IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs March 1, 2005
CLARENCE CARNELL GASTON v. STATE OF TENNESSEE
Appeal from the Circuit Court for Obion County
No. 4-90 William B. Acree, Jr., Judge
No. W2004-01703-CCA-R3-PC - Filed June 21, 2005
The petitioner, Clarence Carnell Gaston, appeals the Obion County Circuit Court’s dismissal of his
petition for post-conviction relief, in which he challenged his 2001 convictions of first degree felony
murder, second degree murder, and conspiracy to commit second degree murder. See State v.
Clarence Carnell Gaston, No. W2001-02046-CCA-R3-CD (Tenn. Crim. App., Jackson, Feb. 7,
2003) (affirming the petitioner’s convictions and sentences), perm. app. denied (Tenn. 2003). After
appointing counsel, the post-conviction court conducted a hearing on May 24, 2004. Following the
hearing, the court denied post-conviction relief. We affirm the post-conviction court’s judgment.
Tenn. R. App. P. 3; Judgment of the Circuit Court is Affirmed.
JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which Thomas T. Woodall and
J. C. MCLIN , JJ., joined.
Danny H. Goodman, Jr., Tiptonville, Tennessee, for the Appellant, Clarence Carnell Gaston.
Paul G. Summers, Attorney General & Reporter; J. Ross Dyer, Assistant Attorney General; Thomas
A. Thomas, District Attorney General; and James T. Cannon, Assistant District Attorney General,
for the Appellee, State of Tennessee.
OPINION
This court’s opinion in Clarence Carnell Gaston contains a summary of the facts
of the petitioner’s case.
On New Year’s Day 1999, the victim, Zachary Demond Achols, was
shot and killed as he was standing with a group of men outside the
VIP Social Club at 1212 East Main Street in Union City.
Id., slip op. at 2.
As support for his contention that the evidence was insufficient to
support his convictions, Gaston primarily relies on the State’s failure
to show his motive to commit the offenses. He points out that no
proof was presented that he was present during the conversation in
which his codefendants discussed “getting” Jeff Young[, an associate
of the victim], or that he was aware of Young’s alleged robbery of
Leach. Although conceding that the State was not required to prove
motive, Gaston argues that its failure to do so, combined with the
poor character of many of the State’s witnesses and the various
conflicts in their testimony, creates sufficient reasonable doubt to
overturn his convictions. The State asserts that motive is not an
element of the offenses and contends that the evidence was more than
sufficient to support Gaston’s convictions. We agree with the State.
Id., slip op. at 10.
The jury heard testimony from Nicholas Hansard that Leach, Hill, and
Thomas had discussed “getting” Jeff Young if they saw him at the
club, presumably as retaliation for his alleged robbery of Leach.
Three eyewitnesses to the shooting, Hansard, Young, and Jarvis
Jones, testified that the shooting began when Gaston directed the men
in his group to the group of men in which Young was standing.
Although each witness recounted a different version of the words
Gaston used, with Hansard testifying he said, “Get ‘em,” Jones
testifying he said, “Red, red. There them niggers go right there,” and
Young testifying he said, “Yeah, that’s him, that’s him in the red.
Shoot, shoot, shoot. Fire, fire, fire,” all the witnesses agreed that it
was Gaston who directed the men to Young, or to his group, and gave
the command to shoot. In addition, Jones testified that he heard
Gaston tell Thomas, “Yeah, you got him, you got him,” as he was
lying still between two cars, pretending to be dead. Hansard testified
that Gaston was armed and that he told him the day after the shooting
that he had chased and shot at Jeff Young. Four additional witnesses,
Demecca Holder, LaFaye Johnson, Sonya Polk, and Harold Hensley,
saw Gaston going out of the club before the shooting began. From
this evidence, the jury could have reasonably inferred that Gaston
formed an agreement with his codefendants to kill Young and that he
acted on that agreement, leading his codefendants to Young and
Young’s companions where they stood outside the club and directing
them to shoot.
Gaston argues that Young, Hansard, and Jones were not credible
witnesses and that their testimony therefore should not have been
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accredited. In support, he cites the criminal background of Young
and Hansard, Hansard’s involvement in the crime, and the failure of
Young and Jones to voluntarily come forward with their stories after
the shooting, as well as the various conflicts in their testimony.
