[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
FILED
No. 06-10122-P U.S. COURT OF
________________________ APPEALS
ELEVENTH CIRCUIT
August 31, 2006
RICHARD HAROLD ANDERSON,
Petitioner-Appellant,
versus
SECRETARY FOR THE DEPARTMENT OF
CORRECTIONS,
Respondent-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Florida
_________________________
(August 31, 2006)
Before BLACK, HULL and PRYOR, Circuit Judges.
BY THE COURT:
Richard Harold Anderson, a Florida prisoner under a sentence of death,
seeks a certificate of appealability (COA) to appeal the district court’s denial of
his 28 U.S.C. § 2254 federal habeas corpus petition. 28 U.S.C. § 2253(c). We
deny the application for a COA because Petitioner has failed to make a substantial
showing of the denial of a constitutional right. See id. § 2253(c)(2).
I. BACKGROUND
In February 1988, Petitioner was convicted for the first-degree murder of
Robert Grantham and sentenced to death. The Florida Supreme Court provided
the following summary of the facts adduced at trial:
Anderson’s conviction rested primarily upon the trial testimony
of his girlfriend, Connie Beasley. Beasley testified at trial that in
1987 Grantham had offered her $30,000 in exchange for her sexual
favors. She rejected Grantham’s offer but told Anderson of the
proposal. Beasley testified that Anderson believed Grantham was
rich and would return from a gambling trip to Las Vegas with a lot of
money. Anderson told her to agree to spend one night with Grantham
for $10,000. Anderson and Beasley prearranged for her to get
Grantham drunk, after which Anderson would rob him. Beasley
agreed to implement the plan by meeting Grantham on May 7, 1987,
when he returned from Las Vegas. Following drinks and dinner,
Beasley lured Grantham to Anderson’s apartment. Anderson arrived
later, ostensibly to return Beasley’s car and to request a ride.
Grantham agreed to drive Anderson, and Anderson insisted that
Beasley join them. While in the car, Anderson shot Grantham four
times and left Grantham’s body in a wooded area. He then drove to
the Tampa Airport, abandoned the car, and returned with Beasley to
the apartment. He cut open Grantham’s satchel and found $2,600.
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The state also presented the testimony of two of Anderson’s
business acquaintances. David Barile testified that Anderson had told
him the day after the murder that he had shot a man four times and
dumped his body in the woods. Larry Moyer testified that Anderson
had said on June 2, 1987, that he and his girlfriend “wasted a guy that
was supposed to have a million dollars, and he only had $3,000.” A
firearms expert testified that four discharged .22-caliber cartridge
casings found in Grantham’s car had been fired from a pistol
recovered from the Hillsborough River. Florida Department of Law
Enforcement (“FDLE”) agents recovered the pistol near the bridge
where, according to Beasley, Anderson had thrown it.
....
Anderson refused to permit defense counsel to call any witnesses on
his behalf during the penalty phase. Defense counsel merely
introduced the information charging Beasley, Anderson’s girlfriend,
with third-degree murder, to show that Anderson was treated more
harshly than Beasley. The jury recommended the death penalty by an
eleven-to-one vote. The trial court found two aggravating
circumstances [Anderson had been convicted of another capital
felony, and the murder was committed for pecuniary gain in a cold,
calculated, and premeditated manner], a single mitigating
circumstance [Beasley had been allowed to plead guilty to murder in
the third degree, which carried a maximum sentence of three year’s
imprisonment], and imposed the death penalty.
Anderson v. State, 574 So. 2d 87, 89-90 (Fla. 1991) (footnotes omitted).
The Florida Supreme Court affirmed Petitioner’s conviction and sentence
on direct appeal. Id. at 95. In 1993, the Florida Supreme Court reversed the trial
court’s summary denial of Petitioner’s motion for post-conviction relief under
Florida Rule of Criminal Procedure 3.850 and remanded for further proceedings.
3
Anderson v. State, 627 So. 2d 1170, 1170-71 (Fla. 1993). In 2002, the Florida
Supreme Court affirmed the trial court’s denial of Petitioner’s 3.850 motion.
