Baris v. Sulpicio Lines, Inc.

                    IN THE UNITED STATES COURT OF APPEALS

                              FOR THE FIFTH CIRCUIT
                                 _______________

                                   No. 94-20498
                                 _______________



                          VICTOR C. BARIS, et al.,

                                                            Plaintiffs-Appellees,


                                        VERSUS

                        SULPICIO LINES, INC., et al.,

                                                            Defendants,

                       CALTEX PETROLEUM, INC., et al.,

                                                            Defendants-Appellants.


                          _________________________

               Appeal from the United States District Court
                    for the Southern District of Texas
                         _________________________

                                Jnauary 23, 1996

Before SMITH and EMILIO M. GARZA, Circuit Judges, and Stagg,*
District Judge.

JERRY E. SMITH, Circuit Judge:



     Caltex        Petroleum,   Inc.     ("Caltex"),   and     Steamship   Mutual

Underwriting Association (Bermuda), Ltd. ("Steamship Mutual"),

appeal       the   district   court's    denial   of   an    injunction    to   bar

plaintiffs' suit in Louisiana state court.                  Concluding that the

district court did not reversibly err, we affirm.

         *
           District Judge of the Western District of Louisiana, sitting by
designation.
                                    I.

      In December 1987, the M/V DONA PAZ collided with the M/T

VECTOR in the Tablas Strait in the Philippines; approximately 5,000

Filipino citizens lost their lives.         The M/V DONA PAZ was a ferry

boat owned and operated by Sulpicio Lines, Inc., a Philippines

corporation; the M/T VECTOR was a tanker owned and operated by

Vector Shipping Corp., also a Philippines corporation. At the time

of the collision, the tanker was carrying petroleum products for

Caltex Petroleum, Inc., Caltex Petroleum Corporation, and Caltex

Oil   Corporation,   corporations    with    their   principal    place   of

business in Texas.



                                    II.

      Plaintiffs, family members of those who perished, filed suit

in Louisiana state court in December 1988 but withheld service of

process for five years. In December 1989, plaintiffs, individually

and on behalf of a class purported to number up to 5,000 Filipinos,

sued in Texas state court, naming nine Caltex defendants (collec-

tively “Caltex”) and seventeen other defendants.                 The class,

however, has never been certified.          Claims were made pursuant to

general maritime law, the Death on the High Seas Act, and other

provisions of state and federal law pursuant to the saving to

suitors clause, 28 U.S.C. § 1331(1).           Plaintiffs asserted that

Caltex was negligent in entrusting its cargo for shipment on the

M/T VECTOR.

      The case was removed to federal court in February 1990.             The


                                     2
district court upheld its subject matter jurisdiction and dismissed

on forum non conveniens ("f.n.c.") grounds in June 1990.

     Plaintiffs appealed on the grounds that the district court

lacked subject matter jurisdiction and, in the alternative, had

failed to apply the correct analysis to the f.n.c. claim.   In Baris

v. Sulpicio Lines, Inc., 932 F.2d 1540 (5th Cir.), cert. denied,

112 S. Ct. 430 (1991) ("Baris I"), we upheld the district court's

jurisdiction but vacated and remanded on the f.n.c. issue.       We

expressed concern that the district court had not imposed condi-

tions that would guarantee the plaintiffs a fair opportunity to

litigate in the Philippines.   Id. at 1552.

     While the appeal was pending, plaintiffs filed another suit in

Texas state court against Caltex in August 1990; process was served

five months later.   This suit was similar to the first Texas state

action and was removed in January 1991, then consolidated with the

first matter in July 1991.

     Caltex again moved for a dismissal on f.n.c. grounds.       On

March 3, 1992, the district court determined that the Philippines

was the proper situs for the litigation and that the Philippines

provided an adequate and available forum.     The motion to dismiss

was granted with prejudice.

     The dismissal was conditioned on five things that would ensure

that the defendants would be amenable to suit in the Philippines.

