IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs January 27, 2010
STATE OF TENNESSEE v. RICHARD TREHERN
Appeal from the Criminal Court for Hawkins County
No. 07CR0303 John F. Dugger, Jr., Judge
No. E2009-00066-CCA-R3-CD - Filed July 7, 2010
The Defendant, Richard Trehern, was convicted by a jury in the Hawkins County Criminal
Court of two counts of aggravated child abuse, a Class A felony. The trial court sentenced
him as a Range I, violent offender to concurrent twenty-year sentences. On appeal, the
Defendant contends that the evidence is insufficient to support his convictions, that the trial
court erred by denying his motion to compel the State to produce the victim’s and the
victim’s brother’s medical records, and that his sentences are excessive. We affirm the
judgments of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Criminal Court Affirmed
J OSEPH M. T IPTON, P.J., delivered the opinion of the Court, in which N ORMA M CG EE O GLE
and D. K ELLY T HOMAS, J R., JJ., joined.
Greg W. Eichelman, District Public Defender, and R. Russell Mattocks, Assistant Public
Defender, for the appellant, Richard Trehern.
Robert E. Cooper, Attorney General and Reporter; John H. Bledsoe, Senior Counsel; C.
Berkeley Bell, Jr., District Attorney General; and J. Douglas Godbee, Assistant District
Attorney General, for the appellee, State of Tennessee.
OPINION
The Defendant was indicted on three charges of aggravated child abuse of his infant
daughter. The Defendant married Michelle Trehern in Alabama. The couple divorced in
November 2006, and Trehern moved back to Tennessee. She gave birth to the victim on
December 20, 2006. The couple attempted to reconcile. The Defendant moved to Tennessee
and began living with Trehern on March 5, 2007.
Dr. Stanley Giles testified that he was the victim’s pediatrician. He first saw the
victim when she was six days old. He saw the victim again on April 2, 2007, and she had a
fever of 101 degrees, a runny nose, a cough, diarrhea, and she was spitting up. The victim
weighed fifteen pounds and four ounces. No injury or trauma was reported. He next saw the
victim on April 11, 2007, for a fever of 103 degrees. The victim was sleeping a lot, was
difficult to wake, did not want to eat, and seemed exhausted and inactive. The victim’s
mother reported that when she changed the victim’s diaper, the victim shook her arms. The
victim’s mother had called a nurse at Wellmont Health Systems, and the nurse thought the
victim might have experienced a seizure. There was no history of injury or trauma, and
because the victim was losing weight, Dr. Giles made the diagnosis of “failure to thrive.”
He ordered a complete blood count, a basic metabolic panel, and thyroid testing, but other
than a minimally elevated white blood cell count, the test results were normal. There was no
evidence of a bleeding disorder, blood disorders, kidney disorder, or diabetes.
On cross-examination, Dr. Giles testified that the victim had weighed five pounds and
fourteen ounces at her six-day visit. The victim’s birth weight had been six pounds and five
ounces, but Dr. Giles said that it was normal for a newborn infant to lose ten to twelve
ounces after birth. Dr. Giles’s partner, Dr. Fuller, examined the victim at seven weeks of age
for a possible umbilical hernia, and the victim weighed eleven pounds and six and one-half
ounces. Dr. Giles examined the victim at two months of age and detected a heart murmur,
the umbilical hernia, and a bad diaper rash. He referred the victim to a cardiologist. He also
referred her to physical therapy for congenital torticollis, which involved the victim’s neck
muscles being pulled from the left or right. He said the condition could occur from
positioning in the crib or from stretching the muscles during birth. Otherwise, the victim
appeared to be active, responsive, and developing normally. He did not detect any bruising
or evidence of trauma.
Dr. Christopher Arnold Landis testified that he was the emergency room physician at
Wellmont in Hawkins County. He was not working on April 7, 2007, when the victim was
seen in the emergency room, but he reviewed the records from that visit. The victim’s
mother had reported that the victim would not eat or sleep and had a runny nose and diarrhea.
He said that no history of injury or trauma was noted. Dr. Landis saw the victim in the
emergency room on April 18, 2007, and admitted her for possible seizure activity. The
victim remained overnight for observation, but no seizure activity was recorded. There was
no indication of trauma or injury. Dr. Landis also ordered a complete blood count and a
chemistry panel, which were normal except for a slightly elevated white blood cell count.
He also referred the victim to Dr. Christopher Calendine, a pediatrician, for observation. He
said Dr. Calendine or Dr. Calendine’s nurse practitioner had noted the victim had an ear
infection. He said Dr. Calendine had conducted a urinalysis which indicated a possible
urinary tract infection. He found no source for any seizures.
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On cross-examination, Dr. Landis testified that he did not review the victim’s
emergency room records from April 7 at the time of the victim’s April 18 visit. He was
unaware until later that the victim had been seen in the emergency room on April 7. Dr.
