ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE
J. Richard Kiefer Steve Carter
James J. Bell Attorney General of Indiana
Andrew J. Borland
Kiefer & McGoff Joseph A. Samreta
Indianapolis, Indiana Deputy Attorney General
Indianapolis, Indiana
In The
INDIANA SUPREME COURT
)
MARK BOOHER, )
Defendant-Appellant, )
)
v. ) 49S00-0007-CR-441
)
STATE OF INDIANA, )
Plaintiff-Appellee. )
)
________________________________________________
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Tanya Walton Pratt, Judge
Cause No. 49G01-9901-CF-015648
________________________________________________
On Direct Appeal
August 20, 2002
DICKSON, Justice
The defendant, Mark Booher, was convicted of robbery as a class B
felony and for the January 1999 murder of Timothy Laflen in Indianapolis.
The defendant's appeal asserts that the State failed to disclose favorable
exculpatory evidence, that the State engaged in misconduct by presenting
and arguing a baseless and prejudicial theory, and that the trial court
erred in sentencing him for robbery as a class B felony. We affirm.
Failure to Disclose Exculpatory Evidence
The defendant contends that the trial court erred in denying his
motion to correct error which sought a new trial on grounds that the State
suppressed exculpatory evidence in violation of Brady v. Maryland, 373 U.S.
83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). The defendant claims the State
suppressed police notes of an interview with Brian Marrs, the victim's
neighbor, specifically notes reflecting that Marrs told police that he had
seen Laflen alive at a time later than the defendant's last opportunity to
commit the murder.
At a hearing held on the defendant's motion to correct error, Marrs
testified that, to the best of his knowledge, he had told police that he
had seen Laflen alive and alone some time between 1:30 and 3:00 p.m. on the
day of the murder. Record at 1653-54, 1656. Marrs qualified his time
estimates, noting that "I really didn't pay much attention because I don't
wear a watch generally," Record at 1654, and "I usually don't keep track
of the time." Record at 1656. Marrs further testified that all three
police officers interviewing him were writing down short notes during the
interview. The officers testified that Marrs did not tell them that he had
seen Laflen between 1:30 and 3:00 p.m. The only known police notes of the
interview recorded only Marrs's name, gender, race, age, date of birth,
social security number, address, and telephone. The State disclosed to the
defense the name, address, and telephone number of Marrs, but provided no
statements or interview notes. Marrs also testified during the hearing
that the defendant's trial counsel contacted him before trial, and that
Marrs had also informed defense counsel regarding the last time Marrs saw
Laflen, although defense counsel denied being so informed.
In denying the motion to correct errors, the trial court found that
"Brian Marrs's recollection of what he told police officers and defense
counsel, contradicts the recollection of the police detectives and that of
defense counsel, and the Court therefore questions the accuracy of Mr.
Marrs['s] memory of events" and that "the evidence presented by Brian Marrs
. . . does not rise to the level of evidence that would have changed the
outcome of the trial." Record at 299. When ruling on a Motion to Correct
Errors, the trial court sits as the initial fact finder on the issues
raised, and we review the trial court's determination for an abuse of
discretion. Sanchez v. State, 675 N.E.2d 306, 310 (Ind. 1996). The
defendant has failed to demonstrate an abuse of discretion. We decline to
find error in the trial court's denial of the defendant's motion to correct
error.
Prosecutorial Misconduct
The defendant contends that the prosecutor committed misconduct by
presenting a prejudicial motive for the killing that was not supported by
the evidence or by any good faith basis. The State's theory of the
defendant's motive (that Laflen was gay, and that Booher killed Laflen when
Laflen terminated their homosexual relationship) was initially disclosed to
the trial court and the defense before trial. The defendant now asserts
that the State's implications that he was a homosexual, which occurred both
during his cross-examination by the State and during the State's closing
argument, lacked evidentiary support and were unethical, unfairly
prejudicial, and placed him in grave peril.
The State correctly points out that the defense did not object to its
cross-examination of Booher regarding his sexual preferences, nor did the
defendant object during the prosecutor's closing argument.[1] A party's
failure to present a contemporaneous trial objection asserting
prosecutorial misconduct precludes appellate review of the claim. Johnson
v. State, 725 N.E.2d 864, 867 (Ind. 2000). Such default may be avoided if
the prosecutorial misconduct amounts to fundamental error. For
prosecutorial misconduct to constitute fundamental error, it must "make a
fair trial impossible or constitute clearly blatant violations of basic and
elementary principles of due process [and] present an undeniable and
substantial potential for harm." Benson v. State, 762 N.E.2d 748, 756
(Ind. 2002); see also Mitchell v. State, 726 N.E.2d 1228, 1236 (Ind. 2000).