Defendants had to certify that each would (1) submit to service of

process and jurisdiction in the Philippines; (2) formally waive any

statute of limitations defense; (3) agree that discovery already


                                 3
taken could be used in the Philippines; (4) make available in the

Philippines all relevant documents and witnesses under its control;

and (5) formally agree to satisfy any final judgment rendered by

the Philippine courts.        Caltex agreed to the conditions and has

fully complied with the court order. Moreover, the plaintiffs have

initiated litigation in the Philippines.

      Plaintiffs failed timely to appeal the dismissal.               As a

result, this court dismissed their appeal.        See   Baris v. Sulpicio

Lines, Inc., No. 92-2296 (5th Cir. Dec. 9, 1992) (per curiam)

(unpublished).

      The Louisiana state suit that had been filed in December 1988

was served on Caltex in late December 1993.         Apparently, the suit

was     a    secret   until   two   defendants,   Sulpicio   Lines,   Inc.

("Sulpicio"), and Steamship Mutual happened upon it in February

1990.       Those defendants attempted to remove, but in September 1990

the Louisiana federal court remanded the matter to state court.

Caltex had not yet been served and was not a party to the removal

and remand proceedings.         The suit was dormant until Caltex was

served in December 1993.

      In January 1994, Caltex attempted to remove the case to

Louisiana federal court.        On May 13, 1994, the matter again was

remanded on the ground that the Caltex removal was untimely because

more than one year had passed since suit was filed.          The court did

not address the argument that the Louisiana suit had been revived

merely in order to avoid the preclusive effect of the Texas

dismissal.


                                      4
       Caltex returned to Texas to seek relief from the federal

district      court   that   had   entered   the     f.n.c.   dismissal    with

prejudice.      Caltex filed a motion for a hearing to force the

plaintiffs to show why they should not be enjoined from pursuing

their claims in any American court.              The court denied injunctive

relief, apparently thinking that it was powerless to grant it.

       The court stated that it thought that the dismissal with

prejudice applied only to the relitigation of the f.n.c. issue.

Although the court found the plaintiffs' tactics "repugnant," it

held that it had no jurisdiction to enforce its prior decision

because it concluded that in dismissing on f.n.c. grounds, it had

not entered a final judgment on a substantive point of law.                    The

defendants now appeal the refusal to grant injunctive relief.



                                      III.

       The Anti-Injunction Act states:

            A court of the United States may not grant an
       injunction to stay proceedings in a State court except as
       expressly authorized by Act of Congress, or where
       necessary in aid of its jurisdiction, or to protect or
       effectuate its judgments.

28 U.S.C. § 2283.       The last exception, "to protect or effectuate

its judgments," is commonly referred to as the "relitigation

exception."      District courts can enter injunctions as a means to

enforce prior judgments.       Royal Ins. Co. of Am. v. Quinn-L Capital

Corp., 3 F.3d 877, 881 (5th Cir. 1993), cert. denied, 114 S. Ct.

1541 (1994); Santopadre v. Pelican Homestead & Sav. Ass'n, 937 F.2d

268,    273    (5th   Cir.   1991).        Res    judicata    operates    as     a


                                       5
barSSenforceable by federal injunctionSSto a state proceeding in

which a party seeks to relitigate claims that have been decided by

a federal court.

       As      a   general       matter,     federal     courts     have     ancillary

jurisdiction1 to enjoin relitigation in state court; they do not

need       a   basis     for    jurisdiction      that   is    independent     of   the

jurisdiction           that    supported    the     original    judgment.       Mooney

Aircraft, Inc. v. Foster, 730 F.2d 367, 374 (5th Cir. 1984).

Ancillary jurisdiction enables a court "to manage its proceedings,

vindicate its authority, and effectuate its decrees."                      Kokkonen v.

Guardian Life Ins. Co. of Am., 114 S. Ct. 1673, 1676 (1994).