Landis explained that there was no predictor for when a seizure would occur. The victim’s
mother had described the victim’s seizure as a generalized jerking and holding of the breath
or not breathing. He did not observe any bruising or signs of abuse, and he said there was
no recorded abuse. He said the victim looked like a baby who did not feel well, “just kind
of sleepy, lying there in no apparent distress.” The victim’s pupils were normal.
Dr. Donald Sleeter testified that he was an emergency medicine physician at the
Hawkins County Emergency Department. He saw the victim in the emergency room on April
21, 2007. He said the victim was reported to have experienced another seizure episode which
lasted five to ten seconds. He believed the seizure was tonic, meaning that the victim’s
muscles flexed and then relaxed. He reviewed the victim’s previous admission records and
ordered a CT scan of the victim’s head. He did not observe any physical signs of trauma or
injury. The victim appeared to be awake and relatively healthy. He said the victim had
already been scheduled for a follow-up appointment with a neurologist. He said that Dr.
Gash, a radiologist with NightHawk Services in Knoxville conducted the “wet read,” or
initial review of the victim’s CT scan. The scan showed large collections of blood on both
sides of the brain, one being 1.5 centimeters and the other was 5 millimeters. The scans
showed areas of decreased density, meaning that the blood there was older, or chronic. Upon
Dr. Calendine’s recommendation, Dr. Sleeter transferred the victim to the pediatric intensive
care unit at Johnson City Medical Center.
On cross-examination, Dr. Sleeter testified that the victim appeared active and alert.
He said her pupils were equally reactive and normal. However, he did not perform a
funduscopic examination of the victim’s eyes. He said the CT scan did not show evidence
of blunt trauma, but only the large subdural fluid collections. The victim’s fontanels
appeared normal.
Dr. Judson Gash testified that he was a radiologist with the Association of University
Radiologists and the University of Tennessee. He said he read a chest x-ray of the victim
conducted on April 18 and a head CT scan of the victim conducted on April 21. He said that
the areas of linear hyperdensity, or brightness, on the CT scans represented blood. He said
that the brighter the density, the more recent the bleeding. He said that an acute hemorrhage
was one that had occurred within a few hours to a few days before the scan. Dr. Gash
described three areas of abnormality. The first was an interspheric hemorrhage, which meant
that it was between the hemispheres of the brain, and it was acute. The second area of
abnormality was a low density or chronic subdural hematoma over the victim’s right cerebral
hemisphere. This area of old hemorrhage had pushed the brain away from the skull. The
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third area of abnormality was an intermediate collection of blood over the left frontal lobe.
This area of hemorrhage could have been subacute, or several weeks old, or it could have
been an old hemorrhage with a new hemorrhage in it. He said that the hematomas had
different ages and that the most likely cause was non-accidental head injury, or shaken baby
syndrome. He said that based upon his findings, the victim had suffered more than one
injury.
On cross-examination, Dr. Gash testified that non-accidental trauma was a synonym
for child abuse, battered child syndrome, and shaken baby syndrome. The same type of
injury would not be unusual as a result of a motor vehicle accident. However, the pattern of
acute and older hemorrhage and the interhemispheric hemorrhage in this case were highly
specific and highly suggestive indicators for non-accidental head injury, particularly when
there was no evidence of external trauma. He agreed that “suggestive” did not mean
“conclusive.” He acknowledged that cerebral hemorrhage could occur as a result of birth and
that a child’s minor cerebral hemorrhage at birth could be exacerbated by a later trauma such
as being dropped. However, placing a child in a “bouncy” seat or swing would be
extraordinarily unlikely to create the acceleration and deceleration necessary to cause the type
of injuries in this case. He said a fall would be very unlikely to create the pattern of injuries
similar to the victim’s.
Michelle Trehern testified that she had married the Defendant when she lived in
Alabama and that they had two children. She was awarded full custody of the children upon
the couple’s divorce in November 2006. She moved back to Tennessee in October 2006, and
the Defendant came to live with her on March 5, 2007. At first, her mother and her mother’s
neighbor babysat the victim while she worked. After the Defendant moved to Tennessee, he
and some neighbors babysat the victim, although she could not remember the neighbors’
names.
Ms. Trehern testified that the victim regressed in development. The victim had
problems holding up her head, when she had been able to before, and the victim also stopped
rolling over. It was difficult to keep the victim awake. She denied seeing the Defendant
shake the victim, but when asked if the victim had been crying before she caught the
Defendant shaking the victim, she responded that the victim had been crying for a few
minutes. She said the Defendant had a bad temper and had to attend anger management
classes for about a month. The Defendant called the victim a “b----” once or twice when he
was very frustrated. She said the Defendant did not understand why the victim kept crying.
