NO. 93-167
IN THE SUPREME COURT OF THE STATE OF MONTANA
1993
THE STATE OF MONTANA,
Plaintiff and Respondent,
-v-
GREGORY JOHN MERGENTHALER,
Defendant and Appellant.
APPEAL FROM: District Court of the First Judicial District,
In and for the County of Lewis & Clark,
The Honorable Jeffrey M. Sherlock, Judge presiding.
COUNSEL OF RECORD:
For Appellant:
William F. Hooks, Appellate Defender, Helena,
Montana
For Respondent:
Hon. Joseph P. Mazurek, Attorney General, Elizabeth
Griffing, Assistant Attorney General, Helena,
Montana: Mike McGrath, Lewis and Clark County
Attorney, Carolyn Clemens, Deputy County Attorney,
Helena, Montana
Submitted on Briefs: December 22, 1993
Decided: January 20, 1994
Filed:
Justice James C. Nelson delivered the Opinion of the Court.
Gregory Mergenthaler (Mergenthaler) appeals from a Judgment
and Commitment of the First Judicial District Court, Lewis and
Clark County, based on a jury verdict convicting him of negligent
homicide. We affirm.
The issues on appeal are as follows:
1. Did the District Court err in denying Mergenthaler's
motion to dismiss at the conclusion of the State's case?
2. Did the District Court err in allowing autopsy slides and
a photograph of the victim, while alive, to be presented to the
jury?
Mergenthaler began dating Donna Weinzetl (Donna) in November,
1991. Donna was the mother of Ashley Weinzetl (Ashley), who was
born on November 29, 1990. Mergenthaler was convicted of negligent
homicide in connection with the death of thirteen-month old Ashley
on January 23, 1992.
A few weeks prior to her death, on the evening of January 12,
1992, Ashley was hospitalized because of the flu, which caused
diarrhea and dehydration. She also suffered a febrile seizure, a
common seizure which occurs in young children suffering from a
fever or febrile illness. At the time she was hospitalized, she
was placed on an I.V. and tested for meningitis. Dr. John
Reynolds, the admitting doctor, saw no bruises or other injuries on
Ashley. Dr. Reynolds testified that Ashley responded to treatment
well, and by the morning of January 13, 1992, appeared to be a
"nice normal happy baby." Ashley stayed in the hospital until
2
January 15, 1992, in order to allow Dr. Reynolds time to complete
testing of her urine, blood, and spinal fluids. When she was
discharged, Dr. Reynolds instructed Donna to feed the child
Pedialyte, an oral electrolyte solution, and prescribed amoxicillin
for an ear infection.
On January 18, 1992, Carole Keele, Donna's mother, babysat
Ashley while Donna worked. Ms. Keele testified that Ashley ate
normally that day. When Ms. Keele bathed Ashley, she noticed that
Ashley had a bruise on her foot from where the I.V. had been
placed, but testified that there were no other bruises on Ashley.
She also testified that Ashley did not appear to be ill that day.
The next day, Ashley ate a normal breakfast, then Donna and
Ashley attended church. Church members testified at trial that
Ashley was not as active that day as she usually was, but that she
appeared healthy and had no bruises or marks on her face. After
church, Ashley ate lunch, took a nap, and played in the afternoon.
Later that afternoon, Mergenthaler called Donna and said he
would come and pick Donna and Ashley up to visit at Mergenthaler's
house. A short time after arriving there, Donna went to the
grocery store to pick up fixings for dinner, and to rent a video.
When Donna left the house, Ashley was asleep on top of
Mergenthaler's bed. When Donna returned, Mergenthaler was holding
Ashley and she was undressed except for a diaper. Mergenthaler
told Donna that Ashley had vomited on the sheets and that he put
her on the couch to run a bath. When he came out of the bathroom,
Ashley was lying on the floor; Mergenthaler told Donna that Ashley
3
fell off the couch. At this time, Donna noticed that Ashley had a
bruise on the right side of her head.
Mergenthaler did not like what Donna had purchased for dinner,
so she went back to the store and left Ashley with him. She also
went to her apartment to get pajamas for Ashley. Upon her return
to Mergenthaler's apartment, she prepared dinner and they watched
the video. She also fed Ashley, who then went to sleep around 9:00
p.m. Donna then made another trip to her apartment to pick up
blankets for Ashley. Upon her return, she decided to stay the
night at Mergenthaler's apartment, so she returned to her apartment
a last time to pick up her work clothes and curling iron.
