United States Court of Appeals,
Eleventh Circuit.
No. 95-6850.
STONE & WEBSTER ENGINEERING CORPORATION, Petitioner,
v.
Alexis HERMAN, Secretary, U.S. Department of Labor, Respondent.
July 2, 1997.
Petition for Review of the Decision and Order of the Secretary of
the U.S. Department of Labor.
Before ANDERSON and CARNES, Circuit Judges, and CUDAHY*, Senior
Circuit Judge.
CUDAHY, Senior Circuit Judge:
Made of steel and concrete, the drywell of a nuclear power
plant encases the reactor itself. It is the containment structure.
It is also a bulwark against a variety of disasters. A fire in a
drywell is a serious matter, for extinguishing a fire gone out of
control is not easy.
Among the people best positioned to prevent fires are the
workers who tend to nuclear plants. But if fear of retaliation
kept workers from speaking out about possible hazards, nuclear
safety would be jeopardized. To protect whistleblowers, Congress
forbade employers from retaliating against employees who act in
prescribed ways to ensure safety. 42 U.S.C. § 5851.
This case is about one such alleged retaliation, at the Browns
Ferry Project, a three-reactor nuclear plant operated by the
Tennessee Valley Authority (TVA) outside Huntsville, Alabama.
*
Honorable Richard D. Cudahy, Senior U.S. Circuit Judge for
the Seventh Circuit, sitting by designation.
Browns Ferry is no stranger to the danger of fire. In 1975, a fire
at the plant failed (narrowly) to cause a meltdown, but did result
in the coining of an industry byword for a disastrous
conflagration.1 Further incidents forced the TVA to shut down all
three reactors in 1985. In 1991, the Nuclear Regulatory Commission
(NRC) let the TVA start up one of the reactors again.2 And then in
1996, after the events in this case, an unused cooling tower burned
up.3
There were no fires in this case—yet the issue is fire safety.
The TVA engaged the petitioner, the engineering firm of Stone &
Webster (S&W), to perform construction and maintenance work at
Browns Ferry. The dispute before us was born in the first days of
February 1993, when S&W was overhauling the platform steel in the
drywell of Unit 3, one of Browns Ferry's three reactors. One of
S&W's lead foremen, Douglas Harrison, was working on the drywell
upgrade. Harrison complains that S&W first demoted him to plain
foreman and then transferred him out of the drywell (a desirable
place to work). Each time, he says, S&W was retaliating because
Harrison had engaged in protected activity under § 5851: he had
spoken out about fire hazards to S&W and TVA officials, as well as
to his co-workers.
S&W tells a different story. Harrison did not engage in any
1
David Stellfox, Critics Fear Another "Browns Ferry" as NRC
Okays Combustible Fire Stops, Inside N.R.C., Jan. 8, 1996.
2
Chris Wohlwend, TVA Restarts Browns Ferry Unit; Ala.
Nuclear Plant Shut 6 Years, Atlanta Journal and Constitution, May
24, 1991, at A2.
3
Tom Harrison, Fire Destroys Another Cooling Tower at TVA's
Browns Ferry, Inside N.R.C., May 27, 1996.
protected activity, and even if he did, S&W was not retaliating
against him. Harrison's demotion followed from a re-shuffling of
the labor force, a common happening at S&W. As for Harrison's
transfer out of the drywell, S&W argues that Harrison had been
disrupting S&W's drywell project. Under cover of safety concerns,
he had incited his fellow iron workers to halt work over a labor
dispute. And in any case, even if Harrison did talk about safety
with his co-workers, § 5851 does not treat discussions with
co-workers as a protected activity.
Harrison filed a complaint with the Department of Labor, which
wended its way to the Secretary of Labor. Reversing an
Administrative Law Judge (ALJ), the Secretary entered a victory for
Harrison. S&W petitions this court to overturn the Secretary of
Labor's decision. Why S&W is pursuing the case may seem something
of a mystery. The Secretary of Labor ordered S&W to compensate
Harrison only for ten weeks' diminished wages at two dollars too
little per hour—about $800 by our reckoning—plus Harrison's
attorney's fees. For S&W, Harrison is not the point. The NRC is.
