IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs April 5, 2005
STATE OF TENNESSEE v. BOBBY NELSON
Appeal from the Circuit Court for Sequatchie County
No. 4270 Thomas W. Graham, Judge
No. M2004-01720-CCA-R3-CD - Filed June 9, 2005
The Defendant, Bobby Nelson, upon his plea of guilty, was convicted of arson, a Class C felony.
Pursuant to the plea agreement, the trial court was to establish the length and manner of service of
the Defendant’s sentence. The sentence for arson was to be served concurrently with another
sentence the Defendant was already serving for prior convictions. Following a sentencing hearing,
the trial court found the Defendant was a Range I, standard offender, sentenced him to four and a
half years, and ordered the Defendant serve his entire sentence with the Tennessee Department of
Correction (TDOC). On appeal, the Defendant argues two issues pertaining to sentencing: (1) the
trial court erred by imposing an excessive sentence, and (2) the trial court erred in denying probation
or alternative sentencing. We affirm the judgment of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
DAVID H. WELLES, J., delivered the opinion of the court, in which JAMES CURWOOD WITT , JR., and
J. C. MCLIN , JJ., joined.
B. Jeffery Harmon, Assistant Public Defender, Jasper, Tennessee, for the appellant, Bobby Nelson.
Paul G. Summers, Attorney General and Reporter; Michael Markham, Assistant Attorney General;
and J. Michael Taylor, District Attorney General, for the appellee, State of Tennessee.
OPINION
FACTS
According to the State’s representations at the plea acceptance hearing, the facts surrounding
the offense at issue in this case can be summarized as follows:
The State would be showing that on February the 14th, 2003, a business known as
Signal Mountain Auto Sales, which was owned by Willie Goins was damaged by
fire. The fire was started inside the building, caused apparently pretty extensive
damage to them. That Hamilton County detectives were investigating other arsons
and they conducted an interview of Mr. Nelson, that after advising him of his rights
et cetera he admitted to a -- some criminal activity in Hamilton County. He also
advised that he and another individual broke into the James Shell Auto located in
Sequatchie County which was owned by Mr. Goins, and set the place on fire. He
said that they started the fire by pouring gasoline on the wall heater inside the
business. That proof would show that the business suffered extensive damage as a
result of the fire.
The Defendant confirmed the above facts were true.
In May of 2003, the Defendant was indicted by a Sequatchie County grand jury for one count
of arson.1 See Tenn. Code Ann. § 39-14-301. In April of 2004, the Defendant entered a plea of
guilty to one count of arson, and agreed to be sentenced by the trial court. At the plea hearing, the
court found that the Defendant understood the constitutional rights he waived by entering a guilty
plea, and had done so both knowingly and voluntarily. The court accepted the Defendant’s guilty
plea and convicted the Defendant of one count of Class C felony arson.
In May of 2004, a sentencing hearing was conducted to determine both the length and manner
of service of the Defendant’s sentence. At this hearing, Annette Millwood, the Defendant’s mother,
testified that the Defendant had a long history of alcohol abuse “from a young age.” She also stated
that she believed he was sorry for his criminal activity and was reforming his ways. She noted that
after serving a year in “the pen,” the Defendant “learnt [sic] a lesson because he -- it really scared
him.” Ms. Millwood also admitted that she had taken steps with her son before to try and keep him
out of trouble, with little success.
Ms. Amy Sanders, the Defendant’s aunt, testified that the Defendant was helpful and “good
hearted.” He was good with children, and she would have no hesitation in allowing him to babysit
her three children. She also stated that she would help the Defendant attend any court-ordered
rehabilitation programs or counseling should he be granted some form of alternative sentencing. The
Defendant’s uncle, Mr. Sanders, also testified at the sentencing hearing, stating that he would employ
the Defendant in his tree trimming business as soon as the Defendant was released from prison.