Anderson v. State, 822 So. 2d 1261, 1269 (Fla. 2002). Petitioner timely filed his
§ 2254 petition in July 2003.
Petitioner asserted eight grounds for relief in his § 2254 petition. He seeks
a COA with respect to five of those: grounds one through four and ground seven.
He claims his constitutional rights were violated when: ground one—he was made
to stand trial on an indictment based on Beasley’s perjured testimony; ground
two—the state post-conviction court failed to hold an evidentiary hearing on his
claim counsel was ineffective for failing to object to the penalty-phase jury
instructions; ground three—the state post-conviction court failed to hold an
evidentiary hearing on his claim counsel was ineffective for failing to state on the
record the mitigating evidence he was prepared to present; ground four—the state
post-conviction court failed to hold an evidentiary hearing on his claim that the
State failed to establish the corpus delicti of murder; and ground seven—the trial
court admitted a videotaped news broadcast showing Petitioner in prison garb in
the custody of prison officials. The district court denied grounds one and seven on
the merits and dismissed grounds two, three, and four for failing to present a
federal constitutional issue. We will discuss grounds one and seven first and then
4
address the remaining grounds. But before we do that, we will set out the standard
we apply in ruling on an application for a COA.
II. STANDARD FOR GRANTING A COA
A petitioner’s right to appeal the denial of a § 2254 petition is governed by
the COA requirements in § 2253(c):
(1) Unless a circuit justice or judge issues a certificate of
appealability, an appeal may not be taken to the court of appeals
from—
(A) the final order in a habeas corpus proceeding in
which the detention complained of arises out of process issued
by a State court . . .
(2) A certificate of appealability may issue under paragraph (1)
only if the applicant has made a substantial showing of the denial of a
constitutional right.
To make a “substantial showing of the denial of a constitutional right,” a
petitioner must “sho[w] that reasonable jurists could debate whether (or, for that
matter, agree that) the petition should have been resolved in a different manner or
that the issues presented were ‘adequate to deserve encouragement to proceed
further.’” Slack v. McDaniel, 529 U.S. 473, 484, 120 S. Ct. 1595, 1604 (2000)
(quoting Barefoot v. Estelle, 463 U.S. 880, 893 n.4, 103 S. Ct. 3383, 3394 n.4
(1983)). Although a petitioner seeking a COA “must prove ‘something more than
the absence of frivolity’ or the existence of mere ‘good faith’ on his or her part,”
5
we do not require the petitioner “to prove, before the issuance of a COA, that some
jurists would grant the petition for habeas corpus.” Miller-El v. Cockrell, 537 U.S.
322, 338, 123 S. Ct. 1029, 1040 (2003) (quoting Estelle, 463 U.S. at 893, 103 S.
Ct. at 3394). “[A] COA does not require a showing that the appeal will succeed.”
Id. at 337, 123 S. Ct. at 1039. “[A] claim can be debatable even though every
jurist of reason might agree, after the COA has been granted and the case has
received full consideration, that petitioner will not prevail.” Id. at 338, 123 S. Ct.
at 1040.
III. DISCUSSION
A. Ground One: Perjured Grand Jury Testimony
The testimony Beasley gave at trial differed from what she told the grand
jury and FDLE agents. In all, Beasley gave three accounts of the murder:
When she appeared before the grand jury on July 15, 1987, she
minimized her role in the killing and said that Grantham had been
killed outside of her presence. She told the grand jury that Anderson
and Grantham went for a ride while she remained in Anderson’s
apartment. When Anderson returned alone, he had blood all over the
front of his shirt and on his hands, and his eyes were wild. She
charged that Anderson admitted killing Grantham and threatened to
kill her unless she helped him take Grantham’s car to Tampa Airport.
After testifying before the grand jury, Beasley told a different
story to FDLE agents. She told the agents on July 16 that Anderson
walked into the apartment while Grantham was trying to rape her.
Anderson pulled Grantham away, told her to get dressed, and forced
6
Grantham into the car at gunpoint. Beasley also stated that she told
agents that she saw Anderson shoot Grantham four times.