Mergenthaler, Donna, and Ashley were sleeping in the same bed
and, between 10:00 and 11:OO p.m., Ashley woke up crying and
appeared to be having trouble breathing. Donna got up and dressed
herself and Ashley in order to go to the emergency room. At that
time, Donna noticed the bruises on Ashley's head were swollen.
Mergenthaler asked to hold Ashley, which Donna allowed him to do.
Within about five minutes, Ashley began breathing normally. At
that time, Mergenthaler convinced Donna not to take Ashley to the
emergency room.
During that night, Mergenthaler and Donna kept checking on
Ashley, shining a small flashlight into her eyes every hour.
Ashley slept through the night and her breathing appeared normal.
At 4:30 a.m. on January 20, 1992, Donna awoke and got ready
for work. She left Mergenthaler's house at 5:30 a.m. and
discovered her car would not start. Mergenthaler assisted her in
4
getting the car started, then Donna left for work, leaving Ashley
in Mergenthaler's care.
Mergenthaler testified that he went back to bed after helping
Donna start her car, but awoke around 6:30 a.m. when Ashley began
crying. Mergenthaler then changed her diaper and tried to give her
a bottle, which she refused. He testified that he did feed her
three jars of baby food and that she then "passed out, just fell
asleep again." Mergenthaler then watched television and later
realized he had not given Ashley the amoxicillin. When he went to
give her the medicine, she was barely breathing. Mergenthaler
testified that he tried to wake her up by shaking and slapping her
and that he tried to pry her mouth open but her jaw was locked.
When he was unable to get Ashley to respond, Mergenthaler
called his mother, who told him to call Donna. At about 9:00 a.m.,
Donna received a telephone call from Mergenthaler, telling her that
Ashley's jaw was locked and that her body was limp. Donna
testified that she told Mergenthaler to call 911, but he denies
this statement. Donna called her doctor's office and the emergency
room, then called Mergenthaler's apartment. When Mergenthaler
answered the telephone, he told Donna the paramedics were there.
Donna went to the hospital and, upon her arrival, found that
Ashley was in a trauma unit in critical condition. She was in a
coma and unresponsive, with severe retinal hemorrhages. A CT scan
showed that there were many areas of free bleeding within her head,
including subarachnoid bleeding (at the bottom of the brain) and
subdural bleeding (between the covering of the brain and the brain
5
itself). The attending physician, Dr. Reynolds, diagnosed her
condition as "whiplash shaken infant syndrome." Dr. Reynolds
testified that he had never seen a child injured in that manner
from revival efforts, and further testified that Ashley's injuries
were not consistent with a fall from a couch. Dr. Reynolds also
testified that Ashley could not have eaten breakfast the morning of
January 20, 1992, let alone have eaten three jars of baby food. He
believed the injuries had likely occurred within the previous
twenty-four to forty-eight hours.
That afternoon, Ashley was flown to the hospital in Great
Falls for specialized care. Dr. Ruggerie, a specialist in
pediatric critical care, testified that, when Ashley arrived at the
Great Falls hospital, his working diagnosis was child abuse. Dr.
Ruggerie testified that Ashley's brain was so swollen that it had
herniated, pushing the brain out of the skull through the base of
the skull. He found her eyes dilated with significant retinal
bleeding, with one retina partially detached.
Dr. Ruggerie noted significant external head injuries,
including swelling on the right side of her face and bruises on
both sides of the face and over the ears. Ashley also had small
pinpoint bruising around the base of her head. Dr. Ruggerie agreed
that the injuries were consistent with those of a baby who had been
severely shaken. He also opined that the injuries had occurred
within twenty-four hours of presentation.
Ashley died on January 23, 1992. Dr. Henneford performed an
autopsy, which showed that she had died from swelling of the brain
6
and bleeding within the cranial vault. The autopsy revealed that
Ashley had severe bleeding within the brain, hemorrhaging of her
retina, and one partially detached retina. Dr. Henneford testified
that the hemorrhaging and bleeding were consistent with a "shaken
baby episode." He did not believe that the injuries could be the
result of a fall from a couch or from revival efforts. Dr.
Henneford believed the injuries inflicted on Ashley occurred three
to four days before her death on January 23, 1992.
All three doctors who testified at trial agreed that Ashley's
head injuries could not have occurred through a fall from the
couch. They also agreed that the health care providers could not
have caused the significant bruising, nor could the bruising have
occurred through choking or retching. Dr. Reynolds and Dr.
