IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
December 12, 2008 Session
EDDIE WAYNE GORDON v. STATE OF TENNESSEE
Direct Appeal from the Circuit Court for Gibson County
No. 12785 Jerry Scott, Judge
No. W2008-01172-CCA-R3-PC - Filed May 11, 2009
The state appeals the post-conviction court’s grant of post-conviction relief to the petitioner, Eddie
Wayne Gordon. The state argues that the post-conviction court erroneously determined that the
petitioner did not voluntarily and understandingly enter his plea of guilty to first degree murder.
Upon our review of the record and the parties’ briefs, we reverse the judgment of the post-conviction
court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Reversed
J.C. MCLIN , J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS and CAMILLE
R. MCMULLEN , JJ., joined.
Danny R. Ellis, Jackson, Tennessee, for the appellee, Eddie Wayne Gordon.
Robert E. Cooper, Jr., Attorney General and Reporter; Rachel E. Willis, Assistant Attorney General;
Garry Brown, District Attorney General; and Matthew Hooper, Assistant District Attorney General,
for the appellant, State of Tennessee.
OPINION
BACKGROUND
This case represents a long procedural history. The record reflects that on the morning of
August 12, 1983, the petitioner set his ex-girlfriend’s sister’s house on fire. When the petitioner’s
ex-girlfriend and her sister came out of the house, the petitioner shot and killed his ex-girlfriend, who
was carrying their young child. The petitioner confessed to starting the fire and killing the victim
and was indicted for first degree murder and arson. He pled guilty to first degree murder, and the
trial court sentenced him to life imprisonment. The petitioner timely filed a pro se petition for
post-conviction relief, which the trial court dismissed in 1985 without an evidentiary hearing. In
1986, this court ordered the trial court to appoint counsel and afford the petitioner an evidentiary
hearing. See Eddie Wayne Gordon v. State, No. 2, 1986 WL 1254 (Tenn. Crim. App., at Jackson,
Jan. 29, 1986). Although counsel was appointed, an evidentiary hearing was never held, and the trial
court dismissed the petition for failure to prosecute in 1987. The case “languished in the system,”
and in 2004, this court again ordered the trial court to conduct an evidentiary hearing. Eddie Wayne
Gordon v. State, No. W2003-02376-CCA-R3-PC, 2004 WL 1047606 (Tenn. Crim. App., at Jackson,
May 7, 2004).
In January 2005, appointed counsel filed an amended petition for post-conviction relief,
claiming that the petitioner received the ineffective assistance of counsel because his trial attorneys
did not seek an independent psychiatric evaluation for him and that his guilty plea was involuntary.
After amendments and supplements to the original petition were filed, an evidentiary hearing was
held on March 21, 2005. The following is a summary of the evidence presented at the hearing:
Tim Mullins testified for the petitioner that he was the petitioner’s cousin. On the
night of August 11, 1983, the petitioner came to Mullins’ house, and they watched
television. The petitioner did not appear to be his usual self and was very quiet.
Mullins had known the petitioner to drink alcohol and smoke marijuana, but Mullins
did not see the petitioner use those substances that night. The petitioner and the
victim had been having disagreements about their child, and the petitioner’s baby
“meant everything in the world to him.” The petitioner’s trial attorneys never
interviewed Mullins.
Barbara Collins, the petitioner’s mother, testified that she, her aunt, and her mother
talked with the petitioner’s trial attorneys in the judge’s chambers on October 24,
1983, the day of the petitioner’s guilty plea. The attorneys wanted the petitioner to
accept the State’s plea offer, but the petitioner did not want to plead guilty. The
attorneys told Collins and her family to convince the petitioner to accept the State’s
plea offer, and one of the attorneys told her that he would only represent the
petitioner if the petitioner accepted the offer. At some point, the attorneys left
Collins and her family alone with the petitioner. Collins was afraid the petitioner
would get the death penalty at trial, and she and her family wanted the petitioner to
accept the State’s offer. While they talked with the petitioner, the trial judge came
into the room. The petitioner never denied killing the victim but kept saying that he
wanted to go to trial. On cross-examination, Collins testified that the petitioner’s
attorneys probably talked with her about the petitioner’s options but that she did not
remember their conversation. She acknowledged that she was afraid the State would
seek the death penalty against the petitioner and that she encouraged him to plead
guilty. She thought that if the petitioner pled guilty, he would be released from
prison in about ten years.