The defendant argues that the standard of review for prosecutorial
misconduct is the same regardless of whether fundamental error is alleged.
In reviewing a properly preserved claim of prosecutorial misconduct,
we would "determine (1) whether the prosecutor engaged in misconduct, and
if so, (2) whether the misconduct, under all of the circumstances, placed
the defendant in a position of grave peril to which he or she would not
have been subjected." Coleman v. State, 750 N.E.2d 370, 374 (Ind. 2001).
The gravity of peril is measured by the probable persuasive effect of the
misconduct on the jury's decision rather than the degree of impropriety of
the conduct. Id. It is true that this Court has previously expressed a
similar standard for the review of prosecutorial misconduct claims
presented as fundamental error. See, e.g., Roach v. State, 695 N.E.2d 934,
942 (Ind. 1998)(a defendant must show that the conduct placed the defendant
in grave peril and "'had a probable persuasive effect on the jury's
decision.'" (quoting Carter v. State, 686 N.E.2d 1254, 1262 (Ind. 1997));
see also Miller v. State, 623 N.E.2d 403, 408 (Ind. 1993); Sherer v. State,
563 N.E.2d 584, 586 (Ind. 1990). For authority, these cases directly or
indirectly and ultimately rest on Maldonado v. State, 265 Ind. 492, 498-99,
355 N.E.2d 843, 848 (1976).
In Maldonado, this Court noted that the defendant did not present a
timely objection to several of the instances of alleged prosecutorial
misconduct claimed on appeal. Writing for the Court, Justice DeBruler
expresses our preference "to decide issues on their merits, and not to
erect procedural obstacles to their presentation," but notes that "a prompt
objection affords the trial court an opportunity to prevent or remedy
prejudice to a defendant without the considerable waste of time and
resources involved in a reversal of a conviction." Id. at 498, 355 N.E.2d
at 848. The Maldonado opinion then proceeds to analyze the merits of the
prosecutorial misconduct claims, but without any further reference to
fundamental error. We therefore understand Maldonado to articulate the
standard for reviewing claims of prosecutorial misconduct in the absence of
procedural default and a claim of fundamental error. To the extent
subsequent cases have interpreted the Maldonado standard to express the
standard for prosecutorial misconduct as fundamental error, we believe that
they misconstrue Maldonado.
We hold that an appellate claim of prosecutorial misconduct presented
on appeal in the absence of contemporaneous trial objection will not
succeed unless the defendant establishes not only the grounds for
prosecutorial misconduct but also the additional grounds for fundamental
error.
While no direct evidence was presented of a homosexual relationship
between the victim and the defendant, the State did present evidence
showing a pattern in Laflen's gay relationships with a succession of male
friends that included sexual intimacy. One of the several men with whom
Laflen was sexually intimate during the period immediately preceding his
death testified that Laflen had talked with him regarding having problems
with two other men. One of these men later testified that he had been in a
sexually intimate relationship with Laflen. The other man was named "Mark,"
the defendant's first name (and whose last name the witness thought that
Laflen pronounced as "Brewer"), who had often telephoned Laflen.
On January 8, 1999, Booher told his girlfriend, Julia Allison-
Hamilton, and her parents that he was going to get $4000 the next day from
his friend to pay bills and purchase furniture and appliances for his home.
Booher left early the next morning, January 9, driving Julia's vehicle.
Later that morning, he called Julia from a cellular telephone and told her
that he had gotten most of the money. When he did not arrive home when
expected, Julia and her parents left the house to go to a restaurant and do
shopping. Julia was eventually able to again contact Booher by telephone,
and he told her, "I might have to ditch your car," but did not discuss any
details. Record at 415. Julia told him not to ditch the car, and Booher
stated that he would be home soon. When Julia returned home, Booher was in
the shower and Julia noticed that he had returned with a different
sweatshirt than the one he was wearing when he left that morning. Booher
explained to her that he and Laflen had been attacked outside Laflen's home
by robbers and that Laflen might be dead. The robbers made them lay face
down in the snow, taking their money and valuables. The robbers then
ordered them into Laflen's house where the robbers allowed him to change
out of his dirty sweatshirt into a sweatshirt from Laflen's bedroom.
Booher saw Laflen bleeding from the head, and the robbers then shoved
Laflen into a car and left Booher alone at the house. Booher told her that
he couldn't call the police because "they would of thought that I did
something wrong." Record at 444. Julia inspected Booher's pants and found
them wet only from the knee down.
