United States Court of Appeals,
Eleventh Circuit.
No. 96-5237.
Mathew P. LaCHANCE, Plaintiff-Appellant,
v.
DUFFY'S DRAFT HOUSE, INC., Duffy's of Jupiter, Inc., Defendants-Appellees.
July 14, 1998.
Appeal from the United States District Court for the Southern District of Florida. (No. 95-8536-CIV-
KLR), Kenneth L. Ryskamp, Judge.
Before EDMONDSON, Circuit Judge, and CLARK and WELLFORD*, Senior Circuit Judges.
CLARK, Senior Circuit Judge:
Matthew LaChance has epilepsy, and brought a claim against his former employer, Duffy's
Draft House, Inc. ("Duffy's") alleging that it fired him in violation of the Americans with Disabilities
Act ("ADA"). The district court found that LaChance was not a "qualified individual" within the
meaning of the ADA, and granted summary judgment to the employer. LaChance filed his notice
of appeal, and, subsequently, Duffy's moved for attorney's fees and costs. The district court awarded
Duffy's attorney's fees and costs, but LaChance did not file a notice of appeal from the award or
amend his notice of appeal. LaChance appeals the district court's grant of summary judgment and
the award of attorney's fees and costs. We affirm the district court's grant of summary judgment,
and hold that we have no jurisdiction over the order awarding attorney's fees and costs.
BACKGROUND
LaChance had a long history of complex partial seizures with secondary generalization, and
*
Honorable Harry W. Wellford, Senior U.S. Circuit Judge for the Sixth Circuit, sitting by
designation.
had not been free of seizures for more than two weeks since he began having the seizures around
age seven or eight. When he had a seizure, he did not lose consciousness, but would become dazed
and disoriented for anywhere from a few seconds to minutes. He generally would have poor
recollection of what happened during the seizure, and although sometimes he could continue
functioning, at other times he would wander off seemingly in a daze. His doctor stated that people
with these types of seizures are restricted from driving until they have been on medication and free
of seizures for six months, and from operating heavy or dangerous machinery if the seizures are not
under control.
LaChance applied for a job as a line cook with Duffy's and began that job in March, 1993.
In his deposition, LaChance's supervisor stated that on LaChance's first night of work, he had two
seizures: during the first he walked into a wall, and later walked into the dining room where
customers were present. The supervisor also stated that on the second night LaChance worked, he
had another seizure, during which he went into the bar and sat on a stool for about ten minutes.
Because LaChance's medication was being changed he was having seizures more frequently than
usual, and in June, 1993, the supervisor suggested that LaChance take two weeks off of work to
stabilize on his new medication. LaChance agreed, and there is some dispute about whether
LaChance called back after the two weeks, but viewing the facts in his favor, when he finally did
reach the supervisor, he was told that because of his epilepsy he was a "liability" to the business and
was discharged. LaChance brought suit alleging that Duffy's failed to make a reasonable
accommodation for him and fired him in violation of the ADA.
Duffy's filed a motion for summary judgment, alleging that LaChance failed to prove that
he was a "qualified individual" because he could not perform the job safely, and attached depositions
of LaChance, LaChance's supervisor from Duffy's, and LaChance's doctor. In the depositions,
LaChance's supervisor stated that line cooks were required to cook on a gas flat top grill, use a
fryolater filled with hot grease, and use slicing machines. LaChance's doctor stated that a person
with the kind of seizures LaChance experienced should be restricted from working with flat top
grills, hot ovens, fryers with boiling grease, and slicing machines. LaChance stated that he posed
a risk to himself and to others while working around those appliances because of his seizures. He
also stated that a reasonable accommodation would have been to keep him away from those
appliances, and have him perform other duties which did not involve use of those appliances, such
as prep work, but that prep work took two to three hours per shift and that line cooks at Duffy's did
not do prep work.
LaChance responded to the motion for summary judgment with affidavits stating that he had
worked as a cook in other restaurants without harming himself or others for some months before he
was hired at Duffy's, and for 13 months after his discharge. The district court found that LaChance
was not a qualified individual because he could not perform the essential functions of the job
without threat of harm to himself or others. The district court held that once an employer reasonably
identified an employee as posing a risk of harm, the ADA did not require the employer to accept that
risk, and that it was an entirely untenable proposition that LaChance's employer or co-employees
should have to bear the personal risk and legal liability that could have resulted from any accident
due to the seizures. The district court found that LaChance had not requested any accommodation
from Duffy's, and that Duffy's could not have accommodated LaChance in any way such that he
could have still performed the essential functions of a line cook.