On July 24, Beasley negotiated a plea to third-degree murder
with a maximum sentence of three years. Beasley told the prosecutor
that she was present when Anderson shot and killed Grantham in
accordance with a prearranged plan. She told the same story at trial.
Anderson, 574 So. 2d at 90. Petitioner does not contend the State withheld from
the defense the fact that Beasley lied to the grand jury. It is undisputed that the
prosecutor told the defense of the perjury prior to trial and that Beasley told
defense counsel, at her pre-trial deposition, that she lied to the grand jury. The
trial court was also made aware of the perjury prior to trial as evidenced by the fact
it made a transcript of Beasley’s grand jury testimony available to the defense and
the prosecutor and denied a motion to dismiss the indictment.
At trial, Beasley admitted that she lied to the grand jury and the FDLE
agents. Id. She testified that she did not tell the grand jury the complete truth and
that she lied to avoid admitting involvement in the murder. She stated that the
story she told FDLE agents the day after her grand jury testimony was not true and
that Petitioner had not found Grantham attempting to rape her on the night of the
murder.
On direct appeal to the Florida Supreme Court, Petitioner argued his
indictment should have been dismissed because the State knew about Beasley’s
7
false testimony to the grand jury and did nothing to correct it. Id. at 90. The
Florida Supreme Court rejected this claim, stating:
We agree with the authorities cited by Anderson that due
process is violated if a prosecutor permits a defendant to be tried
upon an indictment which he or she knows is based on perjured,
material testimony without informing the court, opposing counsel,
and the grand jury. This policy is predicated on the belief that
deliberate deception of the court and the jury by the presentation of
evidence known by the prosecutor to be false “involves[s] a
corruption of the truth-seeking function of the trial process,” United
States v. Agurs, 427 U.S. 97, 104, 96 S. Ct. 2392, 2398, 49 L. Ed. 2d
342 (1976), and is “incompatible with ‘rudimentary demands of
justice.’” Giglio v. United States, 405 U.S. 150, 153, 92 S. Ct. 763,
765, 31 L. Ed. 2d 104 (1972) (citation omitted). Moreover, deliberate
deception is inconsistent with any principle implicit in “any concept
of ordered liberty.” Napue v. Illinois, 360 U.S. 264, 269, 79 S. Ct.
1173, 1177, 3 L. Ed. 2d 1217 (1959), and with the ethical obligation
of the prosecutor to respect the independent status of the grand jury.
Standards For Criminal Justice § 3-3.5, 3-48-4-49 (2d ed. 1980);
United States v. Hogan, 712 F.2d 757, 759-60 (2d Cir. 1983); [People
v. Plechat, 464 N.E.2d 447, 453 (1984)] (the “cardinal purpose” of
the grand jury is to shield the defendant against prosecutorial
excesses and the protection is destroyed if the prosecution may
proceed upon an empty indictment).
The Florida Constitution provides that “[n]o person shall be
deprived of life, liberty or property without due process of law.” Art.
I, § 9, Fla. Const. The state violates that section when it requires a
person to stand trial and defend himself or herself against charges that
it knows are based upon perjured, material evidence. Governmental
misconduct that violates a defendant’s due process rights under the
Florida constitution requires dismissal of criminal charges. State v.
Glosson, 462 So. 2d 1082, 1085 (Fla. 1985).
8
However, this principle is unavailing in Anderson’s case
because Beasley’s grand jury testimony, although false in part, was
not false in any material respect that would have affected the
indictment. In every statement Beasley made, she consistently
accused Anderson of the murder. Before the grand jury, she accused
Anderson, but claimed he was alone when he murdered Grantham. At
trial, she again accused Anderson, but switched her role in the murder
from nonparticipant to unwilling, after-the-fact accomplice.
Although Beasley’s role changed, Anderson’s did not. Here, we are
not faced with subsequent testimony that can be said to remove the
underpinnings of the indictment. On the contrary, Beasley’s later
testimony would have strengthened the probability of an indictment
because she was an eyewitness to the murder. Thus, Beasley’s
perjurious grand jury testimony could have had no factual bearing on
the grand jury’s decision to indict Anderson for the murder. Cf.
