IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
August 14, 2007 Session
STATE OF TENNESSEE v. ADRIAN K. NELSON
Appeal from the Circuit Court for Warren County
No. F-9266 Larry F. Stanley, Jr., Judge
No. M2006-00653-CCA-R3-CD - Filed April 24, 2008
Appellant, Adrian K. Nelson, was indicted by a Warren County Grand Jury for possession of .5
grams or more of cocaine with the intent to sell, evading arrest, felony reckless endangerment,
leaving the scene of an accident, resisting arrest and driving on a suspended license, second offense.
After a jury trial, Appellant was convicted of all of the offenses and sentenced to an effective
sentence of twenty-two years. The trial court denied a motion for new trial. Appellant seeks review
of the following issues on appeal: (1) whether the trial court erred in denying the motion for new
trial; (2) whether the trial court properly denied the motion to suppress; (3) whether the evidence was
sufficient to support Appellant’s convictions for possession of cocaine with intent to sell, evading
arrest and reckless endangerment;1 (4) whether the trial court erred by failing to instruct the jury with
the lesser included offense of misdemeanor reckless endangerment; (5) whether the trial court erred
in failing to instruct the jury on the inference of “casual exchange” as set forth in Tennessee Code
Annotated section 39-17-419; and (6) whether the sentence is excessive. Because we determine that
the trial court erred by failing to instruct the jury with the lesser included offense of misdemeanor
reckless endangerment, we reverse Appellant’s conviction for felony reckless endangerment and
remand the matter to the trial court for further proceedings. In all other respects, the judgment of the
trial court is affirmed.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Trial Court is Affirmed in Part,
Reversed in Part and Remanded in Part.
JERRY L. SMITH , J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS, and ALAN
E. GLENN , JJ., joined.
Lindsay C. Barrett, Dickson, Tennessee, for the appellant, Adrian K. Nelson.
1
Appellant does not contest the sufficiency of the evidence with regard to his convictions for leaving the scene
of an accident, resisting arrest or driving with a suspended license.
Robert E. Cooper, Jr., Attorney General & Reporter; Brent C. Cherry, Assistant Attorney General;
Dale Potter, District Attorney General, and Larry Bryant, Assistant District Attorney General, for the
appellee, State of Tennessee.
OPINION
Factual Background
In December of 2002, a Warren County Grand Jury indicted Appellant for violating
Tennessee law by possessing .5 grams or more of cocaine with the intent to sell, evading arrest,
resisting arrest, reckless endangerment, leaving the scene of an accident and driving on a suspended
license, second offense. The charges arose after a police officer with the McMinnville Police
Department initiated a traffic stop of Appellant on October 15, 2002.
Prior to trial, Appellant filed a motion to suppress. In the motion, Appellant argued that the
search of Appellant and seizure of a “blue container containing cocaine base” were “without a
warrant and in the absence of exigent circumstances.” Further, Appellant argued that there was no
probable cause because the police officer had illegally stopped Appellant’s car.
Immediately preceding trial, the trial court held a hearing on the motion to suppress. During
that hearing, Officer Chris DeLong of the McMinnville Police Department testified that he was
patrolling the area around Bobby Branch Road and Cascade Road after receiving information about
suspected drug activity in that area. While parked approximately fifty feet away from Mark’s
Market, Officer DeLong observed a red vehicle pull into the parking lot and park next to a gold
vehicle. Officer DeLong saw a man get out of the gold vehicle and get into the red vehicle where
it “appeared to [him] that an exchange of some kind took place.” Officer DeLong was unable to see
what, if anything, was exchanged but believed it to be a “possible drug transaction.”
When the red vehicle left the parking lot, Officer DeLong followed the vehicle. He noticed
that the license plate was not securely attached to the vehicle. According to Officer DeLong, the
license plate was “hanging a little bit uneven” and was “slightly tilted to one side.” At that time,
Officer DeLong activated the blue lights on his patrol car. Rather than stopping, the red vehicle
increased speed. Officer DeLong continued to pursue the red vehicle until it struck another vehicle.
Officer DeLong then pinned the red vehicle between his patrol car and the other vehicle in an
intersection. Appellant, the driver of the red vehicle, fled on foot. Officer DeLong pursued
Appellant on foot. After chasing Appellant for some time, Officer DeLong caught up to him. A
scuffle ensued while Officer DeLong was trying to arrest Appellant. Officer DeLong recovered a
blue container “approximate to the scene of the scuffle” that contained several white rocks of a
substance appearing to be cocaine. Appellant also had a check for an unspecified amount and $114
in cash on his person.
-2-
Because of Appellant’s failure to stop when Officer DeLong activated his blue lights, the
trial court determined that the seizure of the blue container by Officer DeLong was proper, regardless
of whether the officer had a reasonable suspicion to initiate the stop based on the license plate. The
trial court noted that the “exchange” witnessed by Officer DeLong was not a reason to initiate a stop
of Appellant.2
At the conclusion of the hearing, the trial court denied the motion to suppress, and the trial
began. At trial, Officer DeLong’s testimony was mostly repetitive of his testimony at the hearing
on the motion to suppress with the addition of information that the rock-like substance was tested
and was .5 grams of cocaine.
Appellant took the stand at trial. Appellant testified that he drove his girlfriend’s car to
Mark’s Market to buy a cigar so that he could smoke crack. Appellant saw an acquaintance, Mr.
Barnhill, in the parking lot of the market. Appellant claimed that Mr. Barnhill did not get into his
vehicle that day. Appellant saw Officer DeLong sitting in his patrol car at the nearby intersection
and was “kind of paranoid” because he was “high.” Appellant testified that he “had been up all
night” using drugs. When Officer DeLong activated his blue lights, Appellant’s “intention was to
pull over.” However, when Appellant “got to the stop-sign [sic],” Officer DeLong “pushed [him]
into the truck.” Appellant admitted that he ran from the vehicle with his drugs in a blue container
that were for “personal use.” Appellant ran until he was “out of gas” and “tired.” Appellant stated
that he “never resisted” arrest, but that Officer DeLong “slammed [him] to the ground.” Appellant
admitted that he had been using drugs since he was seventeen. He denied ever selling drugs even
though he admitted that he had several prior convictions that involved the sale of drugs. At the
conclusion of the proof, the jury found Appellant guilty of the offenses as charged in the indictment.