The Defendant testified at the sentencing hearing that he “acts different” when under the
influence of alcohol. He said that he was sorry for what he did, that he confessed everything to the
police, and that he wanted another chance to prove he has reformed. The Defendant stated that while
in prison he attended alcohol abuse and anger management programs and was involved in church
1
W hile the case at issue involves only one conviction for arson in Sequatchie County, the record reveals this
conviction stemmed from a “crime spree” in which the Defendant committed other arsons, vandalism, and multiple thefts
and set fire to personal property all within a few weeks’ time. At the sentencing hearing, the Defendant, through counsel,
did not deny his offense was part of a “crime spree” but preferred that it be termed “a mess of trouble.”
-2-
activities. He further stated that he had placed himself in “God’s hands,” and was “trying to
straighten up.” On cross-examination, the Defendant admitted that he knew the victims of his arson
because he had obtained a car from them, and a “couple of months later” the transmission went out.
As for his other fire-related offenses, the Defendant admitted that he burned down his friend’s house
because he was angry at him, and he burned his ex-girlfriend’s father’s truck to destroy evidence of
his theft. He also admitted that he had received alcohol and drug counseling before as a juvenile.
At the conclusion of the sentencing hearing, the trial court determined that the Defendant was
a Range I, standard offender. Starting at the minimum within the statutory range of three to six
years, the trial court found three enhancement factors applicable and enhanced the Defendant’s
sentence by two years. However, the court found two mitigating factors applicable, although with
little weight, and reduced the sentence by six months thereby imposing an effective sentence of four
and a half years. The trial court denied both probation and alternative sentencing, and ordered the
Defendant to serve his sentence in the TDOC. The Defendant timely filed a notice of appeal.
ANALYSIS
On appeal, the Defendant claims the trial court erred in imposing an excessive sentence and
in denying him probation or other alternative sentencing. Specifically, the Defendant claims that the
trial court failed to apply two mitigating factors and misapplied several enhancement factors. The
Defendant also argues that he should have received probation because he can be rehabilitated, or in
the alternative, he should not have been sentenced to total confinement. The Defendant asserts that
he was a presumptive candidate for an alternative sentence, and the trial court erred in finding his
case met criteria which negated this presumption. We disagree.
I. Standard of Review
Before a trial court imposes a sentence upon a convicted criminal defendant, it must consider
(a) the evidence adduced at the trial and the sentencing hearing; (b) the pre-sentence report; (c) the
principles of sentencing and arguments as to sentencing alternatives; (d) the nature and
characteristics of the criminal conduct involved; (e) evidence and information offered by the parties
on the enhancement and mitigating factors set forth in Tennessee Code Annotated sections 40-35-
113 and 40-35-114; and (f) any statement the defendant wishes to make in the defendant’s own
behalf about sentencing. See Tenn. Code Ann. § 40-35-210(b); State v. Imfeld, 70 S.W.3d 698, 704
(Tenn. 2002). To facilitate appellate review, the trial court is required to place on the record its
reasons for imposing the specific sentence, including the identification of the mitigating and
enhancement factors found, the specific facts supporting each enhancement factor found, and the
method by which the mitigating and enhancement factors have been evaluated and balanced in
determining the sentence. See State v. Samuels, 44 S.W.3d 489, 492 (Tenn. 2001).
When a convicted defendant challenges the manner of service of a sentence, this Court has
a duty to conduct a de novo review of the sentence with a presumption that the determinations made
by the trial court are correct. See Tenn. Code Ann. § 40-35-401(d). However, this presumption “is
conditioned upon the affirmative showing in the record that the trial court considered the sentencing
principles and all relevant facts and circumstances.” State v. Ashby, 823 S.W.2d 166, 169 (Tenn.