       In this case, the district court's prior judgment, which

Caltex argues can support an injunction against the Louisiana

proceedings,        dismissed      the     claims    "with     prejudice,"    provided

certain conditions allowing litigation in the Philippines were met.

The Caltex defendants maintain that this dismissal precludes the

plaintiffs from litigating their claims in any court, state or

federal, in the United States.

       A dismissal "with prejudice" has important consequences:                     "It

is clear that a stipulation of dismissal with prejudice, or, for

that matter, a dismissal with prejudice at any stage of a judicial

proceeding, normally constitutes a final judgment on the merits

which bars a later suit on the same cause of action."                           Astron

Indus. Ass’n v. Chrysler Motors Corp., 405 F.2d 958, 960 (5th Cir.

       1
            For actions filed on or after December 1, 1990, “ancillary
jurisdiction” is included within what is now called “supplemental jurisdiction.”
See Royal Ins., 3 F.3d at 881 n.2.

                                             6
1968); see also 1B JAMES W. MOORE & JO D. LUCAS, MOORE'S FEDERAL PRACTICE

¶ 0.409 [1.SS2], at III-140 (2d ed. 1995).                    We conclude, however,

that   the    dismissal       on    f.n.c.   grounds     in    this   case,    whether

designated as "with prejudice" or "without prejudice," cannot serve

as the res judicata foundation for a later injunction against the

Louisiana state proceedings.

       Generally, res judicata acts as a bar to a subsequent suit

when the resolution of the initial proceeding has been "on the

merits," which suggests that the substantive claims have been

addressed by the court.             See generally 18 CHARLES A. WRIGHT         ET AL.,

FEDERAL PRACTICE   AND   PROCEDURE § 4435 (1981).       The common law venue rule

of f.n.c., by contrast, is a doctrine "of procedure rather than

substance."      American Dredging Co. v. Miller, 114 S. Ct. 981, 988

(1994).

       Our inquiry is not ended, however, as the use and application

of the phrase "on the merits" has been imprecise at best.                           See

18 WRIGHT   ET AL.,   supra, at 329-30.          This court has held that certain

dismissals      that     do   not    reach   the     substantive      issues   of   the

litigation still may be regarded as "on the merits" for purposes of

res judicata and preclusion.            See, e.g., Anthony v. Marion County

Gen. Hosp., 617 F.2d 1164, 1168-69 (5th Cir. 1980).

       Defendants cite several cases for this proposition, including

Anthony.     But all of these cases involve involuntary dismissals of

the type anticipated by FED. R. CIV. P. 41(b), which states:

            For failure of the plaintiff to prosecute or to
       comply with these rules or any order of court, a
       defendant may move for dismissal of an action or of any
       claim against the defendant. Unless the court in its

                                             7
      order for dismissal otherwise specifies, a dismissal
      under this subdivision and any dismissal not provided for
      in this rule, other than a dismissal for lack of
      jurisdiction, for improper venue, or for failure to join
      a party under Rule 19, operates as an adjudication upon
      the merits.

      The rule creates three distinct categories of involuntary

dismissals.    The first category includes cases of the plaintiff's

failure to prosecute or to comply with the rules of procedure or a

court order.       The     rule    states   that    these   dismissals,   unless

otherwise specified by the courts, operate as adjudications on the

merits.      Courts   in    this    circuit   have    given    these   types   of

dismissals preclusive effect because the plaintiff has, in effect,

abused his opportunity for a full and fair litigation and, thus,

has forfeited the right to pursue his claim.2

      These first-category dismissals "primarily involve situations

in which the defendant must incur the inconvenience of preparing to

meet the merits because there is no initial bar to the Court's

reaching them."       Costello v. United States, 365 U.S. 265, 286

(1961).    Thus, logic dictates that a subsequent action should be

barred following such a dismissal.            Id.