After S&W lost before the Secretary of Labor, the NRC tentatively
adopted the Secretary's finding of retaliation and imposed a civil
fine of $80,000, plus other, unspecified enforcement measures. S&W
now petitions this court because, if S&W prevails, the NRC states
that it will re-consider its actions.
Beyond trying to clarify the evidentiary framework for 42
U.S.C. § 5851, we elaborate one principle with import beyond the
doings at Browns Ferry in early 1993. The Secretary of Labor would
have us issue a blanket ruling that § 5851 protects an employee's
speech to co-workers. S & W urges the equally broad but opposite
rule. But we need not decide today whether § 5851 protects an
isolated or private communication, because the circumstances of
Harrison's transfer pose, it seems to us, a narrower question: one
of viewing acts in context.
We frame it this way. Assume that an employee has already
raised the alarm about nuclear safety within the prescribed
channels of 42 U.S.C. § 5851. The employer then commits another
closely-related and public act of alarm-raising, but this time §
5851 may or may not have protected that act—had it occurred in
isolation or as a private communication. Can the employer single
out that particular act and punish the employee without fear of
sanction under § 5851? We think that to allow the employer to
retaliate under these circumstances would thwart the purpose of 42
U.S.C. § 5851. We affirm.
I. Summary of facts
Douglas Harrison had begun working for S&W as an ironworker
journeyman in June 1992. Six weeks later he was promoted to
foreman, and on October 6, 1992, he advanced to second lead foreman
on the drywell project. As part of a routine force reduction in
late November of that year, S&W demoted Harrison back to foreman.
Harrison recognized that his inferior seniority meant he would be
first to be demoted, and he offered no complaint. Then, in early
January of 1993, S&W pushed him back up to second lead foreman,
again under the same understanding about Harrison's first-to-go
seniority. So when the dispute in this case started, Harrison was
the number two lead foreman, overseeing the upgrading of one of two
platforms.
On February 1, 1993, Harrison held a weekly safety meeting,
one of his job's responsibilities. Harrison's ironworkers had one
gripe: firewatch. After wrapping up a shift's hot work, someone
had to make sure that no fires broke out, as one might fear with
welding gear, cooling steel and the like lying about. Until
October 1992, laborers (not ironworkers) had been charged with this
duty. Under S&W's new firewatch scheme, ironworkers assumed
primary responsibility for the task, although two laborers on a
"roving firewatch" would help on each elevation or level of the
drywell. At the weekly safety meeting, the ironworkers insisted
that the new scheme was unsafe. Afterwards, their foremen told
Harrison that the new scheme did not comply with the TVA's fire
prevention rules.
Harrison went to tell the TVA fire marshal, Gary Wallace,
about the ironworkers' firewatch complaints. Harrison then joined
the laborers' lead foreman, David Sparks, and went to talk with
Steven Ehele. Ehele was S&W's drywell manager. He had also
attended the weekly safety meeting that day. Harrison told Ehele
that he had spoken with the TVA fire marshal and that the marshal
wanted to talk to Ehele. Ehele, who seems to have a gift for
memorable phrases, responded that Harrison and Sparks "were eating
[him] alive on man hours in [the] drywell now on fire watches."
The demotion. When Harrison arrived at work the next day,
February 2, he learned that the firewatch problem remained
unresolved. He also learned that Ehele had not contacted fire
marshal Wallace, whereupon Harrison went straight to the NRC field
office across the street and filed a complaint with the NRC
representative. At about 2:00 pm, one of Harrison's supervisors,
Wayne Tennyson (Ehele's subordinate), told Harrison that he had
been demoted to foreman.
The transfer. At work on the third day, February 3, Harrison
said he did not wish to use his seniority to bump a foreman down to
journeyman and he voluntarily took a place as a journeyman himself.
He also told the ironworkers about his demotion and the failure to
resolve their firewatch concerns. The ironworkers then refused to
work. Ehele implored them to return to work, which they did. That
afternoon, S&W management and union representatives decided that
laborers would re-assume full responsibility for firewatch.