-3-
1991). If our review reflects that the trial court followed the statutory sentencing procedure, that the
court imposed a lawful sentence after having given due consideration and proper weight to the
factors and principles set out under the sentencing law, and that the trial court’s findings of fact are
adequately supported by the record, then the presumption is applicable, and we may not modify the
sentence even if we would have preferred a different result. See State v. Fletcher, 805 S.W. 2d 785,
789 (Tenn. Crim. App. 1991). We will uphold the sentence imposed by the trial court if (1) the
sentence complies with the purposes and principles of the 1989 Sentencing Act, and (2) the trial
court’s findings are adequately supported by the record. See State v. Arnett, 49 S.W.3d 250, 257
(Tenn. 2001). The burden of showing that a sentence is improper is upon the appealing party. See
Tenn. Code Ann. § 40-35-401 Sentencing Commission Comments; Arnett, 49 S.W.3d at 257.
The presentence report reflects that at the time of sentencing the Defendant was twenty-two
years old and unmarried. He has a child from a prior relationship, whom he stated he helps support,
although no support order has ever been entered. He dropped out of school in the tenth grade. He
does not have a history of steady employment.
II. Excessive Sentence
In calculating a sentence for a Class C felony conviction, the “presumptive sentence . . . shall
be the minimum sentence in the range if there are no enhancement or mitigating factors.” Tenn.
Code Ann. § 40-35-210(c). If there are enhancement, but no mitigating factors, the trial court may
set the sentence above the minimum, but still within the range. See Tenn. Code Ann. § 40-35-
210(d). A sentence involving both enhancement and mitigating factors for a Class C felony requires
the court to start at the minimum, next assign the proper weight for any applicable enhancement
factor(s), and finally apply a reduction within the range as appropriate for any mitigating factor(s).
See Tenn. Code Ann. § 40-35-210(e). The sentence for a Class C felony as a Range I, standard
offender is “not less than three (3) nor more than six (6) years.” Tenn. Code Ann. § 40-35-112(a)(3).
Therefore, the Defendant’s presumptive sentence for his Class C felony conviction for arson is the
minimum in the range, or three years. The Defendant now claims his sentence was improperly
enhanced and not appropriately mitigated.
A. Enhancement Factors
While not entirely clear, the Defendant seems to argue that the trial court improperly
enhanced his sentence by finding he has a “previous history of criminal convictions or criminal
behavior.” See Tenn. Code Ann. § 40-35-114(2). The Defendant argues that, contrary to the trial
court’s conclusion, he does not have a “long history of criminal conduct as an adult,” but rather all
of his “criminal conduct occurred in a short period of time.” We note that the Defendant does not
have an extremely long history of criminal conduct as an adult; however, he has been an adult for
only a few years. Nonetheless, in the four years since turning age eighteen, the Defendant has
managed to obtain no less than ten criminal convictions. We find the trial court did not err in
enhancing the Defendant’s sentence based upon his previous criminal history. This issue is without
merit.
-4-
The Defendant also claims that the trial court erred by enhancing his sentence based upon
its own findings of fact that the “amount of damage to property . . . taken from the victim was
particularly great,” and he has “a previous history of unwillingness to comply with the conditions
of a sentence involving release in the community.” Tenn. Code Ann. § 40-35-114(7) and (9). The
Defendant argues that his Sixth Amendment right to a trial by jury was impugned when the trial
court made determinations of fact for sentence enhancement purposes that were not submitted to a
jury or admitted by him, citing Blakely v. Washington, 124. S.Ct. 2531 (2004). However, our
supreme court has recently held that the enhancement component of Tennessee’s sentencing
structure does not violate a defendant’s Sixth Amendment right to a trial by jury. See State v.
Gomez, ___ S.W.3d ___, No. M2002-01209-SC-R11-CD, 2005 WL 856848 (Tenn., Nashville, April
15, 2005). Rather, our supreme court held that Tennessee’s sentencing structure “merely requires
judges to consider enhancement factors,” and unlike the sentencing guidelines struck down in
Blakely, “does not mandate an increased sentence upon a judge’s finding of an enhancement factor.”
