People v. Russell

                                                           Michigan Supreme Court
                                                                 Lansing, Michigan
                                     Chief Justice:	         Justices:



Opinion                              Maura D. Corrigan 	     Michael F. Cavanagh
                                                             Elizabeth A. Weaver
                                                             Marilyn Kelly
                                                             Clifford W. Taylor
                                                             Robert P. Young, Jr.
                                                             Stephen J. Markman




                                            FILED JULY 27, 2004




 PEOPLE OF THE STATE OF MICHIGAN,

      Plaintiff-Appellee,

 v                                                         No. 122998

 LORD SHAWN RUSSELL,

      Defendant-Appellant.
 _______________________________

 BEFORE THE ENTIRE BENCH

 YOUNG, J.

      In this case, we granted leave to appeal to consider

 whether a defendant may, by conduct alone, “unequivocally”

 waive his Sixth Amendment Right to counsel and elect to

 proceed pro se.   We need not reach that question in this

 case because a review of the record reveals that defendant

 clearly and unequivocally declined self-representation.                 We

 reverse the decision of the Court of Appeals and remand for

 a new trial.
                     I. FACTS   AND   PROCEDURAL HISTORY

        Defendant was charged with possession with intent to

deliver less than fifty grams of both cocaine and heroin.1

At the beginning of trial, defendant informed the trial

court    that   he   wanted   his     trial   counsel,     Damian   Nunzio,

removed and new trial counsel appointed.2

        The trial court did not grant defendant’s request, but

noted that he “would entertain” the request if defendant

presented “some valid reason” to appoint substitute counsel

other than “personality difficulties.”                 Defendant offered

no such explanation. After refusing to grant defendant’s

request, the trial court offered defendant the following

four options:

              [O]ur alternatives here are basically these.
        You may, if you have made arrangements on your
        own, bring in your own lawyer at your own expense
        and hire anybody you want, and I will allow that
        lawyer to substitute right now and we’ll go from
        here.

             Option number two, we can go forward with
        Mr. Nunzio, the second lawyer that’s been
        provided for you at government expense, and try
        this case on the merits.       I would strongly
        suggest that, if Mr. Nunzio thinks you have a
        valid defense, that you consult with him and work


1
        MCL 333.7401(2)(a)(iv).
2
     Mr. Nunzio was defendant’s second appointed attorney.
Defendant’s   first   appointed  attorney   withdrew after
defendant complained about counsel’s representation.



                                       2

        with him on it because he’s a man that knows how
        to present such a defense.

             Or number three, you may decide to serve as
        your own counsel and represent yourself.        I
        caution you strongly against the third course
        because obviously a trial involves issues of
        complicated legal procedure and, unless you are
        legally trained, and I don’t know whether you are
        or not but I suspect you are not, there are many
        pitfalls there for the unwary.

             And that leads us, I suppose, to option
        four, which is sort of a variation on option
        number three, in which you provide your own
        defense but Mr. Nunzio would be available to
        consult with you and provide you assistance as to
        technical legal points when you need counsel.[3]


        After defendant continued to indicate that he did not

“feel      comfortable”    with        his   appointed   attorney’s

representation, the trial court reminded defendant of his

other available options—defendant could retain counsel or

he could represent himself:

             The Court:    And, while I would not advise
        it, I will certainly guard your rights and see to
        it that you have the opportunity to present your
        own defense, if that’s your wish.

             Defendant:   Well, that’s putting words in my
        mouth. I—

             The Court: Well, then maybe you should put
        words in your mouth and tell me what you want.



3
     Thus, two of the four options presented to defendant
involved forms of self-representation.




                                  3

            Defendant:   I told you. I don’t want Mr.
       Nunzio as my attorney.

            The Court:    . .    .    So,   your     options   are
       really kind of limited.

            Defendant:   The State has the obligation to
       give me representation.


At a later point in the proceedings, the following exchange

occurred:


            The Court: . . . And if you can’t cooperate
       with the man, then you can try the case yourself,
       and that’s fine. You have a constitutional right
       to do it. I don’t think it’s a good idea, but I’m
       here to guarantee your constitutional rights. And
       if you want to try your case yourself, by
       goodness, that’s what we’re going to do.

            Defendant:    Well, that’s what you keep
       insisting that I do, and I’m telling you that I
       need competent counsel . . . . [Emphasis added.]


       Although the trial court then gave defendant several

more   opportunities   to   select    among    the    four     proffered

options, defendant continued to reject all of them.                  The

trial court then empanelled the jury and asked defendant if

he had any questions for the panel.         Defendant stated:

            Yes.     Ladies   and  gentlemen,   this  is
       something totally new for me.    I’m being forced
       into this situation . . . .

            I requested the Court appoint new counsel
       for me, and they said, for some reason being that
       we’re here and they don’t see the difference—any
       differences between me and Mr. Nunzio.    So they



                                 4

     forced me      to    go   on     with          this     trial    alone    by
     myself.

     After    a   four-day     trial,          defendant        was    convicted     of

both charges and sentenced to consecutive prison terms of

2½ to 40 years for each conviction.

     The Court of Appeals affirmed defendant’s convictions

in a published opinion.             The panel concluded that defendant

implicitly    “made      his   unequivocal             choice”       to    proceed   in

propria persona “by his own conduct” when he continued to

reject appointed counsel’s representation.4

                          II. STANDARD         OF   REVIEW

     We review for clear error the trial court’s factual

findings surrounding a defendant’s waiver.                           However, to the

extent that a ruling involves an interpretation of the law

or   the    application        of     a        constitutional             standard   to

uncontested facts, our review is de novo.5

                               III. ANALYSIS

           A. THE FEDERAL REQUIREMENTS          FOR   SELF-REPRESENTATION

     The Sixth Amendment provides that the accused in a

criminal prosecution "shall enjoy the right . . . to have


4
     254 Mich App 11, 17; 656 NW2d 817 (2002).
5
     See People v Attebury, 463 Mich 662, 668; 624 NW2d 912
(2001); People v Daoud, 462 Mich 621, 629-630; 614 NW2d 152
(2000).




                                          5

the Assistance of counsel for his defence."           US Const, Am

VI.6   This requirement was made applicable to the states

through the Due Process Clause of the Fourteenth Amendment.7

The right to counsel is considered fundamental because it

is essential to a fair trial and attaches at the trial

stage,       which   is   clearly    a   critical   stage   of   the

proceedings.8        While a defendant may choose to forgo the

assistance of counsel at trial, any waiver of the right to

counsel must be knowing, voluntary, and intelligent.9             In

addition, it is a long-held principle that courts are to

make every reasonable presumption against the waiver of a


6
     Likewise, Const 1963, art 1, § 20 provides that the
accused in a criminal prosecution "shall have the right
. . . to have the assistance of counsel for his . . .
defense."   Our Michigan Constitution is not at issue here
because the federal Supremacy Clause, US Const, art VI, cl
2, requires that we apply the federal constitutional
analogue to the degree that our Constitution provides less
protection to a criminal defendant.      California v Ramos,
463 US 992; 103 S Ct 3446; 77 L Ed 2d 1171 (1983).      This
case does not present an opportunity to discern whether our
Constitution provides a right of self-representation that
is greater than its federal counterpart.
7
     Gideon v Wainwright, 372 US 335; 83 S Ct 792; 9 L Ed
2d 799 (1963).
8
       Id.
9
     Iowa v     Tovar, 541 US ___; 124 S Ct 1379; 158 L Ed 2d
209 (2004);     Godinez v Moran, 509 US 389; 113 S Ct 2680; 125
L Ed 2d 321     (1993); Patterson v Illinois, 487 US 285, 292 n
4; 108 S Ct     2389; 101 L Ed 2d 261 (1988).