Ms. Trehern testified that she made a statement to Investigator Teddy Collingsworth
and signed it. However, she denied making any corrections to the statement. She said that
she initialed the corrections that Collingsworth made. She did not agree that she told
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Collingsworth that the Defendant was the only person who cared for the victim while she
worked. She said she told Collingsworth and the Department of Children’s Services (DCS)
that neighbors also babysat the victim. She claimed that Collingsworth would not let her read
the statement after he wrote it but that he read it aloud to her. She said that Collingsworth
never read anything to her about the Defendant shaking the victim. She agreed that she told
Collingsworth that she might know what caused the injuries, but she denied that she meant
that the cause was the Defendant’s shaking the victim. She was unaware of any injury to the
victim, and she never saw the child dropped. The Defendant later told her he had sneezed,
blacked out, and dropped the victim. She agreed that she left with the Defendant after she
gave her statement to Collingsworth, but she said she had nowhere else to go until DCS
found her an opening in a shelter. She said her mother and father had custody of the victim.
On cross-examination, Ms. Trehern testified that no one had asked whether someone
other than the Defendant had tended the victim until DCS questioned her at the Johnson City
Medical Center. She said that after her meeting with Collingsworth, she asked the Defendant
to tell her if he had done anything. She had testified during a May 17, 2008 hearing in
juvenile court that the Defendant had never shaken the victim. She had not had any contact
with the Defendant since he had been charged with the offenses in this case. She
acknowledged that she suffered from bipolar disorder, and she said that her moods fluctuated
“really quickly.” She said she was treated with Zoloft and had been hospitalized three times
for the illness.
Teddy Collingsworth, a criminal investigator with the district attorney general’s
office, testified that he specialized in child abuse investigations. He was contacted by Donna
Spencer with DCS on April 25, 2007. He attended an interview with the Defendant and Ms.
Trehern the next day. He interviewed Trehern first, reduced her statement to writing, and
gave her an opportunity to review it. He made some corrections, read the statement to her,
and allowed her to read it. He had her initial the mistakes. Ms. Trehern’s statement
specified:
Investigator Teddy Collingsworth with the . . . District
Attorney’s office . . . told me that I wasn’t under arrest and that
I could get up and leave at any time. I give this statement freely
and voluntarily.
I have known [the Defendant] for approximately three
years. We have two children together, [T.T.] 22 months and
[the victim] four months. [The Defendant] and I were married
12-18-2004 and divorced 11-18-2006. We lived in Brewton,
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Alabama. [T.T.] was three years old and he had three broken
ribs. [The Defendant] admitted that he hugged him and broke
the ribs after [T.T.] was crying and he picked him up to comfort
him.
After moving to Rogersville, Tennessee, I let [the
Defendant] come back to live with us, trying to work things out.
I was working in Greeneville and [the Defendant] was baby-
sitting. Then I got a job at Save-A-Lot in Rogersville[.] [The
Defendant] was still watching the kids while I worked. On
April the 9th, 2007, we took [the victim] to Dr. Giles office in
Greeneville because she . . . wasn’t eating well. Then during
that week [the victim] was crying and [the Defendant] got upset
and picked her up and shook her hard and I got her from him.
[The Defendant] really loses his temper a lot when the children
cr[y]. He calls [the victim] a b[----] when she cries a lot. Then
on April 16, 2007 I had [the Defendant] to take the [the victim]
back to Dr. Giles because all [the victim] was doing was
sleeping and not eating. Dr. Giles did some tests and they came
back normal. Then on Wednesday April 18, [the victim] had a
seizure and I took her to W[el]lmont ER in Rogersville and she
got out of the hospital on Thursday evening. Then on Saturday
morning [the Defendant] came to work and got me, that [the
victim] had another seizure and we took her back to the ER.
And they transferred [the victim] to JCMC in Johnson City.
When I caught [the Defendant] shaking [the victim] that day I
had walked into the bedroom and it was when I came out that
was when I saw him shaking her I don’t know how long he had
been shaking her. [The victim] had been crying a while before
I come [sic] out of the bedroom. After the Doctor told me about
the serious injuries that [the victim] had I knew in the back of
my mind what caused the injuries. But, I was afraid to tell
because I personally know what [the Defendant] can do when he
gets mad. Sometimes [the victim] will be crying and when [the
Defendant] goes to check on her she will cry a lot louder and I
will ask [the Defendant] what did you do to her. He will say
nothing.
Investigator Collingsworth testified that he and the DCS agent witnessed Ms. Trehern
sign the statement. He next talked to the Defendant. The Defendant said he did not shake
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the victim but admitted that he got upset when the victim cried. Collingsworth reduced the
victim’s statement to writing and the Defendant signed it. In it, the Defendant said:
I moved back to my ex-wife, Michelle Trehern, the first of
March 2007. I don’t know the exact day. Michelle was working
in Greeneville at T.I. Automotives; then Michelle got a job at
Save-A-Lot in Rogersville. I was watching [T.T.], date of birth
6-6-05, and [the victim], date of birth 12-20-06, while Michelle
was working.
