Michigan Supreme Court
Lansing, Michigan
Chief Justice: Justices:
Opinion Clifford W. Taylor Michael F. Cavanagh
Elizabeth A. Weaver
Marilyn Kelly
Maura D. Corrigan
Robert P. Young, Jr.
Stephen J. Markman
FILED APRIL 5, 2006
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellant,
v No. 127194
JOHN ALBERT GILLIS,
Defendant-Appellee.
_______________________________
BEFORE THE ENTIRE BENCH
MARKMAN, J.
We granted leave to appeal to consider whether our state’s first-degree
murder statute permits a felony-murder conviction “in the perpetration of” a first-
or second-degree home invasion in which the homicide occurs several miles away
from the dwelling and several minutes after defendant departed from the dwelling.
Following a jury trial, defendant was convicted of two counts of first
degree felony murder, MCL 750.316(1)(b), with home invasion in the first degree,
MCL 750.110a, as the predicate felony. Defendant appealed the convictions,
asserting that he was no longer “in the perpetration” of home invasion at the time
of the automobile collision that killed the victims. The Court of Appeals
concluded that the accident was not “part of the continuous transaction of or
immediately connected to the home invasion[,]” and, therefore, vacated the
convictions and remanded for a new trial on the charges of second-degree murder.
People v Gillis, unpublished opinion per curiam of the Court of Appeals, issued
August 17, 2004 (Docket No. 245012), slip op at 3. We conclude that
“perpetration” encompasses acts by a defendant that occur outside the definitional
elements of the predicate felony and includes acts that occur during the unbroken
chain of events surrounding that felony. Because defendant at the time of the
collision was attempting to escape detection after having been identified during
the home invasion, a reasonable juror could conclude that he was still “in the
perpetration of” the home invasion. We also conclude that the trial court did not
err in failing to instruct on involuntary manslaughter, because no rational view of
the evidence could support a finding that defendant acted in a grossly negligent
manner or had an intent to injure without malice. Accordingly, we reverse the
judgment of the Court of Appeals and remand this case to that Court for
consideration of defendant’s other issues.
I. FACTS AND PROCEDURAL HISTORY
Just before 2:00 p.m. on May 24, 2001, Steven Albright observed a vehicle
pull into his driveway, and then heard a noise in his garage. Upon investigating,
he saw defendant standing in the doorway between the garage and the sunroom.
When Albright confronted defendant, defendant closed the door and abruptly left
the premises. Albright went back into the house, retrieved a handgun from his
2
bedroom, and sought to confront defendant. As he went out of the front door, he
observed defendant driving away in a small white car that he believed to be a
Dodge Shadow. Albright then called 911, describing both defendant and the
vehicle. After driving his own vehicle around the block for approximately five
minutes in an unsuccessful attempt to locate defendant’s vehicle, he returned home
and called 911 a second time, adding that he had observed a large patch of gray
primer on defendant’s vehicle.
At 1:51 p.m., Trooper Steven Kramer was driving west on I-94, when he
received a “be on the lookout” (BOL) call for a vehicle involved in a home
invasion. Trooper Kramer testified that “a couple minutes before 2:00 o’clock” he
observed defendant’s vehicle, which matched the BOL description, traveling east
on I-94. When Kramer first observed the vehicle, it was approximately ten miles
from Albright’s home. Kramer also testified that it was “a little bit hazy out”
when he observed the vehicle. Kramer turned around, pulled up next to
defendant’s vehicle, and confirmed that both the vehicle and the driver matched
the description provided in the BOL.
Kramer activated his vehicle’s emergency lights and attempted a traffic
stop. Defendant pulled to the shoulder and slowed down to approximately 30
miles per hour, but failed to stop. After driving on the shoulder for about one
mile, defendant suddenly accelerated and took an exit off the interstate. After
driving on an overpass, defendant quickly reentered I-94, and began driving east in
3
the westbound lanes.1 Kramer testified that he gave chase, hoping that his
emergency lights would alert oncoming traffic to the presence of defendant’s
vehicle. Defendant stayed on the shoulder of what would be the far left lane for
the oncoming traffic, traveling at around 60 to 70 miles per hour.2 Still driving the
wrong way on I-94, he then entered the I-69 eastbound entrance ramp to
westbound I-94. Defendant began driving westward in the eastbound lanes of I
69. After driving the wrong way on I-69 for approximately one mile, defendant
came upon a curve in the road which had guardrails on both sides and no shoulder.
At this point, a vehicle occupied by Nicholas and Gayle Ackerman attempted to
pass the vehicles slowing down in front of it by pulling into the left lane.
Defendant’s vehicle and the Ackermans’ vehicle collided almost directly head on.
Nicholas and Gayle Ackerman were killed instantly.3 Trooper Kramer reported
the accident at 2:09 p.m., 18 minutes from the time of the BOL call and
approximately ten minutes from the time Kramer initially spotted defendant’s
vehicle. Defendant was prosecuted for two counts of first-degree felony murder,
with the predicate felony of home invasion in the first degree. Defendant moved
1
Trooper Kramer testified that the exit ramp from westbound I-94 was
clearly marked with “Do Not Enter” and “Wrong Way” signs.
2
Kramer testified that defendant “appeared not [to be] generally interfering
with traffic or not trying to interfere with traffic other than the fact that he was
going the wrong way on the road.”
3
Defendant suffered a closed-head injury and had amnesia regarding the
events of May 21, 2001.
4
to quash the information on the felony-murder charges, arguing that the crime of
home invasion was complete when defendant departed from Albright’s home and
eluded Albright’s pursuit. The trial court denied the motion, holding that the
home invasion and the accident were “continuous, uninterrupted by temporary
safety action that was taken by this defendant.” The trial court also denied
defendant’s motion for a directed verdict of acquittal, holding that the prosecutor
had presented sufficient evidence to allow a reasonable juror to find defendant
guilty beyond a reasonable doubt. Following a jury trial, defendant was convicted
of two counts of felony murder and sentenced to life in prison without the
possibility of parole.
Defendant appealed, contending that the Ackermans’ deaths did not occur
during the “perpetration or attempt to perpetrate” the home invasion. In a split
decision, the Court of Appeals majority applied People v Thew, 201 Mich App 78,
85-86; 506 NW2d 547 (1993), which held that, to convict a defendant of felony
murder, the murder must be “‘committed as a part of a continuous transaction
with, or [must be] otherwise “immediately connected” with[] the underlying
felony.’” (Citation omitted.) The Court of Appeals majority concluded that
“defendant had already escaped from the scene of the home invasion” and,
therefore, that the Ackermans’ deaths were not “part of the continuous transaction
of or immediately connected to the home invasion.” Gillis, supra, slip op at 3.
Judge Meter, who concurred in part and dissented in part, also applied Thew, but
concluded that because defendant was “engaged in the flight only minutes after
5
committing the home invasion,” a rational jury could reasonably conclude that
“defendant committed the murders ‘“while attempting to escape from or prevent
detection of the felony . . . [and] as part of a continuous transaction with . . . the . .
. felony.”’” Id., slip op at 2 (Meter, J., concurring in part and dissenting in part),
quoting Thew, supra at 85-86, quoting People v Smith, 55 Mich App 184, 189; 222
NW2d 172 (1974). The majority also concluded that the trial court erred in
denying defendant’s request for an instruction on involuntary manslaughter, that
“[d]efendant should properly have been charged with fleeing and eluding and
second-degree murder,” and that the matter must be remanded for a new trial on
those charges. Id., slip op at 4. This Court granted the prosecutor’s application
for leave to appeal. 471 Mich 958 (2005).
II. STANDARD OF REVIEW
The first issue in this case concerns whether the trial court erred in denying
defendant’s motion to quash under the felony-murder statute, MCL 750.316(1)(b).
The proper meaning of a statute constitutes a question of law that this Court
reviews de novo. People v Law, 459 Mich 419, 423; 591 NW2d 20 (1999). While
defendant argues that the trial court committed error by failing to quash the
information, where a defendant has received a fair trial, appellate review is limited
to the trial court’s denial of the defendant’s motion for directed verdict. People v
Hall, 435 Mich 599, 601-603; 460 NW2d 520 (1990). In reviewing the denial of a
motion for a directed verdict of acquittal, this Court reviews the evidence in a light
most favorable to the prosecution in order to “determine whether a rational trier of
6
fact could have found that the essential elements of the crime were proved beyond
a reasonable doubt.” People v Riley (After Remand), 468 Mich 135, 139-140; 659
NW2d 611 (2003).