Ruggerie confirmed that the injuries had no relation to the flu
symptoms Ashley had earlier in the week, and agreed that none of
the injuries were indicative of a febrile seizure.
On January 28, 1992, Mergenthaler was charged by information
with negligent homicide. The above evidence was presented at a
trial held August 31, 1992 through September 3, 1992, and the jury
returned a guilty verdict. After a hearing on December 7, 1992,
Mergenthaler was sentenced to ten years in prison and was ordered
to pay restitution for all of Ashley's medical and funeral expenses
as a condition of parole. From that Judgment and Commitment,
Mergenthaler appeals.
I - MOTION TO DISMISS
Mergenthaler contends that the District Court erred in denying
7
his motion to dismiss the information at the conclusion of the
State's case. Essentially, he argues that there was insufficient
evidence to support the charge that he is the person who inflicted
the injuries on Ashley. We disagree.
When the issue on appeal is whether there was sufficient
evidence to support a jury verdict, the standard of review is
whether, after viewing the evidence in the light most favorable to
the prosecution, any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt. State
v. McLain (1991), 249 Mont. 242, 246, 815 P.2d 147, 150. A
directed verdict of acquittal is appropriate only when there is no
evidence to support a guilty verdict. State v. Haskins (1992), 255
Mont. 202, 210, 841 P.2d 542, 547.
Mergenthaler was charged with negligent homicide, which is
defined as negligently causing the death of another human being.
Section 45-5-104, MCA (1991). "Negligently" is defined as follows:
a person acts negligently with respect to a result or to
a circumstance described by a statute defining an offense
when he consciously disregards a risk that the result
will occur or that the circumstance exists or when he
disregards a risk of which he should be aware that the
result will occur or that the circumstance exists. The
risk must be of such a nature and degree that to
disregard it involves a gross deviation from the standard
of conduct that a reasonable person would observe in the
actor's situation. "Gross deviation" means a deviation
that is considerably greater than lack of ordinary care.
. . .
Section 45-2-101(37), MCA (1991). Thus, in order to find
Mergenthaler guilty of negligent homicide, the jury had to find
that he grossly deviated from the standard of ordinary care in his
conduct with Ashley. After reviewing the entire record in this
8
case in the light most favorable to the State, we conclude that the
State introduced sufficient evidence to establish all the essential
elements of the crime beyond a reasonable doubt.
Mergenthaler himself admitted that he shook and slapped
Ashley, allegedly in an attempt to get her breathing. In addition,
strong evidence was presented to show that Mergenthaler had
severely injured Ashley while Donna was gone. All the doctors who
testified at trial concluded that Ashley's head injuries could not
have occurred through a fall from the couch, as Mergenthaler
claimed. In addition, all the doctors agreed that the injuries
could not have occurred when Ashley vomited or if she was choking
or retching. Rather, the evidence showed that Ashley had been
severely shaken and that this shaking caused her brain to swell and
ultimately caused her death.
It is clear .that circumstantial evidence may be used to prove
any element of an offense. State v. Lynn (1990), 243 Mont. 430,
435, 795 P.2d 429, 433. All the evidence presented at trial
indicated that Ashley was normal and healthy when she went to
Mergenthaler's apartment on January 19, 1992. The evidence
indicated that the injuries were acute and occurred on that day.
Mergenthaler had custody and control over Ashley during the period
of time when the bruises first appeared on her face. The jury
could readily infer that an incident occurred where Ashley was
injured during the time Donna was away from Mergenthaler's
apartment. While Mergenthaler could not be compelled to testify,
he chose to do so, but did not offer any rational explanation for
9
Ashley's severe injuries incurred while she was in his care.
In fact, Merqenthaler's testimony at trial was discredited by
the State's evidence. He claimed that Ashley had fallen off the
couch on January 19, 1992, and likely received some facial bruises
then. However, all the doctors who testified concluded that the
bruises on Ashley's face could not have been caused by falling off
the couch. In addition, Merqenthaler claimed that Ashley ate three
jars of baby food on January 20, 1992. However, Dr. Reynolds
testified that there was no possible way Ashley could have eaten
that amount of food, given her condition at the time she was
admitted to the hospital.
We conclude that the State provided a significant amount of
evidence upon which a rational trier of fact could find
Mergenthaler guilty beyond a reasonable doubt. Therefore, we hold
that the District Court properly denied Merqenthaler's motion to
dismiss at the conclusion of the State's case.
II - AUTOPSY SLIDES AND PHOTOGRAPH
Mergenthaler contends that the District Court erred in
allowing the State to present autopsy slides and a photograph of
Ashley, while alive, to the jury. We disagree.