However, . . . [b]y finding Gaston guilty of conspiracy to commit
second degree murder, first degree felony murder, and second degree
murder, the jury obviously chose to accredit the testimony of these
witnesses and to resolve any conflicts in the evidence in the State’s
favor. This was its prerogative. We, therefore, conclude that the
evidence was sufficient as a matter of law to support Gaston’s
convictions.
Id., slip op. at 11-12.
In his post-conviction evidentiary hearing, the petitioner said that he did not testify
at trial, despite his desire to testify as a means of contradicting state witnesses who he claimed were
untruthful. He testified that, during the two-year pendency of the case and prior to the end of the
trial, his attorney never discussed with him the issue of his testifying at trial. The petitioner testified
that counsel indicated that counsel did not “need” the petitioner’s testimony. The petitioner testified
that he was unaware of his right to testify.
He further testified that he requested counsel to pursue a speedy trial motion, but
counsel declined to do so. He testified that he was arrested in February or March 1999, went into
federal custody in June 1999, returned to state custody in March 2000, and went to trial in the case
underlying this post-conviction proceeding in March 2001. The petitioner recalled that, although
his counsel filed a motion for a speedy trial, counsel failed to aggressively pursue the motion.
Trial counsel testified at the evidentiary hearing,
It’s my practice in every criminal case I have, . . . misdemeanor case
or capital case, to fully inform my client of his right to testify or not
to testify and the consequences of each decision. And I also make it
clear that it is not my decision to make. I perceive my job as advising
my client of the pros and cons of either choice and leaving that
ultimate decision up to him. I don’t let people testify, and I don’t . .
. prevent people from testifying.
In the petitioner’s case, counsel recalled that he opined to the petitioner before trial that “the thrust
of his defense [could be presented to the jury] without having to risk [the petitioner’s] testifying in
his own behalf,” thus eliminating the “devastating effect of cross-examination.” Counsel testified
that he made the recommendation but left the decision to testify to the petitioner. On cross-
examination, counsel admitted that he did not specifically recall this conversation with the petitioner.
Counsel testified, “If [the petitioner] had wanted to testify, I would have put him on the stand, even
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if it was against my recommendation. . . . [T]hat’s his choice, and his choice alone.” He
characterized his practice of following this approach as “unwavering.” He testified that all the co-
defendants agreed to present a “united front,” and all decided to refrain from testifying. Counsel
admitted that he did not subject the petitioner to a voir dire to illustrate the bases for his decision not
to testify.
Counsel cited numerous reasons for not pursuing the motion for a speedy trial in the
petitioner’s case, in which the state initially filed but later withdrew a death penalty notice. First,
trial counsel opined that such a speedy trial motion in a capital case is disingenuous because “every
day that passes is one day that you’re guaranteed the State’s not going to kill your client.” Second,
counsel detailed the various professionals and experts that had been engaged to perform tasks such
as mitigation evidence development, fact investigation, and jury consulting. He stated, “[T]hose
people just need time to perform their duties.” Third, counsel opined that the case developed slowly
but normally for a capital case and that after the state withdrew its death penalty notice, the case
“proceeded to trial in a pretty timely and orderly fashion.”
In its extensive order denying post-conviction relief, the Circuit Court found that, at
trial, the petitioner was not availed the procedural benefits detailed in Momon v. State, 18 S.W.3d
152 (Tenn. 1999), regarding his rights to testify and to decline to testify at trial, nor did the trial
record indicate a knowing, voluntary, and intelligent waiver of the petitioner’s right to testify. The
post-conviction court recounted trial evidence that showed that three witnesses testified that the
petitioner pointed out Jeff Young’s group and exhorted his companions to open fire. The court
further held that, due to the strength of the state’s case, any error in failing to ensure the petitioner’s
knowing and voluntary waiver of his right to testify was harmless. The post-conviction court did
not, per se, relate this finding to the issue of ineffective assistance of counsel.