The other issue concerns whether the trial court erred in denying
defendant’s request for an instruction on involuntary manslaughter. “[J]ury
instructions that involve questions of law are also reviewed de novo.” People v
Schaefer, 473 Mich 418, 427; 703 NW2d 774 (2005). “But a trial court’s
determination whether a jury instruction is applicable to the facts of the case is
reviewed for an abuse of discretion.” People v Hawthorne, 265 Mich App 47, 50;
692 NW2d 879 (2005).
III. ANALYSIS
A. DEFENDANT’S MOTION FOR A DIRECTED VERDICT OF ACQUITTAL
MCL 750.316 states in pertinent part:
(1) A person who commits any of the following is guilty of
first degree murder and shall be punished by imprisonment for life:
* * *
(b) Murder committed in the perpetration of, or attempt to
perpetrate . . . home invasion in the first or second degree . . . .[4]
4
The use of the term “perpetrate” within the context of the crime of felony
murder dates back nearly to statehood. Michigan’s original murder statute, 1838
RS, part 4, title 1, ch 3, § 1, defined first-degree murder as follows:
All murder which shall be perpetrated by means of poison or
lying in wait, or any other kind of wilful, deliberate and
premeditated killing, or which shall be committed in the
perpetration or attempt to perpetrate any arson, rape, robbery, or
(continued…)
7
“[O]ur primary task in construing a statute, is to discern and give effect to
the intent of the Legislature.” Sun Valley Foods Co v Ward, 460 Mich 230, 236;
596 NW2d 119 (1999). “The words of a statute provide ‘the most reliable
evidence of its intent . . . .’” Id., quoting United States v Turkette, 452 US 576,
593; 101 S Ct 2524; 69 L Ed 2d 246 (1981). The Court must consider “both the
plain meaning of the critical word or phrase as well as ‘its placement and purpose
in the statutory scheme.’” Sun Valley, supra at 237, quoting Bailey v United
States, 516 US 137, 145; 116 S Ct 501; 133 L Ed 2d 472 (1995). “The statutory
language must be read and understood in its grammatical context, unless it is clear
that something different was intended.” Sun Valley, supra at 237. “If the
language of the statute is unambiguous, the Legislature must have intended the
meaning clearly expressed, and the statute must be enforced as written.” Id. at
236.
To describe under what circumstances a second-degree murder can be
elevated to first-degree murder, the Legislature used the words “in the perpetration
of, or attempt to perpetrate” an enumerated felony. MCL 750.316(1)(b). Home
invasion in the first degree is one of these enumerated felonies. Id. “Perpetrate” is
defined as “to carry out; enact; commit.” Random House Webster’s College
Dictionary (1997), p 972. To “carry out” is defined as “to effect or accomplish;
(…continued)
burglary, shall be deemed murder of the first degree, and shall be
punished by death . . . . [Emphasis added.]
8
complete.” Id., at 201. Defendant argues that a felony is “complete” when the
definitional elements of the crime have been satisfied. Thus, in the context of a
home invasion, defendant argues that he was no longer “in the perpetration of”
first-degree home invasion once he left Albright’s home. Indeed, defense counsel
admitted under questioning at oral argument that under his interpretation of the
statute, if defendant had shot and killed a police officer who was trying to arrest
him on the street outside Albright’s home, the murder still would not have been
“in the perpetration of” the home invasion.5 However, defendant’s theory fails to
account for the fact that commission of the felony itself does not render the
defendant’s criminal plan complete. When a defendant plans to commit a
felonious act, it is “a legitimate assumption that . . . [the defendant] also planned to
escape from the scene of his crime.” Commonwealth v Kelly, 337 Pa 171, 175; 10
A2d 431 (1940).6 The Colorado Supreme Court has understandably opined that
5
Defense counsel was asked, “[I]f there had been a successful home
invasion here and Mr. Gillis had left the home and was about to enter his car and
the police had arrived upon the scene and he had shot one of the police, your view
is that would not be ‘in the perpetration of’ the home invasion. Is that correct?”
After clarifying that the hypothetical shooting occurred outside the curtilage of the
home, defense counsel responded, “I think it can’t take place there.”
6
While not at issue in this case, we also note that a defendant’s plan to
“carry out” the predicate felony may also include acts leading up to the
commission of that felony. Professor Wayne LaFave notes:
“Where a causal connection between the killing and the
underlying felony exists, courts generally have held that a killing
may take place sometime before or after, as distinguished from
during, the felony and yet still qualify as a killing ‘in the commission
(continued…)
9
escape is “as important to the execution of the [felony]” as the elements of the
crime itself. Bizup v People, 150 Colo 214, 218; 371 P2d 786 (1962) (holding that
the felony-murder rule applies to a murder committed after the elements of armed
robbery were met); see also People v Boss, 210 Cal 245, 251; 290 P 881 (1930)
(holding that a murder committed during an escape from the scene of an armed
robbery is felony murder because “[t]he escape of the robbers with the loot, by
means of arms, necessarily is as important to the execution of the plan as gaining
possession of the property”). In other words, a felon has not “carried out” or
“completed” the felony for felony-murder purposes until the felon has escaped. A
murder committed during the attempt to escape is committed “in the perpetration
of” that felony, because the felonious transaction has not yet been completed.
Accordingly, “perpetration” includes not only the definitional elements of the
predicate felony, but also includes those acts that are required to complete the
felony-- such as those that occur after the commission of the predicate felony
while the felon is attempting to escape. To hold otherwise would make it “‘quite
(…continued)
or attempted commission of’ the felony.” [Thew, supra at 86,
quoting People v Goddard, 135 Mich App 128, 135; 352 NW2d 367
(1984), quoting LaFave & Scott, Criminal Law, § 71, p 555
(emphasis supplied).]
See, e.g., State v Nelson, 65 NM 403, 411; 338 P2d 301 (1959) (rejecting
the defendant’s argument that a murder that precedes the predicate felony cannot
be felony murder on the basis that “[i]f a killing is committed within the res gestae
of the felony charged, whether the homicide occurred before or after the felony, is
not determinative”).
10
impracticable to ever convict for a murder committed in the perpetration of any of
the [enumerated felonies].’” Eddy v State, 496 NE2d 24, 28 (Ind, 1986), quoting
Bissot v State, 53 Ind 408, 412 (1876).
In addition to its ordinary meaning, the phrase “in the perpetration of” has
its roots in the common law. The crime of felony murder is derived from the
English common law, which classified “‘all killing resulting from the commission
of [a felony as] murder.’” Fisher v State, 367 Md 218, 248; 786 A2d 706 (1999),
quoting Moreland, The Law of Homicide (1952), p 42. The felony-murder rule
was adopted by the colonies and, following the American Revolution, “became a
part of the common law or statutory provisions of [nearly] every American state.”
Rodriguez v State, 953 SW2d 342, 346 (Tex App, 1997). In most states, including
Michigan, felony-murder statutes are premised upon the 1794 felony-murder
statute of Pennsylvania.7 Pennsylvania defined felony murder as
“[a]ll murder . . . which shall be committed in the perpetration or
attempt to perpetrate any arson, rape, robbery or burglary . . . .” [Id.,
citing Keedy, History of the Pennsylvania statute creating degrees of
murder, 97 U Pa L R 759 (1949).]
Michigan’s original first-degree murder statute, enacted in 1838, used the
same “in the perpetration of” language to describe a killing committed during the
course of an enumerated felony. Our Legislature has continued to use this
7
See, e.g., MCL 750.316(1)(b); Cal Penal Code § 189 (murder “committed
in the perpetration of, or attempt to perpetrate” an enumerated felony is first
degree murder); Idaho Code § 18-4003(d) (“Any murder committed in the
perpetration of, or attempt to perpetrate” an enumerated felony is first-degree
murder.).
11
language, with few changes, over the past 178 years. However, neither the
original statute nor the current murder statute defines this common-law term.
“Where a statute employs the general terms of the common law to describe an
offense, courts will construe the statutory crime by looking to common-law
definitions.” People v Riddle, 467 Mich 116, 125; 649 NW2d 30 (2002). Thus, in
the absence of a clear legislative intent to change the common law, we “apply the
common law as it was understood when the crime of murder was codified . . . .”
Id. at 126.
One of the first states to address the scope of “perpetration” for purposes of
a felony-murder statute was Indiana in Bissot. In Bissot, the defendant shot and
killed a town marshal who accosted him in the midst of a burglary. The defendant
argued that, because the elements of burglary were complete before the shooting,
the killing was not “in the perpetration of” that burglary. The Indiana Supreme
Court opined:
In this case, take away the elements of burglary which
surround it, and the prisoner might plausibly contend that he had
committed nothing more than excusable homicide; for it appears that
the deceased shot at him first, and thus put his life in immediate
jeopardy. It could not be higher than manslaughter, at most; and in
such cases it might be accidental, and then, if held not to be “in the
perpetration” of the burglary, would be excusable. If the charge was
murder committed “in the perpetration” of a robbery, as soon as the
accused had forcibly and feloniously, or by violence or putting in
fear, taken from the person of another any article of value, the
robbery would be consummated; yet, if immediately afterwards, in
the struggle to release himself and escape, he had killed his victim,
the degree of the homicide, unconnected with the robbery, would be
no higher than manslaughter. . . .