      The second category of dismissals includes dismissals for lack

of jurisdiction, for improper venue, or for failure to join a party

as specified by FED. R. CIV. P. 19.                 These dismissals are not

      2
            See, e.g., Anthony, 617 F.2d at 1168-69 (dismissal for failure to
prosecute); In re Reed, 861 F.2d 1381, 1382-83 (5th Cir. 1988) (holding that
dismissal for failure to comply with discovery orders is on the merits); Dillard
v. Security Pac. Brokers, Inc., 835 F.2d 607, 608 (5th Cir. 1988), cert. denied,
113 S. Ct. 1046 (1993) (holding that dismissal for failure to appear at a
deposition is on the merits); Truck Treads, Inc. v. Armstrong Rubber Co., 129
F.R.D. 143, 147 (W.D. Tex. 1988), aff'd as modified, 868 F.2d 1472 (5th Cir.
1989) (dismissal for failure to comply with discovery rules treated as on the
merits).

                                        8
considered adjudications on the merits and ordinarily do not, and

should not, preclude a party from later litigating the same claim,

provided that the specific defect has been corrected. See 18 WRIGHT

ET AL.,   § 4436, at 338 (stating that "a dismissal for lack of

jurisdiction or improper venue does not operate as an adjudication

upon the merits") (footnote omitted).                  Such a dismissal should,

however,    preclude       relitigation          of   the    specific    issue     of

jurisdiction, venue, or joinder already resolved.                 See id. § 4435,

at 334.

      The third category of dismissals encompasses dismissals "not

provided   for   in   this   rule."            This   includes,   for   example,    a

dismissal for a plaintiff's failure to comply with a federal rule,

as provided for in the first sentence of rule 41(b), but on the

court's own motion.          Moreover, the dismissal in this caseSSon

f.n.c. groundsSSis also a dismissal not provided for in rule 41.

According to a leading treatise, this provision in rule 41(b) "has

caused substantial difficulty," as "[t]here are many grounds of

dismissal that do not seem to fall within the categories 'provided

for in this rule' and yet clearly should notSSand do notSSoperate

as an adjudication that precludes a second action on the same

claim."    See 18 WRIGHT   ET AL.,   supra, § 4435, at 333-34.

      In Costello, the Court announced several general principles

regarding rule 41(b) that now inform our analysis.                           Costello

involved a denaturalization proceeding in which the government

failed to file a good-cause affidavit that was a prerequisite to

any   proceeding      in   which     the        government    sought    to    revoke


                                           9
citizenship. The district court dismissed the first proceeding for

failure to file the affidavit but did not specify whether the

dismissal was with prejudice.                The defendant argued that the

dismissal was "on the merits" and, therefore, barred the government

from attempting a second revocation.

         The   Court   held    that   the    dismissal   was    for   "lack    of

jurisdiction" under rule 41(b).         365 U.S. at 285.       As a result, the

government could pursue the second proceeding. The Court expressly

held that the "lack of jurisdiction" exception was not limited to

"the fundamental jurisdictional defects which render a judgment

void and subject to collateral attack, such as lack of jurisdiction

over the person or subject matter."               Id.    Instead, the Court

broadened the exception to cover "those dismissals which are based

upon a plaintiff's failure to comply with a precondition requisite

to the Court's going forward to determine the merits of his

substantive claim."       Id.    Thus, the failure to file the affidavit

was encompassed by the lack-of-jurisdiction exception.3

         As noted above, the Court went on to say that the first-

category dismissals reflect a policy whereby defendants should not

be forced to suffer from a plaintiff's misstep once they have had

to incur the inconvenience of preparing to meet the merits of the

case.      Id. at 286.        Moreover, the Court found that situations

involving third-category dismissals "not provided for in this rule"

should operate as adjudications on the merits only where the policy

     3
            For criticism of Costello, see 18 WRIGHT ET AL., supra, § 4435, at 334-
336 (calling the Court's interpretation "directly objectionable because it
involves so slippery a method of manipulating the concept of jurisdiction").