On other issues, the post-conviction court determined that the petitioner’s other
allegations were meritless, as well. The court ruled that the petitioner failed to establish the claim
raised in his petition that noncompliance with the Interstate Compact on Detainers, see Tenn. Code
Ann. §§ 40-31-101 (2003), entitled him to post-conviction relief. The court determined that the
detainer law did not apply to the present case because, after the petitioner’s state arrest on the present
charges, the federal court obtained custody of him via a writ of habeas corpus ad prosequendum,
relying upon United States v. Mauro, 436 U.S. 340, 98 S. Ct. 1834 (1978) (writ of habeas corpus
ad prosequendum issued by federal court to state authorities is not a detainer within meaning of
interstate compact). The post-conviction court rejected the petitioner’s speedy trial claim, noting that
the petitioner was indicted in June 1999 and tried in March 2001, that he was in federal custody for
eight months of the pendency of his state case, and that for a period of approximately one year, the
case proceeded as a capital case. The court held that there “was no unreasonable delay in bringing
the petitioner[] to trial.”
On appeal, the petitioner claims that the post-conviction court erred (1) in denying
his claim that a Momon violation requires a new trial, (2) in denying his claim that an unlawful
detainer requires a new trial, and (3) in rejecting his claims of ineffective assistance of counsel that
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emanated from counsel’s failure to pursue the detainer, speedy trial, and Momon issues. Based upon
our review of the post-conviction record before us and the applicable law, we affirm the judgment
of the post-conviction court.
In post-conviction proceedings, the petitioner has the burden of proving by clear and
convincing evidence the claims raised. Tenn. Code Ann. § 40-30-110(f) (2003). Grounds for post-
conviction relief are limited to constitutional abridgements that result in a void or voidable
conviction or sentence. Id. § 40-30-103. On appeal, the post-conviction court’s findings of fact are
reviewed de novo with a presumption of correctness that may only be overcome when the evidence
preponderates against those findings. Fields v. State, 40 S.W.3d 450, 458 (Tenn. 2001).
“A ground for post-conviction relief is waived if the petitioner personally or through
an attorney failed to present it for determination in any proceeding before a court of competent
jurisdiction in which the ground could have been presented.” Tenn. Code Ann. § 40-30-106(g)
(2003) (providing for waiver unless a retroactively applied constitutional right that supports the
claim was not recognized at the time of trial or the failure to present the claim was the result of state
action).
A petitioner challenging the effective assistance of counsel has the burden of
establishing (1) deficient representation and (2) prejudice resulting from that deficiency. Strickland
v. Washington, 466 U.S. 668, 686, 104 S. Ct. 2052, 2064 (1984); Baxter v. Rose, 523 S.W.2d 930,
936 (Tenn. 1975). Deficient representation occurs when counsel’s services fall below the range of
competence demanded of attorneys in criminal cases. Bankston v. State, 815 S.W.2d 213, 215
(Tenn. Crim. App. 1991). Prejudice is the reasonable likelihood that, but for deficient
representation, the outcome of the proceedings would have been different. Overton v. State, 874
S.W.2d 6, 11 (Tenn. 1994). On review, there is a strong presumption of satisfactory representation.
Barr v. State, 910 S.W.2d 462, 464 (Tenn. Crim. App. 1995). If prejudice is absent, there is no need
to examine allegations of deficient performance. Strickland, 466 U.S. at 697, 104 S. Ct. at 2069.
In the present case, the free-standing claims of violations of the detainer law and of
the principles of Momon are waived. Tenn. Code Ann. § 40-30-106(g) (2003). These claims were
neither presented to the conviction court nor reviewed on direct appeal. See generally Clarence
Carnell Gaston. In addition, the unlawful detainer claim is based upon the provisions of statutory
law and does not, ipso facto, state a claim of constitutional abridgement; as such, the claim does not
warrant post-conviction relief. Tenn. Code Ann. § 40-30-103 (2003).
Accordingly, we turn to the issue of the ineffective assistance of counsel. Of course,
the petitioner’s ineffective assistance of counsel argument includes claims that trial counsel failed
to follow the principles of Momon and failed to pursue a violation of the Interstate Compact on
Detainers, as well as that he failed to seek a speedy trial.
In Momon, filed on November 15, 1999, our supreme court held that “a criminal
defendant’s right to testify is a fundamental constitutional right guaranteed both by Article I, section
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9 of the Tennessee Constitution and by the Fifth and Fourteenth Amendments to the United States
Constitution. As such, the right must be personally waived by the criminal defendant.” Momon, 18
S.W.3d at 155. Accordingly, the court determined that
[t]o ensure that defense attorneys in future criminal cases do not
unilaterally deprive criminal defendants of the fundamental right to
testify, in every trial where the defendant does not testify, the trial
court should allow, and indeed require, defense counsel to employ the
following procedure.