                                    6

fundamental constitutional right,10 including the waiver of

the right to the assistance of counsel.11

     In Faretta v California,12 the United States Supreme

Court held that a defendant "has a constitutional right to

proceed   without    counsel        when         he    voluntarily     and

intelligently   elects   to   do        so."13        While   the   Faretta


10
     The principle that every reasonable presumption should
be   indulged   against   the   waiver  of  a   fundamental
constitutional right has a long-standing pedigree in
federal constitutional law.    See Hodges v Easton, 106 US
(16 Otto) 408, 413; 1 S Ct 307; 27 L Ed 169 (1882) (“It has
been often said by this court that the trial by jury is a
fundamental guaranty of the rights and liberties of the
people. Consequently, every reasonable presumption should
be indulged against its waiver.”).
11
     Johnson v Zerbst, 304 US 458; 58 S Ct 1019; 82 L Ed
1461 (1938) (every reasonable presumption should be
indulged against the waiver of counsel); Michigan v
Jackson, 475 US 625, 633; 106 S Ct 1404; 89 L Ed 2d 631
(1986); Martinez v Court of Appeal of California, 528 US
152, 161; 120 S Ct 684; 145 L Ed 2d 597 (2000)(noting that
there is a “‘strong presumption against’” waiver of
counsel)(citation omitted); People v Adkins (After Remand),
452 Mich 702; 551 NW2d 108 (1996).
12
     422 US 806; 95 S Ct 2525; 45 L Ed 2d 562 (1975). In
Faretta, the majority identified a “nearly universal
conviction”   that  forcing   representation  on   unwilling
defendant “is contrary to his basic right to defend himself
if he truly wants to do so.” Id. at 817 (emphasis added).
13
     Id. at 807 (emphasis added). See also Martinez, supra
at 154. In Michigan, the right of self-representation is a
right explicitly conferred in our Constitution. See Const
1963, art 1, § 13. This right has been afforded to the
citizens of Michigan since 1850. See Const 1850, art 6, §
24.




                                   7

majority noted that the framers of the Constitution never

imagined that the right of self-representation “might be

considered     inferior         to    the      right      of     assistance        of

counsel,”14 the United States Supreme Court has also noted

that the “right to self-representation is not absolute.”15

Indeed, because a defendant automatically enjoys the right

to   the   assistance      of   counsel,16         and   the    right     of    self­

representation      and     the      right     to     counsel     are     mutually

exclusive,     a   defendant         must     elect      to    conduct    his     own

defense    “‘voluntarily        and    intelligently,’”17          and     must    be

made   aware   of    the    dangers          and    disadvantages        of    self­

representation “in order to”18 proceed pro se.19                         Therefore,


14
       Faretta, supra 832.
15
       Martinez, supra at 161 (emphasis added).
16
     The right to the assistance of counsel is automatic;
assuming the right is not waived, assistance must be made
available at critical stages of a criminal prosecution,
regardless whether the defendant has requested it.   United
States v Wade, 388 US 218, 223-227; 87 S Ct 1926; 18 L Ed
2d 1149 (1967); Carnley v Cochran, 369 US 506, 513; 82 S Ct
884; 8 L Ed 2d 70 (1962).
17
       Martinez, supra at 161 (citation omitted).
18
       Faretta, supra at 835 (emphasis added).
19
     Moreover,   even   once    properly  elected,   self­
representation  may be terminated or standby       counsel
appointed, over a defendant's objection. Faretta, supra at
834 n 46.    Standby counsel may participate in the trial
proceedings, without the express consent of the defendant,
                                              (continued…)

                                        8

while    the     right     of    self-representation           is   a   fundamental

constitutional right, other interests, such as the failure

to effectively waive the right to counsel or a governmental

interest in “ensuring the integrity and efficiency of the

trial”     may       in   some    instances      outweigh       the     defendant’s

constitutional right to act as his own counsel.20                          In sum,

although       the    right      to   counsel    and     the    right     of   self­

representation are both fundamental constitutional rights,

representation by counsel, as guarantor of a fair trial,

“is the standard, not the exception,”21 in the absence of a

proper waiver.

               B. MICHIGAN’S APPLICATION      OF THE   FEDERAL STANDARD

        In People v Anderson,22 this Court applied the Faretta

standard         for        self-representation             and         established



(…continued)
as   long  as   that  participation   does  not   "seriously
undermin[e]" the "appearance before the jury" that the
defendant is representing himself. McKaskle v Wiggins, 465
US 168, 187; 104 S Ct 944; 79 L Ed 2d 122 (1984).
20
        Martinez, supra at 162.
21
      Id. at 161.    See also United States v Martin, 25 F3d
293, 295 (CA 6, 1994) (“While the right to self­
representation is related to the right to counsel, the
right    to  self-representation     is   grounded    more    in
considerations    of   free   choice   than   in   fair    trial
concerns.”).
22
    398 Mich 361; 247 NW2d 857 (1976).    See also People v
Dennany, 445 Mich 412; 519 NW2d 128 (1994).



                                         9

requirements regarding the judicial inquest necessary to

effectuate       a     valid     waiver     and   permit       a    defendant    to

represent himself.             Upon a defendant's initial request to

proceed    pro       se,   a     court    must    determine        that   (1)   the

defendant's request is unequivocal, (2) the defendant is

asserting        his       right     knowingly,          intelligently,         and

voluntarily through a colloquy advising the defendant of

the dangers and disadvantages of self-representation, and

(3)   the defendant's self-representation will not disrupt,

unduly     inconvenience,          and      burden      the    court      and   the

administration of the court's business.

      In    addition,          a    trial       court    must       satisfy      the

requirements of MCR 6.005(D), which provides in pertinent

part as follows:

           The court may not permit the defendant to
      make an initial waiver of the right to be
      represented by a lawyer without first

           (1) advising the defendant of the charge,
      the maximum possible prison sentence for the
      offense, any mandatory minimum sentence required
      by   law,  and   the  risk  involved   in  self­
      representation, and

           (2) offering the defendant the opportunity
      to consult with a retained lawyer or, if the
      defendant is indigent, the opportunity to consult
      with an appointed lawyer.

      In Adkins, this Court clarified the scope of judicial

inquiry     required        by     Anderson       and    MCR       6.005(D)     when



                                          10

confronted with an initial request for self-representation.

Adkins   rejected   a    “litany         approach”    in     favor   of   a

“substantial compliance” standard:

          We hold, therefore, that trial courts must
     substantially comply with the aforementioned
     substantive    requirements   set   forth   in   both
     Anderson and MCR 6.005(D). Substantial compliance
     requires that the court discuss the substance of
     both Anderson and MCR 6.005(D) in a short
     colloquy with the defendant, and make an express
     finding that the defendant fully understands,
     recognizes, and agrees to abide by the waiver of
     counsel procedures. The nonformalistic nature of
     a   substantial    compliance   rule   affords    the
     protection of a strict compliance rule with far
     less of the problems associated with requiring
     courts to engage in a word-for-word litany
     approach. Further, we believe this standard
     protects    the    “vital   constitutional     rights
     involved     while    avoiding    the     unjustified
     manipulation which can otherwise throw a real but
     unnecessary    burden   on  the   criminal    justice
     system.”