Giglio, 405 U.S. at 154, 92 S. Ct. at 766 (“‘the false testimony could
[not] . . . in any reasonable likelihood have affected the judgment of
the [petit] jury,’”) (quoting Napue, 360 U.S. at 271, 79 S. Ct. at
1178)). Nor are we faced with any deliberate subornation. This is
not a case where the state knowingly presented false testimony to the
grand jury.
Id. at 91-92.
In his post-conviction 3.850 motion, Petitioner claimed to have evidence the
State knew or should have known Beasley would perjure herself before the grand
jury. Following an evidentiary hearing, the post-conviction court concluded:
That at the time the witness testified before the Grand Jury her
testimony as far as the Defendant’s involvement was consistent. She
was trying to minimize her involvement but her basic testimony
concerning the actions of the Defendant were true.
9
That the State Attorney in good faith believed the witness was
going to testify truthfully and in good faith presented her testimony to
the Grand Jury.
....
There is absolutely no evidence or basis to believe the end
result of an indictment and a conviction for first degree murder would
have been different.
Anderson, 822 So. 2d at 1266 (quoting the trial court). The Florida Supreme
Court concluded the 3.850 court’s “findings that the State did not knowingly
present the grand jury with perjured testimony are supported by competent
substantial evidence.” Id. Petitioner does not challenge these factual findings,
and we take them as true. See id. § 2254(e)(1) (providing that state court factual
findings are presumptively correct).
In his § 2254 petition, Petitioner challenges the Florida Supreme Court’s
conclusion that Beasley’s perjured testimony was not material. The district court
denied this claim on the merits, concluding Petitioner had not met his burden of
showing the state courts’ decisions were “contrary to” or “an unreasonable
application of . . . clearly established Federal law, as determined by the Supreme
Court of the United States.” See id. § 2254(d)(1).
Jurists of reason would not debate the correctness of the district court’s
ruling. First, Petitioner has not cited a decision of the Supreme Court, and we
10
have not found one, which clearly establishes the contours of the constitutional
right he claims was violated. The Supreme Court has not announced a
constitutional rule governing what a state prosecutor must do in the event he
learns, prior to trial, that a grand jury witness testified falsely. Supreme Court
decisions in the line of Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194 (1963),
clearly establish that the prosecution may not suppress favorable and material
evidence from the defense irrespective of the good faith or bad faith of the
prosecution. See also Kyles v. Whitley, 514 U.S. 419, 115 S. Ct. 1555 (1995);
United States v. Bagley, 473 U.S. 667, 105 S. Ct. 3375 (1985); United States v.
Agurs, 427 U.S. 97, 96 S. Ct. 2392 (1976); Giglio v. United States, 405 U.S. 150,
92 S. Ct. 763 (1972). And, “[a]s long ago as Mooney v. Holohan, 294 U.S. 103,
112, 55 S. Ct. 340, 342, 79 L. Ed. 791 (1935), [the Supreme Court] made clear that
deliberate deception of a court and jurors by the presentation of known false
evidence is incompatible with ‘rudimentary demands of justice.’” Giglio, 405
U.S. at 153, 92 S. Ct. at 766; see also Pyle v. Kansas, 317 U.S. 213, 63 S. Ct. 177
(1942); Napue v. Illinois, 360 U.S. 264, 269, 79 S. Ct. 1173, 1177 (1959) (“The
same result obtains when the State, although not soliciting false evidence, allows it
to go uncorrected when it appears.”). Although these constitutional principles are
11
well-established, they pertain to the prosecution’s suppression of evidence, or
presentation of false evidence, at trial.