I took [the victim] to Dr. Giles in Greeneville about two
weeks ago because Michelle was working. [The victim] was
sleeping all of the time and not eating. Dr. Giles did some tests,
but they came back normal. Then Michelle took [the victim] to
the E.R. because [the victim] was having seizures last
Wednesday. [The victim] was released the next day that
evening. Then this past Saturday [the victim] had another
seizure, and I went to Michelle’s work and we took her to the
E.R. in Rogersville and she was transferred to Johnson City
Medical Center.
When [the victim] cries it upsets me sometimes, but I
have never shook [sic] her. I call [the victim] a bitch sometimes
when she cries because I don’t think nothing [sic] is wrong with
her. Her mother calls her a bitch, too. I never get too upset that
I don’t remember what I do. When [T.T.] was four months old
he would cry and I would get upset and it would upset me, and
one time I picked him up and hugged him and broke five ribs.
This was in Alabama. I do better since I went to anger
management classes. I would never hurt [the victim]. I have
never shook [the victim]. [T.T.] shakes [the victim] when she is
in the bouncer seat and car seat. If I had done something to [the
victim], I would admit it. If I did, I would tell her I’m sorry.
Investigator Collingsworth was contacted at 6:30 that evening. The Defendant had
returned to the office and had asked to see him. The Defendant said he had not been truthful
in his first statement. The Defendant gave a second statement to Collingsworth in which he
stated:
I came to the Hawkins County Sheriff’s Department and
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talked with Deputy Daniel Byington and told him I had talked
to Investigator Teddy Collingsworth with the District Attorney’s
Office earlier today and hadn’t told him everything, that I
wanted to talk to [him]. At 7:15 Investigator Collingsworth told
me that I wasn’t under arrest and that I could get up and leave at
any time. I give this statement freely and voluntarily.
Today when I talked with you I didn’t tell you the truth.
I caused the injuries to [the victim]. The week of April the 9th
through the 16th I had [the victim] up over my head, playing
with her and she was laughing. I got dizzy and lost sight and
dropped [the victim], and before she hit the floor I got my sight
back and she hit the floor on her back. I don’t know if her butt
or head hit the floor first. I didn’t tell anybody or Michelle that
I had dropped her. The doctors didn’t ask me at the Johnson
City Medical Center what happened to [the victim] to cause the
injuries because I wasn’t there much. This is the whole truth.
I hugged my son, [T.T.], too tight, not knowing my strength, to
cause the broken ribs. I lose vision when I sneeze and I sneezed
the day I dropped [the victim].
On cross-examination, Investigator Collingsworth testified that he did not record the
statements. At the time he interviewed Ms. Trehern, he had been told that the victim had a
skull fracture and a rib fracture in addition to the subdural hematomas. He said that
authorities in Alabama had conducted a nine-month investigation of the Defendant and the
incident involving T.T. but that no charges were ever filed. He said that the Defendant was
about six feet and two inches tall and that the ceilings of the trailer in which the Defendant
lived were not high enough to allow the Defendant to stand and hold the victim overhead.
On redirect examination, Investigator Collingsworth demonstrated how Ms. Trehern
described the Defendant’s shaking the baby. He held his hands approximately eight or ten
inches apart and moved them back and forth in front of his face.
Dr. Mary Ann Neal, a pediatric radiologist, testified that she reviewed multiple x-rays
and scans of the victim. The victim had a left parietal skull fracture and subdural hematomas
of different ages on each side of the brain. On an initial skeletal survey, there was a question
about a possible rib fracture, but subsequent x-rays were negative. Using the April 21, 2007
CT scan and an April 25, 2007 MRI, Dr. Neal described an acute area of bleeding on the left
side of the brain and an older area of bleeding on the right side. The victim’s brain had been
pushed inward from the mass effect of the bleeding. She estimated the age of the left parietal
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hemorrhage as between one and ten days old as of April 21. She estimated the right parietal
hemorrhage as older than ten days. She said the skull fracture occurred between ten days and
three months before the CT scan. Dr. Neal said that based upon a reasonable degree of
medical certainty, the subdural hematomas and skull fracture were consistent with
neurological dysfunction. She said that absent a severe motor vehicle collision, the victim’s
injuries were consistent with non-accidental trauma.
On cross-examination, Dr. Neal testified that there might be other causes for a child
to experience neurological problems. A fall from a significant height of six feet would cause
cerebral hemorrhaging. Bruising was not always present in shaken baby syndrome.
Lethargy, retinal hemorrhaging, and non-reactive pupils could also be symptoms of shaken
baby syndrome. She said that bulging fontanels were not something that could be detected
on the scans but that someone examining the victim would be able to feel them. The skull
fracture could have occurred as a result of a fall from a height of six feet. She also said that
the skull fracture occurred at the time of one of the hemorrhages. She did not agree that the
injury to the right side of the skull dated to the time of the victim’s birth, but she said that the
injury could have occurred in January or February.