Earline Mullins, the petitioner’s great-aunt, testified that she met with the petitioner’s
attorneys on the day of the guilty plea and that the attorneys told the petitioner he
would get a ninety-nine-year sentence with no possibility of parole if he did not
accept the State’s offer. They also told the petitioner that “we’re not going back in
the courtroom until [you take] the plea bargain.” The attorneys told him that he
would get life with parole in thirty years if he pled guilty. The petitioner replied, “I’d
rather jump out that window.” The attorneys left the room, and Mullins and her
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family talked with the petitioner about the State’s offer. Mullins acknowledged that
she and her family “pounded on” the petitioner in order to get him to accept the
State’s offer, and she said she never saw the trial judge in the room while they talked
with the petitioner. The petitioner was living at her house at the time of the crimes,
but the petitioner’s attorneys never interviewed her. On cross-examination, Mullins
testified that she did not remember hearing the attorneys say anything about the death
penalty. Nevertheless, she and her family advised the petitioner to plead guilty
because “we thought it’d be best for him to get out on parole.”
One of the petitioner’s trial attorneys testified that he started practicing law in 1979
and was appointed to represent the petitioner in August 1983. He described his
recollection of the case as “fair” and said that he did not remember any of his
conversations with the petitioner. However, his notes from the case reflected that he
and co-counsel talked with the petitioner about the facts of the case and that he talked
with the petitioner and the petitioner’s family on the day of the guilty plea. Counsel
did not remember if he visited the crime scene, but he interviewed witness Tommy
Hunt. Counsel also had some witnesses’ statements. Counsel remembered telling
the petitioner that the petitioner faced the possibility of the death penalty. The State
offered to let the petitioner plead guilty in return for a life sentence, and counsel
talked with the petitioner about “the pros and the cons” of the State’s offer. Counsel
told the petitioner that the State had to prove its case beyond a reasonable doubt, but
he did not remember explaining the difference between first and second degree
murder to him. He and the petitioner discussed possible defense strategies such as
an alibi and an insanity defense. However, the petitioner told counsel that he had
been upset with the victim for quite some time, had thought about killing her for
hours, and had planned the killing.
Counsel acknowledged that doctors evaluated the petitioner at the Gibson County
Mental Health Center and found the petitioner to be competent. Counsel did not
interview the doctors who conducted the evaluation but had no reason to doubt their
competency finding. Counsel did not know if the petitioner’s doctors were state
employees and was not concerned that the doctors were pressured into finding the
petitioner competent. The State believed it had a good case for the death penalty but
offered to let the petitioner plead guilty to life with the possibility of parole. On
October 24, 1983, counsel and co-counsel met with the petitioner and the petitioner’s
family in order to discuss the State’s offer. Counsel was concerned that the jury
would be enraged by the facts of the case, and counsel advised the petitioner about
the consequences of not accepting the State’s offer. The attorneys told the petitioner
and his family about the possibility of the death penalty and allowed the petitioner
and his family to talk privately. Counsel stated that he did not remember the trial
judge coming into the room while he talked with the petitioner and the petitioner’s
relatives and that he did not remember threatening the petitioner or giving the
petitioner an ultimatum. That same day, counsel filed a motion for the petitioner to
have an independent psychological evaluation. He said he filed the motion just in
case the first evaluation became insufficient and to preserve the issue. If the
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petitioner had not pled guilty, counsel would have argued the motion to the trial
court. Counsel read the petitioner’s police confession and also would have argued
a motion to suppress if the petitioner had not pled guilty. He said he did not
remember telling the petitioner’s mother that the petitioner would get out of prison
in ten years.
On cross-examination, counsel testified that he could communicate with the
petitioner and that the petitioner was always responsive. The petitioner never denied
shooting the victim and never indicated that his confession to police was involuntary.
Counsel was unaware of any reason to suppress the petitioner’s confession, and
counsel would have represented the petitioner at trial. The petitioner appeared to
have no defenses to the crimes, but counsel could have argued that the petitioner did
not premeditate the killing.