12
Although we must construe criminal statutes strictly, adhere
closely to the definition of crimes, and interpret technical words
according to their fixed meaning, yet we cannot give to the section
under consideration the construction contended for by the appellant.
In our opinion, where the homicide is committed within the res
gestae of the felony charged, it is committed in the perpetration of,
or attempt to perpetrate, the felony, within the meaning of the
statute; and, being convinced in this case that the burglary charged
was committed, and that the homicide was committed within the res
gestae of the burglary, we must hold that it was committed in the
perpetration of the burglary, within the true intent and fair meaning
of the statute. It seems to us that such a construction is safe to the
State and the citizen, and the only one by which the intention of the
legislature can be practically carried into effect. And we think,
according to this view, that the evidence in this case fairly warrants
the conclusion, beyond a reasonable doubt, that the homicide alleged
was committed “in the perpetration” of the burglary, as charged in
the indictment. [Bissot, supra at 412-414.]
See, also, State v Brown, 7 Or 186, 208-209 (1879) (noting that in the
context of a killing committed during the defendants’ escape from the scene of a
robbery, “[w]hen a person takes with force or violence the goods of another from
his person or presence and against his will, he has committed robbery. . . . [B]ut it
does not necessarily complete the crime. It constitutes robbery so far as to render
the perpetrator liable to conviction for it; but the act of robbery itself may be
prolonged beyond the time when that liability is fixed.”).
In commenting on felony-murder statutes, Professor Francis Wharton
opined that, in order for a murder to have been committed in the perpetration of a
felony,
it must have been done in pursuance of the unlawful act, and not
collateral to it. The killing must have had an intimate relation and
close connection with the felony, and not be separate, distinct, and
independent from it; and when the act constituting the felony is in
13
itself dangerous to life, the killing must be naturally consequent to
the felony. . . . It is not enough that it occurred soon or presently
after the felony was attempted or committed; there must have been
such a legal relationship between the two that it could be said that
the killing occurred by reason of, or as a part of, the felony, or that it
occurred before the felony was at an end, and was concurrent with it,
or at least part of it in an actual and material sense. . . .
Where a homicide is committed within the res gestae of a
felony, however, it is committed in the perpetration of, or attempt to
perpetrate, a felony within the meaning of such statutes. That the
attempt to commit the felony was not far advanced does not lessen
the offense. And a burglar who breaks into a building, or who
shoots a person who discovers him in an effort to escape, cannot
avoid punishment for murder in the first degree, upon the theory that
the burglary consisted in breaking in, and was consummated before
the killing. A burglar may be said to be engaged in the commission
of the crime of burglary while making away with the plunder, and
while engaged in securing it. So, a robbery within the meaning of a
rule that a homicide committed in the perpetration of a robbery is
murder in the first degree is not necessarily concluded by the
removal of the goods from the presence of the owner; and it is not
necessary that the homicide should be committed at the precise time
and place of the robbery. As in the case of burglary, the robber may
be said to be engaged in the commission of the crime while he is
endeavoring to escape and make away with the goods taken. And a
homicide committed immediately after a robbery, apparently for the
purpose of preventing detection, is within the rule. [Wharton, Law
of Homicide (3d ed), § 126, pp 184-186).]
Thus, both the common law, as it was understood when the crime of
murder was codified, and the clear language of MCL 750.316(1)(b) lead to the
same conclusion-- a murder that occurs during the uninterrupted chain of events
surrounding the commission of the predicate felony is committed “in the
perpetration of” that felony for felony-murder purposes. Accordingly, we
conclude that the term “perpetration” encompasses acts beyond the definitional
14
elements of the predicate felony, to include those acts committed within the res
gestae of that felony. Bissot, supra; Brown, supra; Wharton, supra.
Michigan courts have also routinely held that “perpetration” extends
beyond those elements required to prove the predicate felony and includes a
murder committed after the predicate felony has been committed or attempted.
The res gestae principle, which holds that a murder committed during the
unbroken chain of events surrounding the predicate felony is committed “in the
perpetration of” that felony, was adopted by this Court in People v Podolski, 332
Mich 508; 52 NW2d 201 (1952). In Podolski, supra at 514, the defendant and two
accomplices committed armed robbery at a bank and were attempting to escape,
when they were intercepted by the police in the “immediate vicinity of the bank.”
During the ensuing gun battle, an officer was killed by a bullet from a fellow
officer’s gun. This Court expressly adopted the reasoning of the Pennsylvania
Supreme Court in Commonwealth v Moyer, 357 Pa 181, 190-191; 53 A2d 736
(1947), which stated:
It is equally consistent with reason and sound public policy to
hold that when a felon’s attempt to commit robbery or burglary sets
in motion a chain of events which were or should have been within
his contemplation when the motion was initiated, he should be held
responsible for any death which by direct and almost inevitable
sequence results from the initial criminal act. . . . Every robber or
burglar knows that a likely later act in the chain of events he
inaugurates will be the use of deadly force against him on the part of
the selected victim. For whatever results follow from that natural
and legal use of retaliating force, the felon must be held responsible.
15
The Court, quoting Wharton, then concluded that because the homicide8
occurred during the res gestae of the robbery, i.e., during the defendant’s attempt
to escape, he was properly convicted of first-degree felony murder. Podolski,
supra at 517-518.9
The Court of Appeals, including both the majority and dissenting opinions
in the instant case, has consistently applied the res gestae principle in felony
8
Podolski was decided before People v Aaron, 409 Mich 672, 727-728;
299 NW2d 304 (1980). In Aaron, we held that a homicide that occurred during
the commission of a felony constitutes murder only if the prosecutor specifically
proves the existence of malice. Thus, the more precise statement of Podolski, in
light of Aaron, is that a murder “committed immediately after a robbery,
apparently for the purpose of preventing detection, is [felony murder].” Podolski,
supra at 518.
9
Defendant argues that the res gestae principle is no longer applicable in
light of this Court’s decision in People v Randolph, 466 Mich 532; 648 NW2d 164
(2002). In Randolph, this Court addressed the issue whether a completed larceny
could be “elevated” to unarmed robbery if the defendant uses force before
reaching a point of temporary safety. In a divided decision, this Court held that
this “transactional approach” was contrary to the language of the statute and that
in order for a larceny to be elevated to unarmed robbery, the force and the
felonious taking must occur contemporaneously. According to defendant,
Randolph applies by analogy to this case. The crime of home invasion was
complete at the moment defendant entered the building, and the murders took
place after defendant left the home and in a place several miles away. The crimes,
he argues, were not contemporaneous and, therefore, the felony-murder statute
should not apply.
However, we believe that Randolph has no applicability in the present
context. The murder statute, unlike the unarmed robbery statute in Randolph,
contains the word “perpetration”-- a word that encompasses a broader range of
activities than the core elements of robbery at issue in Randolph. We note that the
Legislature responded to our decision in Randolph by amending the robbery
statute, MCL 750.530, to include circumstances where force was used “in flight or
attempted flight after the commission of the larceny, or in an attempt to retain
possession of the property.” 2004 PA 128.
16
murder cases for at least four decades. The most common of these cases define
“perpetration” in the context of a murder committed during an escape from the
scene of an armed robbery. For example, in People v Oliver, 63 Mich App 509;
234 NW2d 679 (1975), the defendant’s vehicle was stopped by a Michigan State
Police trooper half an hour after and “a few miles” away from the scene where the
defendant had robbed a bank and kidnapped a teller. During the traffic stop, the
defendant shot and killed the trooper. The defendant argued that he was no longer
“in the perpetration” of the armed robbery, because he was not being pursued by
the police at the time of the traffic stop and because of the time and distance
between the robbery and the murder. Thus, according to the defendant, he had
reached a place of “temporary safety” before the stop and, therefore, the robbery
was completed before the murder. The Court of Appeals rejected this argument,
holding:
[The trooper] was shot only a few miles away from the scene
of the robbery within a half an hour after its commission. [The
trooper] had his gun drawn and was approaching defendant’s car
when Oliver discharged his revolver and then quickly sped away. It
is incredible that the defendant even suggests that he had reached a
point of temporary safety at this point. [Id. at 523.]
