and male jury
members is irrelevant on its own.”); cf. United States v. Alverado, 923 F.2d 253,
255 (2d Cir. 1991) (“[T]he prosecution’s challenge rate against minorities was 50
percent (three of six) in the selection of the jury of 12, and 57 percent (four of
seven) in the selection of the jury of 12 plus alternates. Whether this rate
creates a statistical disparity would require knowing the minority percentage of
the venire; for example, if the minority percentage of the venire was 50, it could
be expected that a prosecutor, acting without discriminatory intent, would use
50 percent of his challenges against minorities.”). For example, if there are only
3 black members of a 100-member venire panel, i.e., 3% black, there is a weaker
argument that exclusion of 100% of the black members evidences purposeful
discrimination. If, however, there were 10 black members of a 40 member venire
panel, i.e., 25% black, the argument strengthens as to purposeful discrimination
if the State strikes 100% of the black members. We know that the peremptory
challenges were used to exclude 100% of the black jury venire members, but this
statistic standing alone does not support a finding of discrimination.
Woodward also makes a comparison analysis to establish purposeful
discrimination. In total, the State used six peremptory challenges to strike all
available black jurors: Ms. Proctor, Ms. McAbree, Ms. Steele, Ms. Griffin, Ms.
Williams, and Mr. O’Banner.12 With respect to Ms. Proctor, the State alleged
that it struck her because she was unemployed and on a previous case was
12
Mr. O’Banner was an alternate juror.
30
No. 06-70053
unable to reach a verdict. Woodward does not assert that white members of the
panel were similarly situated, but he suggests that the court and the State
should have further explored the reasons for the strike. “[T]he prosecution’s
failure to question a potential juror about a characteristic that the State asserts
is important is evidence that the asserted reason was actually a pretext for
discrimination.” Reed, 555 F.3d at 376 (citing Miller-El, 545 U.S. at 246). A
review of the State’s voir dire reveals that it asked no questions regarding
employment or prior jury service. Because employment and prior jury service
questions were on the juror questionnaire, however, it does not automatically
follow that absence of the questions in voir dire is indicative of pretext. On
habeas review, Woodward had to make a stronger showing to establish that the
state court’s findings were unreasonable in light of the evidence presented. He
has not made that showing.
The State alleged that it struck Ms. McAbree because she was
unresponsive, hostile, and had relatives that work in the prison system. As we
discussed supra, the trial court made no findings regarding Ms. McAbree’s
hostility, and we do not presume that it credited the State’s assertion of that
reason. Woodward still offers no rebuttal to the State’s first race-neutral reason,
that Ms. McAbree was unresponsive. In his brief, Woodward simply ignores this
race-neutral reason, stating that the prosecutor provided only two reasons. We
find no error in the state court’s finding of no race discrimination in the State’s
striking of Ms. McAbree.
The State originally challenged Ms. Steele for cause, stating that she was
incoherent and unresponsive. The trial judge 13 offered to bring her back for voir
13
The trial judge seemed to agree with the State’s characterization, stating that “[s]he
was incoherent at times I thought, and her body language was such that she did appear
nervous.”
31
No. 06-70053
dire, but the State declined. Woodward offers no evidence of discriminatory
intent except the fact that Ms. Steele was black. Again, where Woodward fails
to rebut the State’s race-neutral reason for striking a juror, evidence of race
standing alone offers little evidence of discriminatory intent. The state court
was not unreasonable in finding no race discrimination.
Regarding Ms. Griffin, Woodward misinterprets the record as to the
State’s reason for striking her. Woodward asserts that the State struck Ms.
Griffin because she had a relative on the jury and because her husband had law
enforcement problems. Read in context, it is clear that the State struck her
because her husband had law enforcement problems, not because she had a
relative on the jury. Notably, the record does not show the relevance of Jerry
Gardner, but Woodward made no objection to the State’s reliance on Mr.
Gardner’s information relating to Ms. Griffin’s husband’s problem with law
enforcement. A finding of no discriminatory intent in the State’s use of a
peremptory strike to exclude Ms. Griffin is not unreasonable in light of the
evidence presented.
Regarding Ms. Williams, the State based its strike on the fact that she was
a psychology major, and it added that it did not have a written response from
her. Again, Woodward only attempts to challenge the State’s reason based on
the lack of a written response, arguing that others failed to respond. The
primary reason for the State’s strike was based on Ms. Williams studies in
psychology. During voir dire, one of the questions the State asked was “[h]ave
you or a member of your family ever studied psychology or any type of field such
as that?” Ms. Williams indicated that psychology was her major in college, and
the State asked her several questions relating to the topic. The evidence
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No. 06-70053
supports the trial court’s finding that the State did not strike her for a racially
motivated reason, and the decision was not unreasonable.
Finally, Woodward offers no argument on appeal relating to Mr. O’Banner,
other than the fact that he is black. Considering the entire record, Woodward
has not demonstrated that the Mississippi Supreme Court’s denial of his Baton
claim was based on an unreasonable determination of the facts in light of the
evidence presented. 28 U.S.C. § 2254(d). Accordingly, Woodward is not entitled
to habeas relief on this claim.
CONCLUSION
For the reasons discussed above, Woodward’s request for habeas relief is
DENIED.
33