          Completion of these judicial procedures
     allows the court to consider a request to proceed
     in propria persona. If a judge is uncertain
     regarding whether any of the waiver procedures
     are met, he should deny the defendant's request
     to proceed in propria persona, noting the reasons
     for the denial on the record. The defendant
     should then continue to be represented by
     retained or appointed counsel, unless the judge
     determines substitute counsel is appropriate.[23]

     Under   Adkins,         if   the      trial     court     fails      to

substantially comply with the requirements in Anderson and


23
     Adkins, supra      at    726-727     (emphasis    added;    internal
citation omitted).




                                   11

the   court    rule,    then     the    defendant           has    not    effectively

waived   his    Sixth    Amendment          right      to    the     assistance         of

counsel.       In   addition,        the     rule      articulated         in    Adkins

provides a practical, salutary tool to be used to avoid

rewarding gamesmanship as well as to avoid the creation of

appellate parachutes: if any irregularities exist in the

waiver   proceeding,       the      defendant          should      continue      to     be

represented by counsel.

                                 C. RESOLUTION

      In this case, a review of the record indicates two key

facts:     first,   that       defendant          expressly         rejected         self­

representation         and,         second,        that           defendant          never

voluntarily     waived        his     Sixth       Amendment         right       to     the

assistance of counsel at trial.24                  Indeed, defendant clearly

sought appointment of another trial counsel, and defendant

and the trial court engaged in a lengthy dialogue over

defendant’s desire to have substitute counsel appointed.

      While    defendant       was     given      clear      choices,       defendant

consistently        denied          that         his     choice          was         self­

representation.         Throughout          his    colloquy        with    the       trial


24
     Because defendant clearly and unambiguously rejected
self-representation,  we  need   not  address  whether  a
defendant’s desire to proceed pro se may ever be inferred
by conduct.




                                           12

court,   defendant   steadfastly      rejected   the   option   of

proceeding to trial without the assistance of counsel.25

Therefore, it cannot be said, as the Court of Appeals and

dissenting opinions maintain, that defendant unequivocally

chose self-representation and voluntarily waived his Sixth

Amendment right to counsel.26




25
     Defendant did not have the right to a third appointed
counselor, because no defendant is entitled to the
appointed counselor of his choice.      See Wheat v United
States, 486 US 153; 108 S Ct 1692; 100 L Ed 2d 140 (1988);
People v Ginther, 390 Mich 436; 212 NW2d 922 (1973); People
v Portillo, 241 Mich App 540; 616 NW2d 707 (2000). Rather,
the decision to permit substitution of appointed counsel is
within the discretion of the trial court. People v Hooper,
406 Mich 978; 280 NW2d 444 (1979). In this case, defendant
does not argue that the trial court abused its discretion
in failing to appoint substitute counsel; rather, defendant
argues before this Court that the trial court reversibly
erred because defendant did not unequivocally waive his
right to counsel and did not elect to represent himself.
26
     As the dissent notes, there are some federal circuit
court cases holding that an unreasonable insistence on the
appointment of a new attorney operates as a waiver of the
right to counsel. This view is in contravention of the
principle articulated in Johnson. Until the United States
Supreme Court sees fit to distinguish or overrule Johnson,
this Court is required to follow it. Moreover, it does not
logically follow that a defendant affirmatively waives a
fundamental constitutional right simply because he insists
on a favorable ruling on something to which he is not
entitled. Under the theory advocated by the dissent, if a
defendant were to insist on empanelling only left-handed
jurors, his insistence would constitute an affirmative
waiver of his right to a jury trial even if he explicitly
indicates that he desires a jury trial.




                                13

      We   believe   that      defendant’s       repudiation     of    self­

representation was unmistakable in this case.                  However, to

the degree that defendant’s refusal to explicitly choose

between continued representation by appointed counsel and

self-representation       created         any     ambiguity      regarding

plaintiff’s     desire   to    unequivocally       waive   his   right    to

trial counsel, any ambiguity should have been resolved in

favor of representation because, consistently with Adkins

and   United    States   Supreme    Court       precedent,    courts    must

indulge every reasonable presumption against the waiver of

the right to counsel.27

                              IV. Conclusion

      Because     defendant       unequivocally        rejected        self­

representation and did not voluntarily waive his right to

the assistance of counsel at trial, the trial court erred

in requiring defendant to proceed in propria persona.                    The


27
     Because defendant’s waiver of his right to the
assistance of counsel at trial was not voluntary, we need
not address whether defendant’s waiver was knowing and
intelligent.     It is worth noting, however, that an
effective waiver of trial counsel requires a more exacting
waiver than that required to waive counsel at pretrial
stages of the proceedings. See Iowa v Tovar, supra, 124 S
Ct 1387-1388; 158 L Ed 2d 220-221 (requiring that a
defendant “must be warned specifically of the hazards
ahead” and that those warnings surrounding waiver of
counsel at trial be “‘rigorous[ly] conveyed”)(emphasis
added; citation omitted).




                                    14

clear cut rule articulated by this Court in Adkins requires

that   counsel   should   have   been   retained   where   defendant

explicitly rejected self-representation.28         Accordingly, the

decision of the Court of Appeals is reversed and the case

is remanded to the trial court for a new trial.29

                                  Robert P. Young, Jr.
                                  Michael F. Cavanagh
                                  Elizabeth A. Weaver
                                  Marilyn Kelly
                                  Clifford W. Taylor




28
     In this instance, the trial court should have simply
denied defendant’s request to appoint another counsel and
continued with the proceedings.   Defendant’s acceptance of
the trial court’s discretionary ruling was not required.
29
     The complete denial of counsel at a critical stage of
a criminal proceeding is a structural error that renders
the result unreliable, thus requiring automatic reversal.
Gideon v Wainwright, supra; People v Duncan, 462 Mich 47,
51-52; 610 NW2d 551 (2000).



                                 15

                    S T A T E       O F    M I C H I G A N 


                                  SUPREME COURT 



PEOPLE OF THE STATE OF MICHIGAN,

     Plaintiff-Appellee,

v                                                                    No. 122998

LORD SHAWN RUSSELL,

        Defendant-Appellant.

_______________________________

MARKMAN, J. (dissenting).

        I    respectfully        dissent    from   the   majority       opinion

because      I   agree    with    the    trial   court   and   the    Court   of

Appeals and believe that defendant, by his conduct alone,

“unequivocally”          waived    his     constitutional      and    statutory

right to trial counsel.              US Const, Am VI; Const 1963, art

1, § 13; MCL 763.1.               Because I believe that defendant’s

waiver also satisfied the requirements set forth by this

Court in People v Anderson, 398 Mich 361, 367-368; 247 NW2d

857 (1976), and MCR 6.005(D), I would affirm defendant’s

conviction.

        Further, I respectfully urge the United States Supreme

Court       to   consider   granting       certiorari    in    this    case   to

clarify the operation of the presumption against the waiver
of trial counsel in Johnson v Zerbst, 304 US 458; 58 S Ct

1019;    82    L    Ed     1461     (1938).              In   this    case,      defendant

unreasonably refused to cooperate with his second court­

appointed      counsel,       but       also        declined    to    assert       that   he

wished    to       proceed    pro       se.           Some     federal      courts    have

interpreted         such     conduct       as        constituting          an    effective

waiver    of   the       right     to    trial        counsel,       but   the     lack   of

clarity    regarding         the     scope          of   the    Johnson         presumption

continues to create constitutional uncertainty.                                    Where a

defendant          unreasonably           declines             appointed         counsel’s

services,      the       Johnson         presumption            should      not      remain

inviolate.         The right to trial counsel, the right to self­

representation, and the prohibition against forcing trial

counsel on an unwilling defendant intersect.                               Thus, courts

must protect a defendant’s rights while also safeguarding

the integrity of the judicial process from delay tactics

and gamesmanship, both of which are on display in this

case.     If defendant here had been required to retain his

counsel, as the majority would require, he would now almost

certainly be arguing that his right to trial counsel had

been violated and that such counsel had been forced upon

him against his will.