At any time before conclusion of the proof, defense counsel
shall request a hearing, out of the presence of the jury, to inquire of
the defendant whether the defendant has made a knowing, voluntary,
and intelligent waiver of the right to testify. This hearing shall be
placed on the record and shall be in the presence of the trial judge.
Defense counsel is not required to engage in any particular litany, but
counsel must show at a minimum that the defendant knows and
understands that:
(1) the defendant has the right not to testify, and if the defendant does
not testify, then the jury (or court) may not draw any inferences from
the defendant’s failure to testify;
(2) the defendant has the right to testify and that if the defendant
wishes to exercise that right, no one can prevent the defendant from
testifying;
(3) the defendant has consulted with his or her counsel in making the
decision whether or not to testify; that the defendant has been advised
of the advantages and disadvantages of testifying; and that the
defendant has voluntarily and personally waived the right to testify.
Id. at 162 (footnote omitted). The supreme court, however, concluded that a violation is subject to
harmless error analysis because the “error involves the exclusion of testimony which is evidence that
can be ‘quantitatively assessed in the context of other evidence presented in order to determine
whether its admission was harmless beyond a reasonable doubt.’” Id. at 166 (citations omitted).
“Once a constitutional error has been established, . . . the burden is upon the State to prove that the
constitutional right violation is harmless beyond a reasonable doubt.” Id. at 167. The court listed
“instructive,” nonexclusive factors which assist a court in determining whether an error in denying
a defendant his right to testify is harmless beyond a reasonable doubt:
(1) the importance of the defendant’s testimony to the defense case;
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(2) the cumulative nature of the testimony; (3) the presence or
absence of evidence corroborating or contradicting the defendant on
material points; (4) the overall strength of the prosecution’s case.
Id. The court emphasized, “[T]he goal of harmless error analysis is to identify the actual basis on
which the jury rested its verdict.” Id. (citation omitted).
The March 2001 trial in the petitioner’s case was conducted after the filing of Momon.
Nevertheless, the petitioner’s counsel did not seek an exposition of the petitioner’s waiver of his
right to testify. See id. (opinion on petition to rehear) (“We hereby hold that defendants may waive
the right to testify either by signing a written waiver or by engaging in the voir dire procedure set out
in the initial decision of this Court.”). The issue now before this court is whether trial counsel
rendered ineffective assistance in failing to pursue the Momon regimen. We conclude that, based
upon Momon, counsel’s failure to follow the prescribed regimen equated to deficient performance;
however, we hold that the petitioner failed to demonstrate by clear and convincing evidence that he
was prejudiced by this oversight of counsel.
Initially, we are able to embark upon a determination of error harmlessness (and
ultimately Strickland prejudice) because the post-conviction court adjudicated the harmlessness of
the Momon error in response to the petitioner’s Momon claim as freestanding error. See Momon, 18
S.W.3d at 168 (remanding for the post-conviction court’s determination of harmless error “because
the record on appeal does not contain Momon’s testimony from his first trial nor does it contain an
offer of proof indicating the substance of the testimony Momon would have offered at his second
trial if he had not been denied the right to testify” and noting that, in the post-conviction court,
Momon was attempting to establish a Sixth Amendment claim of ineffective assistance of counsel”).
Moreover, in the evidentiary hearing, the petitioner testified that, had he testified at trial, he would
have admitted being at the VIP club on the night of the fatal shooting, but he would have
contradicted testimony that he possessed a gun and that he “chased” Jeff Young. Thus, we perceive
no need for a remand to make the necessary determinations, and we proceed to analyze the Momon
factors for evaluating harmless error and, eventually, for assessing Strickland prejudice.
