IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs March 27, 2007
STATE OF TENNESSEE v. DAVID WAYNE WATKINS
Direct Appeal from the Criminal Court for Sullivan County
No. S48,374; S50,957 Phyllis H. Miller, Judge
No. E2006-01425-CCA-R3-CD - Filed July 20, 2007
The defendant, David Wayne Watkins, pled guilty to the offenses of theft over $1000, felony
reckless endangerment, and felony failure to appear. As a result, he received a total effective
sentence of eight years to be served consecutively to a prior sentence of six years he was already
serving. On appeal, the defendant argues that the trial court erred in denying alternative sentencing
and ordering confinement. Finding no error, we affirm the judgments of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Criminal Court Affirmed
J.C. MCLIN , J., delivered the opinion of the court, in which JAMES CURWOOD WITT , JR. and ROBERT
W. WEDEMEYER , JJ., joined.
Leslie S. Hale, Assistant Public Defender, Blountville, Tennessee, for the appellant, David Wayne
Watkins.
Robert E. Cooper, Jr., Attorney General and Reporter; Rachel West Harmon, Assistant Attorney
General; H. Greeley Wells, Jr., District Attorney General; and Teresa Smith, Assistant District
Attorney General, for the appellee, State of Tennessee.
OPINION
FACTS
On November 5, 2003, the defendant was charged with one count of theft over $1000 and
one count of felony reckless endangerment. On September 14, 2005, the defendant was charged with
felony failure to appear. The defendant pled guilty to each of these charges, agreeing to a total
effective sentence of eight years as a Range II, multiple offender, but leaving the manner of service
of his sentences to the discretion of the trial court.
At the plea acceptance hearing, the state recited the following factual basis underlying the
defendant’s guilty pleas:
[In] February 2002[,] the Bristol police department was called to Tri-City Auto Parts,
a business located there in Bristol . . . . It was reported to them that Gale and Dale
Proffit, a father and son who operated that business had hired [the defendant] to work
for them in December and one day in December they had given [the defendant] the
keys to unlock the gates to the business . . . . Later[,] they . . . found the keys back
on the desk . . . returned to them by [the defendant]. About [the] same time they
discovered that $1200.00 that had been locked in a drawer in a locked room at the
office was missing . . . . The day the money was discovered missing [the defendant]
didn’t come to work; however[,] the next day he came in driving a different car, a
fairly new . . . Camaro. . . . At that time they didn’t report the theft because they
weren’t certain that [the defendant] having the keys and the [missing] money . . .
were related. However a month or so later in February the Proffits took in a large
amount of money . . . from . . . someone purchasing car parts . . . [with] cash. The[y]
locked $1200.00 in the building, [and] again . . . the money was gone . . . . So when
Mr. Proffit came in and told [the defendant] that they were concerned about the
money being missing and questioned [the defendant] about it [,] he decided to quit.
At that time Mr. Proffit said “I think you’ve got my keys,” went out to the Blazer,
which [the defendant] was now driving . . . and Mr. Proffit leans in the car and finds
the set of keys that he believes match the keys to his business. There’s a verbal
confrontation between the two of them . . . . [Mr. Proffit] tried to put . . . the car out
of gear to keep [the defendant] from leaving . . . . [The defendant] then said “If you
don’t call the police I’ll give you your money back.” There was some scuffle over
the keys. Mr. Gale Proffit was looking through the glove box of the Blazer and
found more keys that matched his business and also a folder with a good deal of
papers and money in it . . . . Over the course of that scuffle, [the defendant] tried to
drive off and Mr. Proffit was still in the car and he fell out of the car and had some
scuff marks on . . . his hands . . . and the knee to his jeans was scuffed up a bit but he
wasn’t seriously injured. All that was reported to the police and the charges were
brought and filed in General Sessions Court in Bristol and the case was set to be
heard on June 25th, 2002 and [the defendant] failed to appear for that hearing and .
. . in fact he was an absconder from supervised probation at that time, too. We have
filed a notice alleging that he has sufficient prior convictions to make him possibly
a Range III offender but reached this Range II plea as a compromise. [The defendant]
has made restitution for the money taken . . . .
Following the entry of the defendant’s guilty pleas, a sentencing hearing was held. At the
hearing, the defendant’s presentence report was entered into evidence. According to the presentence
report, the defendant had a number of prior convictions for: being a habitual traffic offender, evading
arrest, reckless driving, theft, felony failure to appear, felony theft, vandalism, driving under the
influence, driving with a revoked license, driving without a license, second degree burglary, and petit
larceny. The presentence report also indicated that the defendant had several probation violations.
In particular, it was noted that the defendant violated a condition of his probation by his conduct in
being a habitual traffic offender. The defendant was then placed on community corrections.
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Thereafter, the defendant violated the conditions of his community corrections sentence by
committing the current offenses to which he pled guilty. Accordingly, the defendant’s community
corrections sentence was revoked, and he was ordered to serve his six-year sentence in confinement.
The victim’s statement in the presentence report indicated that the defendant made
restitution. The victim also noted that he believed the defendant was not a violent person. The
victim further noted that he did not object to probation for the defendant.