See, also, People v Bowen, 12 Mich App 438, 440-441; 162 NW2d 911
(1968) (relying on the dictionary definition of “perpetrate” as “‘[t]o carry
through’” to conclude that a homicide committed while attempting to leave the
bank was felony murder because “it cannot be said that the entire contemplated
robbery, which would include escape, was as yet carried through”) (citation
17
omitted); People v Goree, 30 Mich App 490, 495; 186 NW2d 872 (1971) (holding
that a defendant who murdered a police officer who was attempting to arrest him
for armed robbery is guilty of felony murder because “escape is part of the original
felony [and] getting away with the contraband is as essential to the execution of an
armed robbery as the theft itself. The escape ceases to be a continuous part of the
original felony when the escaping felon reaches a point of at least temporary
safety or [has been successfully taken into police custody].”) (citations omitted);
People v Smith, 55 Mich App 184, 189; 222 NW2d 172 (1974) (stating that “if a
murder is committed while attempting to escape from or prevent detection of the
felony, it is felony murder, but only if it is committed as a part of a continuous
transaction with, or is otherwise ‘immediately connected’ with, the underlying
felony”); People v Goddard, 135 Mich App 128, 135; 352 NW2d 367 (1984),
rev’d on other grounds 429 Mich 505 (1988) (noting that Michigan’s inclusion of
murders committed while attempting to escape within the felony-murder rule “has
been adopted in other jurisdictions”).
The Court of Appeals has also applied the res gestae principle to murders
committed “in the perpetration” of felonies other than armed robbery. In People v
Gimotty, 216 Mich App 254; 549 NW2d 39 (1996), the codefendant stole six
dresses from a clothing store and he and the defendant sped away in the
defendant’s vehicle. The vehicle was identified by another driver, who called the
police and then followed the vehicle until the police arrived. Once the police
joined the pursuit, they identified the defendant’s vehicle and gave chase. During
18
the pursuit, the defendant failed to stop at a red light and struck another vehicle. A
three-year-old passenger in the other vehicle died as a result of the collision. The
defendant argued that the codefendant’s commission of retail fraud was complete
when he left the store and, therefore, that he had reached a point of temporary
safety when he got into the car. The Court of Appeals disagreed, concluding that
defendant sped out of the store’s parking area and onto Coolidge
Road, where he was observed by another driver, who called the
police on his car phone and then followed defendant until the police
began their pursuit. Defendant was in the midst of a high-speed
police chase when the victim was killed; he had not reached a place
of temporary safety. [Id. at 258-259.]
See, also, Thew, supra at 88 (holding that a murder committed 20 minutes
after the commission of first-degree criminal sexual conduct was part of a
continuous transaction and that “inculpatory inferences can be drawn that he killed
the victim to prevent detection of the act of sexual intercourse with [the victim],
and that the killing was ‘immediately connected’ with the act of sexual
intercourse”).
To summarize, “perpetration” as used in the felony-murder statute
contemplates something beyond the definitional elements of the predicate felony.
Michigan courts have recognized this broader common-law meaning through the
adoption of the “res gestae” principle, which holds that a murder committed
19
during the unbroken chain of events surrounding the predicate felony is committed
“in the perpetration of” that felony.10
Having concluded that “perpetration” encompasses acts beyond the
definitional elements of the predicate felony, we must next assess what factors a
jury should consider to determine whether a murder has, in fact, taken place
during the unbroken chain of events arising out of the predicate felony.11 As
10
The concurrence/dissent would define “perpetration” to require that the
police either be in hot pursuit following commission of the underlying felony or
that they take up a chase initiated by a civilian. Post at 4-5. However, it fails to
cite any authority for its definition, and, in fact, its definition has been rejected by
a number of courts. See, e.g., Oliver, supra at 523 (rejecting as “incredible” the
defendant’s assertion that he had reached a point of temporary safety by driving
unpursued for half an hour after committing a bank robbery and holding that his
subsequent murder of a State Police trooper was committed “in the perpetration
of” the bank robbery); State v Squire, 292 NC 494, 512; 234 SE2d 563 (1977)
(holding that the defendants who had left the scene of an armed robbery without
pursuit had “[o]bviously . . . not reached what they regarded as a place of
temporary safety” when their vehicle was pulled over by a police officer 13
minutes after the robbery); Lampkin v State, 808 P2d 694 (Okla Crim App, 1991)
(holding that a defendant who was observed disobeying a stop sign in the vicinity
of a robbery, but who was not being pursued for the robbery, was still “in the
perpetration of” that robbery when he led police on a high-speed chase that ended
in a fatal collision); People v Salas, 7 Cal 3d 812; 103 Cal Rptr 431; 500 P2d 7
(1972) (holding that the defendants, who had left the scene of an armed robbery
unpursued but were stopped by police just three minutes after leaving the scene,
had not reached a place of temporary safety when one of the defendants shot and
killed the officer).
11
The concurrence/dissent attempts to explain the nearly universal rejection
of its novel definition of “perpetration” by theorizing that the term has a different
meaning in the context of felonies involving the asportation of stolen property.
Post at 6 n 4. Specifically, it suggests that a defendant “must be engaged in some
act that is required for the full execution of the underlying crime for the defendant
to be considered still in perpetration of that felony.” Id. (emphasis deleted), citing
Franks v State, 636 P2d 361, 365 (Okla Crim App, 1981). Because defendant here
(continued…)
20
observed by the Ohio Supreme Court, those acts committed in the perpetration of
the predicate felony “change with every case, and may be numerous.” Conrad v
State, 75 Ohio St 52, 70; 78 NE 957 (1906). In Goddard, supra at 135-136, the
Court of Appeals explained that, in order to determine whether a particular murder
occurred within the res gestae of the predicate felony,
[c]ourts have usually required that the killing and the underlying
felony be “closely connected in point of time, place and causal
relation.” State v Adams, 399 Mo 926; 98 SW2d 632 (1936). The
required relationship between the homicide and the underlying
felony has been summarized as being “whether there is a sufficient
causal connection between the felony and the homicide depends on
whether the defendant's felony dictated his conduct which led to the
homicide.” LaFave & Scott, [Criminal Law, § 71, p 557.]
We hold that, to qualify as felony murder, the homicide must
be incident to the felony and associated with it as one of its hazards.
It is not necessary that the murder be contemporaneous with the
felony. A lapse of time and distance are factors to be considered, but
are not determinative.
Professor Wayne LaFave has also observed that a jury should look at four
factors “in construing the scope of the expression ‘in the perpetration of’”: (1)
time; (2) place; (3) causation; and (4) continuity of action. 2 LaFave, Substantive
(…continued)
was not transporting stolen property, he “was not engaged in some act required for
the full execution of a home invasion when the trooper attempted to stop him.” Id.
However, in almost every circumstance escape is part of a defendant’s plan to
commit a felony. Kelly, supra at 175. Thus, the instant home invasion, as with
any other felony, was not “fully executed” until defendant effected his escape.
21
Criminal Law (2d ed), § 14.5(f), p 463.12 While not exclusive, we agree that these
factors should be considered in determining whether there exists sufficient
evidence to support a felony-murder conviction.13
The first factor to be considered by the jury pertains to the time between the
commission of the predicate felony and the murder. In discussing the “time”
factor, Professor LaFave states that,
even if it is clear beyond question that the crime was completed
before the killing, the felony-murder rule might still apply. The
most common case is that in which the killing occurs during the
defendant’s flight. A great many of the modern statutes contain
language—typically the phrase “or in immediate flight therefrom”—
making this absolutely clear. But even statutes without such
language have rather consistently been construed to extend to
immediate flight situations. [Id. at 464.]
12
While Professor LaFave only lists the first three factors, he makes clear
that a jury must also consider whether the murder was committed within the same
“‘chain of events’” as the predicate felony. Id. at 464-465. Thus, “continuity of
action” is distinct factor that should be considered by a jury. See, e.g., State v
Pierce, 23 SW3d 289, 295 (Tenn, 2000) (citing LaFave and stating that “we must
evaluate the sufficiency of the evidence to determine if the [killing] and the felony
. . . are closely connected in time, place, and causation, and continuity of action”).
13
While the LaFave factors have not been considered as a whole by
Michigan courts, we note that the individual factors have been separately
addressed in a number of cases. See, e.g., Thew, supra (discussing the time
between the defendant’s commission of criminal sexual conduct and the murder of
the victim); Gimotty, supra (noting the causal connection between the commission
of retail fraud and a murder committed while the defendant was attempting to flee
from the scene); Oliver, supra (holding that a defendant who was driving
unpursued at normal highway speeds had not broken the chain of events linking
the commission of a robbery and the murder of a State Police trooper).
22
For example, in Oliver, the Court of Appeals concluded that the defendant
was still in immediate flight from an armed robbery when he murdered a State
Police trooper 30 minutes after the commission of an armed robbery. See, also,
Thew (affirming a felony-murder conviction for a murder committed 20 minutes
after the predicate felony). At the same time, the Tennessee Supreme Court held
that a killing that took place almost a month after the commission of the predicate
felony was too remote in time to support a conviction of felony murder. State v
Pierce, 23 SW3d 289, 297 (Tenn, 2000). In Pierce, the defendant’s girlfriend
stole her parents’ vehicle in Florida. The vehicle was reported stolen and a
nationwide bulletin was issued for the vehicle. Twenty days later, while driving
the vehicle, the defendant was identified by a Virginia police officer, who gave
chase. When the defendant crossed into Tennessee, the Virginia police officer
notified Tennessee law enforcement officers, who took over the pursuit. During
the pursuit, the defendant struck a police car, killing a deputy sheriff. The
Tennessee court rejected the prosecutor’s argument that the killing occurred within
the res gestae of the automobile theft, concluding that “the killing in this case was
not closely connected in time or place to the taking of the vehicle.” Id.