Later that day, and during the next few days, Booher used Laflen's
checkbook to purchase many items and to obtain cash, and asked Julia to
sign Laflen's name to one of the checks to make a purchase. During that
same time, Booher gave Julia a man's ring with diamonds on it for her to
pawn for money. According to Laflen's friends, he was never seen without
the ring on his finger. Laflen's body was found outside his home on
January 12, 1999, covered by snow. He died of multiple stab wounds. In
the evening of Wednesday, January 13, Booher learned that the police wanted
to talk with him, and the next day he and Julia left Indiana for Washington
D.C.
Booher testified for the defense at trial. On direct examination he
denied killing Laflen, denied robbing him, and denied having any type of
sexual relationship with him. Booher testified that after leaving home
early on January 9th, he was with another woman to whom he loaned his
sweatshirt, thereafter wearing Laflen's sweatshirt to conceal the scent of
the woman's perfume on his own sweatshirt from Julia. He claimed that he
fabricated the story about being robbed to prevent Julia from discovering
his being with another woman. Booher asserted that Laflen owed him money
and that, when Laflen was unable to immediately pay Booher the money owed,
Laflen gave Booher a black satchel with Laflen's checkbook and personal
items in it as security. Booher admitted pretending to be Laflen and
calling Western Union to get a cash advance. On cross-examination, Booher
stated that the money allegedly owed him from Laflen was from one incident
of Booher selling a large quantity of marijuana to Laflen. Booher said
that the man's ring he gave to Julia to sell was one he found in Laflen's
satchel. Booher admitted knowing Laflen for ten or eleven months and
having visited his home three or four times, but denied having a homosexual
affair with Laflen and asserted that he was not a homosexual. The cross-
examination regarding a sexual relationship between Booher and Laflen had
been raised on direct examination and was also reasonable in light of the
evidence of Laflen's numerous gay relationships and Booher's frequency of
contact with Laflen.
During closing argument, the State discussed the various items of
inculpatory evidence presented at trial and addressed the explanations
asserted during the defendant's testimony. The State also pointed out that
Booher and Laflen frequently spent time together and often talked on the
telephone; that Laflen associated with "generally friends and lovers;" and
that "when Mr. Laflen tells Mr. Booher that he didn't want anything more
to do with him," the defendant decided "no, I'm not gonna have that" and
"[s]o he killed Mr. Laflen." Record at 1545. While there was no direct
evidence proving that Laflen and Booher were engaged in a homosexual
relationship, the State's argument was a reasonable inference based on the
evidence presented at trial.
Considering the nature and extent of the evidence, we find that the
defendant's claims of prosecutorial misconduct in this case do not
constitute fundamental error, if error at all. The State's direct or
implied assertions during its cross-examination of Booher and during
closing argument that Booher had been Laflen's homosexual partner did not
make a fair trial impossible or constitute clearly blatant violations of
basic and elementary principles of due process. The State's actions do not
present an undeniable and substantial potential for unfair harm.
Evidentiary Harpoon
The defendant contends that the prosecutor acted improperly and
deliberately to prejudice the jury during the State's questioning of a
witness. The defendant asks this Court to reverse his conviction "to
prevent the State from profiting from such a deliberate and inexcusable
harpoon." Br. of Appellant at 34. The defendant contends that the
following exchange between the prosecutor and the defendant's girlfriend
constituted an evidentiary harpoon:
Q. Okay. Now before the two of you moved together did you talk about
his background? Who he was, his family?
A. Yeah. He told me about his background. Ah – he told me [sic] had
done time and told me it was in his past.
Q. Okay. And, ah – what type of – when you say he did time, what did
he say he did?
Record at 404. The defense then requested a bench conference and moved for
a mistrial on grounds that the witness "brought up the fact that my client
had a criminal history." Record at 405. The trial court responded:
[Defense counsel], the question that the prosecutor asked was, did he
tell you about his background. And so maybe the witness didn't
understand. But, State, you can't ask that question, what did he tell
you about his criminal history. I'm going to deny the mistrial. If
you want to make a better record when we take a break you can. But
I'm going to deny the mistrial. Do you want a curative instruction?
Do you want me to instruct the jury that they're not to, ah - - that
I'm going to strike the last answer?
Record at 405-06. The defense declined the offer of a jury admonishment.
Because of this refusal of the trial court's offer to admonish the
jury, the defendant may not assert an appellate claim of error in the
denial of his motion for mistrial. Randolph v. State, 755 N.E.2d 572, 575
(Ind. 2001).