Sentencing Hearing
At the sentencing hearing, the trial court heard testimony from Donna Dunlap, the person
who prepared the presentence report. She listed Appellant’s prior convictions and noted that
Appellant had been charged with more than one instance of violating probation. Appellant expressed
remorse for his actions and stated that his addiction to drugs caused his criminal behavior. Appellant
stated to the trial court that he wanted to change his circumstances. The trial court applied three
enhancement factors and no mitigating factors in determining Appellant’s sentence. The trial court
sentenced Appellant as a Range II multiple offender to eighteen years for possession of cocaine, four
2
Later, during the trial, the trial court clarified its ruling, stating:
[T]he stop that was going to be initiated by the patrolman appeared to be justified on his part for
violation of the law requiring the licence [sic] plate to be securely fastened and relatively horizontal.
The other issue regarding whether or not he had a reason to investigate or pull this gentleman
over because of suspected drug activity, I just don’t find there was enough support for that.
So I do for the one; I don’t for the other.
-3-
years for evading arrest, four years for felony reckless endangerment, thirty days for leaving the
scene of the accident, six months for resisting arrest, and eleven months and twenty-nine days for
driving on a suspended license. The trial court ordered the two four-year sentences to run
concurrently with each other, but consecutively to the eighteen-year sentence. The trial court ordered
the remaining sentences to run concurrently to each other, for a total effective sentence of twenty-two
years.
Appellant filed a timely notice of appeal after the trial court denied his motion for new trial
and amended motion for new trial. On appeal, Appellant challenges the summary denial of his
motion for new trial; the sufficiency of the evidence for his convictions for possession of cocaine,
evading arrest, and reckless endangerment; the trial court’s failure to instruct the jury with
misdemeanor reckless endangerment and casual exchange; and his sentence, as excessive.
Analysis
Denial of Motion to Suppress
Appellant first argues on appeal that the trial court erred in denying his motion to suppress
the “blue container of cocaine from being introduced by the State into evidence.” Specifically,
Appellant “submits that the registration tag violation that Officer DeLong relied upon in initiating
the stop was a pretext.” Appellant argues that because Officer DeLong did not have a reasonable
suspicion to support an investigatory stop, the trial court erred in denying the motion to suppress.
The State disagrees, arguing that Officer DeLong had reasonable suspicion to initiate a traffic stop
of Appellant based on “an observed traffic violation” and because he suspected that Appellant had
been involved in “the sale of illegal drugs” at the market. Further, the State contends that
Appellant’s failure to stop when Officer DeLong activated his emergency lights “constituted a
violation of Tennessee law and justified Officer DeLong’s pursuit” and the subsequent seizure of
the blue container incident to arrest.
This Court will uphold a trial court’s findings of fact in a suppression hearing unless the
evidence preponderates otherwise. State v. Hayes, 188 S.W.3d 505, 510 (Tenn. 2006) (citing State
v. Odom, 928 S.W.2d 18, 23 (Tenn. 1996)). On appeal, “[t]he prevailing party in the trial court is
afforded the ‘strongest legitimate view of the evidence and all reasonable and legitimate inferences
that may be drawn from that evidence.’” State v. Carter, 16 S.W.3d 762, 765 (Tenn. 2000) (quoting
State v. Keith, 978 S.W.2d 861, 864 (Tenn. 1998)). “Questions of credibility of the witnesses, the
weight and value of the evidence, and resolution of conflicts in the evidence are matters entrusted
to the trial judge as the trier of fact.” Odom, 928 S.W.2d at 23. Our review of a trial court’s
application of law to the facts is de novo, with no presumption of correctness. State v. Walton, 41
S.W.3d 75, 81 (Tenn. 2001) (citing State v. Crutcher, 989 S.W.2d 295, 299 (Tenn. 1999); State v.
Yeargan, 958 S.W.2d 626, 629 (Tenn. 1997)). When the trial court’s findings of fact are based
entirely on evidence that does not involve issues of witness credibility, however, appellate courts are
as capable as trial courts of reviewing the evidence and drawing conclusions and the trial court’s
findings of fact are subject to de novo review. State v. Binette, 33 S.W.3d 215, 217 (Tenn. 2000).
-4-
Further, we note that “in evaluating the correctness of a trial court’s ruling on a pretrial motion to
suppress, appellate courts may consider the proof adduced both at the suppression hearing and at
trial.” State v. Henning, 975 S.W.2d 290, 299 (Tenn. 1998).
Both the Fourth Amendment to the United States Constitution and article I, section 7 of the
Tennessee Constitution protect individuals against unreasonable searches and seizures by
government agents.3 See U.S. Const. amend. IV; Tenn. Const. art. I, § 7. “These constitutional
provisions are designed to ‘safeguard the privacy and security of individuals against arbitrary
invasions of government officials.’” Keith, 978 S.W.2d at 865 (quoting Camara v. Municipal Court,
387 U.S. 523, 528 (1967)). The Tennessee Supreme Court has noted previously that “[a]rticle I,
[section] 7 [of the Tennessee Constitution] is identical in intent and purpose with the Fourth
Amendment [of the United States Constitution],” and that federal cases applying the Fourth
Amendment should be regarded as “particularly persuasive.” Sneed v. State, 423 S.W.2d 857, 860
(Tenn. 1968).
Under both constitutions, “a warrantless search or seizure is presumed unreasonable, and
evidence discovered as a result thereof is subject to suppression unless the State demonstrates that
the search or seizure was conducted pursuant to one of the narrowly defined exceptions to the
warrant requirement.” Yeargan, 958 S.W.2d at 629 (citing Coolidge v. New Hampshire, 403 U.S.
443, 454-55 (1971)); see also State v. Garcia, 123 S.W.3d 335, 343 (Tenn. 2003). A police
officer’s stop of an automobile constitutes a seizure under both the United States and Tennessee
Constitutions. See Whren v. United States, 517 U.S. 806, 809-10 (1996); Michigan Dep’t of State
Police v. Sitz, 496 U.S. 444, 450 (1990); Delaware v. Prouse, 440 U.S. 648, 653 (1979); State v.