Gomez, ___ S.W.3d at___, 2005 WL 856848, at *20. Thus, relying on Blakely as clarified by States
v. Booker, __ U.S. ___, 125 S.Ct. 738 (2005), our supreme court has determined that Tennessee’s
sentencing structure provides the type of “‘intermediate,’ non-mandatory, advisory sentencing
scheme” that the United States Supreme Court has expressly ruled acceptable, thereby permitting
judges to exercise the type of sentencing discretion applied in the case at hand. Gomez at * 20.
Therefore, the Defendant’s claim of a Sixth Amendment right violation based on the trial court’s
enhancement of his sentence is without merit
B. Mitigating Factors
The Defendant also argues that the trial court erred when it declined to apply two mitigating
factors and failed to reduce his sentence accordingly. We note the trial court did reduce the
Defendant’s sentence by six months because it found that he lacked judgment due to his young age,
and he had assisted the authorities by implicating his co-defendant in the arson. See Tenn. Code
Ann. § 40-35-113(6) and (9). However, the Defendant now argues that his sentence should have
been further reduced because his “criminal conduct neither caused nor threatened serious bodily
injury,” and because he had attended alcohol abuse and anger management classes while in prison.
See Tenn. Code Ann. § 40-35-113(1) and (13).
The trial court was presented with the Defendant’s arguments as to mitigating factors (1) and
(13) and rejected both. We find that factor (1) would not be applicable considering the inherent
danger in setting fire to a building. Certainly, a fire of such magnitude threatens bodily injury to
unknown persons that may have been in the building, persons nearby, and the emergency personnel
who must respond to the fire. We conclude the trial court did not err in declining to mitigate the
Defendant’s sentence based on factor (1), that his crime did not threaten serious bodily injury.
While a trial court may consider various facts and circumstances under the “catch all”
provision of Tennessee Code Annotated section 40-35-113(13), it is not required to consider such
factors. See State v. Williams, 920 S.W.2d 247, 261 (Tenn. Crim. App. 1995). Moreover, we note
that the Defendant admitted he also received drug and alcohol abuse counseling several years prior
to these crimes while in juvenile detention, yet he continues to drink to excess and commit criminal
-5-
offenses. The Defendant has failed to convince us that the trial court erred in declining to mitigate
his sentence due to his attendance of alcohol abuse and anger management classes while in prison
for prior criminal convictions. This issue has no merit.
III. Manner of Service
The Defendant also argues that the trial court erred in denying him probation, and in the
alternative, erred in denying him alternative sentencing. We disagree.
A. Denial of Probation
A defendant is eligible for probation if the actual sentence imposed upon the defendant is
eight years or less and the offense for which the defendant is sentenced is not specifically excluded
by statute. See Tenn. Code Ann. § 40-35-303(a). The trial court shall automatically consider
probation as a sentencing alternative for eligible defendants; however, the defendant bears the burden
of proving his or her suitability for probation. See id. § 40-35-303(b). No criminal defendant is
automatically entitled to probation as a matter of law. See id. § 40-35-303(b), Sentencing
Commission Comments; State v. Davis, 940 S.W.2d 558, 559 (Tenn. 1997). Rather, the defendant
must demonstrate that probation would serve the ends of justice and the best interests of both the
public and the defendant. See State v. Souder, 105 S.W.3d 602, 607 (Tenn. Crim. App. 2002).
In determining whether to grant probation, the court must consider the nature and
circumstances of the offense; the defendant’s criminal record; his or her background and social
history; his or her present condition, both physical and mental; the deterrent effect on the defendant;
and the defendant’s potential for rehabilitation or treatment. See id. If the court determines that a
period of probation is appropriate, it shall sentence the defendant to a specific sentence but then
suspend that sentence and place the defendant on supervised or unsupervised probation either
immediately or after the service of a period of confinement. See Tenn. Code Ann. §§ 40-35-303(c),
-306(a).