                                               2

                                  I. BACKGROUND

        Defendant was charged with possession of cocaine and

heroin.       At the beginning of trial, defendant informed the

trial       court   that   he    wanted          his   trial   counsel,     Damian

Nunzio, removed and new trial counsel appointed.1                            Among

other allegations, defendant claimed that there had been

miscommunications between him and Nunzio, that Nunzio had

been convinced of defendant’s guilt, that Nunzio had failed

to    give    defendant      certain        helpful     documents,    and     that

Nunzio had failed to call certain witnesses.

        The court found that defendant had failed to present

“some       valid   reason      why     a    different     lawyer    should     be

appointed, other than the fact that [defendant was] seeming

to have personal difficulties with the leading members of

the   bar.”     The   trial     court       denied     defendant’s   motion    to

appoint       new   counsel,      and       informed     defendant   that     his

options were as follows:

             You may, if you have made arrangements on
        your own, bring in your own lawyer at your own
        expense and hire anybody you want, and I will
        allow that lawyer to substitute right now and
        we’ll go from here.



        1
       The trial court permitted defendant’s first appointed
trial counsel, Paul Mitchell, to withdraw after defendant
complained about the manner in which he represented
defendant.



                                            3

          Option number two, we can go forward with
     Mr. Nunzio, the second lawyer that’s been
     provided for you at government expense, and try
     this case on the merits.       I would strongly
     suggest that, if Mr. Nunzio thinks you have a
     valid defense, that you consult with him and work
     with him on it because he’s a man that knows how
     to present such a defense.

          Or number three, you may decide to serve as
     your own counsel and represent yourself.        I
     caution you strongly against the third course
     because obviously a trial involves issues of
     complicated legal procedure and, unless you are
     legally trained, and I don’t know whether you are
     or not but I suspect you are not, there are many
     pitfalls there for the unwary.

          And that leads us, I suppose, to option
     four, which is sort of a variation on option
     number three, in which you provide your own
     defense but Mr. Nunzio would be available to
     consult with you and provide you assistance as to
     technical legal points when you need counsel.
     That pretty much exhausts the field, as far as I
     can determine at this moment, for what we might
     do about proceeding here today.


     Defendant    insisted   that        he   did   not   want     Nunzio   to

represent   him   because,   “Mr.        Nunzio     has   stated    that    he

doesn’t believe that I’m innocent.”                  Nunzio denied this

allegation.

     The trial court explained to defendant that:

          [E]ven if we were to assume arguendo that
     [Nunzio] did say that, and I don’t believe it for
     a minute, it would not be germane.       A lawyer
     represents a client by presenting his defense
     under the law.

                               * * *



                                    4

          It is not necessary that Mr. Nunzio believe
     you are innocent in order to represent you and
     present the very best defense available to you
     under the law. So, essentially we’re sparring at
     shadows here, and this discussion is not getting
     us anywhere.

     Defendant continued to insist that he did not want

Nunzio to represent him.     The trial court responded:

          I think I’ve given you the options as I
     understand them, and I’m prepared to go with
     whichever one you feel is the appropriate one to
     follow at this particular time.

Defendant   replied,   “Well,   I’ve    expressed     mine.    “I   don’t

want Mr. Nunzio to represent me.” (Emphasis added.)

     The    court   then   explained    that   only    three    options

remained for defendant:

          Your options are that you may bring in
     counsel of your own choosing, which you’ve had
     many months to do and I don’t see anybody sitting
     here, so I don’t assume that [is] going to
     happen; or you may represent yourself in which
     case I will allow Mr. Nunzio to be available to
     provide you with legal counsel on technical and
     procedural points when you wish to consult with
     him.

The trial court then warned defendant about the dangers of

self-representation, stating:

          If you wish to do that, I will certainly
     proceed in that fashion. I would not personally
     advise that you do that, but that’s your right.

                                * * *

          I should advise you that there is an ancient
     adage in the law, for good reason, that a man who
     acts as his own counsel has a fool for a client.


                                  5

     The corollary to the rule is that he also has a
     fool for a lawyer, but, as a practical matter, it
     all winds up in the same place.

          My guess is that you will not fare well in
     that approach, but you have the right to take
     that approach if you wish to do it.


         Defendant replied, “Well, that’s putting words in my

mouth.”     The trial court responded, “Well then maybe you

should put words in your mouth and tell me what you want.”

Defendant responded, “Well, I told you.                  I don’t want Mr.

Nunzio as my attorney.”

     The    trial    transcript       contains    four    more   pages      of

dialogue between defendant and the trial court in which,

although defendant continues to request that a new attorney

be appointed for him, the trial court continued to deny

such request.      The court eventually states:

          What I really want to know is how you want
     to proceed so we can get started here.    And I’m
     willing to take a recess and let you speak to Mr.
     Nunzio, or if you want don’t want to speak to Mr.
     Nunzio, I’m willing to take a recess and let you
     contemplate the matter. But the fact is that we
     need to know what it is that you wish to do and
     within the range of the options, which I think
     I’ve pretty clearly delineated for you.       I’m
     prepared to accommodate you.

          Now, do you wish to consult with Mr. Nunzio
     or mull this over for a few minutes, or are you
     ready to make an alternative choice at this time?

     Defendant      answered,    “Your     Honor,   I     thought    I    made

myself     clear    here.”      The    trial     court    replied,       “Well


                                      6

apparently not because I haven’t heard you make any choice

. . . I just need to know which of those you wish to do.”

     The transcript contains another six pages of dialogue

between the trial court and defendant in which defendant

complained    about   Nunzio’s   performance.   After   the   trial

court found all of defendant’s allegations to be completely

unfounded, the following exchange between the trial court

and defendant occurred:

          Defendant: I don’t—I don’t want any contact
     with Mr. Nunzio, and I expressed that to you. I
     don’t want Mr. Nunzio to have anything to do with
     anything in my case. . . . There’s no way that I
     will let him try to defend me.

     * * *

          All right. Well, I just want it noted that
     I have stated the conflict between me and
     attorney Nunzio, and the statements that Mr.
     Nunzio has made in regards to me and my case, and
     there’s no way that I would feel comfortable with
     him having anything to do with the defense on my
     behalf. And I’m requesting that you remove him
     from my case.

          Court:    All right.    Well, then, I will
     inform the jury that you have chosen to represent
     yourself and that Mr. Nunzio is available as your
     legal advisor. Now, are you ready to proceed or
     do you wish to take a few moments to get yourself
     organized.

             Defendant: (No verbal response)

             Court: Mr. Russell that’s a question to you.

          Defendant:       I’ve requested to you, Your
     Honor, I said       that I don’t want Mr. Nunzio



                                  7

     involved in nothing of my defense, and I                        am
     requesting of this court to appoint counsel.

          Court: Well, we have appointed counsel, Mr.
     Russell, and he sits next to you at this
     particular moment. Now, you can either work with
     Mr. Nunzio or demonstrate some reasonable basis
     why he should be removed, which you have not
     done, or else we’re going to start this case and
     you can represent yourself.

                              * * *

          Inasmuch as you apparently have not made
     arrangements for alternate counsel, I suggest
     that you strongly consider going forward with the
     very capable lawyer that you have been provided.
     Failing that, I will protect your right to
     represent yourself. But this is the day and time
     of proceeding and we’ve run out of time.    We’ve
     run out of options.      So I suggest that you
     confine   yourself  to   what   we’ve  discussed.
     [Emphasis added.]