Vineyard, 958 S.W.2d 730, 734 (Tenn. 1997). Further, our supreme court has stated that “[w]hen
an officer turns on his blue lights, he or she has clearly initiated a stop . . . [and the vehicle’s driver
is] ‘seized’ within the meaning of the Terry [v. Ohio, 342 U.S. 1 (1968)] decision.” State v. Pulley,
863 S.W.2d 29, 30 (Tenn. 1993). Therefore, to be considered “reasonable,” a warrantless stop of
a driver must fall under an exception to the warrant requirement.
One of these narrow exceptions occurs when a law enforcement officer stops an automobile
based on probable cause or reasonable suspicion that a traffic violation has occurred. Whren, 517
U.S. at 810; State v. Randolph, 74 S.W.3d 330, 334 (Tenn. 2002); Vineyard, 958 S.W.2d at 734. If
the officer has probable cause to believe that a traffic violation has occurred, any seizure will be
upheld even if the stop is a pretext for the officer’s subjective motivations in making the stop. See
Whren, 517 U.S. at 813-15; Vineyard, 958 S.W.2d at 734-35. Another such exception occurs when
a law enforcement officer initiates an investigatory stop based upon specific and articulable facts that
the defendant has either committed a criminal offense or is about to commit a criminal offense.
Terry, 392 U.S. at 20-21; Binette, 33 S.W.3d at 218. This narrow exception has been extended to the
investigatory stop of vehicles. See United States v. Brignoni-Ponce, 422 U.S. 873, 881 (1975); State
3
The Fourth Amendment is applicable to the states pursuant to the Due Process Clause of the Fourteenth
Amendment. See Mapp v. Ohio, 367 U.S. 643, 655 (1961).
-5-
v. Watkins, 827 S.W.2d 293, 294 (Tenn. 1992). In evaluating whether the law enforcement officer
had reasonable suspicion to justify an investigatory stop, this Court must consider the totality of the
circumstances, which includes the personal observations and rational inferences and deductions of
the trained law enforcement officer making the stop. See Terry, 392 U.S. at 21; Binette, 33 S.W.3d
at 218; Watkins, 827 S.W.2d at 294. Objective standards apply, rather than the subjective beliefs of
the officer making the stop. State v. Norword, 938 S.W.2d 23, 25 (Tenn. Crim. App. 1996). “‘The
officer, of course, must be able to articulate something more than an inchoate and unparticularized
suspicion or hunch.’” Yeargan, 958 S.W.2d at 632 (quoting United States v. Sokolow, 490 U.S. 1,
7-8 (1989)). This includes, but is not limited to, objective observations, information obtained from
other police officers or agencies, information obtained from citizens, and the pattern of operation of
certain offenders. Watkins, 827 S.W.2d at 294 (citing United States v. Cortez, 449 U.S. 411, 418
(1981)). A court must also consider the rational inferences and deductions that a trained police
officer may draw from the facts and circumstances known to him. Terry, 392 U.S. at 21.
In the case herein, it is clear that Appellant was “seized” within the meaning of the state and
federal Constitutions. Officer DeLong testified that he turned on his lights in order to stop
Appellant’s vehicle. Thus, in order for the stop to be constitutionally valid, at the time that Officer
DeLong turned on his vehicle’s blue lights, he must have at least had reasonable suspicion, supported
by articulable facts, that Appellant had committed, or was about to commit an offense.
According to the testimony at the hearing on the motion to suppress, Officer DeLong turned
on his blue lights because Appellant’s license plate was “slightly” askew and in violation of
Tennessee Code Annotated section 55-4-110(b), which requires that “[e]very registration plate shall
at all times be securely fastened in a horizontal position to the vehicle for which it is issued so to
prevent the plate from swinging . . . .” After turning on the blue lights, Appellant engaged Officer
DeLong in a high speed chase, reaching speeds of nearly sixty miles per hour before he crashed into
another vehicle and ran away from the officer on foot. Eventually, “a scuffle” between Appellant
and Officer DeLong ensued. During this scuffle Appellant was placed under arrest. Officer DeLong
recovered the blue container containing cocaine “approximate” to the scene of the scuffle. During
the motion hearing, the trial court did not view the videotape from the chase which was recorded
from Officer DeLong’s patrol car. The videotape was, however, introduced at trial. After viewing
the videotape during the trial, the trial court determined “the stop that was going to be initiated by
the patrolman appeared to be justified on his part for violation of the law requiring the licence [sic]
plate to be securely fastened and relatively horizontal.”
On appeal, Appellant claims that the seizure of the cocaine was unlawful because it flowed
from a constitutionally infirm stop. Appellant’s argument fails to recognize the significance of his
own volitional conduct when Officer DeLong attempted to initiate the stop. As this Court has
recently reiterated, “evidence of a defendant’s ‘criminal conduct committed subsequent to an illegal
arrest, or even as a result thereof, should not be suppressible under the exclusionary rule.’” State v.
Abernathy, 159 S.W.3d 601, 604 (Tenn. Crim. App. 2004) (quoting State v. Jerry Wayne Elliott,
No. W1999-00361-CCA-R3-CD, 2001 WL 13233, at *2 (Tenn. Crim. App., at Jackson, Jan. 5,
2001)). Thus, even if the initial seizure of Appellant was constitutionally infirm, new criminal acts
-6-
committed after the stop and seizure provided an independent and constitutionally valid basis for
Appellant’s arrest. As stated by the United States Court of Appeals for the Fourth Circuit,
There is a strong policy reason for holding that a new and distinct crime, even if
triggered by an illegal stop, is a sufficient intervening event to provide independent
grounds for arrest. As . . . recognized [by the United States Court of Appeals for the
Eleventh Circuit in United States v. Bailey, 691 F.2d 1009, 1017 (11th Cir. 1982) ],
“[a] contrary rule would virtually immunize a defendant from prosecution for all
crimes he might commit that have a sufficient causal connection to the police
misconduct.” Because the arrest for the new, distinct crime is lawful, evidence
seized in a search incident to that lawful arrest is admissible.
United States v. Sprinkle, 106 F.3d 613, 619 (4th Cir. 1997) (citations ommitted). See also State v.