LaChance filed his notice of appeal from the entry of judgment in a timely fashion.
Subsequently, Duffy's filed a motion for costs and attorney's fees, and, after a hearing, the district
court awarded Duffy's costs and attorney's fees. LaChance did not amend his notice of appeal or file
a new notice of appeal from the order awarding costs and attorney's fees.
DISCUSSION
I. Summary Judgment
We review the grant or denial of summary judgment de novo, applying the same standard
that the district court employed.1 To defeat a motion for summary judgment, the nonmoving party
may not rely on "mere allegations."2 It must raise "significant probative evidence" that would be
sufficient for a jury to find for that party.3 Summary judgment may be granted if the evidence is
"merely colorable."4
The Americans with Disabilities Act of 1990, as amended by 42 U.S.C. § 12101 et seq.,
prohibits covered employers from discriminating against an employee based upon known physical
or mental impairments, provided that the employee is a qualified individual with a disability.5 In
order to establish a prima facie case of discrimination under the ADA, a plaintiff must show: (1)
he has a disability; (2) he is a qualified individual; and (3) he was unlawfully subjected to
discrimination because of his disability.6 A qualified individual with a disability must satisfy "the
requisite skill, experience, education and other job-related requirements of the employment
position," and "with or without reasonable accommodation," the individual must be able to perform
1
Parks v. City of Warner Robins, Ga., 43 F.3d 609, 612-613 (11th Cir.1995).
2
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202
(1986) (citation omitted).
3
Id. at 249, 106 S.Ct. at 2510.
4
Id.
5
42 U.S.C. § 12112(a).
6
Morisky v. Broward County, 80 F.3d 445, 447 (11th Cir.1996).
the "essential functions of the position."7 The ADA requires employers to provide reasonable
accommodations for known disabilities unless that accommodation would result in undue hardship
for the employer.8 An "accommodation" is "reasonable"—and, therefore, required under the
ADA—only if it enables the employee to perform the essential functions of the job.9 The ADA
defines "essential functions" to be the fundamental job duties of the employment position, as
differentiated from "marginal" functions.10 The employee must actually perform the function the
employer asserts is essential.11
Duffy's admits that it fired LaChance because of his epilepsy, and LaChance admits that if
he had continued working at Duffy's, he would have had seizures on the job which would have
posed a risk of harm to himself and others because of the appliances involved in the duties of a line
cook. The issue is whether LaChance produced evidence from which a reasonable jury could
conclude that he was not a direct threat.
LaChance failed to produce probative evidence that he was not a direct threat. His argument
that he has performed the job safely at other places is unavailing. The evidence indicates that his
employment before Duffy's consisted mainly of prep work and there is no evidence that any of those
jobs involved using the kind of appliances he was required to work with at Duffy's. The affidavit
from his supervisor at a job after Duffy's, indicating that he had worked around the same appliances
without incident for 13 months, does not overcome his own admission and his doctor's statement that
7
42 U.S.C. § 12112(a), 29 C.F.R. § 1630.2(m).
8
Morisky, 80 F.3d at 447.
9
29 C.F.R. § 1630.2(o)(2)(ii)(1995).
10
Id. § 1630.2(n).
11
Id.
he posed a risk of harm. Such evidence does not create an issue of fact. We hold that one
employer's willingness to bear the risk of harm does not constitute evidence rendering other
employers liable under the ADA for their refusal to bear that same risk.
LaChance argues that Duffy's failed to make an individual assessment of his disability, and
incorrectly cites to Mantolete v. Bolger12 as standing for the proposition that employers have a duty
to gather substantial information in assessing whether a particular employee poses a substantial risk
of harm. In Mantolete, the plaintiff brought suit under Section 501 of the Rehabilitation Act of
1973, 29 U.S.C. § 791, which required the federal government as employer to give "full
consideration to the hiring, placement, and advancement of qualified mentally and physically
handicapped persons."13 That statute is not at issue in this case, and LaChance cites to no
comparable provision in the ADA imposing such a duty on private employers.14 The evidence
shows that Duffy's considered LaChance's disability individually, rather than stereotypically, but
after allowing him to work for several months determined that his level of seizures interfered with
his ability to perform the essential functions of that job safely.
LaChance argues that his case is similar to that of Doane v. City of Omaha,15 in which we
upheld a jury verdict. In Doane, a jury found that a police officer who was blind in one eye was
wrongfully forced to resign from officer duties and not rehired, in spite of his completion of nine
years of successful and competent job performance after his blindness occurred.16 In that case,
12
767 F.2d 1416 (9th Cir.1985).
13
Id. at 1421 (citation omitted).