Although     the    trial   court      then    gave    defendant     several

additional    opportunities       to   select     an   option,2     defendant

continued to refuse to do so, at which time the trial court

empanelled    the    jury   and    asked      defendant   if   he    had   any

questions for the panel.          Defendant stated:

          Yes.     Ladies   and  gentlemen,   this  is
     something totally new for me.    I’m being forced
     into this situation . . . .

          I requested the Court appoint new counsel
     for me, and they said, for some reason being that
     we’re here and they don’t see the difference—any

     2
       In order to accord defendant adequate opportunity to
consult with Nunzio regarding the four options, the trial
court took two recesses, the first for twenty minutes and
the second for one-and-a-half hours.



                                       8

        differences between me and Mr. Nunizo. So they
        forced me to go on with this trial alone by
        myself.

After a four-day trial, defendant was convicted on both

charges and sentenced to consecutive prison terms of two­

and-a-half to forty years on each count.                                   Although the

Court of Appeals remanded this case for correction of the

presentence            investigation           report        and    resentencing,          it

affirmed            defendant’s           convictions,              concluding           that

defendant,          by    his     conduct       alone,       had     demonstrated         his

choice to represent himself at trial.3

                                        II. Analysis

        The      United     States       Supreme          Court    has    held    that    the

right       to   self-representation                 is   guaranteed       by    the   Sixth

Amendment         of     the     United       States       Constitution,         Faretta    v

California, 422 US 806, 819-820; 95 S Ct 2525; 45 L Ed 2d

562 (1975), and that a defendant may waive his right to

counsel, provided he do so “competently and intelligently.”

Johnson,         supra     at     468.         [W]hether          there    has     been    an

intelligent waiver of the right to counsel must depend, in

each        case,   upon        the    particular          facts    and    circumstances

surrounding              that         case,     including           the         background,




        3
            254 Mich App 11, 22; 656 NW2d 817 (2002).



                                                9

experience, and conduct of the accused.”                            Id. (emphasis

added).

        In    Michigan,     the    right       to     self-representation         is

secured       by   both     the    state       constitution         and     statute.4

However, this Court has stated that a trial court may only

permit a defendant to represent himself if the following

requirements         have   been    satisfied:         (1)        the   defendant’s

request to represent himself has been unequivocal; (2) the

defendant      has    asserted     his     right      of    self-representation

“knowingly, intelligently, and voluntarily”; (3) the trial

court        has   been     satisfied          that        the     defendant,     in

representing          himself,       “will          not          disrupt,     unduly

inconvenience and burden the court and the administration

of the court’s business.”            People v Anderson, 398 Mich 361,

367-368; 247 NW2d 857 (1976).                   Moreover, the trial court



        4 Const 1963, art 1, § 13 provides:

             A suitor in any court of this state has the
        right to prosecute or defend his suit, either in
        his own proper person or by an attorney.

        MCL 763.1 provides:

              On the trial of every indictment or other
        criminal accusation, the party accused shall be
        allowed to be heard by counsel and may defend
        himself, and he shall have a right to produce
        witnesses and proofs in his favor, and meet the
        witnesses who are produced against him face to
        face.



                                         10

must also satisfy MCR 6.005(D).5             People v Adkins (After

Remand), 452 Mich 702, 722; 551 NW2d 108 (1996).                    Taken

together, the requirements of Michigan law are in accord

with the waiver requirements of the federal constitution.

See Iowa v Tovar, 541 US ___, 124 S Ct 1379, 158 L Ed 2d

209   (2004)(“the      [federal]    constitutional      requirement      is

satisfied when the trial court informs the accused of the

nature     of   the   charges   against   him,   of   his   right   to   be

counseled regarding his plea, and of the range of allowable

punishments attendant upon the entry of the guilty plea”);

Faretta, supra at 835 (holding that, before a defendant may

waive his Sixth Amendment right to counsel, a defendant

“should be made aware of the dangers and disadvantages of

self-representation”).


      5
          MCR 6.005(D) provides, in relevant part:

           The court may not permit the defendant to
      make an initial waiver of the right to be
      represented by a lawyer without first

           (1) advising the         defendant of the charge,
      the maximum possible          prison sentence for the
      offense, any mandatory        minimum sentence required
      by   law,   and   the        risk   involved  in   self
      representation, and

           (2) offering the defendant the opportunity
      to consult with a retained lawyer or, if the
      defendant is indigent, the opportunity to consult
      with an appointed lawyer.




                                    11

        Compliance with these requirements mandates that the

trial       court      “engage,     on     the        record,     in    a   methodical

assessment        of      the    wisdom    of     self-representation          by    the

defendant.”            Adkins, supra        at 721.             The defendant must

exhibit “‘an intentional relinquishment or abandonment’” of

the right to trial counsel, and the trial court should

“‘indulge every reasonable presumption against waiver’” of

such right.          Id., quoting Johnson, supra at 464.                      Further,

“‘[p]resuming waiver from a silent record is impermissible.

The record must show, or there must be an allegation and

evidence which show, that an accused was offered counsel

but intelligently and understandably rejected the offer.’”

Adkins, supra at 721 (citations omitted).

        Defendant         asserts    that       the    trial     court      abused    its

discretion when it declined defendant’s request to appoint

him     a    third        attorney,        thereby       forcing       defendant       to

represent         himself.          That    is,        defendant       contends      that

because      he     did    not    expressly       waive     his    right      to   trial

counsel, such waiver was, at the very least, equivocal and,

therefore, invalid.6


        6
       It was entirely proper for the trial court to require
defendant to choose between proceeding to trial with his
present attorney and representing himself. See United
States v Grosshans, 821 F2d 1247, 1251 (CA 6, 1987);
Maynard v Meachum, 545 F2d 273, 278 (CA 1, 1976).



                                            12

      I disagree.            A waiver of a defendant’s right to trial

counsel    must       be     “unequivocal,”         Anderson,         supra     at     367,

meaning    only       that    such    waiver       must     be    “[c]lear;       plain;

capable of being understood in only one way, or as clearly

demonstrated.”         Black’s Law Dictionary (6th ed).                        I do not

accept the standard proposed by defendant and implied by

the   majority—that          only    a     verbal    waiver       can    sufficiently

constitute an "unequivocal" waiver of the right to trial

counsel.        Neither defendant nor the majority has cited a

single state or federal court decision that has adopted

such a standard, and I do not believe this standard to be

implicit in the requirement of an "unequivocal" waiver.

      Here, defendant was offered four options by the trial

court in response to his request for a third appointed

counsel.    Having clearly rejected three of these options, I

believe,    as    a    matter       of     logic,    that        it   can   be    fairly

concluded that defendant "unequivocally" assented to the

fourth option.             That defendant made clear his displeasure

at being limited to these four options does not alter my

conclusion.           The    fact    that     defendant         desired     the       fifth

option     of    being        appointed       a     third        counsel       does     not

transform       the   trial        court's    decision       to       reject     such    an

appointment       into       an    abuse    of     discretion.          See      Mowat    v

Walsh,    254    Mich       302,    304;     236    NW    791     (1931);      People     v


                                            13

Akins, 259 Mich App 545, 556-557; 675 NW2d 863 (2003).                          As

the majority has correctly noted, “no defendant is entitled

to the appointed counselor of his choice.”                     Ante at 12-13 n

25.     Because there was no abuse of discretion, there was no

fifth option.        Defendant was properly limited by the trial

court to four options, and he clearly rejected three of

these.