Robert Lee Mallard, No. M2000-00351-CCA-R3-CD, 2001 WL 178461, at *5 (Tenn. Crim. App.,
at Nashville, Feb. 23, 2001) (holding that, even if arresting officer’s initial seizure of accused was
unconstitutional, accused’s subsequent actions in attempting to hide evidence constituted “a
sufficient intervening event to allow for independent grounds for the arrest and subsequent search
incident to the arrest,” such that evidence obtained during the search was not subject to suppression);
State v. George Wesley Harville, Jr., No. 01-C-01-9607-CC-00300, 1997 WL 661726, at *3 (Tenn.
Crim. App., at Nashville, Oct. 24, 1997) (holding that evidence pertaining to an aggravated assault
against the arresting officer was admissible, even if the preceding stop or arrest was illegal, because
proof of such conduct “is not obtained as a result of the exploitation of the illegal stop or arrest.”).
The same analysis pertains to the case before us. The evidence supporting the charges of
which Appellant was found guilty was gathered not as a result of the allegedly invalid stop, but as
a result of Appellant’s intervening, illegal conduct. That conduct superceded the initial stop insofar
as giving the police an independent and constitutionally sound basis for arresting Appellant.
Accordingly, the trial court properly denied the motion to suppress. Appellant is not entitled to relief
on this issue.
Motion for New Trial
Appellant argues on appeal that the trial court erred in summarily denying his motion for new
trial and amended motion for new trial without hearing argument or testimony. Appellant contends
that the trial court failed to make specific findings of fact or conclusions of law in denying the order.
Appellant claims that the hearing on the motion for new trial was waived by an attorney that did not
have the authority to do so because there is nothing in the record to indicate that he was the attorney
of record for Appellant. Further, Appellant complains that the trial court did not ask Appellant
“whether he wished to offer testimony or waive a hearing.” The State counters that the trial court
properly denied the motion for new trial.
The record reflects that Appellant was convicted on April 15, 2005. On May 12, 2005,
Appellant filed a timely motion for new trial through trial counsel. Appellant was sentenced in
-7-
September of 2005, and in January of 2006, trial counsel filed a motion to amend the motion for new
trial. In that motion, trial counsel explained:
[Appellant’s] family has hired several attorneys who, for reasons unknown, have yet
to announce. The original motion was filed in the confusion created by several
attorneys to preserve [Appellant’s] rights. The presumption was that who ever
argued this motion would amend it. Due to circumstances beyond [Appellant’s]
control, that task has fallen back to me, trial counsel . . . . Therefore, I respectfully
request this motion be granted to preserve [Appellant’s] constitutional rights.
The trial court held a hearing on the motion for new trial in February of 2006. At that hearing, the
trial court noted that trial counsel was never “removed as the attorney of record” despite some
concerns by Appellant that he wanted to change attorneys. Prior to sentencing, there was apparently
some confusion as to who was going to represent Appellant. Appellant mentioned one attorney as
a possibility. Some time later, Appellant even indicated to the trial court that he had retained a third
attorney to proceed with the motion for new trial and on appeal. All three of these attorneys
appeared at the hearing on the motion for new trial. One of the attorneys expressed a desire to go
forward with the motion as filed by trial counsel. The trial court commented that there did not “need
to be any proof on a Motion for New Trial” and stated that it was prepared to “review the motion”
and make a ruling.
Appellant complains that he was somehow prejudiced because no argument was made on the
motion. He cites Summerall v. State, 560 S.W.2d 413 (Tenn. Crim. App. 1977), to support his
assertion that he did not waive a hearing on the motion for new trial “either expressly or impliedly.”
In Summerall, the defendant filed a motion for new trial, but his counsel failed to appear in court to
argue the motion. 560 S.W.2d at 413. The State moved to dismiss the motion for “want of
prosecution.” Id. The trial court granted the motion to dismiss without addressing the merits of the
motion. Id. On appeal, this Court reversed and remanded, ordering the trial court to consider the
motion on the merits and determine whether counsel for the defendant waived the argument on the
motion. Id. at 414. In the case herein, unlike Summerall, it appears from the order denying the
motion for new trial that the trial court properly considered the motion on the merits before denying
the motion. Moreover, no objection was voiced to the trial court’s consideration of the motion
without argument. Finally, Appellant has failed to show that he was prejudiced in this process.
Appellant is not entitled to relief on this issue.
Lesser Included Offenses
Appellant argues that the trial court erred by failing to instruct the jury with misdemeanor
reckless endangerment as a lesser included offense of felony reckless endangerment. Appellant
acknowledges that the record is devoid of a written request for the instruction as required by
Tennessee Code Annotated section 40-18-110(c) but contends that the trial court committed plain
error by failing to include the instruction. The State concedes that the trial court erred by failing to
-8-
instruct on misdemeanor reckless endangerment but argues that the failure to instruct the jury does
not constitute reversible error.
We acknowledge that Appellant did not raise the trial court’s failure to instruct the jury on
the misdemeanor reckless endangerment in his motion for a new trial. Accordingly, we find that
Appellant failed to preserve this issue for appeal pursuant to the Tennessee Rules of Appellate
Procedure. See Tenn. R. App. P. 3(e), and 36(a). Moreover, in this case we are statutorily bound
to find that Appellant waived this issue by failing to submit a written request for the lesser included
jury instructions at trial. Tennessee Code Annotated section 40-18-110, in pertinent part, provides:
(b) In the absence of a written request from a party specifically identifying the
particular lesser included offense or offenses on which a jury instruction is sought,
the trial judge may charge the jury on any lesser included offense or offenses, but no
party shall be entitled to any such charge.
(c) Notwithstanding any other provision of law to the contrary, when the defendant
fails to request the instruction of a lesser included offense as required by this section,
such instruction is waived. Absent a written request, the failure of a trial judge to
instruct the jury on any lesser included offense may not be presented as a ground for
relief either in a motion for new trial or on appeal.
In State v. Page, 184 S.W.3d 223 (Tenn. 2006), the Tennessee Supreme Court determined that
Tennessee Code Annotated section 40-18-110 was constitutional, concluding that “if a defendant
fails to request an instruction on a lesser-included offense in writing at trial, the issue will be waived
for purposes of plenary appellate review and cannot be cited as error in a motion for new trial or on
appeal.” Page, 184 S.W.3d at 229. “Tennessee Code Annotated section 40-18-110(c) does not
violate a defendant’s right to trial by jury.” Id. at 231. Therefore, we conclude the issue is waived.