The extension of these principles from the trial setting to the grand jury
setting, however, is far from clear. In Bracy v. United States, for example, Justice
Rehnquist denied an application to stay a judgment pending disposition of the
petition for certiorari in a case where the applicants’ chief contention was that
their indictment should have been dismissed because a witness committed perjury
before the grand jury. 435 U.S. 1301, 1301, 98 S. Ct. 1171, 1172 (1978). The
applicants relied on cases such as Mooney, Giglio, and Napue in support of their
contention that the prosecutor owes a duty to correct testimony introduced in
grand jury proceedings which is later shown to be false. Id. at 1302, 98 S. Ct. at
1172. Justice Rehnquist denied the application, stating:
Because it seems to me that applicants misconceive the
function of the grand jury in our system of criminal justice, I cannot
conclude that four Justices of this Court are likely to vote to grant
their petition. The grand jury does not sit to determine the truth of the
charges brought against a defendant, but only to determine whether
there is probable cause to believe them true, so as to require him to
stand his trial. Because of this limited function, we have held that an
indictment is not invalidated by the grand jury’s consideration of
hearsay, Costello v. United States, 350 U.S. 359, 76 S. Ct. 406, 100 L.
Ed. 397 (1956), or by the introduction of evidence obtained in
violation of the Fourth Amendment, United States v. Calandra, 414
U.S. 338, 94 S. Ct. 613, 38 L. Ed. 2d 561 (1974). While the
presentation of inadmissible evidence at trial may pose a substantial
12
threat to the integrity of that factfinding process, its introduction
before the grand jury poses no such threat. I have no reason to
believe this Court will not continue to abide by the language of Mr.
Justice Black in Costello, supra, 350 U.S. at 363, 76 S. Ct. at 409:
“An indictment returned by a legally constituted and unbiased grand
jury, like an information drawn by the prosecutor, if valid on its face,
is enough to call for trial of the charge on the merits. The Fifth
Amendment requires nothing more.”
Bracy, 435 U.S. at 1302-03, 98 S. Ct. at 1172. As predicted, the Court denied the
petition for certiorari. Bracy v. United States, 439 U.S. 818, 99 S. Ct. 79 (1978).
If anything, Justice Rehnquist’s comments in Bracy seem to suggest Supreme
Court precedent would support a holding that an indictment is not invalidated by
the grand jury’s consideration of perjured testimony.
It is also unclear what role the petit jury’s finding of guilt beyond a
reasonable doubt would play in this situation. There is no Supreme Court
precedent clearly establishing a constitutional rule that, irrespective of
prosecutorial misconduct, an indictment must be dismissed because of perjured
grand jury testimony where the perjurious testimony is not repeated before the
petit jury which convicts. In United States v. Mechanik, the Supreme Court
considered a case where the Fourth Circuit held that portions of a jury verdict had
to be set aside because of a violation of Federal Rule of Criminal Procedure 6(d),
which specified who could be present during a grand jury proceeding. 475 U.S.
13
66, 67, 106 S. Ct. 938, 940 (1986). The Supreme Court reversed and held that any
violation of the rule was harmless beyond a reasonable doubt because “the petit
jury’s subsequent guilty verdict means not only that there was probable cause to
believe that the defendants were guilty as charged, but also that they are in fact
guilty as charged beyond a reasonable doubt.” Id. at 70, 106 S. Ct. at 941-42. The
Court, however, left open the possibility that some irregularities in the grand jury
proceeding, such as racial discrimination in the selection of grand jurors, might
not be harmless. Id. at 70 n.1, 106 S. Ct. 942 n.1 (citing Vasquez v. Hillery, 474
U.S. 254, 106 S. Ct. 617 (1986)). Although Mechanik does not squarely address
the situation presented in this case, it arguably favors a holding that the petit jury’s
conviction of Petitioner renders harmless Beasley’s perjured grand jury testimony.
As the foregoing shows, Federal law, as determined by the Supreme Court,
is not clearly established with respect to Petitioner’s claim. Although the Florida
Supreme Court recognized a constitutional rule that “due process is violated if a
prosecutor permits a defendant to be tried upon an indictment which he or she
knows is based on perjured, material testimony without informing the court,
opposing counsel, and the grand jury,” it concluded Petitioner’s due process rights
had not been violated because Beasley’s false testimony was not material to the
grand jury’s decision. Anderson, 574 So. 2d at 91-92. Were we to somehow
14
disagree with that conclusion, we could not say the Florida Supreme Court’s
decision was “contrary to” or “an unreasonable application of . . . clearly
established Federal law, as determined by the Supreme Court of the United
States.” See § 2254(d)(1) (emphasis added). The requirements of § 2254(d)(1),
codifying Teague v. Lane, 489 U.S. 288, 109 S. Ct. 1060 (1989), and respect for
the finality of state criminal judgments preclude us from creating new
constitutional rules of criminal procedure on collateral review. Smith v. Jones,
256 F.3d 1135, 1140 (11th Cir. 2001) (citing Teague, 489 U.S. at 310, 109 S. Ct.
at 1074; Lockhart v. Fretwell, 506 U.S. 364, 372-73, 113 S. Ct. 838, 844 (1993)).