        Concerning      the   first      option,        defendant,        despite

repeated      invitations     and   opportunities         to    hire      his   own

counsel, failed to do so and expressed no interest in doing

so.     Concerning the third and fourth options, defendant, as

noted    earlier,      unambiguously,         repeatedly,      and   vehemently

refused to have Nunzio represent him.                     Supra at 4-5, 7.

The majority would disregard defendant’s clear wishes on

this point and force defendant to retain Nunzio.                          Ante at

14.      In   Faretta,    supra     at       820-821,    the    United     States

Supreme Court        asserted that the Sixth Amendment “right to

counsel,”       does    not   permit     the     trial    court      to   appoint

counsel that defendant has refused to accept:

              The language and spirit of the Sixth
        Amendment contemplate that counsel, like the
        other defense tools guaranteed by the Amendment,
        shall be an aid to a willing defendant—not an
        organ    of   the   State  interposed  between   an
        unwilling defendant and his right to defend
        himself personally.     To thrust counsel upon the
        accused,    against   his  considered  wish,   thus
        violates the logic of the Amendment.     In such a


                                       14

     case, counsel is not an assistant, but a master;
     and the right to make a defense is stripped of
     the personal character upon which the Amendment
     insists.    It is true that when a defendant
     chooses to have a lawyer manage and present his
     case, law and tradition may allocate to the
     counsel the power to make binding decisions of
     trial strategy in many areas. . . . This
     allocation can only be justified, however, by the
     defendant’s consent, at the outset, and to accept
     counsel as his representative.       An unwanted
     counsel “represents” the defendant only through a
     tenuous and unacceptable legal fiction.    Unless
     the    accused    has    acquiesced    in    such
     representation, the defense presented is not the
     defense guaranteed him by the Constitution, for,
     in a very real sense, it is not his defense.
     [Emphasis in original.]

Faretta continued by stating, “no State or Colony had ever

forced   counsel   upon   an   accused;   no   spokesman   had   ever

suggested that such a practice would be tolerable, much

less advisable.”    Id. at 832.     The Court then observed:

          There can be no blinking at the fact that
     the right of an accused to conduct his own
     defense seems to cut against the grain of this
     Court’s decisions holding that the Constitution
     requires that no accused can be convicted and
     imprisoned unless he has been accorded the right
     to the assistance of counsel.       See Powell v
     Alabama, 287 US 45 [53 S Ct 55; 77 L Ed 158
     (1932)]; Johnson v Zerbst, 304 US 458 [58 S Ct
     1019; 82 L Ed 1461 (1938)]; Gideon v Wainwright,
     372 US 335 [83 S Ct 792; 9 L Ed 2d 799 (1963);
     Argersinger v Hamlin, 407 US 25 [92 S Ct 2006; 32
     L Ed 2d 530 (1972)]. For it is surely true that
     the basic thesis of those decisions is that the
     help of a lawyer is essential to assure the
     defendant a fair trial.     And a strong argument
     can surely be made that the whole thrust of those
     decisions must inevitably lead to the conclusion
     that a State may constitutionally impose a lawyer
     upon even an unwilling defendant.


                                  15

          But it is one thing to hold that every
     defendant, rich or poor, has the right to the
     assistance of counsel, and quite another to say
     that a State may compel a defendant to accept a
     lawyer he does not want.     The value of state­
     appointed counsel was not unappreciated by the
     Founders, yet the notion of compulsory counsel
     was utterly foreign to them.

                            * * *

          To force a lawyer on a defendant can only
     lead him to believe that the law contrives
     against him. [Id. at 832-834.]

Moreover, in his concurrence in Martinez v Court of Appeals

of California, 528 US 152, 165; 120 S Ct 684; 145 L Ed 2d

597 (2000), Justice Scalia noted:

          I have no doubt that the Framers of our
     Constitution, who were suspicious enough of
     governmental power—including judicial power—that
     they insisted upon a citizen’s right to be judged
     by an independent jury of private citizens, would
     not   have   found   acceptable  the   compulsory
     assignment of counsel by the Government to plead
     a criminal defendant’s case.

          That   asserting   the    right   of   self­
     representation may often, or even usually, work
     to the defendant’s disadvantage is no more
     remarkable—and no more a basis for withdrawing
     the right—than is the fact that proceeding
     without counsel in a custodial interrogation, or
     confessing to the crime, usually works to the
     defendant’s disadvantage.    Our system of laws
     generally presumes that the criminal defendant,
     after being fully informed, knows his own best
     interests and does not need them dictated by the
     State. Any other approach is unworthy of a free
     people. As Justice Frankfurter eloquently put it
     for the Court in Adams v United States ex rel.
     McCann, 317 US 269, 280 [63 S Ct 236; 87 L Ed
     268] (1942), to require the acceptance of counsel


                             16

        “is to imprison a man in his privileges and call
        it the Constitution.”

Thus,       after   defendant     told    the   trial     court   that    he   no

longer wanted Nunzio to represent him, the trial court did

not have the authority to force defendant to be represented

by Nunzio.7         Accordingly, I question the basis on which the

majority asserts that “the trial court should have simply

denied defendant’s request to appoint another counsel and

continued with the proceedings.”                Ante at 14, n 27.8        Under

Faretta,       this   type   of   action       by   the   trial   court   would

seemingly have violated defendant’s Sixth Amendment right


        7
        In response to the majority’s assertion that,
“[u]nder the theory advocated by the dissent, if a
defendant were to insist on empanelling only left-handed
jurors, his insistence would constitute an affirmative
waiver of his right to a jury trial even if he explicitly
indicates that he desires a jury trial,” ante at 13, I
simply   note   that,   while a  defendant  does   have  a
constitutional right not to be represented by counsel he
does not want, Faretta, supra at 833, a defendant does not
have a constitutional right to empanel “only left-handed
jurors.”     Accordingly, I find the majority’s example
unhelpful in resolving the constitutional issue raised in
this case.
        8
       It appears to me that the majority’s “practical,
salutary tool” of thrusting unwanted counsel onto a
defendant is at least arguably in contravention of Faretta.
Ante at 11. The majority focuses on only a single sentence
in that case, ante at 7, n 12, while ignoring the general
rule repeatedly set forth in Faretta that it is a violation
of a defendant’s Sixth Amendment right to trial counsel to
“compel a defendant to accept a lawyer he does not want.”
Supra at 833.




                                         17

to trial counsel and presumably provided a basis for a new

trial.

     Thus, in light of Faretta, the only remaining option,

and this was made abundantly clear to defendant, was the

second option.        That defendant did not expressly assent to

this option is not dispositive of his choice—for such an

option     is   all   that   remained    available    to   him.9    The

majority’s      decision     to   require     a      defendant     under

circumstances such as these to expressly assent to self­

representation is either to ensure that a “no decision”

impasse develops in the event that a defendant refuses to

give an express assent, or to unwarrantedly pressure the

trial court into disregarding its own judgment—appointing

new trial counsel where it is not viewed as necessary—and

enduring the necessary trial delays as new counsel orients

himself.


     9
        To further support my assertion that defendant
unequivocally waived his right to trial counsel, I note
that defendant did not contradict Nunzio, who, after
meeting with defendant during an hour-and-a-half recess,
told the trial court, “I believe Mr. Russell still contends
he wishes to represent himself.”      If, as the majority
asserts, defendant “consistently denied that his choice was
self-representation,” ante at 12, I question why defendant,
who was decidedly vocal in expressing any disagreements
that he had during trial proceedings, did not challenge the
truth of this statement by Nunzio.   From this, I can only
surmise that Nunzio correctly characterized defendant’s
wishes.