                                        10
supporting first-category dismissals is "equally applicable."               Id.

For example, if a court dismisses a case sua sponte for the

plaintiff's failure to comply with an order, the dismissal should

be regarded as on the merits.         Id. at 287.



                                      IV.

      While Costello did not specifically address the issue of a

dismissal on f.n.c. grounds, we will not give the instant dismissal

preclusive    effect,     even   in    light   of   the    "with    prejudice"

designation, in this case.            Using the principles announced in

Costello, and considering the basic nature of the f.n.c. doctrine,

we cannot regard such an f.n.c. dismissal as "on the merits" for

res judicata purposes as to the entire claim.

      Arguably,    an   f.n.c.    dismissal    falls      under    the   Court's

expansive definition of the "lack of jurisdiction" language in rule

41(b).    A convenient forum could be regarded as a "precondition

requisite to the Court's going forward to determine the merits" of

the claim.    Id. at 285.4

      Strictly speaking, however, f.n.c. is not a refusal to hear a

case for "lack of jurisdiction" as stated in rule 41(b); it is a

discretionary refusal to exercise jurisdiction that plainly does


     4
            The Court’s recent pronouncement in American Dredging suggests that
an f.n.c. dismissal might fall under the “improper venue” provision of 41(b).
Although the Court was not interpreting 41(b), it stated that f.n.c. “is nothing
more or less than a supervening venue provision.” 114 S. Ct. at 988.
      Because the Court was not interpreting 41(b), and because of the
longstanding distinction between a 28 U.S.C. § 1404(a) f.n.c. transfer and an
improper forum, see, e.g., Tel-Phonic Servs. v. TBS Int’l, Inc., 975 F.2d 1134,
1141 (5th Cir. 1992), we treat an f.n.c. dismissal as distinct from an “improper
venue” dismissal.

                                       11
exist.      While f.n.c. is not a "jurisdictional" concept, an f.n.c.

dismissal follows "the same rules" as a dismissal for lack of

jurisdiction or improper venue.           See 18 WRIGHT   ET AL.,   supra, § 4436,

at 339.      Moreover, such an f.n.c. dismissal, like a dismissal for

lack of jurisdiction or improper venue, "does not establish claim

preclusion"; it can work to preclude the relitigation only of the

f.n.c. issue in that court.            Id. at 346.   Accord Mizokami Bros. v.

Mobay Chem. Corp., 660 F.2d 712, 715-17 (8th Cir. 1981).

          An f.n.c. dismissal is a "deliberate refusal[] to decide the

substantive issues presented" because the court was mistakenly

chosen.      See 18 WRIGHT   ET AL.,   supra, § 4436, at 347.        Furthermore,

"[n]o      apparent    reason   exists     to   justify    forfeiture      of   the

underlying claims upon a mistaken choice of tribunal," id., as the

f.n.c. determination generally is made well before a court begins

to address the merits of a claim.

         For this latter reason, our decision is perfectly consistent

with Costello.        An f.n.c. dismissal is more akin to an initial bar

to a court's decision on the substance of a claim than to a

situation in which the defendant has first incurred the incon-

venience of preparing to meet the merits of the case.                           See

Costello, 365 U.S. at 286.         Thus, under Costello’s formulation, an

f.n.c ruling is the type of rule 41(b) dismissal that is “not

provided for” in the rule but nevertheless does not operate as an

adjudication "on the merits" of the entire claim.5

     5
            Weissinger v. United States, 423 F.2d 795 (5th Cir. 1970) (en banc),
is not controlling here, as it involved an interpretation of three sentences in
                                                                    (continued...)