The second factor to be considered by a jury pertains to the physical
distance between the scene of the predicate felony and the scene of the murder.
For example, in State v Squire, 292 NC 494, 512; 234 SE2d 563 (1977), the
defendants’ vehicle was stopped for a traffic violation by a North Carolina State
Police trooper 13 minutes after and ten miles away from the scene where the
23
defendants had robbed a bank. A codefendant, under the apparent mistaken belief
that the trooper was investigating the robbery, shot and killed the trooper. The
North Carolina Supreme Court upheld the defendant’s felony-murder conviction,
holding that,
[o]bviously, the defendants had not reached what they regarded as a
place of temporary safety from pursuing officers when the shooting
of [the trooper] occurred. Thus, the robbery was still in progress and
the shooting occurred in the perpetration of it and was first degree
murder. [Id. at 512-513.]
At the same time, the Virginia Supreme Court held that a killing that took
place 280 miles from the scene of the predicate felony was too remote to support a
conviction of felony murder. Doane v Commonwealth, 218 Va 500, 502-503; 237
SE2d 797 (1977). In Doane, the defendant stole a vehicle from a car dealership.
The next day, the defendant disobeyed a stop sign, striking another vehicle and
killing the driver. The accident occurred 280 miles away from the scene of the
predicate felony. The prosecutor argued that, because the defendant was still in
possession of the stolen vehicle at the time of the killing, there was a sufficient
nexus between the killing and the predicate felony to support a felony-murder
conviction. The Virginia court rejected this argument, holding that “there is
neither a showing of causal relationship nor a showing of nexus between the
larceny . . . and the accidental killing of [the victim 280 miles from the scene of
the larceny.]” Id. at 502.
However, “more than a mere coincidence of time and place is necessary”
for a murder to qualify as a felony murder. LaFave, supra at 465. The third
24
factor to be considered by the jury pertains to whether there is “some causal
connection” between the murder and the predicate felony. Id. For example, in
Gimotty, the defendant collided with the victim’s vehicle while attempting to
avoid capture by the police after fleeing from the scene of a larceny. Likewise, in
Podolski, the defendant engaged in a gun battle with the police in order to avoid
capture after robbing a bank. However, in Allen v State, 690 So 2d 1332, 1334
(Fla Dist Ct App, 1997), the Florida District Court of Appeals held that a vehicle
accident that occurred outside the context of a pursuit was not causally connected
to the predicate felony. In Allen, the defendant stole a vehicle and, while driving
the vehicle that evening, struck another car, killing the driver. At the time of the
accident, the defendant was not being pursued by the police. The Florida court
noted that, while the killing was close in time and place to the commission of the
predicate felony, the prosecutor failed to show “that the death was causally related
to the grand theft.” Id. Thus, the Florida court held that because the killing did
not occur while the defendant was trying to escape, “the death did not occur as a
result of the perpetration of the grand theft.” Id. at 1335.
The fourth factor that the jury should consider pertains to whether there was
continuity of action between the predicate felony and the murder. Professor
LaFave notes that “perpetration”
[has] consistently been construed to extend to immediate flight
situations. In assessing what flight is sufficiently immediate, courts
require that there have been “no break in the chain of events,” as to
which a most important consideration is whether the fleeing felon
25
has reached a “place of temporary safety.” [LaFave, supra at 464
465.]
In Oliver, supra at 523, the Court of Appeals rejected the defendant’s claim
that he had reached a point of “temporary safety” by driving unpursued at normal
highway speeds, holding that there was no interruption in the chain of events
between the robbery and the murder of a State Police trooper who had stopped the
defendant’s vehicle for a traffic infraction. The Oklahoma Court of Criminal
Appeals reached a similar conclusion in addressing a situation bearing a strong
resemblance to the instant case in Lampkin v State, 808 P2d 694 (Okla Crim App,
1991). In Lampkin, the defendant had left the scene of an armed robbery when a
police officer observed him disobey a stop sign. The defendant was spotted in the
vicinity of the scene of the robbery, just minutes after he had committed the crime.
When the officer attempted a traffic stop, the defendant accelerated and a high
speed chase ensued. It was only after the chase began that the officer learned that
the defendant was a suspect in a robbery. The chase ended when the defendant
struck another vehicle, killing the passengers. The Oklahoma court rejected the
defendant’s assertion that the robbery was “complete” at the time of the accident,
noting that he “had not yet completed the robbery when the chase started; he was
not yet in a safe haven, but rather was still in the process of leaving with the stolen
money.” Id. at 696. Therefore, because the accident was part of one continuing
26
transaction stemming from the robbery, the defendant was properly convicted of
felony murder. Id.14
In contrast, there can be no conviction for felony murder where an
intervening act has broken the chain of events “between the killing and the crime
committed or attempted . . . .” State v Diebold, 152 Wash 68, 72; 277 P 394
(1929). In Diebold, the defendant and his friend stole a vehicle and drove it to a
café five miles away. The defendant testified that, during the meal, he decided to
return the vehicle. On the way back to the scene of the larceny, the defendant lost
control of the vehicle, striking and killing a pedestrian. The Washington Supreme
Court determined that, because the killing took place after the defendant had
stopped at the café, “[i]t cannot be held that, at the time appellant drove his car
against the unfortunate victims of his carelessness, he was committing, or
attempting to commit, or withdrawing from the scene of, a felony.” Id. at 73-74.
See, also, Lester v State, 737 So 2d 1149, 1151-1152 (Fla Dist Ct App, 1999) (The
defendant, driving in a vehicle he had stolen the night before, saw a police car and
drove away unpursued, eventually disobeying three stop signs before hitting
14
But see Franks v State, 636 P2d 361 (Okla Crim App, 1981). In Franks,
the defendant was stopped by a police officer for a traffic violation ten blocks
away from the scene of an armed robbery. The officer was unaware of the robbery
at the time of the stop. The defendant managed to disarm the officer and leave
without being arrested. While the defendant was driving unpursued, he disobeyed
a stop sign, striking another vehicle and killing the driver. The Oklahoma Court of
Criminal Appeals held that the accident was unrelated to the robbery, primarily
because the defendant “was not pursued as he left the grocery store robbery nor
was he being chased by a police car at the time of the accident.” Id. at 365.
27
another vehicle and killing the passengers. The Florida District Court of Appeals
held that the theft of the vehicle had been “completed” the night before the
accident and, therefore, that defendant's “reckless driving was too attenuated from
the grand theft of the car the previous evening to support a felony murder
conviction.”); People v Ford, 65 Cal 2d 41; 416 P2d 132 (1966) (The defendant
kidnapped his estranged wife and burglarized the home she was living in. After
“[driving] about the countryside without aim or purpose,” id. at 48, for
approximately four hours, he shot and killed a police officer who attempted to
disarm him. The California Supreme Court held that the defendant had “won his
way to places of temporary safety” during the four-hour drive, because “there was
here no direct evidence that defendant was endeavoring to escape the robbery
when he shot the [officer] . . . .” Id. at 56-57.).
In light of this analysis, we conclude that the trial court here did not err in
denying defendant’s motion for a directed verdict of acquittal. The relevant
question in the instant case is whether, viewing the evidence in a light most
favorable to the prosecutor, a reasonable juror could conclude beyond a reasonable
doubt that defendant was still in the midst of his escape from the home invasion
when he struck and killed the Ackermans. After its review of the case law, and in
particular Gimotty, the trial court correctly instructed the jury as follows:
Actions immediately connected with the felony of home
invasion in the first degree, including attempts to escape or prevent
detection[,] are a continuous part of the commission or perpetration
of the felony of home invasion in the first degree. . . . [E]scape
ceases to be a continuous part of the felony of home invasion in the
28
first degree if and when the Defendant reaches a point of at least
temporary safety.
The facts elicited at trial support the jury’s determination that the murder of
the Ackermans was “a continuous part of the commission or perpetration of the
felony of home invasion in the first degree.” Here, the homeowner, Albright,
confronted defendant in the doorway between the garage and the sunroom.
Defendant closed the door and abruptly fled. Albright observed both defendant
and his vehicle flee from the scene of the home invasion. A reasonable juror could
infer from defendant’s flight his intent to avoid apprehension by the police.
