IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs May 3, 2011
STATE OF TENNESSEE v. RICHARD ALEXANDER HERRERA
Appeal from the Circuit Court for Obion County
No. CC-10-CR-77 William B. Acree, Judge
No. W2010-01826-CCA-R3-CD - Filed July 5, 2011
The Defendant, Richard Alexander Herrera, was charged with sexual exploitation of a minor,
a Class B felony.1 Following the denial of his motion to suppress evidence seized as a result
of the issuance of a search warrant in another case, the Defendant pled guilty to sexual
exploitation of a minor, a Class C felony. In accordance with the plea agreement, the trial
court sentenced the Defendant as a Range II, multiple offender to eight years in the
Tennessee Department of Correction. Pursuant to Rule 37(b)(2)(A) of the Tennessee Rules
of Criminal Procedure, the Defendant sought to reserve a certified question of law
challenging the trial court’s denial of his motion to suppress. Following our review, we
conclude that the certified question of law the Defendant sought to reserve on appeal is not
dispositive of the case. The appeal is dismissed.
Tenn. R. App. P. 3 Appeal as of Right; Appeal is Dismissed.
D. K ELLY T HOMAS, J R., J., delivered the opinion of the court, in which D AVID H. W ELLES and
N ORMA M CG EE O GLE, JJ., joined.
Joseph P. Atnip, District Public Defender, and William K. Randolph, Assistant Public
Defender, for the appellant, Richard Alexander Herrera.
Robert E. Cooper, Jr., Attorney General and Reporter; Sophia S. Lee, Assistant Attorney
General; Thomas A. Thomas, District Attorney General; and Kevin David McAlpin,
Assistant District Attorney General, for the appellee, State of Tennessee.
1
The offense was classified as a Class B felony because the Defendant possessed more than 100 images of
minors engaged in sexual activity. See Tenn. Code Ann. § 39-17-1003(d).
OPINION
This case arose from two separate incidents involving the Defendant and a victim at
a Wal-Mart in 2009. On July 10, 2009, the victim, a 22-year old woman, was shopping at
Wal-Mart when she “felt somebody” behind her. When she moved to the side, the Defendant
grabbed her buttocks. The Defendant turned toward the victim and told her that she had
something on her shirt. The Defendant reached for the victim’s chest, but the victim moved
away. The victim did not report the incident at that time. On August 14, 2009, the victim
was at Wal-Mart again when she saw someone behind her. The victim ignored the person
behind her and reached down to grab a box. When the victim reached down, she saw the
Defendant bent down on the ground with his cellular telephone pointed up her skirt. The
victim turned toward the Defendant, and the Defendant said, “Oh, we must have been
looking at the same thing.” The victim did not respond, and the Defendant walked away.
The victim began to cry and walked to the restroom. While in the restroom, she told an
employee about the Defendant’s actions. The employee contacted the police.
Through the investigation of the Wal-Mart incidents, investigators learned that
security cameras had recorded the July incident. Security footage of the July incident
revealed that the Defendant may have attempted to photograph the victim’s buttocks. The
security cameras did not record the August incident, but several recordings from that day
placed the victim and the Defendant in the store at the same time. From the August
recordings, Tammie Winchester, a loss-prevention associate at Wal-Mart, was able to
discover the Defendant’s name, address, driver’s license number, and social security number
because he had cashed a payroll check at the service desk.
Using the information from the July and August incidents, officers obtained a warrant
for the Defendant’s arrest for two counts of unlawful photography, one count of attempted
sexual battery, and one count of sexual battery.2 When the officers attempted to arrest the
Defendant from his home, the Defendant did not open the door. Officers spoke with the
Defendant’s neighbors and learned that the Defendant generally stayed at home and that he
was likely inside his home if his car was in the driveway. Investigator Derrick O’Dell of the
Union City Police Department obtained a search warrant for the Defendant’s home to search
for the Defendant and evidence relating to the Wal-Mart incidents. The affidavit in support
of the search warrant provided,
On 08/14/09 Union City Police Department investigated a complaint of sexual
battery that had occurred at [Wal-Mart] located at 1601 West Reelfoot Ave.