Second, even ignoring the lack of clearly established law, jurists of reason
would not debate the reasonableness of the Florida Supreme Court’s determination
that Beasley’s false testimony was not material, i.e., would not have affected the
grand jury’s decision to indict. The petit jury heard all of Beasley’s stories and her
admission that she lied to the grand jury and FDLE agents and found Petitioner
guilty of first degree murder beyond a reasonable doubt. In light of the conviction,
no reasonable jurist would debate whether the grand jury would have indicted
Petitioner for first degree murder. See United States v. Mangual-Corchado, 139
F.3d 34, 42 (1st Cir. 1998) (“As the trial jury found guilt beyond a reasonable
doubt, we are not persuaded that a similarly informed grand jury would not have
15
found probable cause.”); Talamante v. Romero, 620 F.2d 784, 791 (10th Cir.
1980) (finding perjured grand jury testimony immaterial where “[e]ven if the
perjured testimony had been brought to the attention of the grand jury, it seems
highly unlikely, in view of the petit jury’s later finding of guilt after a full trial,
that the grand jury would have failed to indict based on probable cause”).
Petitioner is, therefore, not entitled to a COA with respect to this claim.
B. Ground Seven: Videotape Showing Petitioner in Prison Clothing
Petitioner claims the trial court violated his due process rights by allowing
the jury to view a videotape of a news broadcast about Petitioner’s case in which
Petitioner was shown in prison garb in the custody of prison authorities. The tape
was introduced during the testimony of Petitioner’s cell mate, Kenneth Gallon,
who testified about Petitioner’s reaction when he saw the broadcast while in jail.
Gallon testified that when Petitioner saw the broadcast, which featured Beasley
and depicted investigators searching for the body, he mimicked shooting Beasley
and telling investigators to stay away from a certain area.
The Florida Supreme Court addressed this claim on direct appeal:
We also reject Anderson’s contention that he was denied a fair
trial because the videotaped news report of Grantham’s murder
investigation viewed by the jury depicted Anderson in jail clothes.
The videotape, one and one-half minutes in length, showed a single,
brief glimpse of Anderson wearing prison garb. Under the
16
circumstances, there was no “constant reminder of the accused’s
condition,” Estelle v. Williams, 425 U.S. 501, 504, 96 S. Ct. 1691,
1693, 48 L. Ed. 2d 126 (1976), to support the conclusion that
Anderson was denied a fair trial.
Anderson, 574 So. 2d at 93-94. The district court concluded the Florida Supreme
Court’s denial of relief as to this claim was not “contrary to” or “an unreasonable
application of . . . clearly established Federal law, as determined by the Supreme
Court of the United States.” See id. § 2254(d)(1).
Jurists of reason would not debate the correctness of the district court’s
conclusion. In Estelle, the Supreme Court held that a defendant’s presumption of
innocence is undermined and his right to a fair trial violated when the state
compels him to stand trial in prison or jail clothing. 425 U.S. at 504-06, 512, 96 S.