Our supreme court also made clear, however, that in such a case an appellate court may still review
the issue for plain error. Id. at 230.
We briefly consider whether it is appropriate to review the failure to charge the complained
of lesser included offense under the doctrine of plain error. The doctrine of plain error provides that
where necessary to do substantial justice, an appellate court may take notice of a “plain error” not
raised at trial if it affected a substantial right of the defendant. Tenn. R. Crim. P. 52(b). In order to
review an issue under the plain error doctrine, five factors must be present: (1) the record must
clearly establish what occurred in the trial court; (2) a clear and unequivocal rule of law must have
been breached; (3) a substantial right of the defendant must have been adversely affected; (4) the
accused must not have waived the issue for tactical reasons; and (5) consideration of the error is
necessary to do substantial justice. See State v. Smith, 24 S.W.3d 274, 282-83 (Tenn. 2000)
(adopting five factors set out in State v. Adkisson, 899 S.W.2d 626, 641 (Tenn. Crim. App. 1994)).
As our supreme court stated in Page, “An error would have to [be] especially egregious in nature,
striking at the very heart of the fairness of the judicial proceeding, to rise to the level of plain error.”
Page, 184 S.W.3d at 231. Appellate courts are advised to use plain error sparingly in recognizing
-9-
errors that have not been raised by the parties or have been waived due to a procedural default. State
v. Bledsoe, 226 S.W.3d 349, 354 (Tenn. 2007). When an issue is raised regarding the trial court’s
failure to instruct on a lesser included offense, our analysis typically involves a determination of: (1)
whether the offense is a lesser included offense under the test adopted in State v. Burns, 6 S.W.3d
453 (Tenn. 1999); (2) whether the evidence supports an instruction on the lesser included offense;
and (3) whether the failure to instruct on the lesser included offense constitutes harmless error. State
v. Allen, 69 S.W.3d 181, 187 (Tenn. 2002).
In this case, the State concedes that misdemeanor reckless endangerment is a lesser included
offense of felony reckless endangerment. See State v. Leslie R. Holt, No. 01C01-9804-CR-00188,
1999 WL 126684, at *3 (Tenn. Crim. App., at Knoxville, Mar. 11, 1999) (citing State v. Lewis, 978
S.W.2d 558, 565 (Tenn. Crim. App. 1997)). Further, we determine that the evidence presented at
trial, taken in a light most favorable to Appellant, would have supported an instruction on the lesser
included offense. Appellant claimed that Officer DeLong hit his vehicle with the patrol car, causing
it to strike the truck. In other words, Appellant claimed that he did not use his vehicle as a deadly
weapon because Officer DeLong caused him to hit the truck. While Officer DeLong’s testimony
contradicted that of Appellant, the determination of the degree of reckless endangerment based on
all the evidence presented was for the jury. This Court has held that in cases where the proof of
felony reckless endangerment was not so overwhelming that the jury inevitably would have chosen
the greater offense over the lesser offense if given the choice, failure to charge the jury with the
lesser included offense is reversible error. See State v. Brandon R. Patrick, No. 03C01-9712-CC-
00548, 1999 WL 84076, at *3 (Tenn. Crim. App., at Knoxville, Feb. 19, 1999); Leslie R. Holt, 1999
WL 126684, at *3. Accordingly, Appellant’s conviction for felony reckless endangerment is
reversed and remanded for a new trial.
Instruction on Casual Exchange
Appellant next argues that the trial court erred in failing to instruct the jury as to the
“inference [regarding casual exchange] mandated by Tennessee Code Annotated section 39-17-419”4
with respect to his charge for possession of cocaine with intent to sell. The State disagrees,
contending that the circumstances do not support an inference of casual exchange.
4
Tennessee Code Annotated section 39-17-419 provides:
It may be inferred from the amount of a controlled substance or substances possessed by an offender,
along with other relevant facts surrounding the arrest, that the controlled substance or substances were
possessed with the purpose of selling or otherwise dispensing. It may be inferred from circumstances
indicating a casual exchange among individuals of a small amount of a controlled substance or
substances that the controlled substance or substances so exchanged were possessed not with the
purpose of selling or otherwise dispensing in violation of the provisions of § 39-17-417(a). The
inferences shall be transmitted to the jury by the trial judge’s charge, and the jury will consider the
inferences along with the nature of the substance possessed when affixing the penalty.
-10-
First of all, we find it important to note that casual exchange is not a lesser included offense
of possession of cocaine with the intent to sell. State v. Timothy Wayne Grimes, No. M2001-01460-
CCA-R3-CD, 2002 WL 31373472, at *6 (Tenn. Crim. App., at Nashville, Oct. 16, 2002). We also
acknowledge that Appellant did not request such an instruction at trial and did not raise the trial
court’s failure to instruct the jury on the inference of casual exchange in his motion for a new trial.
Accordingly, we find that Appellant failed to preserve this issue for appeal. See Tenn. R. App. P.
3(e), and 36(a). Moreover, we decline to address this issue as plain error. See Bledsoe, 226 S.W.3d
at 354. This issue is waived.
Sufficiency of the Evidence
Appellant challenges the sufficiency of the evidence for his convictions for possession of
more than .5 grams of cocaine with the intent to sell, evading arrest, and reckless endangerment.5
Specifically, Appellant argues that: (1) there was no evidence he possessed the cocaine with the
intent to sell; (2) he did not receive a signal to stop from Officer DeLong and then intentionally flee
after receiving that signal; and (3) he did not drive erratically or at excessive speeds and did not hit
another vehicle until after being struck by Officer DeLong. The State disagrees, arguing that the
evidence supports the convictions.
When a defendant challenges the sufficiency of the evidence, this Court is obliged to review
that claim according to certain well-settled principles. A verdict of guilty, rendered by a jury and
“approved by the trial judge, accredits the testimony of the” State’s witnesses and resolves all
conflicts in the testimony in favor of the State. State v. Cazes, 875 S.W.2d 253, 259 (Tenn. 1994);
State v. Harris, 839 S.W.2d 54, 75 (Tenn. 1992). Thus, although the accused is originally cloaked
with a presumption of innocence, the jury verdict of guilty removes this presumption “and replaces
it with one of guilt.” State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). Hence, on appeal, the
burden of proof rests with the defendant to demonstrate the insufficiency of the convicting evidence.