Moreover, even if the claim had not been forfeited, to succeed on
appeal from the denial of a mistrial, a defendant must demonstrate that the
conduct complained of was both error and had a probable persuasive effect
on the jury's decision. Pierce v. State, 761 N.E.2d 821, 825 (Ind. 2002);
Jackson v. State, 728 N.E.2d 147, 151 (Ind. 2000). The decision to grant
or deny a motion for a mistrial lies within the discretion of the trial
court. Pierce, 761 N.E.2d at 825; Heavrin v. State, 675 N.E.2d 1075, 1083
(Ind. 1996). A mistrial is an extreme remedy granted only when no other
method can rectify the situation. Id. Because the trial court is in the
best position to evaluate the relevant circumstances of an event and its
impact on the jury, the trial court's determination of whether to grant a
mistrial is afforded great deference on appeal. Schlomer v. State, 580
N.E.2d 950, 955 (Ind. 1991).
While the reference that the defendant had spent time in prison was
prejudicial, we find the probable persuasive effect on the jury to be
minimal. Booher testified that he sold ten pounds of marijuana to Laflen,
that he was wanted for jumping bond on a DUI charge against him; and that
he forged Laflen's name on checks. Considered with these admissions of
other criminal conduct, the challenged witness statement that the defendant
had "done time" was unlikely to have any probable persuasive effect on the
jury's decision. We thus find not only procedural default but also no
abuse of discretion in the denial of the defendant's motion for
mistrial.[2]
Jury Instructions
The defendant contends that the trial court gave incorrect and
inconsistent instructions as to robbery as a class A felony, and thus that
his conviction for robbery as a class B felony should be vacated.
Asserting that Preliminary Instruction No. 6 and Final Instruction No. 24
presented erroneous and inconsistent definitions of robbery as a class A
felony, the defendant argues that it is impossible to ascertain whether the
jury unanimously found the element necessary for the class A enhancement.
He also contends that a conviction for robbery as a class B felony would
violate state double jeopardy considerations. If this case is not remanded
for new trial on other grounds, the defendant seeks reduction of his
conviction for robbery from a class B to a class C felony.
At trial, the jury found the defendant guilty on Count 1, murder;
Count 2, felony murder; and Count 3, robbery as a class A felony. At
sentencing the trial court vacated the count charging felony murder and
reduced the robbery from a class A to a class B felony. The court entered
a judgment of conviction for murder and for robbery as a class B felony.
The applicable statute defining robbery states:
A person who knowingly or intentionally takes property from
another person or from the presence of another person:
(1) By using or threatening the use of force on any person; or
(2) By putting any person in fear;
commits robbery, a Class C felony. However, the offense is a Class B
felony if it is committed while armed with a deadly weapon or results
in bodily injury to any person other than a defendant, and a Class A
felony if it results in serious bodily injury to any person other than
a defendant.
Ind.Code § 35-42-5-1. The trial court gave Preliminary Instruction No. 6,
which purported to provide the general statutory definition of the offense.
It stated in part that robbery "is a Class A felony if it is committed
while armed with a deadly weapon or results in bodily injury to any person
other than a defendant." Record at 125 (emphasis added). The instruction
further contained an enumeration of the specific elements required to
convict this defendant on the charge of robbery as a class A felony,
stating that the State must prove each of the following elements:
The Defendant, Mark Booher, on or about January 9, 1999,
1) did knowingly,
2) while armed with a deadly weapon, that is: a knife,
3) take from the person or presence of Timothy Laflen,
property, that is: Jewelry, Clothing, and Personal Checks,
4) by putting Timothy Laflen in fear or by using or threatening the
use of force on Timothy Laflen, which resulted in serious bodily
injury, that is: stab wounds of the head and body, to Timothy Laflen;
If the State did prove each of these elements beyond a
reasonable doubt, you should find the Defendant, Mark Booher, guilty
of Robbery, a Class A Felony, as charged in Count III of the
Information.
If the State failed to prove each of these elements beyond a
reasonable doubt, you should find the Defendant, Mark Booher, not
guilty of Robbery, a Class A Felony, as charged in Count III of the
Information.
Record at 125-26 (emphasis added). At the conclusion of the evidence and
closing arguments, the trial court directed the jury to keep the
preliminary instructions in mind and to consider them along with the final
instructions. Record at 144. In addition, Final Instruction No. 24 was
also given which duplicated Preliminary Instruction No. 6, except that
Final Instruction No. 24 correctly included the additional word "serious"
before "bodily injury" in the introductory definition of robbery as a class
A felony. Both instructions contained the same enumeration of the elements
required to convict in this case. Record at 150-51.