Finally, on February 4, Ehele had Harrison removed from the
drywell. S&W's job steward for the ironworkers, Larry Morrow,
delivered the message to Harrison. Morrow repeated the
ever-evocative Ehele's remark that he wanted Harrison transferred
because "[Harrison] was a troublemaker, and that [Harrison] was
like Moses standing at the Red Sea to the ironworkers in [the]
drywell." Harrison would begin ironwork outside the drywell on
less prestigious, less essential tasks like putting up chain-link
fences. Only Harrison was demoted; only Harrison was transferred.
There is more to this story. Missing are some unpersuasive
claims (mostly by S&W), but also some partly exculpatory evidence.
We reserve those facts until they fit more neatly into the
analysis.
II. Procedural posture
This court offers the third layer of review for this case. In
1993, Harrison filed an administrative complaint with the Wage and
Hour Division of the U.S. Department of Labor under 42 U.S.C. §
5851(b). He alleged that both his demotion and his transfer were
discriminatory and retaliatory. The Wage and Hour Division sided
with S&W, and Harrison appealed. In 1994, the ALJ also came down
for S&W. The ALJ found that the demotion was not an adverse action
against Harrison on the grounds that it was not discriminatory.
The transfer out of the drywell, however, the ALJ did consider to
be an adverse action stemming from Harrison's February 3 meeting
with his co-workers. But even if the transfer was retaliatory, the
ALJ concluded that § 5851(a) did not encompass meeting with
co-workers. Section 5851(a) thus did not protect Harrison from
that particular act of retaliation. The ALJ recommended dismissal
of the case.
Harrison appealed again, this time to the Secretary of Labor.
On August 22, 1995, the Secretary reversed the ALJ and found that
Harrison's demotion and transfer both constituted retaliation under
§ 5851(a). As for the demotion, the Secretary found that it had
been an adverse action (thus reversing the ALJ), and that it had
been retaliatory. With respect to the transfer, the Secretary
agreed that it resulted from Harrison's February 3 meeting with his
co-workers. The Secretary reversed the ALJ's conclusion that §
5851(a) did not cover such meetings. In the Secretary's judgment,
it did.
S&W's timely petition for review followed. We have
jurisdiction to review the Secretary's 1995 order under 42 U.S.C.
§ 5851(c). On matters of law, we review de novo, keeping in mind
the deference we pay to the Secretary of Labor in construing the
statutes he is charged with administering. Chevron U.S.A., Inc. v.
Natural Resources Defense Council, Inc., 467 U.S. 837, 104 S.Ct.
2778, 81 L.Ed.2d 694 (1984); Bechtel Construction Co. v. Sec. of
Labor, 50 F.3d 926, 931, 933 (11th Cir.1995). On matters of fact,
we review the Secretary's order for substantial evidence. 5 U.S.C.
§ 706(2)(E) (Administrative Procedure Act). We ask whether such
relevant evidence exists " "as a reasonable mind might accept as
adequate to support a conclusion.' " Richardson v. Perales, 402
U.S. 389, 401, 91 S.Ct. 1420, 1427, 28 L.Ed.2d 842 (1971) (quoting
Consolidated Edison Co. v. NLRB, 305 U.S. 197, 229, 59 S.Ct. 206,
217, 83 L.Ed. 126 (1938)). Here the ALJ and the Secretary of Labor
differed. This disagreement causes us to review the Secretary's
order "more critically." Bechtel, 50 F.3d at 933. Ultimately,
however, the decision is the Secretary's. Id. at 932. We ensure
only that the Secretary's conclusion, if different from the ALJ's,
is " "supported by articulate, cogent, and reliable analysis.' "
Id. at 933 (quoting Northport Health Serv., Inc. v. NLRB, 961 F.2d
1547, 1553-54 (11th Cir.1992)).
III. Adverse actions against Harrison
Before turning to these happenings at Browns Ferry, a word is
in order about how the evidentiary framework of 42 U.S.C. § 5851
operates. The Secretary and S&W have evinced considerable
disagreement over the extent to which this framework draws on the
general law of employment discrimination. We think it important to
dispel some of the seeming perplexity of 42 U.S.C. § 5851.