Ct. at 1692-94, 1697; see also United States v. Harris, 703 F.2d 508, 509-11 (11th
Cir. 1983) (holding a defendant’s due process rights were violated where he was
compelled to wear prison clothing during jury voir dire). As we explained in
United States v. Villabona-Garnica, “the Supreme Court emphasized that the
prison clothing was a ‘constant reminder of the accused’s condition,’ ‘a continuing
influence throughout the trial’ that presented an ‘unacceptable risk’ of
‘impermissible factors coming into play’ and corrupting a juror’s judgment.” 63
F.3d 1051, 1058 (11th Cir. 1995) (quoting Estelle, 425 U.S. at 504-05, 96 S. Ct. at
17
1693). The finding that the videotape contained only a “single, brief glimpse” of
Petitioner in prison garb is presumptively correct. See id. § 2254(e)(1). Jurists of
reason would not debate whether Petitioner’s right to a fair trial was violated by
the “single, brief glimpse” of Petitioner on video in prison garb. Not only was the
image too brief, but it was also cumulative: the jury already knew Petitioner was
incarcerated at the time of the news report because his cell mate testified to that
effect. Petitioner is, therefore, not entitled to a COA with respect to this claim.
C. Ground Two: The State Post-Conviction Court Failed to Hold an
Evidentiary Hearing on the Issue of Ineffective Assistance of Counsel
During the Penalty Phase
At the penalty phase, counsel informed the court that Petitioner did not wish
to present any witnesses in mitigation. The following exchange occurred between
counsel, Petitioner, and the court:
THE COURT: Defense ready to proceed?
MR. OBER: Judge, before we do, and before the jury’s brought back
in, I would like to put a few matters on the record with Mr. Anderson,
and I would request that he be allowed to approach this bench so we
can communicate with the Court.
THE COURT: Yes.
MR. OBER: Judge, at this time, I would announce to the Court and
certainly allow the Court, for the limited purpose of this inquiry to
address Mr. Anderson, but based on my involvement in this case and
also with the assistance of Mr. Ashwell, we have uncovered many
18
witnesses that I feel could testify in Mr. Anderson’s behalf, favorably
to him, during the second phase. And I would cite the names of those
individuals which we have found. That would be Dr. Robert M.
Berland; Williams Anderson, who is Mr. Anderson’s father; Helen
Anderson, his mother; David Anderson, his brother; Vickie Barber,
his sister; Griffin Simmons, a sister of his; also a Joyce Wilson, a
witness; and his son, Kyle Anderson. In addition to that, we have
gone to the correctional institute of individuals that—of individuals
in the system who know Mr. Anderson based on his past
incarceration, one Chaplain William Hanawalt, Major Sammy Hill,
who is a correctional officer at Zephyrhills Correctional Institute and
Superintendent Ray Henderson at the Department of Corrections in
Lauderhill, Florida. Additionally, there are other witnesses including
employers and employees of Mr. Anderson, his friends, including
Kay Bennet, who I believe could lend some assistance to
Mr. Anderson during this portion of the proceeding.
After very great detail with him in the presence of Mr. Fuente, Mr.
Ashwell, myself, and Mr. Anderson, over the portion of time that I've
been involved in this, he has never wavered in his desire not to have
any of these people testify during the course of this second phase
proceeding. I have told him that I believe it to be in his best interest,
and I’m announcing that for the record. And he has commanded me
not to call these individuals because that is his desire.
THE COURT: You wish to question Mr. Anderson concerning what
you just said Mr. Ober?
MR. OBER: Mr. Anderson, you heard my statement to Judge
Graybill. Is there anything that you would like to add to that? Do
you concur in the statements I made or do you disagree with them, or
do you, at this time, want any individuals, those I mentioned or
anyone else that, perhaps, we hadn’t discussed, who will assist you in
this second phase proceeding?
ANDERSON: I concur with the statements you made.
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MR. OBER: And—
ANDERSON: I would rather not have any witnesses testify on my
behalf that you mentioned or that could, in fact, be called.
THE COURT: Mr. Anderson, are you on any kind of drugs or
medication that would affect your ability to understand what’s going
on today?
ANDERSON: No, sir, not at all.
THE COURT: All right. Mr. Ober, you put it in the record. Mr.
Anderson has responded.
Anderson, 822 So. 2d at 1267-68.
Petitioner makes several arguments centering on the fact counsel did not
state on the record what each penalty phase witness would have testified to had he
or she been called. A fair reading of the petition shows he asserts that (1) the post-
conviction court should have held a hearing on this claim, (2) counsel was
ineffective for failing to make a complete record regarding mitigation witness
testimony, and (3) he could not have made a knowing and intelligent waiver of the
right to present mitigating evidence because counsel did not present on the record
what the mitigating evidence would have been. The district court focused on the
first of these arguments and dismissed the claim for failing to state a ground for
federal habeas relief.