14
See id. at 1425 (Rafeedie, J., concurring).
15
115 F.3d 624 (8th Cir.1997), cert. denied, --- U.S. ----, 118 S.Ct. 693, 139 L.Ed.2d 638
(1998).
16
Id. at 625.
however, medical experts testified that the police officer had made adjustments to compensate for
his disability, and the plaintiff had demonstrated that the job description did not specifically require
the use of both eyes.17 LaChance's situation is more analogous to Myers v. Hose,18 where the
plaintiff's job as a bus driver required that he perform the duties in a way that did not threaten the
safety of others.19 LaChance's loss of consciousness was not only a danger to himself, but due to
the working environment, was a danger to others as well.
Even though there is no genuine issue of material fact as to whether LaChance was a direct
threat to others, he could still have defeated Duffy's motion by producing probative evidence that
reasonable accommodations were available. The employee retains at all times the burden of
persuading the jury either that he was not a direct threat or that reasonable accommodations were
available.20 But LaChance points to no probative evidence suggesting that Duffy's could have made
his work site safe. Therefore, the district court correctly granted summary judgment to Duffy's.
II. Costs and Attorney's Fees
The district court granted Duffy's motion for summary judgment on September 5, 1996, and
LaChance filed a timely notice of appeal on October 3, 1996. Four days later, Duffy's filed a motion
for attorney's fees and costs, which the district court granted on November 12, 1996. LaChance did
not file a notice of appeal from that order granting the motion for attorney's fees or amend his notice
of appeal, but challenges that order on appeal.
Duffy's contends that LaChance's failure to amend his notice of appeal or file a notice of
17
Id. at 628.
18
50 F.3d 278 (4th Cir.1995).
19
Id. at 282.
20
Willis v. Conopco, Inc., 108 F.3d 282, 285 (11th Cir.1997).
appeal from the order granting the motion for attorney's fees precludes LaChance from raising this
issue on appeal. LaChance argues that, under Fed. R.App. P. 4(a)(4), an amendment to a notice of
appeal to include an order from a motion for attorney's fees is only necessary when the district court
extended the time for appeal under Rule 54.
We are aware of case law standing for the proposition that a premature notice of appeal filed
after a judgment was rendered but before the issue of attorney's fees was decided was cured by a
subsequent order deciding the fee issue, but do not find those cases applicable here.21 Those cases
either adhered to the theory that attorney's fees in certain cases were "integral to the merits" of a case
rather than a collateral issue, or were decided under the doctrine that a premature appeal was
reviewable where a subsequent judgment of the district court effectively terminated the litigation.22
Those cases were decided before the Supreme Court's decision in Budinich v. Becton Dickinson &
Co.,23 which held that attorney's fees is always a collateral issue. Moreover, those cases are factually
distinguishable, as the notices of appeal were filed after the motions for attorney's fees were made
but before final orders on the motions had been issued.24
Rather, the principle of law that we find controlling in this case comes from McDougald v.
Jenson.25 In that case, the defendant filed a notice of appeal from a temporary restraining order and
21
See Bank South Leasing, Inc. v. Williams 778 F.2d 704, 705 (11th Cir.1985); Norman v.
Housing Authority of the City of Montgomery, 836 F.2d 1292, 1296 (11th Cir.1988); Robinson
v. Tanner, 798 F.2d 1378, 1385 (11th Cir.1986), cert. denied, 481 U.S. 1039, 107 S.Ct. 1979, 95
L.Ed.2d 819 (1987).
22
Robinson, 798 F.2d at 1382.
23
486 U.S. 196, 200, 108 S.Ct. 1717, 1721, 100 L.Ed.2d 178 (1988).
24
See Norman, 836 F.2d at 1295; Bank South, 778 F.2d at 705.
25
786 F.2d 1465 (11th Cir.1986), cert. denied, 479 U.S. 860, 107 S.Ct. 207, 93 L.Ed.2d 137
(1986).
declaratory judgment against her.26 After the notice of appeal had been filed, the parties entered into
a stipulation that included a permanent injunction and preserved all appellate rights for both
parties.27 The district court approved the stipulation, dissolved the TRO, and entered the permanent
injunction, from which the defendant did not file a notice of appeal.28
This court found that it lacked jurisdiction over an appeal of the permanent injunction
because the stipulation containing the injunction had not been entered into when the defendant filed
her notice of appeal, and the notice of appeal made no reference to the permanent injunction.29 The
court noted that Fed. R.App. P. 3(c) required that a notice of appeal "designate the judgment, order
or part thereof appealed from," and that failure to fulfill this requirement ordinarily precluded the
appellate court from reviewing any judgment or order not specified in the notice of appeal.30 The
court further noted that Rule 3 was liberally construed and mistakes in designation of the orders to
be appealed were not fatal where it was clear that the "overriding intent was effectively to appeal."31
Appeals of orders entered prior to or contemporaneously with the order properly designated in the
notice of appeal had been allowed in the past, but the McDougald defendant could not have intended
her notice of appeal to cover the permanent injunction because that order had not yet been entered
when the notice of appeal was filed.32
26
Id. at 1471.