Co-counsel testified that he had been practicing law since 1979, was appointed to
represent the petitioner, and began preparing for the petitioner’s trial. The defense
attorneys talked with the victim’s sister at the preliminary hearing and talked with
sheriff’s department personnel. The defense had copies of the petitioner’s
confession, and co-counsel talked with the petitioner about the case. The petitioner’s
attorneys discussed second degree murder with him, but given the petitioner’s
confession, co-counsel thought “the likelihood of that . . . [was] slim and none.” The
attorney general told co-counsel that this was a death penalty case, and the State
refused to make a plea offer. However, the State later offered to let the petitioner
plead guilty in return for a sentence of life without the possibility of parole.
Co-counsel refused that offer. About one week before the petitioner’s guilty plea,
the State offered to let the petitioner plead guilty to life. Co-counsel visited the
petitioner in jail, told him about the offer, and told him to think about it. On October
24, 1983, the petitioner’s attorneys talked with him again about the State’s offer. The
petitioner told co-counsel that he did not know what to do, and the petitioner
discussed the offer with relatives. Co-counsel thought it was in the petitioner’s best
interests to accept the offer, and he did not remember the petitioner’s saying that he
did not want to plead guilty. He said that the trial judge was not present in the
conference room on October 24 and that the petitioner “got a sweet deal.”
Co-counsel acknowledged filing a motion to suppress the confession and said he
would have argued the motion if the petitioner had not pled guilty. On
cross-examination, co-counsel testified that he had no concerns about the petitioner’s
mental capacity. He believed the petitioner confessed to police voluntarily and pled
guilty voluntarily. Co-counsel did not force the petitioner’s family to convince the
petitioner to accept the State’s offer, and neither of the petitioner’s attorneys was
afraid to go to trial.
The petitioner testified that co-counsel told him about the State’s offer and told him
to think about it. On October 24, 1983, both attorneys talked with him about the
offer. At some point, the attorneys took the petitioner into a room behind the judge’s
chambers, and the petitioner told co-counsel that he did not want to plead guilty.
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Co-counsel told the petitioner that he was not going to allow the petitioner to testify
and that he would not represent the petitioner at trial. Before the petitioner’s family
came into the conference room, the trial judge came into the room and told the
petitioner “the likelihood that [if] I didn't [accept the State’s offer,] he would be
sentencing me to death row.” The judge was in the room for three to five minutes,
and the petitioner “was terrified that if I didn’t take the plea that what he said was
going to be true.” The petitioner decided to accept the State’s offer because he was
not receiving proper representation, his family wanted him to plead guilty, and he
was afraid of what the trial judge told him.
The petitioner testified that on the afternoon of August 11, 1983, the victim told him
that he could not see their child. That night, the petitioner was angry and unable to
sleep. About 5:00 a.m. on August 12, the petitioner telephoned the victim. He
acknowledged that his conversation with her “ticked [him] off” and caused him to
commit the crimes. He said that if he had gone to trial, the evidence would have
shown that he acted in the heat of passion. He believed that a jury would have
convicted him of second degree murder because the killing was based on anger and
rage. After Tommy Hunt drove the petitioner to the sheriff’s department, the
petitioner walked inside, told a police dispatcher that he had shot someone, and told
the dispatcher that he “might need an attorney.” A police officer put the petitioner
into an interview room, and Officer Joe Shepherd came into the room and began
asking the petitioner questions about the crimes. Shepherd did not advise the
petitioner of his rights. The petitioner told Shepherd that he might need an attorney
and had not slept. Shepherd told the petitioner that he could sleep after the petitioner
gave a statement. The petitioner acknowledged that he gave an audiotaped
confession and that a transcript of his confession showed Shepherd advised him
about his rights. The petitioner testified that he did not know if he understood his
right to an attorney or his right against self-incrimination. He said that the victim’s
sister’s neighbor, Ruby Merrick, testified at the preliminary hearing that she saw
another person at the scene of the crimes and that Merrick could have testified for
him at trial. The petitioner tried to tell one of his attorneys about the circumstances
of the offenses, but the attorney would not listen to him.
The petitioner testified that he did not recall talking with his attorneys about the
State’s burden of proof, premeditation, or deliberation and that the attorneys never
talked about the aggravating or mitigating factors the State would have to prove in
order for the petitioner to get the death penalty. Regarding his psychological
evaluation, the petitioner testified that Dr. Nicholas House met with him for
forty-five minutes but did not give him any psychological tests. About one week
later, the petitioner met with Dr. Alvin Summar. Dr. Summar only looked over some
paperwork, and the petitioner told his attorneys that he did not receive an adequate
mental evaluation.