Dr. Jeff Carlsen testified that he was a pediatric ophthalmologist who examined the
victim. He said he detected hemorrhages in three quadrants in the victim’s left eye. Based
upon a reasonable degree of medical certainty, his opinion was that the retinal hemorrhages
were consistent with non-accidental trauma. He said the trauma in this case was a
acceleration-deceleration injury, or shaken baby syndrome.
On cross-examination. Dr. Carlsen testified that bruising was not necessarily found
in shaken baby syndrome. He said a major percentage of children who suffered shaken baby
syndrome had major central nervous system injury. He said that the victim’s eye injury was
mild to moderate. He would not presume that hemorrhaging would occur in both of the
victim’s eyes because hemorrhaging in both eyes did not occur in twenty-five to thirty
percent of shaken baby cases. He also said that non-reactive pupils were not necessarily
common in a shaken baby case and that in all the cases in which he had been involved, only
one child had non-reactive pupils.
Dr. Ricky Mohon testified that he was the Director of the Pediatric Critical Care Unit
at Johnson City Medical Center and an Associate Professor in the Department of Pediatrics
at Quillen College of Medicine at East Tennessee State University. He first saw the victim
on April 22, 2007, when she was transferred from another hospital. The victim’s history was
that she had been a normal three-month old baby until two weeks before he saw her. Nothing
suggested the family was aware of anything that had caused the victim’s injuries. The victim
was hospitalized for about seventeen days. The victim had an EEG to detect seizures and
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was started on seizure medications. He said his diagnosis was a history of seizures and
bilateral subdural effusions with the possibility of non-accidental trauma. He said he ruled
out other causes of the bleeding. In his opinion, the bleeding injuries were caused by shaken
baby syndrome and the skull fracture was caused by blunt force trauma, such as striking a
wall or a floor. He said that the victim suffered serious bodily injury and that the subdural
effusions could cause permanent brain damage and seizures. The victim had to have
procedures to drain the blood from her head.
On cross-examination, Dr. Mohon testified that, ultimately, the victim had no rib
fractures. He said that hairline fractures, chip fractures, and some of the findings in shaken
baby syndrome are subtle changes that a radiologist might not have much experience in
detecting. It would be unusual to have rib fractures in an infant because infants’ chests are
very flexible. Bruising did not necessarily indicate abuse or the severity of abuse, nor did the
lack of bruising indicate no abuse. He did not notice any bruising on the victim. A retinal
hemorrhage could cause permanent damage and blindness, and retinal hemorrhaging could
occur during birth, during an automobile accident, or as the result of a fall. However, retinal
hemorrhages caused by birth would resolve quickly and would not be present in a three-
month-old baby. He had never seen a retinal hemorrhage in a child as the result of a fall
from a parent’s arms, but a fall from six to eight feet could cause cerebral hemorrhage. He
said that non-reactive pupils resulted from significant injury but that reactive pupils did not
negate a diagnosis of severe abuse. Lethargy was not necessarily a typical finding in shaken
baby syndrome because a child’s symptoms depended upon the severity of the injury and on
the particular patient. It was possible for a shaken baby to be active and alert if the injury
was not severe enough to affect mental status. He said that the victim probably had a seizure
disorder and that the subdural effusions and retinal hemorrhages were significant injuries.
He was unable to say whether that trauma would cause permanent, irreparable brain damage.
During the victim’s hospitalization, she experienced vomiting, feeding problems, and
aspiration problems, and Dr. Mohon attributed these complications to brain damage. He said
the skull fracture indicated with a medical certainty that the victim had suffered a traumatic
event. He said that without any history of trauma, the only diagnosis was non-accidental
trauma. He said that after learning the extent of injuries, some parents would fabricate an
event to explain how the injuries occurred but that the scenarios they fabricated would not
be severe enough to explain the injuries. He agreed that dropping a baby from six feet onto
a concrete slab could cause a skull fracture and retinal hemorrhaging. The patient history
compiled by the resident physician, Dr. Stansberry, reflected that the victim had been
watched by neighbors.
Donna Spencer testified for the defense that she was a child protective services
investigator with DCS. She spoke with Michelle Trehern on April 25, 2007. Ms. Trehern
asked whether DCS would give custody of the victim to the Defendant if she admitted that
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she committed the abuse. Ms. Spencer reported Trehern’s statement to the district attorney
general.
On cross-examination, Ms. Spencer testified that she was present when Ms. Trehern
gave her statement to Investigator Collingsworth. She heard Trehern say every word that was
contained in the statement. She saw Trehern sign the statement, and she signed it also. Her
impression was that Trehern was trying to take the blame for the Defendant.