The defendant was the only witness at the sentencing hearing. The defendant’s testimony
indicated that he had stayed out of trouble since he had absconded from Bristol in 2002. The
defendant lived in South Carolina from 2002 to 2005. While in South Carolina he worked as an auto
mechanic and detailed cars. He moved to Florida in 2005. While in Florida, he worked for Gas
Buggies doing similar work on cars. In June 2005, he was arrested in Florida and sent back to
Tennessee where he was incarcerated. The defendant’s employer at Gas Buggies wrote a letter
indicating he would rehire the defendant should he return to Florida.
According to the defendant’s testimony, he had recently remarried and had custody of his ten
year old son. However, his sister was taking care of his son while he was incarcerated. He spoke
with his son via telephone two or three times a week while in jail. The defendant voiced his
intention to reunite with his wife and son if placed on probation and allowed to relocate. He noted
that his wife was having trouble paying the bills and could not make it by herself. The defendant
asserted that he had gotten his “life straightened out now.” He had a home and a job lined up in
Florida, and he would be able to pay his fines and court costs within a year if placed on probation.
The defendant testified that he was having a difficult time while incarcerated at the
Whiteville Correctional Facility. He noted that his belongings had been stolen, and he had received
death threats from other inmates. He also stated that he was suffering from health problems. The
defendant said he had taken a religious study course in prison and wanted to do inpatient residential
treatment through the Haven Lighthouse Program. He further noted that he wanted to help children
with disabilities in Florida. He explained that he wanted to do something with his life to make up
for his mistakes and help others avoid making the same mistakes he did. He also voiced his desire
to go to Bible college and become a preacher.
At the conclusion of the hearing, the court found the following enhancement factors: that the
defendant had a previous history of criminal convictions and criminal behavior; he had a previous
history of noncompliance with the conditions of sentences involving release into the community; and
he abused his employer’s private trust. The court then gave some mitigating weight to the fact that
the defendant’s conduct did not threaten serious bodily injury, the defendant engaged in some self-
rehabilitative efforts, and he made a voluntary confession of guilt. The court then denied alternative
sentencing and ordered the defendant to serve his total effective sentence of eight years in
confinement consecutively to the sentence the defendant was currently serving.
ANALYSIS
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The defendant’s sole issue on appeal is whether the trial court erred in denying alternative
sentencing and imposing full confinement. Specifically, the defendant submits that the trial court
failed to consider the evidence presented supporting his amenability to rehabilitation. The defendant
argues that the court only considered certain enhancement and mitigating factors set forth under
Tennessee Code Annotated sections 40-35-113 and 40-35-114 rather than the factors set forth in
section 40-35-103.
When an accused challenges the length and manner of service of a sentence, this court
conducts a de novo review of the record with a presumption that the trial court’s determinations are
correct. Tenn. Code Ann. § 40-35-401(d). This presumption of correctness is conditioned upon the
affirmative showing in the record that the trial court considered the sentencing principles and all
relevant facts and circumstances. State v. Pettus, 986 S.W.2d 540, 543-44 (Tenn. 1999). However,
if the record shows that the trial court failed to consider the sentencing principles and all relevant
facts and circumstances, then review of the challenged sentence is purely de novo without the
presumption of correctness. State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). On appeal, the party
challenging the sentence imposed by the trial court has the burden of establishing that the sentence
is erroneous. Tenn. Code Ann. § 40-35-401, Sentencing Commission Comments.
Tennessee Code Annotated section 40-35-103 provides guidance as to whether the trial court
should grant alternative sentencing or sentence the defendant to total confinement. Sentences
involving confinement should be based upon the following considerations:
(A) Confinement is necessary to protect society by restraining a
defendant who has a long history of criminal conduct;
(B) Confinement is necessary to avoid depreciating the seriousness of
the offense or confinement is particularly suited to provide an
effective deterrence to others likely to commit similar offenses; or
(C) Measures less restrictive than confinement have frequently or
recently been applied unsuccessfully to the defendant. . . .
....
(5) The potential or lack of potential for the rehabilitation or treatment of the
defendant should be considered in determining the sentence alternative or length of
a term to be imposed. . . .
Tenn. Code Ann. § 40-35-103(1), -(5). As a Range II, multiple offender, the defendant was not
presumed to be a favorable candidate for alternative sentencing. Id. § 40-35-102(6). Therefore, the
burden of establishing suitability for alternative sentencing rested with the defendant.
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Upon review, we initially note that the trial court failed to articulate the appropriate factors
set forth in Tennessee Code Annotated section 40-35-103 when denying alternative sentencing.
Nonetheless, the record supports the court’s decision to deny alternative sentencing. The record
reflects that the defendant had an extensive history of criminal conduct. The record further reflects
that efforts less restrictive than confinement had frequently failed as the defendant was given several
opportunities at probation and violated the conditions of his probation many times. Accordingly,
we affirm the trial court’s denial of the defendant’s request for alternative sentencing.
CONCLUSION
Based upon the foregoing authorities and reasoning, we affirm the judgments of the trial court.
___________________________________
J.C. McLIN, JUDGE
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