                                   18

        That is, the majority’s decision requires the trial

court to exercise its discretion in accord with defendant's

own preferences and to compel the trial court to grant him

a third appointed counsel.                       But the question of such an

exercise of discretion is a distinct question from whether

the    trial        court    has     complied           with     its     obligations          in

permitting          a     defendant       to     proceed        to     trial        by     self­

representation.             Because I believe that there has been no

abuse     of    discretion           by    the         trial     court    in        rejecting

defendant's         application           for     a     third        appointed       counsel,

defendant has no right to such counsel.                                 He has a right

only to the four options identified by the trial court.

        The upshot of the majority’s decision, in my judgment,

is    that     it       undermines    the       administration           of    justice        by

encouraging             gamesmanship       in         the    courtroom        by     criminal

defendants,         making       more      readily           available    an        appellate

parachute       for        appellants,          and         frustrating       the        orderly

progress       of        trial     proceedings.                 As     this    Court         has

previously observed:

             The Court recognizes and sympathizes with
        the “Catch 22” judges face in the waiver of
        counsel setting.    On the one hand, defendants
        have a right to counsel.      On the other hand,
        defendants have a right to self-representation.
        We realize the potential for savvy defendants to
        use these competing rights as a means of securing
        an appellate parachute. [Adkins, supra at 724.]



                                                19

Although a defendant’s rights to trial counsel and to self­

representation are intertwined, defendant here would ensure

that    these    rights     increasingly          take    on     a    “zero        sum”

relationship in which either the former or the latter right

is necessarily violated, and in which one or the other

becomes a potential basis for appellate reversal.                                  This

becomes more likely when formalisms (such as the majority's

unfounded requirement that a waiver only be effected by

verbal statement) come to prevail over an inquiry into the

totality    of    circumstances,         including         both       the        verbal

statements and the conduct of the defendant.

       Under the circumstances of this case, I would find

that defendant, by his conduct alone, unequivocally waived

his right to trial counsel.                  Given defendant’s knowledge

that the trial court was unprepared to appoint new counsel

and    defendant's     clear      rejection       of     three       of    the     four

options offered to him by the trial court, I                         believe that

these    circumstances,        which         do   not     include          a     verbal

statement   of    assent     to    self-representation,              sufficiently

give rise to an “unequivocal” waiver of his right to trial

counsel.

       Because   of   the   disadvantages          that    inure          from    self­

representation,       a   defendant      must      also    “knowingly             [and]

intelligently” waive his right to trial counsel.                           Anderson,


                                       20

supra at 368.         To satisfy this requirement, the trial court

must ensure that a defendant has been “made sufficiently

aware of his right to have counsel” and “of the possible

consequences of a decision to forgo the aid of counsel” so

that his choice “‘is made with eyes open.’”                         Patterson v

Illinois, 487 US 285, 292-293; 108 S Ct 2389; 101 L Ed 2d

261 (1988)(citations omitted); see also Anderson, supra at

368, 370-371.         “The trial judge is in the best position to

determine    whether         the    defendant      has     made     the     waiver

knowingly    .    .    .    .”      Adkins,      supra     at   723   (citation

omitted).        In   this    case,      the    trial   court     engaged    in   a

lengthy   and     methodical        colloquy,      over    thirty-five      pages

long, explicitly warning defendant of the dangers of self­

representation.            Among    other      warnings,    the    trial    court

counseled that, “unless you are legally trained,. . . there

are   many   pitfalls            there    for    the     unwary,”     and    “I’m

suggesting that you don’t know legal procedure.”                      The trial

court also advised defendant as follows:

           I should advise you that there is an ancient
      adage in the law, for good reason, that a man who
      acts as his own counsel has a fool for a client.
      The corollary to the rule is that he also has a
      fool for a lawyer, but, as a practical matter, it
      all winds up in the same place.

           My guess is that you will not fare well in
      that approach, but you have a right to take that
      approach if you wish to do it.     And, while I
      would not advise it, I will certainly guard your


                                         21

      rights and see to it that you have the
      opportunity to present your own defense, if
      that’s your wish.

Further, the trial court repeatedly warned defendant that

if Nunzio were removed, new trial counsel would not be

appointed.        Finally,   the      trial    court         gave     defendant

numerous opportunities, including two separate recesses, to

consult with Nunzio concerning defendant’s four options.

Accordingly, I am convinced, as was the trial court, that

under the    circumstances of this case, there is no question

that defendant was provided with sufficient information to

make a decision with “eyes wide open.” Thus, I would hold

that the trial court did not err in finding that defendant

“knowingly   and   intelligently”         waived   his       right    to   trial

counsel when he repeatedly informed the trial court that he

no longer wanted Nunzio to represent him.

      A defendant’s waiver of his right to trial counsel

must also be voluntary.            Anderson, supra at 371.                  “The

trial judge is in the best position to determine whether

the   defendant    has   made   the       waiver   .     .    .     voluntary.”

Adkins, supra at 723 (citation omitted).                     Substitution of

counsel is a matter committed to the sound discretion of

the trial court.     People v Williams, 386 Mich 565, 578; 194

NW2d 337 (1972).         “While a defendant may not be forced to

proceed to trial with incompetent or unprepared counsel,


                                    22

. . . a refusal without good cause to proceed with able

counsel is a ‘voluntary’ waiver.”                     Maynard v Meachum, 545

F2d   273,    278     (CA   1,   1976).         See   also     United    States     v

Harris, 2 F3d 1452, 1455 (CA 7, 1993)(finding a voluntary

and    informed       waiver      where        the    defendant        refused     to

cooperate with his lawyers and was told that no substitute

counsel      would    be    appointed         for    him);    United     States     v

Kneeland, 148 F3d 6, 12 (CA 1, 1998)(a waiver of the right

to    trial    counsel       must       be     considered          involuntary    if

defendant had a valid reason for requesting the appointment

of new trial counsel).

      In United States v Moore, 706 F2d 538 (CA 5, 1983),

the trial court required the defendant to proceed pro se

after he rejected several court-appointed attorneys.                             Like

the   instant        defendant,     the        defendant       in      Moore     made

statements on the record that he was not waiving his right

to trial counsel, but that he simply wanted different trial

counsel.        Defendant         was        convicted       and     appealed     his

conviction on this basis.

      The     Fifth     Circuit     Court       of    Appeals        affirmed    the

defendant’s conviction, stating:

           [Defendant] refers to a statement by the
      trial court which indicates that the court knew
      [defendant] was not waiving his right to counsel.
      This misperceives the record. Viewed in the
      context of the entire dialogue, the trial court


                                         23

     was noting its awareness that [defendant] was not
     waiving his demand for dismissal of his current
     attorney and appointment of another. That demand
     is precisely the issue herein presented: may a
     defendant repeatedly demand that his appointed
     counsel be relieved and that new counsel be
     appointed and, if the request is denied, contend
     that his sixth amendment right to counsel . . .
     has been violated? We answer that inquiry in the
     negative.

          We conclude that a persistent, unreasonable
     demand for dismissal of counsel and appointment
     of new counsel, as herein discussed, is the
     functional equivalent of a knowing and voluntary
     waiver of counsel. In such an instance the trial
     court may proceed to trial with the defendant
     representing himself. [Id. at 540.]

     Similarly, in United States v Fazzini, 871 F2d 635

(CA 7, 1989), the defendant sought to remove his fourth

court-appointed attorney.       In allowing defendant to dismiss

his latest attorney, the trial court “expressly found that

defendant,   through      his    actions,        had     knowingly      and

voluntarily waived the right to counsel.”                  Id. at 642.

During   trial,   the   defendant      claimed    that    he    was   being

“forced” to proceed pro se, and continually expressed a

desire for new counsel to be appointed.