In 1992, Congress amended § 5851 to codify a particular
framework regarding burdens of proof where no statutory guidance
existed before. Energy Policy Act of 1992, P.L. 102-486, §
2902(d); see also Mackowiak v. University Nuclear Systems, Inc.,
735 F.2d 1159, 1164 (9th Cir.1984) (upholding similar framework).
Under the statutory framework, a complainant must first pass a
gatekeeper test before an inquiry may commence. The Secretary may
investigate only if the complainant succeeds in making a "prima
facie showing" that retaliation for protected activity "was a
contributing factor in the unfavorable personnel action alleged in
the complaint." 42 U.S.C. § 5851(b)(3)(A). Then the investigation
must go forward, unless the employer "demonstrates, by clear and
convincing evidence, that it would have taken the same unfavorable
personnel action in the absence of such behavior." 42 U.S.C. §
5851(b)(3)(B).
Section 5851's reference to a "prima facie showing" has bred
some confusion, chiefly because the phrase evokes the sprawling
body of general employment discrimination law. See, e.g., Price
Waterhouse v. Hopkins, 490 U.S. 228, 109 S.Ct. 1775, 104 L.Ed.2d
268 (1989); Mt. Healthy City School Dist. Bd. of Ed. v. Doyle, 429
U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977); McDonnell Douglas
Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973).
The Secretary of Labor and S&W have quarreled over how these cases
and their innumerable progeny affect Section 5851's evidentiary
burdens. But Section 5851 is clear and supplies its own
free-standing evidentiary framework. After a complainant has
cleared the prima facie gatekeeper test—and assuming she has not
been knocked out by a preemptory "clear and convincing" response
from the employer—the Secretary is to investigate whether the
complainant's behavior actually was "a contributing factor in the
unfavorable personnel action." 42 U.S.C. § 5851(b)(3)(C). The
burden to persuade the Secretary falls upon the complainant, and
she must do so by a preponderance of the evidence. Dysert v. Sec.
of Labor, 105 F.3d 607, 610 (11th Cir.1997). If the complainant
succeeds, the employer has a second chance to offer "clear and
convincing evidence" that it would have done the same thing anyway,
i.e., "in the absence of such behavior." § 5851(b)(3)(D).
For employers, this is a tough standard, and not by accident.
Congress appears to have intended that companies in the nuclear
industry face a difficult time defending themselves. "Recent
accounts of whistleblower harassment at both NRC licensee ... and
[Department of Energy] nuclear facilities ... suggest that
whistleblower harassment and retaliation remain all too common in
parts of the nuclear industry." H. Rep. No. 102-474(VIII), at 79
(1992), reprinted in 1992 U.S.C.C.A.N. 1953, 2282, 2297. "These
reforms," the House Report continues, "are intended to address
those remaining pockets of resistance." Id.
We turn to address the specifics of Harrison's demotion and
transfer.
A. Harrison's demotion
Under 42 U.S.C. § 5851(b)(3)(C), the burden of persuasion
falls first upon Harrison to demonstrate by a preponderance of the
evidence that retaliation for his protected activity was a
"contributing factor" in the decision to demote him. Harrison
cannot satisfy this requirement through direct evidence. S&W did
and said nothing that would indicate it sought to retaliate against
Harrison by demoting him on February 2. Drywell manager Ehele did
say that Harrison was eating him alive on man-hours. But Ehele's
remark does not suggest a desire to suppress Harrison or his
complaint. S&W argues that Ehele was talking about over-exposure
to radioactivity; and even if Ehele meant wage costs, S&W was not
forbidden to consider expenses in weighing safety concerns. That
said, the circumstances do seem suspicious. A man starts
complaining about fire safety. The next day he is demoted. The
Secretary of Labor found that by a preponderance of the evidence,
Harrison had made his showing. Reviewing for substantial evidence
to support this finding, we affirm.