Additionally, he was still in flight from the Albright home when Trooper Kramer
spotted him approximately ten minutes after his abrupt flight. Under these facts, a
reasonable juror could conclude that defendant had neither escaped nor reached a
point of temporary safety when Trooper Kramer attempted the traffic stop.15
Further, a reasonable juror could conclude that defendant had sped away from
Trooper Kramer specifically in order to prevent detection of the home invasion.
Therefore, such a juror could also conclude that when defendant collided with the
Ackermans’ vehicle during his flight from the police, that act was part of the res
15
We are not holding that the jury may consider defendant’s subjective
understanding of whether he had reached a point of temporary safety. Instead, we
are merely holding that the jury may consider all the objective facts surrounding
defendant’s flight, including reasonable inferences that may be drawn from this
evidence. The question whether defendant has reached a point of temporary safety
is a question of fact for the jury. Here, a juror could reasonably infer from
defendant’s actions that he was aware that Albright had spotted him at the scene of
the home invasion. The jury properly considered this inference as evidence that
defendant had not truly reached a point of temporary safety.
29
gestae of the home invasion. Accordingly, the trial court did not err in denying
defendant’s motion for a directed verdict of acquittal.
Application of the LaFave factors lends further support to the jury’s verdict.
First, addressing the time and place factors, a reasonable juror could conclude that
the murders and the predicate felony in the instant case were sufficiently
connected in time and place to support the convictions of felony murder.
Approximately ten minutes after the home invasion, defendant’s vehicle was
spotted by Trooper Kramer. Defendant struck and killed the Ackermans
approximately 18 minutes after leaving the scene of the home invasion. The time
frame in this case is completely unlike that in Pierce, in which there was a 20-day
gap between the predicate felony and the killing. Indeed, the 18-minute gap in the
instant case is significantly less time than the 30-minute interval between the bank
robbery and the traffic stop in Oliver. Likewise, the distance between the home
invasion and the murder of the Ackermans does not resemble the 280-mile gap
between the theft of a vehicle and the killing in Doane. Rather, in the instant case,
defendant was spotted by Trooper Kramer just over ten miles from Albright’s
home. The Ackermans were killed within a few miles of the place were defendant
was first observed by Albright. Accordingly, we conclude that the scene of the
murders was sufficiently close in both time and distance from the scene of the
home invasion to support convictions of felony murder.
Likewise, the “causal connection” and “continuity of action” factors also
support the jury’s conclusion that defendant was “in the perpetration of” the home
30
invasion when he murdered the Ackermans. The common thread running through
the cases finding a lack of causal connection is that the defendant was not being
pursued by the police when the defendant committed the murder. Doane, supra;
Allen, supra; Franks v State, 636 P2d 361, 365 (Okla Crim App, 1981); Diebold,
supra; Lester, supra. However, in the instant case, the record establishes that
defendant was interrupted by Albright in the midst of the home invasion.
Defendant’s reaction was to abruptly flee. Albright testified that he relayed both a
description of defendant and a description of the unique characteristics of
defendant’s vehicle to the police immediately after defendant fled the scene.
Approximately ten minutes after the home invasion, defendant’s vehicle was
spotted by Trooper Kramer. The Court of Appeals concluded that because
defendant was driving “in a normal manner” at the time he was spotted by Trooper
Kramer, he had reached a point of “temporary safety.” However, defendant had
not stopped at any point between Albright’s home and the point where he was
observed by Trooper Kramer. Cf. Diebold (the defendant had stopped at a café
between the theft and the killing of a pedestrian). Further, defendant’s actions
were not inconsistent with those of a person attempting to escape detection by the
police, cf. Ford (the defendant’s aimless driving for four hours after commission
of the predicate felony demonstrated that he was not attempting to escape at the
time he shot a police officer), and, in fact, defendant’s act of speeding away from
Trooper Kramer during the attempted traffic stop suggests both a causal
connection and a continuity of action between the home invasion and the murders.
31
The Court of Appeals failed to consider that defendant recognized that he had
been identified as the perpetrator of a home invasion just minutes before. It is
reasonable to infer from the testimony at trial that defendant failed to comply with
Kramer’s direction to stop and instead sped away precisely because of this
knowledge. Had defendant assumed, for example, that he was being stopped for a
broken headlight or for an improper left turn, it seems highly unlikely that he
would have failed to stop and instead engage in the extremely reckless driving that
followed. The evidence is consistent with the prosecutor’s theory that when
defendant led Kramer on a chase while driving the wrong way on I-94 and I-69, he
did so in order to escape apprehension for the home invasion. As in Gimotty,
defendant’s act of colliding with the Ackermans’ vehicle and killing the couple
was part of an unbroken chain of events surrounding the home invasion. Because
a reasonable juror could conclude beyond a reasonable doubt that the Ackermans’
murders occurred as part of the res gestae of the home invasion, the trial court
properly denied defendant’s motion to direct a verdict of acquittal.16
16
The concurrence/dissent asserts that we have created “a rule that there is
no rule and the question whether defendant has reached a place of temporary
safety always goes to the jury.” Post at 5. However, we simply hold that
“perpetration” constitutes an element of first-degree murder. As with any other
element of any other crime, the trial court may direct a verdict in favor of the
defendant when the prosecutor fails to “introduce sufficient evidence which could
justify a trier of fact in reasonably concluding that defendant is guilty beyond a
reasonable doubt . . . .” People v Hampton, 407 Mich 354, 368; 285 NW2d 284
(1979). But, where a reasonable juror could find that a defendant was “in the
perpetration of” the underlying felony when the defendant committed the murder,
as is the case here, the question whether the defendant has reached a place of
(continued…)
32
B. FAILURE TO INSTRUCT
Manslaughter is a necessarily included lesser offense of murder. People v
Mendoza, 468 Mich 527, 544; 664 NW2d 685 (2003). “[W]hen a defendant is
charged with murder, an instruction for voluntary and involuntary manslaughter
must be given if supported by a rational view of the evidence.” Id. at 541. In the
instant case, defendant requested an instruction on involuntary manslaughter.17 In
People v Holtschlag, 471 Mich 1, 21-22; 684 NW2d 730 (2004), we noted that
“the sole element distinguishing manslaughter and murder is
malice,” Mendoza at 536, and that “[i]nvoluntary manslaughter is a
catch-all concept including all manslaughter not characterized as
voluntary: ‘Every unintentional killing of a human being is
involuntary manslaughter if it is neither murder nor voluntary
manslaughter nor within the scope of some recognized justification
or excuse.’” [People v Datema, 448 Mich 585, 594-595; 533 NW2d
272 (1995).] (Citation omitted.) If a homicide is not voluntary
manslaughter or excused or justified, it is, generally, either murder
or involuntary manslaughter. If the homicide was committed with
malice, it is murder. If it was committed with a lesser mens rea of
gross negligence or an intent to injure, and not malice, it is not
murder, but only involuntary manslaughter.
“Malice” is defined as an act done “with either an intent to kill, an intent to
commit great bodily harm, or an intent to create a very high risk of death or great
bodily harm with knowledge that death or great bodily harm was the probable
(…continued)
temporary safety does constitute a question for the finder of fact. Smith, supra at
190.
17
The Court of Appeals did not reach defendant’s other claims of
instructional error-- that the trial court denied defendant’s request for instructions
on first-degree fleeing and eluding (causing death) and voluntary manslaughter.
33
result.” Mendoza, supra at 540. Thus, defendant was entitled to an involuntary
manslaughter instruction only if a rational view of the evidence would have
supported a finding that the Ackermans’ deaths were caused by an act of “gross
negligence or an intent to injure, and not malice . . . .” Holtschlag, supra at 21-22.
The Court of Appeals majority concluded that it was “possible for a rational
trier of fact to determine from the evidence that defendant only possessed the
mindset of gross negligence.” Gillis, supra, slip op at 5. We disagree and hold
that no rational juror, under these facts, could conclude that defendant’s actions
were anything other than acts that “create a very high risk of death or great bodily
harm with knowledge that death or great bodily harm was the probable result.”
Mendoza, supra at 540. Defendant, in his attempt to get away from Trooper
Kramer, knowingly entered I-94 going the wrong way. The ramp used by
defendant was clearly marked with “Do Not Enter” and “Wrong Way” signs.
Further, another officer assisting in the chase crossed over the median and began
driving the proper way on I-94 in order to get in front of defendant. Finally,
Trooper Kramer testified that he and defendant went past several vehicles on both
I-94 and I-69, all of which were being driven the correct way. This was not a
circumstance where a driver, through an act of gross negligence, accidentally
drove the wrong direction on the highway. Rather, this defendant intentionally
drove the wrong way on the freeway and continued to do so for approximately ten
minutes before colliding with the Ackermans’ vehicle. Trooper Kramer also
testified that he was “quite certain [that oncoming traffic] would not have seen
34
[defendant’s] small white car . . . .” In fact, this fear of a potential head-on
collision was Kramer’s primary reason for continuing his pursuit. In other words,
by driving the wrong way on the interstate on a hazy day, defendant created a
“very high risk” of a head-on collision-- a collision that would certainly cause
“death or great bodily harm.” Further, it would be unreasonable to conclude that
defendant did not know that a serious or fatal accident was the probable result of
driving the wrong way on the interstate. No rational view of the evidence could
support a finding of gross negligence or an intent to injure without malice.