Investigator Collinsgworth was recalled by the defense and testified that Ms. Trehern
did not report that neighbors sometimes babysat the victim. He had reviewed the testimony
from a juvenile court hearing in which she had testified that her neighbors watched her
children. He said he did not see the doctor’s report that reflected that neighbors had babysat
the children until months after he interviewed Trehern. He agreed that he had not attempted
to determine the names of the neighbors and what contact they might have had with the
children. He said Trehern did not inform him that she suffered from bipolar disorder, that
she was taking medication, or that she had been hospitalized three times for the disorder.
Betty Gorman, the victim’s maternal grandmother, testified that she had physical and
legal custody of the victim and the victim’s older brother. The victim had been “back and
forth” to doctors for follow-up care and had begun experiencing seizure activity in July 2008.
The victim’s eyesight appeared to be fine, and the victim was developing normally for her
age, except for a slight laxity in her speech.
The State elected for count one of aggravated child abuse to involve the left subdural
hematoma suffered by the victim one to ten days before April 21, 2007, for count two to
involve the right subdural hematoma suffered by the victim between April 9 and April 16,
2007, and for count three to involve the skull fracture suffered by the victim between January
9 and April 9, 2007. The jury found the Defendant guilty of counts one and two but
acquitted the Defendant of count three.
I
The Defendant contends that the evidence is insufficient to support his convictions
for aggravated child abuse. The State contends that the evidence is sufficient to support the
Defendant’s convictions. We agree with the State.
Our standard of review when the sufficiency of the evidence is questioned on appeal
is “whether, after viewing the evidence in the light most favorable to the prosecution, any
rational trier of fact could have found the essential elements of the crime beyond a reasonable
doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979). This means that we may not reweigh
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the evidence, but must presume that the jury has resolved all conflicts in the testimony and
drawn all reasonable inferences from the evidence in favor of the state. See State v.
Sheffield, 676 S.W.2d 542, 547 (Tenn. 1984); State v. Cabbage, 571 S.W.2d 832, 835 (Tenn.
1978). Any questions about the credibility of the witnesses were resolved by the jury. See
State v. Bland, 958 S.W.2d 651, 659 (Tenn. 1997).
As pertinent to this appeal, a person commits aggravated child abuse when he or she
commits the offense of child abuse, as defined in § 39-15-401(a)
. . . and:
(1) The act of abuse or neglect results in serious
bodily injury to the child; . . . .
T.C.A. § 39-15-402 (2006). Child abuse is “knowingly, other than by accidental means,
treat[ing] a child under eighteen (18) years of age in such a manner as to inflict injury . . . .”
Id. § 39-15-401. When a child is less than eight years of age, the violation of Code section
39-15-402 is a Class A felony. Id. § 39-15-402(b).
Taken in the light most favorable to the State, Michelle Trehern gave a statement to
Investigator Collingsworth that she saw the Defendant shake the victim. Dr. Giles testified
that the victim presented symptoms indicating a failure to thrive and that Trehern had
reported seizure-like symptoms. Dr. Landis observed no bruising or signs of abuse. Dr.
Sleeter testified that he ordered a CT scan and that the initial readings showed large
collections of blood on both sides of the victim’s brain. He testified that one of the areas of
blood showed decreased density, meaning that it was older. Dr. Gash testified that the April
21, 2007 head CT showed an abnormal hyperdensity, representing blood, and that the victim
had an acute cerebral interspheric hemorrhage and a chronic area of hemorrhage that had
pushed the victim’s brain away from her skull. He concluded that the victim’s injuries were
the result of non-accidental trauma, to which he referred as shaken baby syndrome. He said
that it was unlikely that a three- or four-month old baby could, on her own, generate the
acceleration-deceleration force necessary to cause the injury. He said that the victim had no
external trauma and that there was no evidence of a severe motor vehicle accident, which
might have produced the same types of injuries. Investigator Collingsworth and Donna
Spencer testified that Michelle Trehern made a statement in which she said she caught the
Defendant shaking the victim. Dr. Neal testified that the victim’s injuries were consistent
with shaken baby syndrome, that the left subdural hematoma had occurred within ten days
of April 21, 2007, and that the right subdural hematoma had occurred sometime before that.
Dr. Carlsen testified that the victim had hemorrhages in three quadrants of the left eye,
consistent with non-accidental rapid acceleration-deceleration trauma, or shaken baby
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syndrome. Dr. Mohan testified that the victim’s subdural effusions were caused by shaken
baby syndrome and that the skull fracture was caused by blunt trauma. He testified that the
subdural effusions were serious injuries which could cause permanent, irreparable brain
damage. In her April 26, 2007 statement, Ms. Trehern said that she saw the Defendant shake
the victim. Although she testified at the trial that never saw the Defendant shake the victim,
when asked if the victim had been crying before she caught the Defendant shaking the
victim, she responded that the victim had been crying for a few minutes. We must presume
that the jury resolved the conflicts in Ms. Trehern’s testimony in favor of the State. We
conclude that the evidence is sufficient to support the Defendant’s convictions for aggravated
child abuse. The Defendant is not entitled to relief on this issue.