27
Id.
28
Id.
29
Id. at 1473-74.
30
Id. at 1474 (citation omitted).
31
Id. (citation omitted).
32
Id. at 1474.
The Supreme Court found that a pro se prisoner's informal brief in response to a briefing
order qualified as the "functional equivalent" of the notice of appeal.33 The Court stated that Fed.
R.App. P. 3(a) provides that "[a]n appeal ... from a district court to a court of appeals shall be taken
by filing a notice of appeal ... within the time allowed by Rule 4," and that although the time of
appealability is jurisdictional and strictly applied, the requirements of Rule 3 are construed
liberally.34 The Court held that "when papers are "technically at variance with the letter of [Rule 3],
a court may nonetheless find that the litigant has complied with the rule if the litigant's action is the
functional equivalent of what the rule requires.' "35
In Intel Corp. v. Terabyte Intern., Inc.,36 the appellant filed a notice of appeal from the
judgment before the district court ruled on a motion for attorney's fees, but did not file a notice of
appeal from the order granting an award of attorney's fees.37 The Ninth Circuit held that the order
granting attorney's fees was reviewable on appeal only because the appellant's opening brief, which
had been filed within 30 days of the final order on attorney's fees, satisfied the requirements of Rule
3.38
In Pope v. MCI Telecommunications Corp.,39 the Fifth Circuit refused to review the district
court's grant of attorney's fees, where in his notice of appeal the appealing party had explicitly noted
33
Smith v. Barry, 502 U.S. 244, 245, 112 S.Ct. 678, 680, 116 L.Ed.2d 678 (1992).
34
Id. at 247-48, 112 S.Ct. at 681.
35
Id. at 248, 112 S.Ct. at 681-82 (quotation omitted).
36
6 F.3d 614 (9th Cir.1993).
37
Id. at 617.
38
Id. at 618.
39
937 F.2d 258 (5th Cir.1991), cert. denied, 504 U.S. 916, 112 S.Ct. 1956, 118 L.Ed.2d 558
(1992).
the district court's orders he was appealing without mentioning the order granting attorney's fees.40
The court found that because the appellant chose to designate specific determinations in his notice
of appeal rather than simply appeal the entire judgment, the omission in the notice of appeal of any
mention of the order awarding attorney's fees precluded appellate review of that order.41
Like the defendant in McDougald, LaChance filed his notice of appeal before the motion for
attorney's fees had been filed, and thus, his notice of appeal could not have been intended to cover
the order awarding attorney's fees. LaChance filed a civil appeal statement on November 4, 1996,
but that statement specifically indicated that he was appealing the district court's grant of summary
judgment and did not mention the district court's order awarding attorney's fees. LaChance's
argument that Rule 4 does not apply to him is irrelevant because he failed to meet the requirements
of Rule 3. Because LaChance failed to amend his notice of appeal to include the order granting
attorney's fees, or file anything within 30 days of the order granting attorney's fees that mentioned
that order, the order awarding attorney's fees is not reviewable by this court.
AFFIRMED.
III. Appellees' Motion for Attorney's Fees
Duffy's has filed a motion for attorney's fees. Rule 38 of Federal Rules of Appellate
Procedure provides that "[i]f a court of appeals shall determine that an appeal is frivolous, it may
award just damages and single or double costs to the appellee."42 However, attorney's fees should
be granted to a defendant in a civil rights action only "upon a finding that the plaintiff's action was
40
Id. at 266.
41
Id.
42
Pelletier v. Zweifel, 921 F.2d 1465 (11th Cir.), cert. denied, 502 U.S. 855, 112 S.Ct. 167,
116 L.Ed.2d 131 (1991).
frivolous, unreasonable, or without foundation."43 Given that standard, we believe that a grant of
attorney's fees would be inappropriate in this case, and the motion is DENIED.
43
Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 421, 98 S.Ct. 694, 700, 54 L.Ed.2d
648 (1978).