Because the evidence does not support the conclusion that defendant drove
the wrong way by accident or otherwise acted in a merely grossly negligent
manner, we conclude that a rational view of the evidence does not support an
involuntary manslaughter instruction. Therefore, the trial court did not err by
failing to give an involuntary manslaughter instruction.18
18
Even if defendant was entitled to an involuntary manslaughter
instruction, the trial court’s failure to so instruct constituted harmless error.
Harmless error analysis is applicable to instructional errors involving necessarily
included lesser offenses. People v Cornell, 466 Mich 335, 361; 646 NW2d 127
(2002). Such errors are deemed non-constitutional errors. Id. at 363. “[A]
preserved, non-constitutional error is not a ground for reversal unless ‘after an
examination of the entire cause, it shall affirmatively appear’ that it is more
probable than not that the error was outcome determinative.” People v Lukity, 460
Mich 484, 495-496; 596 NW2d 607 (1999). Here, defendant was charged with
both first- and second-degree murder. The jury convicted of first-degree murder,
the greater offense. Given the jury’s refusal to either acquit or convict of the
lesser offense, defendant has failed to demonstrate that a “miscarriage of justice”
occurred when the trial court failed to instruct on involuntary manslaughter.
35
IV. CONCLUSION
We conclude that “perpetration” encompasses acts by a defendant that
occur outside the definitional elements of the predicate felony and includes acts
that occur during the unbroken chain of events surrounding that felony. Thus, a
felon “is engaged in the perpetration of the crime ‘while he is endeavoring to
escape . . . [a]nd a [murder] committed immediately after a [felony], apparently for
the purpose of preventing detection,’ is felony murder.” Smith, supra at 189,
quoting Podolski, supra at 518 (emphasis omitted). In determining whether the
defendant is still “in the perpetration of” the predicate felony when the defendant
commits a murder, factors to be evaluated by the jury include: (1) the length of
time between commission of the predicate felony and the murder; (2) the distance
between the scene of the predicate felony and the scene of the murder; (3) whether
there is a causal connection between the murder and the predicate felony; and (4)
whether there is continuity of action between the predicate felony and the murder.
LaFave, supra at 463, 464-465. Applying these factors to the instant case, we
conclude that the trial court did not err in denying defendant’s motion to direct a
verdict of acquittal because, viewing the evidence in a light most favorable to the
prosecutor, a reasonable juror could conclude beyond a reasonable doubt that the
murders were within the res gestae of the predicate home invasion. We further
conclude that the trial court did not err in refusing defendant’s request for an
involuntary manslaughter instruction. Accordingly, we reverse the judgment of
36
the Court of Appeals and remand this case to the Court of Appeals for
consideration of defendant’s other issues.19
Stephen J. Markman
Elizabeth A. Weaver
Maura D. Corrigan
Robert P. Young, Jr.
19
We also directed the parties to address the issue whether the Court of
Appeals order of remand for a new trial violated the separation of powers doctrine.
Const 1963, art 3, § 2. The power to determine whether to charge a defendant and
what charge should be brought is an executive power, which vests exclusively in
the prosecutor. People v Williams, 244 Mich App 249, 252-253; 625 NW2d 132
(2001), citing Genesee Prosecutor v Genesee Circuit Judge, 386 Mich 672, 683;
194 NW2d 693 (1972). The exercise of judicial power over the discharge of the
prosecutor’s duties “is limited to those activities or decisions by the prosecutor
that are unconstitutional, illegal, or ultra vires.” People v Morrow, 214 Mich App
158, 161; 542 NW2d 324 (1995).
When the Court of Appeals remanded this case to the trial court, it noted
that “[d]efendant should properly have been charged with fleeing and eluding and
second-degree murder.” Gillis, supra, slip op at 4. We do not believe that this
statement constitutes a usurpation of the prosecutor’s powers. Rather, the Court of
Appeals was simply advising the trial court as to the new trial in accordance with
its holding that defendant could not be charged with first-degree felony murder.
Had the Court of Appeals purported to substitute its judgment for that of the
prosecutor by determining what criminal charges should be brought against
defendant, we agree with the prosecutor that there would have been separation of
powers implications.
37
STATE OF MICHIGAN
SUPREME COURT
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellant,
V No. 127194
JOHN ALBERT GILLIS,
Defendant-Appellee.
TAYLOR, C. J. (concurring in part and dissenting in part).
I concur with the majority opinion that a defendant is no longer “in the
perpetration of” an enumerated felony when he or she has reached a place of
temporary safety. I also agree with the majority that “perpetration” may
encompass acts beyond the definitional elements of the predicate felony to include
acts committed within the res gestae of that felony. I dissent, however, from the
majority’s application of this test to the facts of this case.
I
The facts are straightforward. Defendant was discovered by the
homeowner right after he broke into the garage. Defendant fled the scene. The
homeowner called 911 and was unsuccessful in an attempt to follow defendant,
who got away in his car. Ten to fifteen minutes later, at a distance of at least ten
miles from the scene of the home invasion, the police spotted a car matching the
one the homeowner described and attempted to stop defendant. He did not stop,
but fled and soon thereafter crashed into the Ackermans’ car, resulting in their
deaths.
Defendant was charged with two counts of felony murder, with first-degree
home invasion as the enumerated felony. Defendant waived his right to a
preliminary examination. Before trial defendant moved to quash the felony
murder charges, arguing that he was no longer “in the perpetration of” the home
invasion when the Ackermans were killed. An evidentiary hearing was held in
which the homeowner and the state trooper who attempted to stop defendant
testified. The trial court denied the motion to quash, finding that “this was a
continuous uninterrupted by temporary safety action that was taken by this
Defendant.”1
At trial, after the prosecutor rested his case, defense counsel moved for a
directed verdict on the felony-murder charges, asserting that there was no nexus
between the home invasion and the Ackermans’ deaths. The trial court denied the
1
The trial court’s decision after the evidentiary hearing was akin to a
decision whether there was sufficient evidence to bind a defendant over for trial
after a preliminary examination. The Court of Appeals concluded that the motion
to quash should have been granted. I agree, but, given that defendant went to trial,
appellate review is properly limited to the trial court’s denial of his motion for
directed verdict. People v Yost, 468 Mich 122, 124 n 2; 659 NW2d 604 (2003),
citing People v Hall, 435 Mich 599, 601-603; 460 NW2d 520 (1990) (an
evidentiary deficiency at the preliminary examination is not a ground for vacating
or reversing a subsequent conviction where the defendant received a fair trial and
was not otherwise prejudiced by the error). See also People v Wilson, 469 Mich
1018 (2004). In light of this principle, the Court of Appeals erred in analyzing
whether the motion to quash should have been granted.
2
motion, stating that one could determine beyond a reasonable doubt that
defendant, while in the perpetration of or attempt to perpetrate the home invasion,
murdered the Ackermans.
As previously noted, the jury subsequently convicted defendant of two
counts of felony murder. On appeal, the Court of Appeals reversed the felony
murder convictions in a split decision because defendant had already escaped
from the scene of the home invasion and the Ackermans’ deaths were not a part
of the continuous transaction of or immediately connected to the home invasion.
II
At the time of defendant’s trial, MCR 6.419(A) provided:
After the prosecutor has rested the prosecution's case
in chief and before the defendant presents proofs, the court on
its own initiative may, or on the defendant's motion must,
direct a verdict of acquittal on any charged offense as to
which the evidence is insufficient to support conviction.
When ruling on a motion for a directed verdict of acquittal, the trial court
must determine whether, considering the evidence in a light most favorable to the
prosecution, a rational trier of fact could have found that the essential elements of
the crime were proven beyond a reasonable doubt. People v Hampton, 407 Mich
354, 368; 285 NW2d 284 (1979) (opinion by Coleman, C.J.). The test is not
whether there was any evidence to support the conviction, but whether there was
sufficient evidence to justify a rational trier of fact in finding guilt beyond a
reasonable doubt. Id.
MCL 750.316 states in pertinent part:
3
(1) A person who commits any of the following is
guilty of first degree murder and shall be punished by
imprisonment for life:
* * *
(b) Murder committed in the perpetration of, or
attempt to perpetrate, . . . home invasion in the first or second
degree . . . .
Whether a defendant is still “in the perpetration of” an enumerated felony
when a homicide occurs is either a question of law or a question of fact depending
on the strength of the evidence presented to the jury.2 Thus, if the evidence is such
that a rational fact-finder could not conclude the defendant was still “in the
perpetration of” an enumerated felony, the court should not submit the issue to the
jury. The court is to decide the issue as a matter of law. I believe we deal with
such a situation here.