Our standard of review relating to discretionary trial court
rulings is whether the trial court abused its discretion. Steer,
Inc. v. Dep't of Revenue (1990), 245 Mont. 470, 475, 803 P.2d 601,
603-04.
At trial, Dr. Henneford, the physician who performed the
autopsy on Ashley, referred to slides taken during the autopsy when
10
he was explaining the nature of the injuries to the jury. It is
well established that the trial courts have wide discretion in
admitting photographs. State v. Warnick (1983), 202 Mont. 120,
127, 656 P.2d 190, 194. Photographs are admissible for the purpose
of explaining and applying the evidence and for assisting the court
and the jury in understanding the case. State v. Johnson (1986),
221 Mont. 503, 515, 719 P.2d 1248, 1256. When considering whether
photographs should be admitted as evidence at trial, the court must
determine whether their probative value is substantially outweighed
by the danger of unfair prejudice. State v. Gollehon (Mont. 1993),
_ P.2d me....-, -.I 50 St. Rep. 1564, 1567.
In Gollehon, the State introduced twenty autopsy photographs
taken by the medical examiner. The defendant contended that the
photographs had little probative value and should have been
excluded. The photographs were only exhibited during the medical
examiner's testimony, and the jury was not allowed to take the
photographs into deliberations. We held that, although the
photographs depicted the brutality and viciousness of the crimes
committed, they were admissible. We stated that we did not believe
the photographs would arouse the jurors' passions any more than
other evidence of the defendant's conduct. "We will not demand
that a trial be sanitized to the point that important and probative
evidence must be excluded.t' Gollehon, 50 St. Rep. at 1567.
As in Gollehon, the autopsy slides here were only exhibited
during Dr. Henneford's testimony for demonstrative purposes. The
State did not introduce the slides into evidence; therefore, the
11
jury was not allowed to take the slides into deliberations. In
addition, the District Court only allowed a few to be shown during
Dr. Henneford's testimony. Dr. Henneford testified that the slides
were helpful in describing the procedures he used, and referred to
the slides to describe the nature and extent of Ashley's injuries
and to show that her injuries could not have occurred through
choking, gagging, or as the result of a fall or febrile seizure.
We hold that the autopsy slides provided important and probative
evidence in explaining to the jury how and why Ashley died, and
thus were properly used for demonstrative purposes.
The State also introduced a photograph of Ashley when she was
alive. Mergenthaler contends that this was prejudicial error.
Again, after reviewing the transcript of trial proceedings, we find
that the District Court carefully reviewed various in-life
photographs in chambers and rejected a number of photographs,
including one of Ashley sitting on Donna's lap. The District Court
allowed one photograph of Ashley, wearing a snowsuit, sitting on
the back of a pickup truck, taken a few weeks before her death, to
be introduced to the jury to show who the victim was and what she
looked like.
The child's size, age, condition, vulnerability, and health
were central issues in this case. We have previously held that
photographs are admissible if they are relevant to describe a
person, place, or thing involved in the case. State v. Mayes
(1992), 251 Mont. 358, 371, 825 P.2d 1196, 1205.
In this case, the State maintains that the photograph was
12
relevant to show the jury how Ashley looked and what her health was
a few weeks prior to the homicide. The photograph shows a happy,
healthy, thirteen-month old child, taken a few weeks prior to her
death. There was nothing in particular about this photograph that
would inflame the passions or emotions of the jury, and
Mergenthaler cannot show any prejudice. See Maves, 825 P.2d at
1205. We hold that the District Court did not abuse its discretion
in allowing the State to introduce the photograph of Ashley.
Affirmed.
We Concur:
13
January 20, 1994
CERTIFICATE OF SERVICE
I hereby certify that the following order was sent by United States mail, prepaid, to the following
named:
WILLIAM F. HOOKS
Appellate Defender
P.O. Box 200145, Captitol Station
Helena, MT 59620-0145
HON. JOSEPH P. MAZUREK, ATTORNEY GENERAL
Elizabeth Griffmg, Assistant
215 N. Sanders, Justice Building
Helena, MT 59620
HON. JEFFREY M. SHERLOCK
District Judge
228 Broadway, Dept 3
Helena, MT 59623
MIKE MC GRATH, COUNTY ATTORNEY
228 Broadway
Helena, MT 59623
ED SMITH
CLERK OF THE SUPREME COURT
STATE OF MONTANA