II
The Defendant contends that the trial court erred in denying his motion to compel
discovery of the victim’s and the victim’s brother’s medical records dating from their birth.
The State contends that the trial court properly denied the Defendant’s motion to compel
discovery of the medical records because the records were not in the State’s custody or
control. We agree with the State.
The Defendant sought to obtain the children’s medical records dating from their birth.
At the hearing on the motion to compel discovery, the Defendant contended that the victim
had suffered seizures before the Defendant lived in Tennessee and that the victim continued
to suffer seizures after the injuries that are the subject of this appeal. He said that the
victim’s mother, Ms. Trehern, had stated in a deposition that the victim’s older brother also
had seizures. He argued that the State had access to Trehern, that Trehern knew where the
victim had been born and had received medical care before the Defendant began living with
her, and that the records were discoverable material. He argued that Trehern was the State’s
witness, and as such, the records that she could obtain were within the State’s control. The
State responded that it did not have in its possession any of the victim’s medical records for
the time period before the victim’s treatment for the aggravated child abuse. It stated that
the victim’s medical records from her treatment arising from the aggravated child abuse had
been provided to the defense pursuant to the discovery request. The State also said that
Trehern was not under its control because she was represented by counsel who was present
whenever the State tried to talk with her. The district attorney general said that the State was
having difficulty communicating with Trehern.
The trial court determined that the requested records were not within the State’s
control and denied the Defendant’s motion to compel discovery. However, the trial court
ordered the State to disclose the mother’s contact information. The Defendant claims that
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the contact information provided by the State reflected that Michelle Trehern lived in
Rogersville, when in fact she had relocated to Greeneville.
Rule 16 of our Rules of Criminal Procedure provides in pertinent part:
(a) Disclosure of Evidence by the State. –
(1) Information Subject to Disclosure. –
...
(F) Documents and Objects. –Upon a defendant’s
request, the state shall permit the defendant to
inspect and copy or photograph books, papers,
documents, photographs, tangible objects,
buildings, or other places, or copies or portions
thereof, if the item is within the state’s
possession, custody, or control and:
(i) the item is material to preparing
the defense;
(ii) the government intends to use
the item in its case-in-chief at trial;
or
(iii) the item was obtained from or
belongs to the defendant.
The State is not required to disclose evidence that is not in its actual or constructive
possession. See State v. Hutchinson, 898 S.W.2d 161, 168 (Tenn. 1994). The State is also
not required to disclose evidence that is available or accessible to a defendant or that could
be obtained by exercising reasonable diligence. State v. Dickerson, 885 S.W.2d 90 (Tenn.
Crim. App. 1993).
The Defendant has cited no proof to support his argument that the victim’s or her
brother’s private medical records of treatment before the aggravated child abuse were within
the State’s control. The trial court in the case ordered the disclosure of Ms. Trehern’s contact
information, which was furnished.
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The record reflects that the Defendant knew where to contact Dr. Giles. In his April
26, 2007 statement, the Defendant said that he had taken the victim to Dr. Giles’s office in
Greeneville. The record also reflects that the State filed a notice to add witnesses on
February 29, 2008, and included Dr. Giles’s name and employer. Dr. Giles’s name was also
on the indictments. In addition, Michelle Trehern’s name and telephone number were listed
on a notice to add witnesses filed on October 8, 2008. The Defendant could have issued
subpoenas to Dr. Giles. The information was available to the Defendant through the exercise
of reasonable diligence. The trial court did not err in denying the motion to compel. The
Defendant is not entitled to relief on this issue.
III
The Defendant contends that his sentences are excessive because the trial court
misapplied enhancement factor (10), that the defendant showed no hesitation about
committing a crime when the risk to human life was high, because the record does not show
that he had “no hesitation.” See T.C.A. § 40-35-114(10) (Supp. 2009). He notes the trial
court’s application of factor (14), that he abused a position of private trust, but he argues that
the trial court was not justified in assigning it great weight and should have set against it in
mitigation his “spotless” criminal record. The State contends that the trial court did not
abuse its discretion by sentencing the Defendant to twenty years for each conviction for
aggravated child abuse.
At the sentencing hearing, the trial court applied enhancement factor (10), that the
Defendant had no hesitation about committing a crime when the risk to human life was high,
because the Defendant abused the victim more than once when there was a high risk of the
four-month-old victim dying from serious injuries inflicted by abuse. See T.C.A. § 40-35-
114(10). The court also found factor (14), that the Defendant abused a position of private
trust, because the Defendant was the victim’s father. See id. § 40-35-114(14). The court
found no mitigating factors and ordered the Defendant to serve concurrent twenty-year
sentences in the Department of Correction.