On cross-examination, the petitioner testified that he was not denying he killed the
victim. However, he said that he did not set fire to the victim’s sister's home and that
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the house was on fire when he arrived. He said that he had been to juvenile court
about seventeen times over prior incidents but that he was not familiar with the legal
system. The petitioner acknowledged that he obtained his GED and an
apprenticeship certification in residential electrical wiring while in prison. He also
earned a diploma from the Cleveland Institute of Electronics and Electronic
Technology, completed several Bible study courses, and worked for the disciplinary
board. He acknowledged that a jury could have convicted him of first degree murder
and that he was concerned about the death penalty. However, he did not think the
killing warranted that punishment. He acknowledged that at the guilty plea hearing,
the trial court advised him of his rights and that he would be sentenced to life with
the possibility of parole after serving thirty years in confinement. At the guilty plea
hearing, the petitioner told the trial court that he understood the charges against him,
that he wanted to plead guilty, that counsel went over a guilty plea form with him,
that he was satisfied with his attorneys’ representation, that he was pleading guilty
voluntarily, and that he had not been pressured into pleading guilty. He testified that
he lied to the trial court and that he pled guilty because he was pressured by counsel
and intimidated by the trial judge. He acknowledged attending a recent parole
hearing and said that he may have told the parole board he set fire to the victim’s
sister’s home by throwing a cigarette into a trash can. However, the petitioner
testified that he may have lied to the parole board because he was trying to get out
of prison.
Tommy Hunt testified for the State that he was a minister in Bradford, Tennessee at
the time of the crimes. On the morning of August 12, 1983, the petitioner came to
Hunt’s home and knocked on the door. Hunt had never met the petitioner before that
morning but talked with the petitioner about the crimes for fifteen or twenty minutes.
The petitioner asked Hunt to drive him to the sheriff’s department, and Hunt and his
father-in-law drove the petitioner to the sheriff’s department in Trenton, Tennessee.
The petitioner was unusually calm, did not appear to be under the influence of
alcohol, and appeared to understand what the petitioner was doing and saying. On
cross-examination, Hunt testified that when they arrived at the sheriff’s department,
he went inside with the petitioner and told an officer, “This gentleman would like to
say something to you.”
Joe Shepherd, the Gibson County Sheriff, testified that he was the lead investigator
in the case and interviewed the petitioner on August 12, 1983. The petitioner signed
a waiver of rights form, and Shepherd recorded the petitioner’s statement. During the
petitioner’s interview, the petitioner admitted setting fire to the house in order to get
the victim to come outside. The petitioner did not appear to be under the influence
of any substance and told Shepherd that he did not use alcohol or drugs. Shepherd
interviewed Ruby Merrick, and she did not tell him that she saw someone other than
the petitioner at the scene of the crimes. Shepherd made his case file available to the
petitioner’s attorneys and withheld nothing from them. On cross-examination,
Shepherd testified that he always Mirandized suspects. He identified a transcript of
the petitioner’s confession and acknowledged that the transcript demonstrated that
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the petitioner made some statements about the crimes before Shepherd Mirandized
him. He said the petitioner was “jumping through his skin to make a statement” and
acknowledged that the petitioner may have blurted out some information before he
could read him Miranda warnings. He acknowledged that the petitioner was not free
to leave at the time of the confession.
The State recalled the petitioner’s attorneys to the stand, and both attorneys testified
that the petitioner never claimed that he requested an attorney or that he be allowed
to sleep before his interview with Joe Shepherd. Co-counsel also stated that Ruby
Merrick did not testify at the petitioner’s preliminary hearing and that the petitioner
never claimed someone else started the fire.
Eddie Wayne Gordon, No. W2005-02330-CCA-R3-PC, 2006 WL 1205596 *1-4 (Tenn. Crim. App.,
at Jackson, May 4, 2006) (internal footnote omitted). The post-conviction court, by written order,
denied post-conviction relief, finding that the petitioner received the effective assistance of counsel.
On May 4, 2006, this court affirmed the post-conviction court’s judgment but noted that the court
failed to address the voluntariness of the petitioner’s guilty plea. Consequently, this court remanded
the case in order for the post-conviction court to make findings of fact and determine whether the
petitioner’s guilty plea was knowingly and voluntarily entered. See id. at *7.