     Defendant    was    ultimately      convicted.            The    Fourth

Circuit Court of Appeals affirmed his conviction, stating:

          In this case, the defendant claims that he
     did not knowingly and intentionally waive his
     right to appointed counsel since he continued to
     ask for counsel even after Kling was excused from
     the case. Yet it is not necessary that a
     defendant verbally waive his right to counsel; so


                                 24

       long as the district court has given the
       defendant sufficient opportunity to retain the
       assistance of appointed counsel, defendant's
       actions which have the effect of depriving
       himself of appointed counsel will establish a
       knowing and intentional choice. [Id.]

       The instant defendant was essentially given only two

viable     options—continue          with        court-appointed        counsel    or

continue without court-appointed counsel.                            Defendant made

it abundantly clear that he would not be cooperating with

his    current     counsel,        and    therefore,       I   believe,    that    he

effectively chose to proceed pro se.                    Like the defendant in

Fazzini, the instant defendant denied that he was making

this choice.          Nevertheless, the vehement negation of one

choice—to proceed with his current counsel—constituted the

acceptance       of    the        only    remaining        option      available—to

proceed pro se.

       I   agree      with    the        lower    courts       and    believe     that

defendant consistently failed to assert a valid reason to

have    new   court-appointed             counsel,      and     thus    voluntarily

waived     his   right       to    trial     counsel.           The    trial    court

asserted      that     “Mr.       Nunzio     is     a   man     of     considerable

professional ability,” with an extensive history of trial

work, and is an “extremely capable” and “well-respected”

defense    attorney.          Further,       Nunzio     himself        apprised    the

trial court:



                                           25

             Your honor, I am prepared to try the case.
        I am not only familiar with all the issues
        surrounding this case, but I have dealt with
        these cases numerous times in the last number of
        years.    And I have communicated all of those
        relevant issues that I have explored.         The
        discovery is complete.   I’ve had the opportunity
        to look at discovery. I talked to the prosecutor
        in this case regarding this case. I am more than
        capable at this point in time trying the case

                           * * *

             But counsel is ready to proceed to trial at
        this point in time.

Later, after defendant asserted “that Mr. Nunzio is not

representing me in a proper[] fashion,” the trial court

responded, “I don’t see that.              I see no indication that Mr.

Nunzio has done anything wrong at all.”                  I agree with the

trial court and the Court of Appeals and find no evidence

in the record to suggest that Nunzio’s representation of

defendant      “fell    below        an      objective      standard      of

reasonableness . . . .”         People v Gonzalez, 468 Mich 636,

644; 664 NW2d 159 (2003).            Nor does defendant present any

evidence to the contrary.             Because I believe that this

Court    should   follow   federal         precedent,   holding    that   an

unreasonable      insistence    on     the     appointment    of    a     new

attorney operates as a waiver of the right to counsel, and




                                     26

that defendant’s protests to the contrary do not render

that waiver ambiguous, I dissent.10

     To constitute a valid waiver of the right to trial

counsel, the trial court must also be satisfied that in

representing himself, defendant “will not disrupt, unduly

inconvenience and burden the court and the administration

of the court’s business.”   Anderson, supra at 368.   Because

the trial court, in fact, allowed defendant to represent

himself, I would hold that the trial court was persuaded

that defendant, in representing himself, would not disrupt

or otherwise inconvenience or burden the court and, thus,

fulfilled the third requirement of Anderson.

     Further, although the requirements in     Anderson   have

been satisfied, the trial court must “substantially comply”

with MCR 6.005(D) for a valid waiver to occur.        Adkins,

supra at 726.    “A particular court’s method of inquiring

into and satisfying these concepts is decidedly up to it,

as long as the concepts in these requirements are covered.”


     10
        As the majority correctly notes, the Supreme Court
stated in Martinez that “the right to self-representation
is not absolute” in that the defendant must choose self­
representation voluntarily and intelligently.   Ante at 8.
Cf. Caplin & Drysdale v United States, 491 US 617, 651; 109
S Ct 2646; 105 L Ed 2d 528 (1989); Arizona v Roberson, 486
US 675, 686; 108 S Ct 2093; 100 L Ed 2d 704 (1988)(holding
that even the constitutional right to counsel is not
absolute.)



                             27

Id. at 725.      I would hold that MCR 6.005(D) was satisfied

here because defendant was fully advised of the nature of

the charges against him and the possible punishments in the

information,11    and    of   the     risks   involved     in     self­

representation.12

     Finally, the court should “indulge every             reasonable

presumption [de-italicize presumption] against waiver” of a

defendant’s right to trial counsel.           Adkins, supra at 721

(citation    omitted)   (emphasis   added).     “‘The    record    must

show, or there must be an allegation and evidence which

     11
          At the outset of the trial, the court stated:

          Mr. Russell is here for trial today on
     charges of possession with intent to deliver less
     than 50 grams of cocaine, possession with intent
     to deliver less than 50 grams of heroin, and he
     is also charged as a fourth felony habitual
     offender.

See Adkins, supra at 730-731 (holding that the trial court
had satisfied the requirement of MCR 6.005(D) that
defendant be advised of the maximum and minimum sentences
because “the judge had already expressed the nature of the
charge and possible punishments to the defendant at his
arraignment”).
     12
        “A particular court’s method of inquiring into and
satisfying [MCR 6.005(D)] is decidedly up to it, as long as
[the proper] concepts . . . [are] covered.” Adkins, supra
at 725. Because the trial court counseled defendant that,
“unless you are legally trained, . . . there are many
pitfalls there for the unwary,” we believe that its warning
satisfied the requirement of MCR 6.005(D) that the trial
court advise defendant of “the risks involved in self
representation . . . .”




                                28

show, that an accused was offered counsel but intelligently

and understandably rejected the offer.                     Anything less is

not waiver.’”          Adkins, supra at 721 (citations omitted).

As     previously       discussed,       defendant      here     intelligently

waived his right to trial counsel by repeatedly stating
                                                               13
that he did not want Nunzio to represent him.

       "The     determination       of    whether    there      has   been   an

intelligent waiver of the right to counsel must depend, in

each    case,    upon      the    particular    facts    and     circumstances

surrounding         that   case,    including    [the]     conduct      of   the

accused.” Johnson, supra at 464 (emphasis added).                      I would

conclude that defendant’s conduct, under the circumstances

of this case—his informed and unequivocal refusal to accept

any of the other three options offered to him by the trial

court—constituted          an    acceptance     of   the       only   remaining

option,       and     that       defendant     thereby     “intentional[ly]

relinquish[ed] or abandon[ed]” his right to trial counsel.

Id.


       13
        Defendant made the following statements concerning
his desire that Nunzio not represent him: (1) “I don’t-- I
don’t want any contact with Mr. Nunzio, and I expressed
that to you. I don’t want Mr. Nunzio to have anything to
do with anything in my case”; (2) “There is no way that I
will let him try to defend me . . . [T]here’s no way that I
would feel comfortable with him having anything to do with
the defense on my behalf”; and (3) “I don’t want Mr. Nunzio
involving in nothing of my defense.”



                                         29

                         III. Conclusion

      I   believe     that     defendant,       by    his    conduct    alone,

unequivocally waived his constitutional and statutory right

to   trial   counsel.         Further,     I   believe      that   defendant’s

waiver    satisfied     the    requirements          of   Anderson     and   MCR

6.005(D).    Accordingly, I would hold that defendant waived

his right to trial counsel and thus affirm the judgment of

the Court of Appeals.

                                         Stephen J. Markman
                                         Maura D. Corrigan




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