Appellate review of sentencing is de novo on the record with a presumption that the
trial court’s determinations are correct. T.C.A. §§ 40-35-401(d) and -402(d). As the
Sentencing Commission Comments to these sections note, the burden is now on the
appealing party to show that the sentencing is improper. This means that if the trial court
followed the statutory sentencing procedure, made findings of fact that are adequately
supported in the record, and gave due consideration and proper weight to the factors and
principles that are relevant to sentencing under the 1989 Sentencing Act, we may not disturb
the sentence even if a different result were preferred. State v. Fletcher, 805 S.W.2d 785, 789
(Tenn. Crim. App. 1991).
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However, “the presumption of correctness which accompanies the trial court’s action
is conditioned upon the affirmative showing in the record that the trial court considered the
sentencing principles and all relevant facts and circumstances.” State v. Carter, 254 S.W.3d
335, 344-45 (Tenn. 2008) (quoting State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991)). In
this respect, for the purpose of meaningful appellate review,
the trial court must place on the record its reasons for arriving at
the final sentencing decision, identify the mitigating and
enhancement factors found, state the specific facts supporting
each enhancement factor found, and articulate how the
mitigating and enhancement factors have been evaluated and
balanced in determining the sentence.
State v. Jones, 883 S.W.2d 597, 599 (Tenn. 1994); see T.C.A. § 40-35-210(e).
Also, in conducting a de novo review, we must consider (1) the evidence, if any,
received at the trial and sentencing hearing, (2) the presentence report, (3) the principles of
sentencing and arguments as to sentencing alternatives, (4) the nature and characteristics of
the criminal conduct, (5) any mitigating or statutory enhancement factors, (6) statistical
information provided by the administrative office of the courts as to sentencing practices for
similar offenses in Tennessee, (7) any statement that the defendant made on his own behalf,
and (8) the potential for rehabilitation or treatment. T.C.A. §§ 40-35-102, -103, -210; see
Ashby, 823 S.W.2d at 168; State v. Moss, 727 S.W.2d 229, 236 (Tenn. 1986).
In imposing a specific sentence within the appropriate range of punishment for the
defendant:
[T]he court shall consider, but is not bound by, the following
advisory sentencing guidelines:
(1) The minimum sentence within the range of
punishment is the sentence that should be
imposed, because the general assembly set the
minimum length of sentence for each felony class
to reflect the relative seriousness of each criminal
offense in the felony classifications; and
(2) The sentence length within the range should
be adjusted, as appropriate, by the presence or
absence of mitigating and enhancement factors set
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out in §§ 40-35-113 and 40-35-114.
T.C.A. § 40-35-210. Aggravated child abuse as charged in this case is a Class A felony with
an applicable sentencing range of fifteen to twenty-five years. T.C.A. §§ 39-15-402(b), 40-
35-112(a)(1).
The record reflects that the court based its finding of factor (10) on Dr. Mohon’s
testimony that the risk of serious injury and death was high in victims of shaken baby
syndrome and on the victim’s young age of three to four months old at the time of the abuse.
The offense of aggravated child abuse required the State to prove that the victim suffered
serious bodily injury. See T.C.A. § 39-15-402(a)(1). Enhancement factor (10), risk to human
life, is not an element of aggravated child abuse because the State may prove serious bodily
injury without proving risk to life. See State v. Jones, 883 S.W.2d 597, 602-603 (Tenn.
1994); T.C.A. § 39-15-402(a)(1). Therefore, factor (10) is applicable to the Defendant’s
convictions. In addition, the court assigned great weight to factor (14), that the Defendant
abused a position of private trust, because the Defendant committed aggravated child abuse
of his infant daughter. Factor (14) is also applicable.
The trial court considered and rejected the statutory mitigating factors. See T.C.A.
§ 40-35-113. The court also noted the Defendant’s lack of criminal history but did not apply
it in mitigation. The court stated that although the Defendant had “lived a fairly law abiding
life[,]” the Defendant had problems controlling his temper, which had resulted in the child
abuse. The 2005 Amendments to the Sentencing Act “increase the amount of discretion a
trial court exercises when imposing a sentencing term.” Carter, 254 S.W.3d at 344. The trial
court was required to consider, but was not bound by, the statutory enhancement and
mitigating factors. See T.C.A. § 40-35-210(c)(2); Carter, 254 S.W.3d at 344. Mitigating
factors include those enumerated in Code section 40-35-113, and any factor consistent with
the purposes of the Sentencing Act, such as a lack of criminal history. See T.C.A. § 40-35-
113(13). Therefore, the trial court was required to consider, but was not required to apply,
the Defendant’s lack of criminal history in mitigation.
The record reflects that the trial court considered the purposes and principles of the
sentencing act and determined that confinement was necessary to avoid depreciating the
seriousness of offense and as a deterrent to others likely to commit similar offenses. The
Defendant has failed to overcome the presumption that the trial court’s sentencing
determinations were correct. He is not entitled to relief on this issue.
In consideration of the foregoing and the record as a whole, we affirm the judgments
of the trial court.
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___________________________________
JOSEPH M. TIPTON, PRESIDING JUDGE
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