Upon remand, the post-conviction court held the evidentiary hearing on December 17, 2007.
At the hearing, the transcript of the 1983 plea acceptance hearing was entered as an exhibit. The
post-conviction court also granted the state’s motion to consider the aforementioned testimony
presented in the previous post-conviction hearing. The petitioner then testified that he was under
the care of a psychiatrist or psychologist when he pled guilty. He further asserted that he was taking
several medications, which caused him to be confused and disoriented. The petitioner stated that
the trial court never explained his “right not to testify against [himself],” or his right to compel
witnesses to appear and testify on his behalf. On cross-examination, the petitioner acknowledged
he had pled guilty to a larceny charge committed while he was a juvenile a few years prior to
pleading guilty to murder. The petitioner stated that he completed eighth grade in school, and had
received his GED while incarcerated. The petitioner also acknowledged that he had completed some
vocational courses while incarcerated. The petitioner conceded that he had not previously alleged
he was under the influence of medication when he entered his guilty plea.
By order entered April 29, 2008, the post-conviction court granted relief, finding that the
petitioner’s guilty plea was not knowingly and voluntarily entered. Based on its review of the
record, the post-conviction court made the following findings relevant to the petitioner’s guilty plea:
In this case, the trial judge informed the Petitioner of his right to a jury trial, the fact
that the jury would determine the issue of guilt, and if they found him guilty, the jury
would sentence him to the death penalty or life imprisonment with no parole or right
to work release until he had served at least 30 years. The judge had a written guilty
plea form before him. The judge asked the Petitioner if he read and signed it, and the
Petitioner said that he did. The judge asked if the guilty plea form was explained to
him by his attorneys, and the Petitioner said they had explained it to him. (The guilty
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plea form was not introduced at either post conviction relief hearing). The judge also
asked the Petitioner if he was satisfied with his counsel’s advice, and the Petitioner
said he was. When asked if his counsel had explained the waiver to him, he said
[counsel] had. The judge asked the Petitioner if he understood he was admitting guilt
of murder in the first degree by his guilty plea, and the Petitioner said he understood.
The judge asked if [the Petitioner] had “given this a lot of thought and discussed this
many times with your lawyers,” and the Petitioner answered “[y]es sir.” The Judge
further asked if the plea was “of your own free will and volition,” and the Petitioner
said “[y]es, sir.” The Petitioner said no when asked if “anybody put any pressure on
you to do this.” The judge asked if he understood what he was doing, and the
Petitioner said “[y]es, sir.” Finally, the judge asked the Petitioner if he had any
questions, and he said, “[n]o, sir.” The judge then asked if the Petitioner pleaded
guilty of murder in the first degree, and the Petitioner said “[y]es sir.”
During the colloquy between the Court and the Petitioner, the Petitioner answered
25 questions with “[y]es, sir” and three questions with “[n]o, sir.” Twice, he was
asked if he had any questions, and once he was asked if anyone had put any pressure
on him and the response to all three was “[n]o, sir.”
He was asked three questions, which required answers other than “yes, sir” or “no,
sir”, to wit: his age (19), his date of birth (December 18), and how far he went in
school (ninth grade). Except to answer those 31 questions as herein above set forth,
the Petitioner did not speak at the guilty plea hearing.
The trial judge did not address the Petitioner personally to inform him of his
constitutional privilege against compulsory self-incrimination or his constitutional
right to confront his accusers as required by [State v. ]Mackey. As a result, the record
is silent as to whether the Petitioner was informed of those constitutional rights and
whether he waived them. Therefore, pursuant to the United States Supreme Court’s
decision in Boykin, 395 U.S. at 243, this Court cannot presume that the Petitioner
knowingly waived [those] constitutional rights from a silent record, and thus, this
Court must find that the Petitioner did not voluntarily and understandingly enter his
plea of guilty.
The state appealed.
STANDARD OF REVIEW
On appeal, this court is bound to the post-conviction court’s findings of fact unless the
evidence preponderates against those findings. State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). Our
review of the post-conviction court’s factual findings is de novo with a presumption that the findings
are correct. Fields v. State, 40 S.W.3d 450, 457-58 (Tenn. 2001). Our review of the post-conviction
court’s legal conclusions and application of law to facts is de novo without a presumption of
correctness. Id.