After hearing his ironworkers' grousing about firewatch,
Harrison spoke to the TVA fire marshal, the drywell manager (Ehele)
and ultimately to the NRC field representative. If an employee
talks about safety to a plant fire official, an employer and an
industry regulator, he or she acts squarely within the zone of
conduct that Congress marked out under 42 U.S.C. § 5851(a)(1). S&W
also knew of Harrison's contact with the TVA fire official and with
Ehele (though not of Harrison's complaint with the NRC). By
February 2, Harrison had told Ehele (his supervisor) of his TVA
contact and Ehele obviously knew first-hand of the approach to him.
S&W would have us believe that S&W officials thought Harrison was
carping about labor issues, but we find this unlikely. Harrison's
visit to the TVA fire marshal should have put at least Ehele on
notice of Harrison's § 5851-shielded conduct.
So far the ALJ and the Secretary were in agreement. When they
considered whether demotion was an adverse action, however, they
parted ways. The ALJ decided that the demotion was not an adverse
action because the demotion, in the ALJ's eyes, was not
discriminatory. But discriminatory and adverse have distinct
meanings. An "adverse action" is simply something unpleasant,
detrimental, even unfortunate, but not necessarily (and not
usually) discriminatory. The Secretary corrected this error and
concluded that Harrison's demotion was an adverse action.
In determining whether Harrison met his burden under §
5851(b)(3)(C), we ask whether the Secretary properly inferred that
retaliation against Harrison was more likely than not a
"contributing factor" to his demotion. The Secretary said yes, for
only one day separated Harrison's protected conduct from his
demotion. Given this proximity in time and the circumstances as
laid out above, we see no grounds for gainsaying the Secretary's
inference of causation.
The burden thus shifted to S&W to demonstrate, "by clear and
convincing evidence, that it would have taken the same unfavorable
personnel action in the absence of such behavior." 42 U.S.C. §
5851(b)(3)(B). This is a high standard to begin with; and on
review only for substantial evidence supporting the Secretary, S&W
has a steep hill to climb.
S&W almost makes it. Its principal argument is to snap the
temporal link that the Secretary infers. Five S&W managers offered
unimpeached testimony that S&W decided to demote Harrison days
before he raised any fire concerns. For in late January the field
manager for all construction work at Browns Ferry, James Butts, had
reviewed the roster of drywell employees. Butts surmised that the
project was top-heavy: the ratio of foremen to ironworkers was
9:38, double the 1:8 ratio that S&W generally targets. On either
January 27 or 29, Butts asked his subordinates, including Ehele, to
review their rosters for top-heaviness. Ehele turned to his own
subordinate managers (Tennyson, Sertway, and Fonte) for
suggestions, but named no one himself.
Ehele's subordinates picked three foremen: Tommy Willis, Troy
Faulks and Harrison (a lead foreman). The reasons for picking
Harrison were manifold: Harrison supervised a lone foreman and
crew; the work on his particular platform was drawing to its end;
his seniority put him below the other lead foreman, Eugene Hannah.
By Saturday, January 30, Ehele had informed field manager Butts of
these three recommendations.
But it was not until Tuesday, February 2—after the questions
of fire safety had arisen—that Harrison was actually informed of
his demotion. This gap in time introduced the Secretary's critical
doubt about S&W's motives. S&W responds reasonably enough that its
managers had bigger matters on their minds than making sure
Harrison's demotion was prompt. But another problem for S&W is
that of the three recommendations for demotion, S&W acted only on
Harrison. The other two, Willis and Faulks, had been slated for
reduction to ironworker journeyman. Ehele's subordinates Tennyson
and Sertway intervened on February 2, however, to persuade Ehele
and Butts not to demote them, on the grounds that their work was
too sophisticated for journeyman's pay. S&W points out that
Harrison was only demoted to foreman at $2 less an hour and would
oversee the same crew in the same location. Is it plausible that,
if S&W wanted to squelch Harrison, it would have chosen such a mild
and ineffective technique? S&W also says that it did not replace
Harrison, which supports its contention that Harrison was demoted
because of the roster review.