The defendant argues that the definition paragraph of Preliminary
Instruction No. 6 authorized the jury to find him guilty of robbery as a
class A felony without finding that the robbery resulted in serious bodily
injury. He also argues that the definition section of both Preliminary
Instruction No. 6 and Final Instruction No. 24 inaccurately quoted the
statute by inserting the phrase "if it is committed while armed with a
deadly weapon or" before "results in serious bodily injury." He contends
that this error thus erroneously permitted the jury to find the robbery as
a class A felony "if it is committed with a deadly weapon" instead of
requiring the jury to find that it resulted in serious bodily injury.
Record at 125, 150.
The State contends that the defendant invited any error associated
with the class B felony robbery conviction. During the sentencing
proceedings, the defense asserted that, as to Count 3 charging robbery,
"because the way it was charged, I believe in this case was resulting in
serious bodily injury, death, which was an element of the murder as well."
Record at 1632. When the trial court suggested that it "reduce the robbery
to the B," id., the defense responded, "The court could reduce that to - -
from an A felony to a B felony in that case." Record at 1633. "'A party
may not invite error, then later argue that the error supports reversal,
because error invited by the complaining party is not reversible error.'"
Ellis v. State, 707 N.E.2d 797, 803 (Ind. 1999)(quoting Kingery v. State,
659 N.E.2d 490, 494 (Ind.1995)). Having requested the trial court to enter
the robbery conviction as a class B felony, the defendant may not assert
this as error on appeal.
Furthermore, we observe that both Preliminary Instruction No. 6 and
Final Instruction No. 24, even though inconsistent with respect to their
language stating the statutory definition of the robbery as a class A
felony, both included an identical section that separately enumerated the
specific elements, each of which the instruction stated the State had to
prove in order to convict Booher of the charge of robbery as a class A
felony in this case. These separately enumerated elements included both
"while armed with a deadly weapon, that is: a knife," and "which resulted
in serious bodily injury, that is, stab wounds of the head and body, to
Timothy Laflen."[3] Record at 126, 156. Because the jury returned a
guilty verdict on this count, we are assured that the jury found proven
beyond a reasonable doubt that the robbery was committed while armed with a
deadly weapon, thus constituting robbery as a class B felony. Ind.Code §35-
42-5-1.
The defendant further argues that, because the two challenged
instructions erroneously used the disjunctive language from the general
statutory definition of the class B felony (either armed with a deadly
weapon or resulting in bodily injury), it is possible that the prerequisite
finding for the class B felony may have derived from the jury's finding of
"results in bodily injury" rather than "while armed with a deadly weapon."
Looking only to this language, the defendant's conviction for murder would
be based on the same harm that forms the basis of the class B robbery
conviction, contrary to our rules of statutory construction and common law
principles recognized in Pierce v. State, 761 N.E.2d 826, 830 (Ind. 2002);
see Richardson v. State, 717 N.E.2d 32, 56 (Ind. 1999)(Sullivan, J.,
concurring). As discussed above, the jury's verdict of guilt is reliably
based on the enumerated elements portion of each instruction, not their
respective general definition paragraphs. Because these enumerated
elements separately included "while armed with a deadly weapon," we are
convinced that the reduction of robbery from a class A felony to a class B
felony was thus supported by the jury's determination of guilt in
accordance with the enumerated elements listed in the instructions. His
conviction of robbery as a class B felony is thus not based upon the
"serious bodily injury element" upon which the defendant bases his double
jeopardy argument.
Conclusion
The judgment of the trial court is affirmed.
SHEPARD, C.J., and SULLIVAN, BOEHM, and RUCKER, JJ., concur.
-----------------------
[1] The defendant did object on relevance grounds when another witness
was asked how he felt when he learned of the victim's death. Record at
721. At the colloquy at the bench that followed, the State argued the
question was relevant to show the pattern of relationships between the
victim and his intimate male friends. The defendant argued that there was
no evidence that he was intimate with the victim. The trial court allowed
the witness to answer the question. This one objection asserting relevance
to the admission of evidence not challenged on appeal is insufficient to
preserve the claim presently asserted on appeal.
[2] The defendant also argues that "the cumulative effect of the
numerous instances of state misconduct" prejudiced Booher to the extent
that he could not receive a fair trial." Br. of Appellant at 38. We
decline to find merit in this argument.
[3] The inclusion of the "while armed with a deadly weapon" is not a
necessary element of the offense of robbery as a class A felony. For
robbery to become a class A felony, it is only necessary for the State to
prove that "it results in serious bodily injury to any person other than a
defendant." Ind.Code § 35-42-5-1.