First, the “importance of the petitioner’s testimony” in advancing the defense appears
to be insignificant, if not illusory. Had the petitioner testified at trial, he would not have denied
being at the nightclub at the time of the shooting. Although he would have denied possessing a gun
on that occasion, the testimony of multiple witnesses described his vocal role in promoting the
shooting, thus establishing his criminal responsibility for the homicide even if he had fired no
weapon. See Tenn. Code Ann. § 39-1-402 (2003) (establishing criminal liability for acts of others
based upon principles of complicity). On the one hand, the petitioner’s proposed testimony was
probably cumulative; apparently the petitioner’s fiancee testified that the petitioner remained inside
the club with her all evening, and independent evidence established that everyone who came into the
club that night – including the petitioner – was searched for weapons, and none was discovered. On
the other hand, some of this evidence corroborated the petitioner’s claims on material points. Still,
the state presented cogent evidence through multiple witnesses that the petitioner was at least
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complicit in the homicide, and the overall strength of the prosecution’s case was significant. In the
context of the evidence introduced at trial, we must conclude that the error in not protecting the
petitioner’s right to testify was harmless beyond a reasonable doubt.
In this situation, the harmlessness of the error results necessarily in a conclusion that
the petitioner failed to prove by clear and convincing evidence that he suffered the prejudice
necessary to establish ineffective assistance of counsel. See Demetrius K. Holmes v. State, No.
E2003-02306-CCA-R3-PC, slip op. at 6 (Tenn. Crim. App., Knoxville, Oct. 7, 2004); James Webb
v. State, No. W2003-00702-CCA-R3-CD, slip op. at 7 (Tenn. Crim. App., Jackson, Feb. 9, 2004).
As a result, we hold that the record fails to establish ineffective assistance of counsel in connection
with the Momon issue.
Next, the petitioner challenges the effectiveness of his counsel based on counsel’s
failure to attempt to terminate proceedings when the trial court failed to conduct the trial within the
180-day period specified in the Interstate Compact on Detainers.1
This section of the compact or agreement2 contains the “anti-shuttling provisions.”
See State v. Brown, 53 S.W.3d 264, 284 (Tenn. Crim. App. 2000). “The provisions of the
Agreement are triggered only when a ‘detainer’ is filed with the custodial or sending state, which
includes the United States, by another state which has untried charges pending against the prisoner.”
1
Embodied w ith in T ennessee Code Annotated section 40-13-101, the compact at Article III, section (a)
provides:
W henever a person has entered upon a term of imprisonment in a penal or
correctional institution of a party state, and whenever during the continuance of the
term of imprisonment there is pending in any other party state any untried
indictm ent, information or complaint on the basis of which a detainer has been
lodged against the prisoner, the p erson shall be brought to trial within one hundred
eighty (180) days after having caused to be delivered to the prosecuting officer and
the appropriate court of the prosecuting officer’s jurisdiction written notice of the
place of the person’s imprisonment and request for a final disposition to be made
of the indictment, information or complaint; provided, that for good cause shown
in open court, the prisoner or the prisoner’s counsel being present, the court having
jurisdiction of the matter may grant any necessary or reasonable continuance. The
request of the prisoner shall be accompanied b y a certificate of the appropriate
official having custody of the prisoner, stating the term of commitment under which
the prisoner is being held, the time already served, the time remaining to be served
on the sentence, the amou nt of good and ho nor time earned, the time of p arole
eligibility of the prisoner, and any decisions o f the state parole agenc y relating to
the prisoner.
2
Parties to the comp act include the severa l states and the United S tates. See State v. Brown, 53 S.W.3d 264,
284 (Te nn. Crim. Ap p. 20 00).
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Id. To be sure, the failure to comply with the 180-day provision may, in some circumstances, require
the dismissal of an indictment, see Nelms v. State, 532 S.W.2d 923 (Tenn. 1976), but dismissal is
not compelled when the 180-day limit is exceeded as a result of necessary and reasonable
continuances of the trial, see, e.g., State v. Garmon, 972 S.W.2d 706, 710 (Tenn. Crim. App. 1998)
(“Failure to comply with the one-hundred-eighty-day time limit does not automatically require a
dismissal of the indictment if a continuance beyond that period is necessary or reasonable.”).
In the present case, the petitioner failed to establish by clear and convincing evidence
that his trial counsel deficiently performed in failing to seek a dismissal of charges based upon
nonconformity with Code section 40-31-101 or that the petitioner was prejudiced from this failure.
We arrive at this conclusion because the petitioner lacked a basis for relief pursuant to section 40-31-
101.