                                          12
      We reconcile our decision in this case with the language of

rule 41(b) by noting that the f.n.c. dismissal does carry some

preclusive effect and is, in fact, "on the merits" as provided for

in the rule:     It is an adjudication "on the merits" of the f.n.c.

issue itself.     The plaintiffs' attempt to litigate their claims in

a federal court in Texas was dismissed "with prejudice" insofar as

they chose a federal court in Texas as their forum.               It would be

unwarranted to hold further that this judgment constitutes the

basis for an injunction against a separate, state court proceeding.

      The Supreme Court has held that a federal ruling on the f.n.c.

issue does not serve to bind a state court, even in the same state.

In the case at issue, a Texas federal court had dismissed without

prejudice on f.n.c. grounds.        The plaintiff then attempted to file

suit in Texas state court. This court upheld an injunction against

the state proceeding.      Exxon Corp. v. Chick Kam Choo, 817 F.2d 307

(5th Cir. 1987), rev’d, 486 U.S. 140 (1988).              In reversing, the

Court noted that "whether the Texas state courts are an appropriate

forum for petitioner's Singapore law claims has not yet been

litigated, and an injunction to foreclose consideration of that

issue is not within the relitigation exception."            486 U.S. at 149.

Thus, the only issue that the federal district court had decided



(...continued)
rule 41(b) that since have been deleted. Those provisions allowed for a directed
verdict in non-jury cases. At that time, FED. R. CIV. P. 50 covered only jury
trials. Thus, the rule 41(b) dismissal in Weissinger was made after a "full-
blown trial" and following "lengthy and careful findings of fact and conclusions
of law." 423 F.2d at 798. Weissinger entailed, at that time, a dismissal that,
in effect, fell under what we earlier have referred to as the first category of
dismissals. Thus, both Weissinger and our holding today are consistent with
Costello.

                                      13
was whether the claims should be dismissed under the federal f.n.c.

doctrine.    Id. at 148.

        The instant case and Chick Kam Choo are similar, with the

exception that in the present case the dismissal was designated as

"with prejudice."6       Functionally, however, these two cases are

equivalent.7     The dismissal in both cases was made because the

plaintiffs     had    chosen    a   forum     that,    while    proper,     was

"inconvenient." As noted above, the limited nature of the f.n.c.

ruling cannot serve to bar the plaintiffs' claims forever from U.S.

courts.8



                                      V.

        Plaintiffs' tactics in manipulating fora in this case are

"repugnant," as the district court properly observed, but they are

permitted by the law that we must follow.             Certainly, defendants

contemplated that they would be subject only to a suit in the

Philippines following the f.n.c. dismissal. The State of Louisiana

is free, however, to formulate its laws as it sees fit within the


      6
            We note that the words "with prejudice" and "without prejudice" are
not used in rule 41.
        7
            The district court, which entered both the dismissal on f.n.c.
grounds and the order that is now appealed, indicated in that latter order that
because Louisiana does not recognize the principle of f.n.c., "no conduct [by
plaintiffs] is exposed that violates this court's final judgment." Moreover, the
court referred to the earlier final judgment as "addressing the forum non
conveniens issue." Plainly, the court never contemplated that its dismissal
"with prejudice" was as to plaintiffs' claims, as opposed to the f.n.c. issue
only. Thus, plaintiffs’ attorneys here are saved from their failure timely to
appeal the “with prejudice” ruling.
    8
            Thus, contrary to defendants' argument, the issue-preclusive and "law
of the case" effects of the f.n.c. ruling in this case cannot extend to state
court.

                                      14
bounds   of   the   Constitution.        Under   Chick   Kam   Choo,   it   is

Louisiana's prerogative to choose not to recognize the doctrine of

f.n.c. in its own courts.     It would be improper for this court to

preclude plaintiffs from pursuing their claims in Louisiana state

court based solely upon a prior federal court dismissal on f.n.c.

grounds.

     Accordingly, the judgment of the district court, refusing to

issue an injunction, is AFFIRMED.