2
Following a jury trial, the Defendant was convicted of attempted unlawful photography, unlawful
photography, attempted sexual battery, and sexual battery.
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Union City Obion County, Tennessee. In that complaint victim states [] she
was grabbed by an unknown male in the buttock area without her consent. The
male subject also took photographs of victim’s buttock area with an unknown
brand of cell phone without her consent. The said offense occurred [on]
07/10/09. [A second] offense which victim reported on 08/14/09 was another
case of the same male using a cell phone to photograph her buttock area in the
grocery section of [Wal-Mart].
...
Affiant requests a search warrant be granted for 615 E Vine Street, Union City
Obion County, Tennessee, the residence of [the Defendant], for [the
Defendant’s] person. Due to information from neighbors about [the
Defendant’s] practice of staying at home frequently and his vehicle still being
at the residence also adding to the probability that [the Defendant] is at home
and just won’t answer the door for officers. Affiant also requests this warrant
be granted to search for the unknown brand of cell phone for [the Defendant]
used in photographing the victim’s person while at [Wal-Mart] on the above
listed dates. Affiant requests that a search be granted for computer hardware,
software, digital media, flash drives, computer CD’s [and] DVDR’s, SIM
cards, SD cards, mini SD cards, printed photos, images of the victim, as all of
these devices can be used by [the Defendant] to download, store, transport,
reproduce and save images obtained, without consent of the victim, from the
cell phone used on 07/10/09 and 08/14/09.
As a result of the search, officers discovered approximately 15 “loose photographs
that were printed off a home computer” in the Defendant’s closet. These photographs
depicted “what appeared to be underage females,” who were “nude” or “semi nude” and
“posed in sexually explic[i]t positions.” While searching the Defendant’s hard drive,
Investigator O’Dell also found images of young females in “sexual positions, exposing their
genitals.” Fearing that the files may be corrupted by his search, Investigator O’Dell
immediately secured the evidence for the Tennessee Bureau of Investigation (TBI).
Investigator O’Dell then procured another warrant to search the computer because he
believed that the photographs supported a charge of sexual exploitation of a minor. The
TBI’s investigation revealed 1,215 photographs, and Investigator O’Dell determined that 715
photographs were unlawful and supported a charge of sexual exploitation of a minor.
The Defendant was ultimately indicted for sexual exploitation of a minor, and the
Defendant sought to suppress the evidence found as a result of the search warrant obtained
in the Wal-Mart case. Following a suppression hearing at which Investigator O’Dell testified
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to the above evidence, defense counsel asserted that pursuant to State v. Jesse B. Gilliland,
No. M2008-02767-CCA-R3-CD, 2010 WL 2432014 (Tenn. Crim. App. June 17, 2010), the
Defendant’s photography of the victim at Wal-Mart was not a crime; therefore, officers did
not have probable cause to support a search of the Defendant’s house for evidence relating
to the photography of the victim. Defense counsel argued that all of the evidence should be
suppressed because the unlawful search ultimately revealed the evidence in support of the
sexual exploitation of a minor charge. The State responded that because the search warrant
also alleged that the Defendant had committed the crime of sexual battery, there was
probable cause to search for evidence of that crime, namely a photograph of the victim. The
State asserted that if the Defendant had a photograph of the victim, the photograph would be
further corroborating evidence that the Defendant was the person who grabbed the victim at
Wal-Mart.
In denying the Defendant’s motion to suppress, the trial court found that there was a
sufficient nexus to support a search of the Defendant’s computer. The trial court stated that
whether the Defendant had been lawfully convicted of unlawful photography did not affect
the evidence supporting the sexual exploitation of a minor charge. The trial court further
stated, “[T]hey had asked for the search warrant to attempt to find photographs of the Wal-
Mart victim which would be used as evidence at the trial, the sexual battery trial and the
unlawful photography trial.”