S&W's points are well-taken. We do not doubt that S&W had
legitimate reasons for demoting Harrison. If the review were de
novo, we might agree with S&W that it had met its burden of
rebuttal. In our eyes, S&W might have demoted Harrison had he
never uttered a word about fire safety to anyone. But it is not
our task to make this judgment. Congress has charged us with a
much more limited scope of review. Our task is to determine
whether substantial evidence supports the Secretary's decision. We
agree with the Secretary that such evidence exists. We cannot say
that it was unreasonable for the Secretary to hold that S&W had
failed to rebut under § 5851(b)(3)(D).
B. Harrison's transfer
The circumstances of Harrison's transfer out of the drywell
are less muddled. On February 3—after his demotion—Harrison asked
the remaining lead foreman, Eugene Hannah, to gather the members of
Harrison's former ironworker crews. Harrison announced to the
assembled workers that he had been demoted and that nothing had
changed on the firewatch. The ironworkers then decided among
themselves to refuse to work until S&W rectified the fire safety
issue. Ehele came and mollified them enough to return to work, but
later that same day S&W and the union agreed to return to the old
firewatch procedure. Firewatch again became the laborers'
responsibility.
The next day, Ehele sent job steward Morrow to fetch Harrison
and send him to work outside the drywell. As we mentioned before,
non-drywell work was ancillary, enjoyed less status and seems to
have been less interesting. Morrow reported to Harrison that Ehele
had compared Harrison to Moses at the Red Sea.
Here Harrison can build his case on direct evidence of S&W's
animus. We do not understand Ehele to have underscored Harrison's
moral courage. Rather, we think Ehele saw Harrison as a
"troublemaker," in Ehele's own words. The Secretary did not err in
viewing retaliation as a probable contributing factor to Harrison's
transfer out of sight and out of the drywell.
Against Harrison's evidence S&W offers little in rejoinder.
Ehele mentions that Harrison had earlier requested a transfer to an
outside crew. This is a plausible contention, as Harrison, now
working as a journeyman, might prefer not to work alongside people
he had just recently supervised. But S&W falls short of convincing
us, as he failed to convince the ALJ or the Secretary, that S&W
would have transferred Harrison had he never provoked trouble for
S&W at the ironworkers' meeting. Substantial evidence upholds the
Secretary's finding of retaliation.
Our conclusion leaves an assumption hanging. Section 5851
does not protect every act that an employee commits under the
auspices of safety. Whistleblowing must occur through prescribed
channels. Did Harrison's advising his co-workers of his fire
worries constitute a protected activity under § 5851(a)? If not,
the whistleblower provision would not avail Harrison, and S & W's
retaliation would be permissible. We are unaware of any case law
that guides our response to this particular question. We decide it
afresh today.
Section 5851(a) lists six ways that an employee may act under
its aegis. Listing only the three relevant provisions, an employee
commits a protected activity if he:
(A) notified his employer of an alleged violation of this
chapter or the Atomic Energy Act of 1954....
(D) commenced, caused to be commenced, or is about to commence
or cause to be commenced a proceeding under this chapter or
the Atomic Energy Act of 1954, as amended, or a proceeding for
the administration or enforcement of any requirement imposed
under this chapter or the Atomic Energy Act of 1954, as
amended [or] ...;
(F) assisted or participated or is about to assist or
participate in any manner in such a proceeding or in any other
manner in such a proceeding or in any other action to carry
out the purposes of this chapter or the Atomic Energy Act of
1954, as amended.
We note as a starting point that Congress drafted subparagraph
(F) in broad terms. The statute shields any employee who "is about
to assist or participate in any manner ... or in any other action
to carry out the purposes of this chapter or the Atomic Energy Act
of 1954, as amended." 42 U.S.C. § 5851(a)(1)(F) (emphasis added).
"Purpose" is an open-ended word. We presume that Congress used
this word advisedly. In fact, when Congress revised § 5851
wholesale in 1992, it left this wording intact. See 42 U.S.C. §
5851(a)(3) (1991).