We begin by noting that the Defendant is eligible for probation. See Tenn. Code Ann. § 40-
35-303(a). However, the Defendant has failed to demonstrate that probation would both serve the
ends of justice and would be in the best interests of the public and the Defendant. See Souder, 105
S.W.3d at 607. The trial court found that “[p]robation has not been very successful over the years
with this defendant. He just has had problems complying and so I don’t think probation is --
certainly straight probation is not involved here.” The record reveals that the Defendant has violated
the terms of previous periods of probation on numerous occasions. In 2002, his probation was
revoked, and he was placed under house arrest. The Defendant then “cut off his ankle bracelet
monitor, thus also violating his house arrest.” In 2003, the Defendant violated probation two times.
Additionally, the record reveals the Defendant violated probation twice as a juvenile.
In short, the evidence contained in the record is sufficient to justify denial of probation; the
Defendant has an extensive criminal record, his background reveals his mother has tried to prevent
his criminal activity to no avail, and probation has provided no deterrence for the Defendant in the
-6-
past. Thus he has demonstrated remarkably little potential for rehabilitation. Accordingly, we find
the trial court did not err in denying the Defendant probation. This issue has no merit.
B. Denial of Alternative Sentencing
A defendant who does not possess a criminal history showing a clear disregard for society’s
laws and morals, who has not failed past rehabilitation efforts, and who “is an especially mitigated
or standard offender convicted of a Class C, D, or E felony is presumed to be a favorable candidate
for alternative sentencing options in the absence of evidence to the contrary.” Tenn. Code Ann. §
40-35-102(6). See also State v. Fields, 40 S.W.3d 435, 440 (Tenn. 2001). The following
considerations provide guidance regarding what constitutes “evidence to the contrary” which would
rebut the presumption of alternative sentencing:
(A) Confinement is necessary to protect society by restraining a defendant who has
a long history of criminal conduct;
(B) Confinement is necessary to avoid depreciating the seriousness of the offense or
confinement is particularly suited to provide an effective deterrence to others likely
to commit similar offenses; or
(C) Measures less restrictive than confinement have frequently or recently been
applied unsuccessfully to the defendant[.]
Tenn. Code Ann. § 40-35-103(1); see also State v. Hooper, 29 S.W.3d 1, 5 (Tenn. 2000).
Additionally, the principles of sentencing reflect that the sentence should be no greater than
that deserved for the offense committed and should be the least severe measure necessary to achieve
the purposes for which the sentence is imposed. See Tenn. Code Ann. § 40-35-103(2), (4). The
court should also consider the defendant’s potential for rehabilitation or treatment in determining
the appropriate sentence. See id. § 40-35-103(5).
The Defendant was convicted as a Range I, standard offender of a Class C felony, and we
acknowledge the presumption that he is a favorable candidate for alternative sentencing. See Tenn.
Code Ann. § 40-35-102(6). However, the trial court properly found that denial of alternative
sentencing was appropriate upon consideration of the three sentencing guidelines pertaining to
sentences of confinement.
First, the court found that the Defendant’s confinement was necessary to protect society from
an individual with a long history of criminal conduct. See Tenn. Code Ann. § 40-35-103(1)(A). The
evidence contained in the record supports this conclusion. The Defendant, now in his early twenties,
has no less than ten criminal convictions collected in only four years’ time. These include seven
misdemeanor convictions for offenses such as public intoxication, vandalism, and evading arrest.
However, the Defendant’s criminal activity has increased in its severity as he has aged, and his
record now includes three recent felony convictions for arson, theft over $10,000, and setting fire
to personal property. The court noted that it is “hard to have a long history when you’re 21 years
old or 22 years old, but he does.” Additionally, the record reveals that the Defendant had at least
-7-
twelve juvenile adjudications between the years of 1996 to 1999. The trial court concluded that the
Defendant had a “very strong record with regard to criminal conduct, so that certainly argues for
incarceration.” We find the record supports the court’s conclusion that the Defendant has a long
history of criminal conduct, and therefore incarceration is necessary to protect the public.