Following the trial court’s denial of the motion to suppress the evidence obtained as
a result of the search warrant for the Wal-Mart case, the Defendant pled guilty but reserved
the following question for our review:
If, as with the facts of the case at bar, the defendant is suspected by law
enforcement of taking photographs with a camera held under the skirt or shorts
of an unsuspecting woman, and law enforcement proceeds to attempt to obtain
evidence of this activity, which they conclude is a violation of the unlawful
photographing statute, [Tenn. Code Ann. § 39-13-605], and when said law
enforcement obtains a search warrant allowing permission to search the
defendant’s home for cameras, computers, etc. so as to find evidence of his
photographing the victim, and, in the process of searching the defendant’s
computer there is found evidence of an unrelated crime, [whereupon] the
defendant is indicted for the unrelated crime, should the evidence of the
unrelated crime found on the computer pursuant to the search warrant be
suppressed because the reason for the warrant, the alleged violation of [Tenn.
Code Ann. § 39-13-605], is, according to the defendant, invalid due to the
undisputed fact that the photographs being made of the unsuspecting woman
were made in the aisles of Wal-Mart, a place where the defendant maintains
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that the individual did not have a reasonable expectation of privacy, the search
warrant being based, therefore, upon a factual scenario that the defendant
contends was not actually illegal under our statutory scheme?
ANALYSIS
The Defendant contends that the trial court erred in denying his motion to suppress
because, pursuant to Gilliland, the initial search warrant sought evidence relating to acts that
were not criminal, namely the unlawful photography of the victim at Wal-Mart. The State
responds that the trial court properly denied the motion to suppress when the search warrant
also sought evidence relating to the alleged sexual battery of the victim at Wal-Mart. The
State asserts that the Defendant’s reliance on Gilliland is misplaced. The Defendant replies
that the certified question solely relates to the validity of the search in consideration of the
fact that the photography of the victim was not a crime.
Tennessee Rule of Criminal Procedure 37 permits a criminal defendant to plead guilty
and appeal a certified question of law when the defendant has entered into a plea agreement
under Rule 11(a)(3) of the Rules of Criminal Procedure and has “explicitly reserved - with
the consent of the state and of the court - the right to appeal a certified question of law that
is dispositive of the case.” Tenn. R. Crim. P. 37(b)(2)(A). As a prerequisite to this court’s
review, the final order or judgment appealed from must contain a statement of the certified
question that clearly identifies the scope and legal limits of the question, including the
agreement by the defendant, the trial court, and the State that the question is dispositive of
the case and is explicitly reserved for appellate review as part of the plea agreement. State
v. Preston, 759 S.W.2d 647, 650 (Tenn. 1988). Our supreme court has repeatedly made clear
that the Preston requirements “for appealing a certified question of law under Rule 37 of the
Tennessee Rules of Criminal Procedure [are] ‘explicit and unambiguous.’” State v.
Armstrong, 126 S.W.3d 908, 912 (Tenn. 2003) (quoting State v. Irwin, 962 S.W.2d 477, 479
(Tenn.1998); State v. Pendergrass, 937 S.W.2d 834, 837 (Tenn. 1996)).
Prior to 2011, at the time of the Wal-Mart incidents, Tennessee Code Annotated
section 39-13-605 provided, in pertinent part,
(a) It is an offense for a person to knowingly photograph, or cause to be
photographed an individual, when the individual is in a place where there is a
reasonable expectation of privacy, without the prior effective consent of the
individual . . . if the photograph:
(1) Would offend or embarrass an ordinary person if such
person appeared in the photograph; and
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(2) Was taken for the purpose of sexual arousal or gratification
of the defendant.