The Secretary of Labor argues that § 5851(a) is elastic enough
to cover Harrison's speech to his co-workers. The Secretary
administers § 5851, and we accord his or her interpretations due
deference. English v. General Electric Co., 496 U.S. 72, 83 n. 6,
110 S.Ct. 2270, 2277 n. 6, 110 L.Ed.2d 65 (1990); Bechtel, 50 F.3d
at 932. In Bechtel, this court acceded to the Secretary's
contention that the pre-1992 version of § 5851 covered internal
complaints "made to supervisors and others," a position Congress
ratified with the current statute's subparagraph (A). Id. at 932,
932 n. 1. As in Bechtel, we ask whether the Secretary's reading is
a permissible reading of the statute. Id. at 932.
We do not need to adopt as broad a reading of the statute as
the Secretary would wish, however. The facts of Harrison's
transfer permit a less ambitious decision. Harrison's discussion
with his fellow ironworkers was, in the context in which it
occurred, an action "to carry out the purposes" of the Atomic
Energy Act and Chapter 73 of Title 42 (Development of Energy
Sources)—and to guarantee nuclear safety in particular. Harrison
may very well have been wrong about the concrete dangers posed by
the new firewatch scheme at Browns Ferry. We do not know. The
important question, however, is not whether he was right, but
whether he was acting in furtherance of safety compliance when he
spoke to the co-workers. We conclude he was. The meeting with the
ironworkers was included in a series of communications to employer
representatives and to TVA officials. All of these complaints
were, under the circumstances, mutually reinforcing. The meeting
with the ironworkers reiterated publicly and in an emphatic way
what Harrison had said in the earlier communications. As a
practical matter, Harrison's statements at the meeting served as
another notice to the employer. To exclude the meeting as a
recognized effort at whistleblowing would seem artificial; to
denude the meeting of its context would seem to strip it of its
real content. In a context directly and immediately involving
other communications that § 5851(a) explicitly recognizes as
protected activity, the Secretary of Labor has permissibly
construed § 5851(a) to include Harrison's meeting with his
co-workers.
S&W retorts that this position ignores that Congress felt it
necessary in 1992 to insert a particular sub-paragraph to cover
internal complaints to employers. 42 U.S.C. § 5851(a)(1)(A). If
Congress inserted a provision for speech to employers, why not for
speech to fellow employees? Because, S&W says, Congress did not
want to extend protection this far. S&W's interpretation is not
implausible on its face. At the time of the 1992 amendments,
several circuits had ruled that § 5851(a) encompassed complaints to
employers. Bechtel, 50 F.3d at 931-32 (recounting history of case
law). Nonetheless, the Fifth Circuit had ruled the other way.
Brown & Root, Inc. v. Donovan, 747 F.2d 1029 (5th Cir.1984). The
legislative history of the 1992 Energy Policy Act, too, makes clear
that Congress intended the amendments to codify what it thought the
law to be already. Congress sought "to explicitly provide
whistleblower protection for nuclear industry employees [who] (1)
notify their employer of an alleged violation rather than a federal
regulator." H.R. No. 102-474(VIII), at 78, reprinted in 1992
U.S.C.C.A.N. 1953, 2282, 2296 (emphasis added). In other words,
Congress thought the statutory language broad enough already, but
recognized that it required explication.
We recognize that the policy implications of the Secretary's
construction may not be flawless. There may be some difficulty in
distinguishing between offering a shield behind which some
employees may incite trouble about a host of non-safety issues,
including labor disputes, and one behind which well-intentioned
employees may raise an alarm against safety hazards. But this is
a balance for the Secretary of Labor to attempt to strike in the
first instance. The only question is whether the Secretary's
balance here, as we have cast it, is a permissible reading of the
whistleblower provision. We think it is.
IV. Conclusion
The Secretary of Labor found that Stone & Webster
impermissibly retaliated against Douglas Harrison at Browns Ferry
in February 1993, first through demotion and then through transfer.
On the facts, we decide that substantial evidence supports the
Secretary's finding. On the law, we uphold the Secretary's
interpretation of § 5851(a) as shielding the expression of
safety-related concerns to fellow workers, when, as here, that
expression has a public dimension and fits closely into an extended
pattern of otherwise protected activity.
AFFIRMED.