Second, the trial court found the Defendant should be confined to avoid depreciating the
seriousness of the offense. See Tenn. Code Ann. § 40-35-103(1)(B). The court noted that the
Defendant’s offense was “about as serious an offense as you can get, a personal attack on
somebody’s business, livelihood, burning something down of that nature, that’s serious. That’s
really serious . . . .” The court also noted that the Defendant had burned structures and personal
property before, further highlighting the need to avoid deprecating the seriousness of the Defendant’s
crime in this case.
The Defendant argues on appeal that there was no proof that his crime of arson rose to the
level of “‘especially violent, horrifying, shocking, reprehensible, offensive or otherwise of an
excessive or exaggerated degree,’ and the nature of the offense must outweigh all factors favoring
probation,” citing State v. Cleavor, 691 S.W.2d 541, 543 (Tenn. 1985). However, as the trial court
stated for the record, the Defendant had on more than one occasion burned down the home or
business of a person he was angry with. His offense in this case is certainly a reprehensible and
offensive crime apparently triggered by dissatisfaction over a used car. As the trial court noted, the
Defendant’s crime threatened the livelihood of the victims as well as the lives of those in the
community and those emergency personnel forced to fight the fire. We find the facts and
circumstances of the Defendant’s crime were serious. Accordingly, the record supports the trial
court’s finding that a sentence of confinement is necessary to avoid deprecating the seriousness of
the Defendant’s offense. See Tenn. Code Ann. § 40-35-103(1)(B).
Finally, the trial court found that measures less restrictive than confinement had been
frequently or recently applied unsuccessfully to the Defendant. See Tenn. Code Ann. § 40-35-
103(1)(C). As noted above, the record reveals the Defendant violated the terms of his probation or
house arrest no less than four times in the few years he has accumulated his adult criminal record,
and violated probation twice as a juvenile. Thus, we find the evidence is sufficient to support the
trial court’s conclusion that measures less restrictive than confinement have proved unsuccessful for
the Defendant in the past, and a sentence of confinement is therefore appropriate.
The Defendant also argues that the trial court committed a Blakely error when it made its
own findings related to the imposition of a sentence of confinement rather than submitting the issue
to a jury. As stated above, our supreme court has recently held that Tennessee’s sentencing structure
does not trigger a Blakely violation, therefore this claim is also without merit. See Gomez, ___
S.W.3d ___ (Tenn. 2005). We also note that even prior to our supreme court’s recent ruling in
Gomez, this court had held that Blakely applied only to the length of a sentence, and not to the
manner of service. See State v. Earice Roberts, No. W2003-02668-CCA-R3-CD, 2004 WL
2715316, at *12 (Tenn. Crim. App., Jackson, Nov. 23, 2004).
-8-
Additionally, after considering the Defendant’s extensive criminal history, we find his
sentence of confinement in this case is not greater than that deserved for the offense, and is the least
severe measure necessary to achieve the purpose of his sentence. See Tenn. Code Ann. § 40-35-
103(2), (4). Moreover, the Defendant’s extensive criminal history earned in only a few years, as well
as multiple probation violations, both indicate a clear lack of potential for rehabilitation. See Tenn.
Code Ann. § 40-35-103(5).
We find the Defendant’s extensive criminal history, the seriousness of his current offense as
well as his propensity to commit ever more serious crimes, and his failure to successfully complete
previous forms of alternative sentencing, all support the trial court’s imposition of a sentence of
confinement. Accordingly, the trial court did not err in denying the Defendant alternative
sentencing. This issue is without merit.
CONCLUSION
For the foregoing reasons, we find the trial court did not err in its determination of the length
of the Defendant’s sentence or the manner in which it is to be served. The judgment of the trial court
is affirmed.
___________________________________
DAVID H. WELLES, JUDGE
-9-