This case implicates what it means to be in a place of temporary safety and
should be a vehicle for establishing usable rules for cases in which a defendant
2
As stated in Anno: What constitutes termination of felony for purpose of
felony-murder rule, 58 ALR3d 851, 857:
[T]he facts of a particular case may be such that there can be
no doubt whether the felony and killing are part of one transaction,
so that the question should not be submitted to the jury but should be
decided by the court as a matter of law.
See, e.g., Allen v State, 690 So 2d 1332 (Fla App, 1997), Doane v
Commonwealth, 218 Va 500; 237 SE2d 797 (1977), and Franks v State, 636 P2d
361 (Okla Crim App, 1981), all cases that determined as a matter of law that a
defendant was no longer “in the perpetration of” a felony when a homicide
occurred.
4
takes flight in a car. I believe the majority in its opinion has really established no
rule, or perhaps has created a rule that there is no rule and the question whether
defendant has reached a place of temporary safety always goes to the jury. This
uncabined rule is unwise because it obliterates any meaning that the point of
temporary safety jurisprudence may have had. At least in situations in which the
underlying enumerated felony does not involve the asportation of stolen property,
I believe the rule should be as follows. Whether a defendant who is being chased
has reached a point of temporary safety and, thus, is no longer engaged “in the
perpetration of an enumerated felony” should be gauged by objectively assessing
the state of the investigation at the time the arrest is attempted. If the investigation
at that point was not the result of apprehenders hotly pursuing the defendant from
the scene of the crime, but rather was the result of a fresh pursuit begun after
having gathered information about the underlying crime, then the defendant can be
said to have reached a point of temporary safety. Having reached a point of
temporary safety, the defendant is no longer in the perpetration of the underlying
3
crime.
3
I have no objection to the four factors the majority cites from Professor
LaFave for determining whether a defendant is still “in the perpetration of” a
felony, i.e., time, place, causation, and continuity of action, but simply contend
that their application shows, as a matter of law, that defendant was no longer “in
the perpetration of” the home invasion when defendant decided to flee rather than
stop for the trooper.
5
Here, there is no question that defendant was spotted by the trooper after
the victim’s attempt to follow defendant had ended. The trooper, unlike the
officers in many of the cases cited by the majority,4 had not taken up the chase the
4
I note that many of the cases cited by the majority in which a defendant
was determined to still have been “in the perpetration of” a felony involved
situations in which the homicide occurred at, or immediately near, the scene of the
crime or as a result of a hot pursuit. See, e.g., People v Podolski, 332 Mich 508,
514; 52 NW2d 201 (1952), which indicates that the bank robbers were about to
escape when the police arrived. See, also, People v Gimotty, 216 Mich App 254,
258-259; 549 NW2d 39 (1996), in which the defendant sped from the store’s
parking lot onto a road where he was observed by another driver who called the
police on his car phone and followed the defendant until the police took over the
pursuit. To the extent that People v Oliver, 63 Mich App 509; 234 NW2d 679
(1975), is to the contrary, I would not follow it. But, I note that in Oliver, as in
most of the cases cited by the majority, the underlying felony was a robbery where
the defendant was making away with stolen goods. Under such circumstances,
i.e., one of the elements of the underlying crime involves asportation of stolen
property, a defendant may be considered to still be “in perpetration of” the
underlying crime for a longer period than when a defendant, as here, commits a
crime that is over no later than when the defendant leaves the scene. But, we are
not required to decide that question here.
The majority cites State v Squire, 292 NC 494; 234 SE2d 563 (1977),
Lampkin v State, 808 P2d 694, 696 (Okla Crim App, 1991), and People v Salas, 7
Cal 3d 812; 103 Cal Rptr 431; 500 P 2d 7 (1972), in support of the proposition that
one may still be in the perpetration of a felony when there is no hot pursuit. But in
each of these cases, the underlying crime was robbery where money was being
asported away. In Lampkin, the court stated that the defendant was still in the
process of leaving with the stolen money when he was observed by the police
driving at a fast speed and disobeying a stop sign. In contrast, the defendant here
was not in possession of any stolen property, and he was driving in a normal
manner when the police spotted him. I also note that in Franks, supra at 365, the
court said that at the time of a killing, the accused must be engaged in some act
that is required for the full execution of the underlying crime for the defendant to
be considered still in perpetration of that felony. Again, the defendant here was
not engaged in some act required for the full execution of a home invasion when
the trooper attempted to stop him. The Salas court specifically stated that the
homicide “was committed before defendant had reached a place of safety while he
(continued…)
6
homeowner had started. It was not, so to speak, a relay in which the baton was
handed off from the citizen to the constable. Rather, the defendant here had gotten
away cleanly, and no one trying to arrest him had any idea where he was, other
than he had to be in an area bounded only by, at most, the limitations of time and
the speed of his vehicle. The trooper could only make a stop on the basis of radio
conveyed identifying information, and that is what he did, more than ten miles
away from, and more than ten minutes after, the aborted home invasion. In my
view, a reasonable person could only conclude that the police were,
uncontrovertibly at the point of the attempted stop, not in hot pursuit; rather, they
were in the investigation phase of the case, putting together bits of information to
try to determine which, if any, of the many motorists, or perhaps nonmotorists,
they were observing might be the person who had committed a home invasion.
Said another way, when hot pursuit had died ten minutes ago and ten miles away,
the police were in the investigatory or “gumshoeing” phase that could produce
results now, tomorrow, or perhaps never. That makes all the difference and must
mean that the crime of home invasion was over, i.e., had been completed, when
the defendant was driving with the flow of traffic. He had gotten away–at least at
that time. The criminal in such a situation, if he or she is ever going to be at a
point of temporary safety, is in one when he or she has lost the chasers and has
(…continued)
'was in hot flight with the stolen property . . . .’” Salas, supra at 823. In contrast,
defendant in the case at bar was not in hot flight, and he was not transporting
stolen property.
7
slipped into traffic unobtrusively. Said conversely, if apprehension in the
investigatory stage does not establish that the defendant was at a point of
temporary safety, when would the defendant be? The majority has no answer that
satisfies me.
Whether a defendant has reached a place of temporary safety should be
based on what the state of the investigation was at the time immediately before the
eventual attempt at apprehension. The question that must be asked is: Were the
pursuers single-mindedly, without need of additional information, aware of whom
they were after and where he was, or were they unclear on these things? If they
were unclear and, as here, putting together available information to reestablish the
pursuit, the defendant would be in a position of temporary safety.
Here, this defendant, lost among the cars on the highway, was, as a matter
of law, in a place of temporary safety. The police had lost the scent and were
using other techniques to find him. Thus, he was no longer “in the perpetration
of” the crime. Indeed, when defendant refused to stop, he moved on to the new
crime of fleeing and eluding, and it was “in the perpetration of” that crime, not the
home invasion, that the Ackermans were killed.
Under such circumstances, I believe that the trial court should have granted
a directed verdict on the felony-murder charges because the evidence was
insufficient that defendant was “in the perpetration of” the home invasion when
the Ackermans were killed. Accordingly, the jury’s verdict should be reversed.
III
8
In conclusion, the Court of Appeals properly vacated defendant’s felony
murder convictions because defendant was no longer “in the perpetration of” first
degree home invasion when the Ackermans were killed. I believe the home
invasion ended as a matter of law when defendant reached a point of temporary
safety, i.e., driving unnoticed and unpursued in traffic. It was only after defendant
had reached this point of temporary safety that defendant was spotted by the state
trooper and fled when the trooper attempted to stop defendant. Given that fleeing
and eluding is not an enumerated felony under our felony-murder statute, the
felony murder charges should have been dismissed as a result of defendant’s
motion for directed verdict. Thus, defendant was improperly convicted of felony
murder.5
Clifford W. Taylor
Michael F. Cavanagh
Marilyn Kelly
5
I agree with the Court of Appeals that defendant could be charged with
second-degree murder regarding the Ackermans’ deaths, but not felony murder.
9
STATE OF MICHIGAN
SUPREME COURT
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellant,
V No. 127194
JOHN ALBERT GILLIS,
Defendant-Appellee.
CAVANAGH, J. (concurring in part and dissenting in part).
I concur with the opinion written by Chief Justice Taylor. I write
separately only to reiterate my belief that when the evidence produced at a
preliminary examination is legally insufficient to support binding a defendant over
for trial, the defendant is entitled to automatic reversal. See People v Hall, 435
Mich 599, 616-629; 460 NW2d 520 (1990) (Cavanagh, J., dissenting). The
inquiry is not dependent on whether the defendant nonetheless received a fair trial.
Michael F. Cavanagh
Marilyn Kelly