Specifically, the record fails to establish that the defendant’s transfer between federal
custody and Obion County for trial was accomplished through Code section 40-31-101. This court
has previously recognized that the compact embodied in section 40-31-101 is not the exclusive
means of transferring prisoners between jurisdictions, and moreover, the terms of the compact are
not triggered unless a detainer was filed against the prisoner. Brown, 53 S.W.3d at 285. The record
before us in this post-conviction appeal does not reflect that a detainer was filed. Indeed, the post-
conviction court found that the petitioner’s transfer between Obion County and federal custody was
effected via a writ of habeas corpus ad prosequendum. This court has said that such a writ is not
“a detainer within the meaning of the agreement [on detainers] and thus does not trigger the
application of the agreement.” Id.
Thus, the record before us does not support a conclusion that the petitioner had
grounds for relief pursuant to Code section 40-31-101. For this reason, we discern neither deficient
performance of counsel in failing to seek dismissal on this ground nor resulting prejudice to the
petitioner.
The petitioner’s final appellate claim of ineffective assistance of counsel derives from
trial counsel’s failure to pursue a speedy trial motion. The post-conviction court determined that 21
months elapsed between the petitioner’s first indictment and his trial. A second indictment charging
the petitioner with the same homicide was filed approximately nine months before trial. During
eight months of the 21-month pretrial period, the petitioner was in federal custody, and at some time
during the pendency of the charges, the state filed a death penalty notice, which it did not withdraw
until a year later. The post-conviction court determined that there was “no unreasonable delay in
bringing the petitioner[] to trial, and there were sound reasons for not trying the case sooner.”
Additionally, the post-conviction court held that the petitioner had not been prejudiced by the delay
of trial until March 2001. The record supports the findings of the post-conviction court as to the
merits of a speedy trial claim and as to any resulting ineffective assistance of counsel.
The Fourth Amendment to the United States Constitution and Article I, section 9, of
the Tennessee Constitution guarantee the right to a speedy trial in a criminal case. See Barker v.
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Wingo, 407 U.S. 514, 92 S. Ct. 2182 (1972); see also Tenn. Code Ann. § 40-14-101 (2003). Four
factors are considered and weighed in determining if the right to a speedy trial has been
compromised: (1) the length of the delay, (2) the reason for the delay, (3) the assertion of the right
to speedy trial, and (4) any prejudice to the defendant occasioned by the delay. Barker, 407 U.S. at
530, 92 S. Ct. at 2192; State v. Bishop, 493 S.W.2d 81, 83-85 (Tenn. 1973). Of these factors, the
most important is prejudice, and the critical inquiry concerning prejudice “is the impairment of the
ability to prepare a defense.” State v. Vance, 888 S.W.2d 776, 778 (Tenn. Crim. App. 1994). To
activate the four-part inquiry, the interval between accusation and trial must be “presumptively
prejudicial.” Doggett v. United States, 505 U.S. 647, 651-52, 112 S. Ct. 2686, 2690 (1992). A delay
approaching one year usually activates the inquiry. See State v. Vickers, 985 S.W.2d 1, 7 (Tenn.
Crim. App. 1997).
In our view, no speedy trial claim was tenable in the conviction court. First, the
length of the delay was not excessive, especially for a capital case. Second, in the post-conviction
hearing, trial counsel poignantly explained reasons for the delay from a defense perspective: A
battery of experts and professionals engaged by the defense needed time to prepare for the trial.
Apparently, trial counsel did file a speedy trial motion, but in the post-conviction proceeding, the
petitioner failed to establish any prejudice from the failure to schedule an earlier trial. Thus, we see
no merit to a speedy trial claim and no ineffective assistance of counsel resulting from the failure to
more aggressively pursue the claim.
Moreover, regardless whether a more expedited trial could have been won by
aggressive advocacy, trial counsel’s pursuit of preparation activities such as fact investigation,
mitigation evidence development, and jury selection consultation indicates a strategic approach that,
despite delaying the trial, reasonably and conscientiously advanced the best interests of the defense.
Certainly, we are in no position to second guess trial counsel in essentially opting to thoroughly
prepare for trial.
Having discerned no grounds for disturbing the post-conviction court’s judgment, we
affirm the dismissal of the post-conviction petition.
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JAMES CURWOOD WITT, JR., JUDGE
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