Id. The relevant question the reviewing court must answer is whether any rational trier of fact could
have found the accused guilty of every element of the offense beyond a reasonable doubt. See Tenn.
R. App. P. 13(e); Harris, 839 S .W.2d at 75. In making this decision, we are to accord the State “the
strongest legitimate view of the evidence as well as all reasonable and legitimate inferences that may
be drawn therefrom.” See Tuggle, 639 S.W.2d at 914. As such, this Court is precluded from
reweighing or reconsidering the evidence when evaluating the convicting proof. State v. Morgan,
929 S.W.2d 380, 383 (Tenn. Crim. App. 1996); State v. Matthews, 805 S.W.2d 776, 779 (Tenn.
Crim. App. 1990). Moreover, we may not substitute our own “inferences for those drawn by the
trier of fact from circumstantial evidence.” Matthews, 805 S.W.2d at 779. Further, questions of
5
Because we have already reversed and remanded Appellant’s conviction for felony reckless endangerment,
we find it unnecessary to address the sufficiency of the evidence with respect to that conviction. We also note that,
although not raised by either party on appeal, there was a potential issue with regard to double jeopardy as a result of
Appellant’s dual convictions for evading arrest and reckless endangerment. See, e.g., State v. Jimmy Lee Cullop, Jr.,
No. E2000-00095-CCA-R3-CD, 2001 W L 378543, at *6 (Tenn. Crim. App., at Knoxville, Apr. 17, 2001). However,
our reversal of Appellant’s conviction for reckless endangerment renders this issue moot.
-11-
witness credibility, the weight and value of evidence, and resolution of conflicts in the evidence are
entrusted to the trier of fact. State v. Odom, 928 S.W.2d 18, 23 (Tenn. 1996).
Of course, a criminal offense may be established exclusively by circumstantial evidence.
State v. Tharpe, 726 S.W.2d 896, 900 (Tenn. 1987); State v. Jones, 901 S.W.2d 393, 396 (Tenn.
Crim. App. 1995). However, the trier of fact must be able to “determine from the proof that all other
reasonable theories except that of guilt are excluded . . . .” Jones, 901 S.W.2d at 396; see also, e.g.,
Tharpe, 726 S.W.2d at 900.
A. Possession of Cocaine with Intent to Sell
Appellant was found guilty of violating Tennessee Code Annotated section 39-17-417(a)(4),
which makes it a crime to knowingly “possess a controlled substance with intent to manufacture,
deliver or sell the controlled substance.” A violation of Tennessee Code Annotated section
39-17-417(a)(4) is a class B felony if the amount of the cocaine possessed is more than .5 grams.
T.C.A. § 39-17-417(c)(1).
The State unquestionably proved beyond a reasonable doubt that the substance found in the
blue container was cocaine and that the weight of the cocaine was .5 grams. Thus, the question is
whether Appellant knowingly possessed the cocaine with the intent to sell or deliver it.
“[A] person . . . acts knowingly with respect to the conduct or to circumstances surrounding
the conduct when the person is aware of the nature of the conduct or that the circumstances exist.”
T. C. A. § 39-11-302(b). Further, the trier of fact may infer from the amount of the drugs, along with
relevant facts surrounding the arrest, that the drugs were possessed for the purpose of selling them.
T. C. A. § 39-17-419; see also State v. Holt, 691 S.W.2d 520, 522 (Tenn. 1984); State v. Willie Earl
Kyles, Jr., No. W2001-01931-CCA-R3-CD, 2002 WL 927604, at *2 (Tenn. Crim. App., at Jackson,
May 3, 2002), perm. app. denied, (Tenn. Oct. 21, 2002) (concluding that jury could infer possession
of drugs with intent to sell or deliver from amount of drugs and circumstances surrounding arrest of
defendant); State v. James R. Huntington, No. 02C01-9407-CR-00149, 1995 WL 134589, at *3-4
(Tenn. Crim. App., at Jackson, Mar. 29, 1995), perm. app. denied, (Tenn. Jul. 10, 1995)
(determining that jury could infer intent to sell marijuana primarily from large quantity of marijuana
in defendant’s possession).
In the case herein, the proof indicated that, after being involved in an accident, Appellant
took off on foot and got into a scuffle with Officer DeLong. After Appellant was arrested, Officer
DeLong located a blue container filled with “multiple pieces” of cocaine near the area where the
scuffle took place. The container held .5 grams of cocaine. While Appellant admitted being a drug
addict and claimed that the cocaine was for his personal use, Officer DeLong testified that this
amount was not consistent with personal use. Further, there was no paraphernalia for use of the
drugs found, Appellant had $114 in cash and a check for an unspecified amount on his person, and
Appellant was spotted by Officer DeLong in a location known for illegal drug sales. These factors
indicate the cocaine was not possessed for personal use.
-12-
The trier of fact was presented with sufficient evidence to convict Appellant of possession
of cocaine with the intent to sell. Appellant’s argument regarding the weakness of the evidence
points primarily to the weight of the evidence, which was to be determined by the jury. Our role on
appeal is simply to determine whether the evidence was legally sufficient for any trier of fact to have
found the essential elements of the offense beyond a reasonable doubt. We conclude that it was.
B. Evading Arrest
Appellant was found guilty of evading arrest. Our code makes it “unlawful for any person,
while operating a motor vehicle on any street, road, alley or highway in this state, to intentionally
flee or attempt to elude any law enforcement officer, after having received any signal from the officer
to bring the vehicle to a stop.” T.C.A. § 39-16-603(b)(1).
Appellant argues that the proof did not show that he intentionally fled from Officer Delong
after he actually “received the signal to stop.” We disagree. The proof at trial indicates that Officer
DeLong activated his blue lights while following Appellant after noticing that his license plate was
slightly tilted. Appellant’s own testimony supports his conviction. Appellant stated that he saw the
officer “turning his lights on” when he “got to the stop sign.” Then, Appellant pondered pulling
over, but the “drugs were telling [him] no, no, no. So that’s what made me pull off, because I didn’t
want to throw the drugs away.” The evidence was more than sufficient to support Appellant’s
conviction for evading arrest. Appellant is not entitled to relief on this issue.