                                    15
EMILIO M. GARZA, Circuit Judge, with whom SMITH, Circuit Judge, and

STAGG,9 District Judge, join, specially concurring:



           After a careful and searching review of both the record and

the relevant case law, I conclude that I must concur in the

majority opinion.         I write separately to emphasize this Court’s

disdain for the tactics employed in this case.                  During this

litigation, the plaintiffs’ attorneys hid the ball, the defendants’

attorneys dropped the ball, and the courts were left holding the

bag.

           One year prior to filing suit in Texas state court, plaintiffs

filed an essentially identical suit in Louisiana state court, with

instructions to "please withhold service at this time."                   The

Louisiana suit was apparently a back-up suit, designed to ensure

that plaintiffs would have a forum for their claims in the United

States in the event they were unable to maintain their suit in

Texas.         To protect the Louisiana suit from interference, the

plaintiffs made no statements concerning the lawsuit's existence,

keeping the suit "secret" until 1991.         Only after we remanded the

case in Baris v. Sulpicio Lines, Inc., 932 F.2d 1540 (5th Cir.),

cert. denied, 502 U.S. 963, 112 S. Ct. 430, 116 L. Ed. 2d 449

(1991) ("Baris I") did the plaintiffs raise the possibility of the

Louisiana suit being affected by the proceedings in Texas federal

court, and then only in passing.       Had the district court been fully

       9
            Judge Stagg reluctantly joins the special concurrence. He is of the
opinion that the underlying case should be tried in the Philippines and nowhere
else.

                                      16
aware of the contents of the Louisiana suit, it may have ruled

differently.      Instead, the plaintiffs continued their charade,

imploring this Court and the district court to make sure they had

an adequate and available foreign forum before dismissing their

Texas action. The federal courts dutifully adjudicated this issue,

and the district court ultimately required the defendants to be

amenable to suit in the Philippines.

      Having   successfully      hidden     the   Louisiana   suit,     however,

plaintiffs are now allowed to pursue essentially the same claims in

both Louisiana and the Philippines, and the defendants have no

defense against being subjected to suit in both places.                 We find

plaintiffs' manipulation of fora in this case deplorable.                     We

expect attorneys, as officers of the court, to be more forthright

in their actions before the courts. Instead, these attorneys chose

to manipulate the courts, wasting our valuable time and energy.10

      The   defendants,    however,    are    not   blameless    here   either.

According to the record, at least some of the defendants discovered

the Louisiana suit as early as 1990.          In 1991, we, without knowing

the contents of the Louisiana suit, mentioned it in a footnote in

Baris I.    Baris I, 932 F.2d at 1549 n.13.         Further, the plaintiffs

gave the suit cursory treatment in their brief to the district

court before its second dismissal for forum non conveniens. Yet at



      10
            Further, we note that once the defendants filed their petition to
remove the Texas suit to federal court, the plaintiffs neglected to move to
remand within thirty days. As a consequence, we concluded that the district
court had jurisdiction, without having to decide whether a Death on the High Seas
Act claim is removable. See Baris v. Sulpicio Lines, Inc., 932 F.2d 1540, 1543
& n.3 (5th Cir.), cert. denied, 502 U.S. 963 (1991) (“Baris I”).

                                       17
no    time prior    to   seeking   this     injunction      did   the    defendants

specifically raise the issue of the Louisiana suit before the

district court.      It is true that Caltex was not served until 1993,

but they were aware of the suit in 1991 at the latest, prior to the

district court's second forum non conveniens dismissal.                           The

defendants should have brought the suit to the attention of the

district court.      Whether their decision to remain silent was an

oversight or a miscalculated tactical decision we do not know.                    The

result however, is that the defendants are now subject to suit in

both Louisiana and the Philippines, and much judicial time and

energy have been wasted.

       The   district    court   did   not    have    sufficient        information

necessary to make a proper ruling in the Texas litigation.                      It is

the    lawyers'    responsibility      to    supply   the    courts      with   this

information. Without such forthrightness, justice suffers. It did

so here.




                                       18