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ANALYSIS
In the instant appeal, the state contends that the post-conviction court erred in finding that
the petitioner’s plea was not knowingly and voluntarily entered. Specifically, the state argues that
the record reflects that the trial court substantially complied with Boykin v. Alabama and State v.
Mackey. The state further argues that, “even if the trial court failed to adequately advise the
petitioner of his rights during the plea colloquy, the error was harmless beyond a reasonable doubt
because the record clearly shows that the petitioner knowingly, voluntarily, and understandingly
entered his guilty plea.”
When analyzing a guilty plea, we look to the federal standard announced in Boykin v.
Alabama, 395 U.S. 238 (1969) and the state standard set out in State v. Mackey 553 S.W.2d 337
(Tenn. 1977) superseded on other grounds by rules of criminal and appellate procedure. In Boykin,
the United States Supreme Court held that there must be an affirmative showing by the trial court
that a guilty plea was knowingly and voluntarily given before it can be accepted. Boykin, 395 U.S.
at 242. The Court explained that fundamental to this affirmative showing was the admonition of
certain constitutional rights which are implicated in a guilty plea, namely, the right to a trial by jury,
the right to confront witnesses, and the privilege against compelled self-incrimination. Id. at 243.
The Court noted that the waiver of these rights cannot be presumed from a silent record. Id.
Similarly, in Mackey, our Tennessee Supreme Court required an affirmative showing of a voluntary
and knowing guilty plea; namely, that the defendant has been aware of the significance and
consequences of such plea. Mackey, 553 S.W.2d at 340 (including additional safeguards in taking
the plea beyond Boykin to better assure that plea is entered knowingly and voluntarily). See also
Tenn. R. Crim. P. 11. (incorporating Mackey litany).
If the trial court substantially complies with the litany of constitutional rights mandated, there
is no error. State v. Neal, 810 S.W.2d 131, 137 (Tenn. 1991) overruled in part by Blankenship v.
State, 858 S.W.2d 897 (Tenn. 1993). A trial court substantially complies with these mandates when
it expresses the sense of the substance of the required advice to a defendant who is seeking to plead
guilty. Id. Substantial compliance means that “the root purpose of the prescribed litany has been
served and the guilty plea passes due process scrutiny because it was made voluntarily and
understandingly.” Howell v. State, 185 S.W.3d 319, 331 (Tenn. 2006) (quoting Neal, 810 S.W.2d
at 138).
In those instances of a patent omission from the advice litany, the error may still be harmless
if the state meets its burden of showing the plea was nonetheless knowingly and voluntarily entered.
Bates v. State, 973 S.W.2d 615, 624-25 (Tenn. Crim. App. 1997). See also State v. Rodriguez, 254
S.W.3d 361, 371 (Tenn. 2008). The petitioner’s age, level of education, intelligence, experience,
general understanding of constitutional rights, desire to avoid a greater penalty, and representation
by competent counsel at the plea submission hearing are all factors which might be appropriately
taken into consideration. See Blankenship, 858 S.W.2d at 904. Also, as noted in Johnson v. State:
[I]f the transcript shows that the petitioner was aware of his constitutional rights, he
is not entitled to relief on the ground that the mandated advice was not given. Also,
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if all the proof presented at the post-conviction hearing, including the transcript of
the guilty plea hearing, shows that the petitioner was aware of his constitutional
rights, he is not entitled to relief.
Johnson, 834 S.W.2d 922, 926 (Tenn. 1992).
Upon review of the record, we initially agree with the post-conviction court that the transcript
of the petitioner’s plea submission hearing demonstrates omission by the trial court in specifically
admonishing the petitioner about his right to confront witnesses and the privilege against compelled
self-incrimination. However, we disagree with the post-conviction court’s interpretation of Boykin
to ultimately conclude that the petitioner “did not voluntarily and understandingly enter his plea of
guilty.” To begin, a careful reading of Boykin reveals that the case involved a silent record where
there was absolutely no showing that the guilty plea was knowingly and voluntarily entered. Indeed,
in Brady v. United States, 397 U.S. 742 (1970), the Supreme Court cited the decision in Boykin while
upholding a guilty plea as voluntary and intelligent even though the defendant had not been
specifically advised of the three rights discussed in Boykin. The Supreme Court elaborated on the
holding of Boykin by stating, “[t]he new element added in Boykin was the requirement that the record
must affirmatively disclose that a defendant who pleaded guilty entered his plea understandingly and
voluntarily.” Brady, 397 U.S. at 747-48 n.4. Accordingly, it has been recognized that the explicit
articulation of the Boykin rights is not the sine qua non of a valid guilty plea. Rather, the “core
requirement of Boykin is ‘that no guilty plea be accepted without an affirmative showing that it was
intelligent and voluntary.’” Blankenship, 858 S.W.2d at 904 (citation omitted).