Sentencing
Appellant complains that his felony sentences are excessive and that the trial court
improperly ordered consecutive sentencing. Specifically, Appellant argues that the trial court “gave
an unwarranted amount of weight” to the enhancement factors it applied to Appellant’s sentence and
failed to consider any mitigating factors. Further, Appellant argues that the trial court did not make
the determinations required by State v. Wilkerson, 905 S.W.3d 933, 938 (Tenn. 1995), prior to
ordering consecutive sentencing. The State disagrees, arguing that the trial court properly enhanced
Appellant’s sentence and that the trial court properly ordered consecutive sentencing because
Appellant’s record of criminal activity was “extensive.”
“When reviewing sentencing issues . . . , the appellate court shall conduct a de novo review
on the record of such issues. Such review shall be conducted with a presumption that the
determinations made by the court from which the appeal is taken are correct.” T.C.A. §
40-35-401(d). “However, the presumption of correctness which accompanies the trial court’s action
is conditioned upon the affirmative showing in the record that the trial court considered the
sentencing principles and all relevant facts and circumstances.” State v. Ashby, 823 S.W.2d 166, 169
(Tenn. 1991). In conducting our review, we must consider the defendant’s potential for
rehabilitation, the trial and sentencing hearing evidence, the presentence report, the sentencing
principles, sentencing alternative arguments, the nature and character of the offense, the enhancing
and mitigating factors, and the defendant’s statements. T.C.A. §§ 40-35-103(5), -210(b); Ashby,
-13-
823 S.W.2d at 169. We are to also recognize that the defendant bears “the burden of demonstrating
that the sentence is improper.” Ashby, 823 S.W.2d at 169. In making its sentencing determination,
the trial court, at the conclusion of the sentencing hearing, determines the range of sentence and then
determines the specific sentence and the propriety of sentencing alternatives by considering: (1) the
evidence, if any, received at the trial and the sentencing hearing; (2) the presentence report; (3) the
principles of sentencing and arguments as to sentencing alternatives; (4) the nature and
characteristics of the criminal conduct involved; (5) evidence and information offered by the parties
on the enhancement and mitigating factors; (6) any statements the defendant wishes to make in the
defendant's behalf about sentencing; and (7) the potential for rehabilitation or treatment. T.C.A. §§
40-35-210(a), (b), -103(5); State v. Williams, 920 S.W.2d 247, 258 (Tenn. Crim. App. 1995).6
In the case herein, Appellant was convicted of possession of .5 grams or more of cocaine with
the intent to sell, evading arrest, reckless endangerment, leaving the scene of an accident, resisting
arrest and driving on a suspended license, second offense. In sentencing Appellant, the trial court
determined that Appellant had a previous history of criminal convictions in addition to those
necessary to establish the range; that he had failed to comply with the conditions of a sentence
involving release into the community; that he had no hesitation about committing a crime when the
risk to human life was high;7 and that he committed the offense while on parole. See T.C.A. § 40-
35-114(1), (8), (10), & (13). The trial court found that no mitigating factors “jump[ed] out” that
would apply to Appellant.
Recently, in response to Cunningham v. California, 549 U.S. ___, 127 S.Ct. 856 (2007), the
Tennessee Supreme Court issued an opinion on remand from the United States Supreme Court in
State v. Gomez, 239 S.W.3d 733, 737 (Tenn. 2007) (“Gomez II”) that affects our review of
sentencing issues, specifically as to the application of enhancement factors to determine a
defendant’s sentence. On initial review of the issues in State v. Gomez, 163 S.W.3d 632, 650 (Tenn.
2005) (“Gomez I ”), which was filed on April 15, 2005, the court concluded that the defendants were
limited to plain error review of their sentencing claims regarding the Sixth Amendment due to their
failure to preserve the issues for plenary review. In Gomez II, the court adhered to its decision that
the defendants had waived plenary appellate review of their sentencing claims, but determined that
6
In response to Blakely v. Washington, 542 U.S. 296 (2004), the Tennessee Legislature amended Tennessee
Code Annotated section 40-35-210 so that felonies now have a presumptive sentence beginning at the minimum of the
sentencing range. Compare T.C.A. § 40-35-210(c) (2003) with T.C.A. § 40-35-210(c) (2006). This amendment became
effective on June 7, 2005. The legislature also provided that this amendment would apply to defendants who committed
a criminal offense on or after June 7, 2005. 2005 Tenn. Pub. Act ch. 353, § 18. In addition, if a defendant committed
a criminal offense on or after July 1, 1982 and was sentenced after June 7, 2005, such defendant can elect to be sentenced
under these provisions by executing a waiver of their ex post facto protections. Id. Appellant herein committed the
offenses on October 15, 2002, and was sentenced on September 14, 2005. There is no waiver executed by Appellant
in the record herein. Thus, the amendment to Tennessee Code Annotated section 40-35-210 does not apply to Appellant.
7
W hile the transcript of the sentencing hearing does not reflect that the trial court applied this enhancement
factor, the “Sentencing Findings of Fact” form contained in the record reflects that the trial court applied this
enhancement factor to Appellant’s sentence.
-14-
in light of the Cunningham decision, a trial court’s enhancement of a defendant’s sentence on the
basis of judicially determined facts other than the defendant’s prior convictions violates the
defendant’s constitutional rights under the Sixth Amendment to the United States Constitution.
Gomez, 239 S.W.3d at 740.
In the case herein, Appellant’s sentencing hearing was held on September 14, 2005, and his
motion for new trial was filed on May 12, 2005, both after the filing of the Gomez I opinion.
Appellant did not raise a challenge to his sentence based on the Sixth Amendment at his sentencing
hearing, in his motion for new trial, or on appeal. Instead, Appellant makes a blanket argument on
appeal that the trial court improperly applied enhancement factors to his convictions by giving them
an “unwarranted amount of weight” and that the trial court failed to consider appropriate mitigating
factors. In Gomez I, the court determined that the Sixth Amendment issue was waived because the
defendants “did not raise this constitutional challenge at their . . . sentencing hearing or in their
motions for new trial, nor did they raise it in the Court of Criminal Appeals.” Gomez, 163 S.W.3d
at 648. After the release of the court’s opinion in Gomez I, this Court determined that a failure to
raise the Sixth Amendment challenge to a sentence at the sentencing hearing results in a waiver of
the issue for plenary review. See, e.g., State v. Mickey Lee Williams, No.