(emphasis added). In Gilliland, the defendant “was arrested at the Cool Springs Mall in
Franklin, Tennessee for videotaping underneath a woman’s skirt” on December 16, 2006.
Gilliland, 2010 WL 2432014, at *5. In investigating the defendant’s actions, officers
obtained a search warrant and subsequently found marijuana in the defendant’s residence.
Id. at *2. The Defendant was indicted for one count of possession of marijuana and
ultimately pled guilty, reserving a certified question of law in which he challenged the trial
court’s denial of his motion to suppress the marijuana found as a result of the search. Id. at
*1. Analyzing the statute in place for the offense of unlawful photography at the time of the
defendant’s actions, this court stated that the defendant’s actions at the mall were not
criminal because the victim did not have a reasonable expectation of privacy when she was
photographed in a public place, a shopping mall. Id. at *4. The court ultimately held that
there was no probable cause to support the search warrant when “the search warrant was
based upon a factual scenario that was not actually illegal under our statutory scheme.” Id.
at *5. In so concluding, this court suppressed the marijuana found as a result of the unlawful
search. Id. Following this court’s decision in Gilliland, the legislature amended Tennessee
Code Annotated section 39-13-605.3
The Defendant is correct in his assertion that his case is very similar to Gilliland. If
the search warrant were based solely upon the counts of unlawful photography that were
alleged to have occurred in 2009, the evidence found that supported the sexual exploitation
of a minor charge should be suppressed pursuant to Gilliland. However, the search warrant
in this case was based upon the Defendant’s alleged sexual battery of the victim as well as
his alleged unlawful photography of the victim. Even if we were to conclude that officers
did not have probable cause to search for evidence relating to the unlawful photography of
the victim, the question remains whether officers had probable cause to search for the
photographs of the victim to support the sexual battery charges.
While the parties agreed that the certified question was dispositive of this case, we are
“not bound by the determination and agreement of the trial court, a defendant, and the State
that a certified question is dispositive of the case.” State v. Thompson, 131 S.W.3d 923, 925
(Tenn. Crim. App. 2003) (citing State v. Oliver, 30 S.W.3d 363, 364 (Tenn. Crim. App.
2000)). “Rather, [we] must make an independent determination that the certified question
3
The code section now provides that a person commits the crime of unlawful photography if such person
photographs “an individual who has a reasonable expectation of privacy” without their consent when the
photograph “[w]ould offend or embarrass an ordinary person” and “[w]as taken for the purpose of sexual
arousal or gratification.” Tenn. Code Ann. § 39-13-605(a).
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is dispositive.” State v. Dailey, 235 S.W.3d 131, 135 (Tenn. 2007) (citing Preston, 759
S.W.2d at 651). “An issue is dispositive when this court must either affirm the judgment or
reverse and dismiss.” State v. Wilkes, 684 S.W.2d 663, 667 (Tenn. Crim. App. 1984).
Here, officers had probable cause to search for evidence relating to the sexual battery
charge, namely a photograph of the victim. If officers had found a photograph of the victim
in the Defendant’s residence as a result of their search, this evidence would have bolstered
the victim’s claim that the Defendant assaulted her in Wal-Mart. Thus, the validity of the
search warrant rested on more information “supplied in the affidavit” than what was
challenged in the certified question. See State v. Thurman G. Ledford, No. E2002-01660-
CCA-R3-CD, 2003 WL 21221280, at *4 (Tenn. Crim. App. May 22, 2003) (holding that the
certified question was not dispositive when the validity of the search warrant rested on more
information than what was challenged in the certified question), perm. app. denied (Tenn.
Oct. 6, 2003). Accordingly, we must conclude that the certified question is not dispositive
of the Defendant’s case.
CONCLUSION
Having concluded that the certified question of law is not dispositive of the case, we
dismiss the appeal.
_______________________________________
D. KELLY THOMAS, JR., JUDGE
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