In our view, the appellate record reflects affirmatively that the petitioner’s plea of guilt was
knowingly and voluntarily entered. While we need not reiterate the extensive findings of fact made
by the post-conviction court, we note that the plea hearing transcript clearly indicates that the
petitioner understood the charges against him and the punishments involved, that he discussed the
charges with his attorneys, that his attorneys went over the guilty plea and waiver forms with him,
that he was satisfied with his attorneys’ representation, that he had not been pressured into pleading
guilty, and that he was pleading guilty knowingly and voluntarily. The petitioner was also asked by
the trial court if he had any questions, and the petitioner responded in the negative. It is well-
established that the petitioner’s testimony at a plea hearing that his or her plea is voluntary is a
“formidable barrier in any subsequent collateral proceedings” because “[s]olemn declarations in
open court carry a strong presumption of verity.” Blackledge v. Allison, 431 U.S. 63, 74 (1977).
Although the trial court did not specifically enumerate the “right against compelled self-
incrimination,” the court expressed the following:
Court: Do you understand that by pleading guilty to the offense of murder
in the first degree, you admit you’re guilty of that offense. Do you
understand that?
Petitioner: Yes, sir.
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Court: That’s the strongest proof and the strongest evidence known to man-
kind is your admission of guilt, and that would be sufficient evidence
for me to find you, in fact, guilty of murder in the first degree. Do
you understand that?
Petitioner: Yes, sir.
Court: I’m sure you have given this a lot of thought and discussed it many
times with your lawyers. Is this what you want to do?
Petitioner: Yes, sir.
In our view, this particular exchange demonstrates that the petitioner understood he would not be
compelled to incriminate himself. We further note that the trial court questioned the petitioner
concerning the “written plea of guilty” the petitioner had signed. The plea of guilty form 1 includes
the following declaration: “The defendant also states to the Court that his attorney being present, .
. . has fully informed him of all of his rights and that after a full explanation of the rights, the
defendant informed his attorney that he wanted to voluntarily enter a plea of guilty.” This
declaration appears to be corroborated by evidence introduced at the petitioner’s first evidentiary
hearing.2
In sum, the record reflects that the petitioner understood the options available to him prior
to entering his guilty plea, including his right not to plead guilty and demand a jury trial. He was
made aware of the consequences of the guilty plea, and he made an informed decision among the
alternative courses of action available. See North Carolina v. Alford, 400 U.S. 25, 31 (1970). The
totality of the circumstances surrounding the entry of the guilty plea, the history of this case, the
transcript of the plea hearing, and the documents signed by the petitioner support this conclusion.
See State v. Turner, 919 S.W.2d 346, 353 (Tenn. Crim. App. 1995) (noting that a reviewing court
may look to any relevant evidence in the record to determine the voluntariness of the plea). As to
the trial court’s failure to precisely enumerate two of the Boykin rights, we find the omission was,
at most, harmless error as the record establishes that the petitioner’s guilty plea was knowing and
voluntary. Accordingly, the post-conviction court erred in its decision to grant the petitioner relief.
CONCLUSION
Based upon the foregoing authorities and reasoning, we conclude that the post-conviction
court erred in its determination that the petitioner entered an unknowing and involuntary guilty plea.
We reverse the judgment of the post-conviction court and thereby deny the petitioner post-conviction
relief.
1
While the post-conviction court noted that “ the guilty plea form was not introduced,” the state submits that
the form appears in the “technical record.” In any event, the guilty plea form is included in the record on appeal.
2
As an example, we note the petitioner’s first evidentiary hearing indicates that the petitioner was informed
of his Miranda rights, which includes the right against compelled self-incrimination.
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J.C. McLIN, JUDGE
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