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It is beyond debate that Petitioner is not entitled to relief on these grounds.
We have held the state court’s failure to hold an evidentiary hearing on a
petitioner’s 3.850 motion is not a basis for federal habeas relief. Spradley v.
Dugger, 825 F.2d 1566, 1568 (11th Cir. 1987). Therefore, insofar as Petitioner’s
claim is based on the state court’s failure to hold an evidentiary hearing, jurists of
reason would not debate whether the district court properly dismissed this claim.
Moreover, the requirement that counsel state on the record what the
mitigating evidence would be is solely a requirement of state law. In Koon v.
Dugger, the Florida Supreme Court rejected a claim that counsel was
unconstitutionally deficient for failing to present evidence in mitigation,
concluding the defendant had instructed his counsel not to present such evidence.
619 So. 2d 246, 249-50 (Fla. 1993). Out of concern “with the problems inherent
in a trial record that does not adequately reflect a defendant’s waiver of his right to
present any mitigating evidence,” however, the Florida Supreme Court announced
the procedure to be followed when a defendant waives the presentation of
mitigating evidence:
[C]ounsel must inform the court on the record of the defendant’s
decision. Counsel must indicate whether, based on his investigation,
he reasonably believes there to be mitigating evidence that could be
presented and what that evidence would be. The court should then
require the defendant to confirm on the record that his counsel has
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discussed these matters with him, and despite counsel’s
recommendation, he wishes to waive presentation of penalty phase
evidence.
Id. at 250 (emphasis added). Although Koon requires counsel to state on the
record what the evidence in mitigation would be before a defendant can waive his
right to present mitigating evidence, “[a] state’s interpretation of its own laws or
rules provides no basis for federal habeas corpus relief, since no question of a
constitutional nature is involved.” McCullough v. Singletary, 967 F.2d 530, 535
(11th Cir. 1992).1 Rather, Petitioner must point to a Supreme Court decision to
support his argument, and he has failed to do so. Petitioner is, therefore, not
entitled to a COA with respect to this claim.
D. Grounds III & IV: The State Post-Conviction Court Failed to Hold
Evidentiary Hearings
In grounds three and four, respectively, Petitioner claims the state post-
conviction court violated his constitutional rights by failing to conduct an
evidentiary hearing with respect to the State’s failure to establish the corpus delicti
of murder and with respect to ineffective assistance of counsel for failure to object
1
Moreover, the Florida Supreme Court addressed the claim counsel was ineffective for
failing to state on the record what the evidence in mitigation would be and found it to be without
merit. Anderson, 822 So. 2d at 1268. The Court explained the rule announced in Koon was
prospective, and, therefore, counsel could not be deficient for failing to foresee it. Id. The Court
also noted that “counsel did proffer the witnesses that he believed could have benefitted
Anderson, and the trial court did engage in an on-the-record colloquy.” Id.
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to the penalty phase jury instructions. The district court dismissed these claims
because the failure of a state post-conviction court to conduct an evidentiary
hearing is not a ground for federal habeas relief. See Spradley, 825 F.2d at 1568.
The district court’s ruling is not debatable among jurists of reason.
Moreover, Petitioner’s application for a COA merely states: “Petitioner
incorporates and relies on all previously made arguments in support of this claim.”
We have rejected the practice of incorporating by reference arguments made to the
district courts. Four Seasons Hotels & Resorts, B.V. v. Consorcio Barr S.A., 377
F.3d 1164, 1167 n.4 (11th Cir. 2004) (citing Northland Ins. Co. v. Stewart Title
Guar. Co., 327 F.3d 448, 452-53 (6th Cir. 2003)). Petitioner is, therefore, not
entitled to a COA with respect to these claims.
IV. CONCLUSION
Petitioner has failed to make a “substantial showing of the denial of a
constitutional right.” See id. § 2253(c). Accordingly, his application for a COA is
DENIED.
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