E2004-01617-CCA-R3-CD, 2005 WL 2240736, at *5 (Tenn. Crim. App., at Knoxville, Sept. 15,
2005), perm. app. denied, (Tenn. Feb. 21, 2006); State v. Karl Blake, No.
M2004-02731-CCA-R3-CD, 2005 WL 2205877, at *5 (Tenn. Crim. App., at Nashville, Sept. 8,
2005); State v. Billy R. Shelley, No. E2004-00145-CCA-R3-CD, 2005 WL 1798637, at *4 (Tenn.
Crim. App., at Knoxville, Jul. 29, 2005), perm. app. denied, (Tenn. Dec. 19, 2005). Under similar
circumstances as these presented here, Gomez II instructed the courts of this state that waived
sentencing issues regarding the application of enhancement factors in violation of the Sixth
Amendment can be reviewed only via plain error review as embodied in Tennessee Rule of Criminal
Procedure 52(b). Gomez, 239 S.W.3d at 737.
As noted previously, appellate courts are advised to use plain error review sparingly in
recognizing errors that have not been raised by the parties or have been waived due to a procedural
default. Adkisson, 899 S.W.2d at 639 (quoting United States v. Gerald, 624 F.2d 1291, 1299 (5th
Cir. 1980)); see also Bledsoe, 226 S.W.3d at 354. In this case, therefore, we choose not to review
Appellant’s sentence via plain error. Appellant makes no claim that his sentence violates his right
to a jury trial. Further, Appellant fails to accompany his blanket complaints about his sentence with
argument or citation to authority which would show how or why the trial court improperly applied
enhancement factors or failed to apply mitigating factors. Tennessee Rule of Appellate Procedure
27(a)(7) provides that a brief shall contain, “[an] argument . . . setting forth the contentions of the
appellant with respect to the issues presented, and the reasons therefor, including the reasons why
the contentions require appellate relief, with citations to the authorities and appropriate references
to the record . . . relied on.” Tennessee Court of Criminal Appeals Rule 10(b) states that, “[i]ssues
which are not supported by argument, citation to authorities, or appropriate references to the record
will be treated as waived in this court.” See also State v. Sanders, 842 S.W.2d 257, 260-61 (Tenn.
Crim. App. 1992). Appellant does not accompany this blanket complaint about the weight given to
enhancement factors with any argument. Furthermore, Appellant’s previous criminal convictions
-15-
justified the enhancement of his sentence. The presentence report indicates that Appellant had an
extensive criminal history, including, among other things, four convictions for possession of cocaine,
one conviction for criminal trespassing, three convictions for resisting arrest, one conviction for
evading arrest, one conviction for criminal impersonation, two convictions for driving with a
suspended license, one conviction for theft, and a weapons offense. Appellant had so many prior
convictions, in fact, that he was a Range II multiple offender for sentencing purposes. This issue is
waived.
Consecutive Sentencing
As pointed out by Appellant, a trial court may impose consecutive sentencing upon a
determination that one or more of the criteria set forth in Tennessee Code Annotated section
40-35-115(b) exists.8 One of the provisions allowing consecutive sentencing provides that
consecutive sentencing is warranted if the defendant is “an offender whose record of criminal activity
is extensive.” T.C.A. § 40-35-115(b)(2). Additionally, whether sentences are to be served
concurrently or consecutively is a matter addressed to the sound discretion of the trial court. State
v. Hastings, 25 S.W.3d 178, 181 (Tenn. Crim. App. 1999).
Appellant argues on appeal that the trial court failed to make findings required by State v.
Wilkerson, 905 S.W.2d 933, 938 (Tenn. 1995). If the trial court rests its determination of
consecutive sentencing on the basis of a defendant’s status as a “dangerous offender,” the court must
make two additional findings. State v. Imfeld, 70 S.W .3d 698, 708 (Tenn. 2002). First, the trial
court must find that an extended sentence is necessary to protect the public from further criminal
conduct by the defendant, and, second, it must find consecutive sentencing to be reasonably related
to the severity of the offenses. Wilkerson, 905 S.W.2d at 939. The trial court herein did not
determine that Appellant was a “dangerous offender,” but rather that Appellant had an “extensive”
record of criminal activity. Thus, the trial court was not required to make the findings as stated in
Wilkerson. Further, this Court has determined that an extensive criminal history, standing alone,
is enough to justify the imposition of consecutive sentencing. State v. Adams, 973 S.W.2d 224, 231
(Tenn. Crim. App. 1997); State v. Kenneth Threalkill, No. M2006-00555-CCA-R3-CD, 2007 WL
1628870, at *5 (Tenn. Crim. App., at Nashville, June 6, 2007). Appellant is not entitled to relief on
this issue.
8
Our supreme court has specifically noted that Blakely v. Washington, 542 U.S. 296 (2004), did not impact
Tennessee’s consecutive sentencing scheme. State v. Robinson, 146 S.W .3d 469, 499 n.14 (Tenn. 2004). In addition,
this Court has consistently found that Blakely does not affect consecutive sentencing determinations. See State v. Earice
Roberts, No. W 2003-02668-CCA-R3-CD, 2004 W L 2715316, at *15 (Tenn. Crim. App., at Jackson, Nov. 23, 2004),
perm. app. denied, (Tenn. Mar. 21, 2005); State v. Lawrence Warren Pierce, No. M2003-01924-CCA-R3-CD, 2004 W L
2533794, at *16 (Tenn. Crim. App., at Nashville, Nov. 9, 2004), perm. app. denied, (Tenn. Feb. 28, 2005).
-16-
Conclusion
For the foregoing reasons, Appellant’s conviction for felony reckless endangerment is
reversed and remanded for a new trial. In all other respects, the judgment of the trial court is
affirmed.
__________________________________
JERRY L. SMITH, JUDGE
-17-