Present: Carrico, C.J., Lacy, Hassell, Keenan, Koontz, and
Kinser, JJ., and Poff, Senior Justice
RICHARD DAVID FISHBACK
OPINION BY
v. Record No. 991615 JUSTICE LAWRENCE L. KOONTZ, JR.
June 9, 2000
COMMONWEALTH OF VIRGINIA
FROM THE COURT OF APPEALS OF VIRGINIA
In this appeal, we primarily consider whether a defendant
in a non-capital felony trial is entitled to have the jury
instructed that, pursuant to Code § 53.1-165.1, parole has been
abolished in Virginia.
BACKGROUND
Because our review is limited to the issue of whether the
trial court erred in failing to instruct the jury on the
abolition of parole, a succinct statement of the facts,
presented in the light most favorable to the Commonwealth as the
party prevailing below, will suffice.
On March 24, 1997, the grand jury of Fauquier County
returned indictments against Richard David Fishback charging him
with robbery, Code § 18.2-58, three counts of abduction, Code
§ 18.2-47, and four related firearm charges, Code § 18.2-53.1.
During a two-day bifurcated jury trial conducted in the Circuit
Court of Fauquier County, the Commonwealth’s evidence during the
guilt-determination phase showed that on the afternoon of
January 7, 1997, Fishback, armed with a handgun, robbed an
employee of a convenience store and unlawfully detained two
store employees and a customer with intent to deprive them of
their personal liberty. Based upon the evidence, the jury
convicted Fishback of all eight felony offenses charged in the
indictments.
During the penalty-determination phase, Fishback’s counsel
proffered jury instruction “No. S” stating that “there is no
parole in Virginia.” The trial court inquired whether counsel
had “authority for that instruction?” Counsel replied that she
did not have authority for this instruction, but asserted that
it “is just the current state of the law now.” The trial court
ruled that “[i]t is not an approved instruction,” refused to
give it to the jury, and noted counsel’s objection.
The trial court then addressed instruction “No. T”
proffered by Fishback’s counsel which directed the jury to
“assume that [the defendant] will actually serve all of the jail
or prison time you find to be an appropriate sentence and you
are not otherwise to concern yourselves with what may happen
afterwards.” The trial court again inquired whether counsel had
authority for this instruction. She replied that she had
“prepared this instruction knowing that many times a jury
returns with questions about the amount of time a person will
serve and probation and things of that nature. That is what
2
this instruction was designed by me to address.” The trial
court refused the instruction, but noted that “[i]f the jury
sends a question . . . about . . . probation or parole or how
much time [Fishback] is going to serve . . . then I will deal
with that issue should it arise.”
During its deliberations on sentencing, the jury sent a
note to the trial court, which read as follows:
Question:
1. Will these terms run
Consecutively?
Concurrently?
2. Can the sentence be reduced by the judge.
3. Can he qualify for parole
Robbery?
Abduction?
Firearms?
After a brief discussion of the questions with both
counsel, the trial court indicated that it would “propose giving
the model [jury] instruction” the Commonwealth had prepared.
This instruction stated that “[h]aving found [Fishback] guilty,
you should impose such punishment as you feel is just under the
evidence and within the instructions of the Court. You are not
to concern yourselves with what may happen afterwards.”
Fishback’s counsel did not object to this instruction or renew
her request that the trial court instruct the jury that parole
had been abolished.
3
After further deliberations, the jury returned verdicts
sentencing Fishback to terms of imprisonment of thirty years for
robbery, seven years for each of the abductions, and a total of
eighteen years for the firearm offenses. Following receipt of a
pre-sentence report, the trial court imposed the jury’s
sentences to run consecutively, but suspended fifty-one years of
the sentences on condition that Fishback serve ten years
probation following his release.
Fishback filed a petition for appeal in the Court of
Appeals asserting issues related to the sufficiency of the
evidence to prove abduction and the firearm offenses predicated
on abduction, the denial of a suppression motion, the refusal of
an instruction defining abduction, and the refusal of the
instruction concerning the abolition of parole. By order dated
November 13, 1998, the Court of Appeals awarded an appeal for
the first four of these issues, but denied an appeal on the
parole issue. In that order, the Court of Appeals, quoting from
Briscoe v. Commonwealth, 26 Va. App. 415, 417, 494 S.E.2d 898,
899 (1998), noted that it had previously held that “a trial
court is not required to instruct the jury on a defendant’s
eligibility for parole in non-capital cases.” After oral
argument on the issues for which an appeal had been awarded, the
Court of Appeals affirmed Fishback’s convictions in an
4
unpublished opinion. Fishback v. Commonwealth, Record No. 1377-
98-4 (June 15, 1999).
Fishback filed a petition for appeal in this Court
reasserting the issues reviewed by the Court of Appeals in its
order and opinion. We awarded Fishback an appeal limited to the
issue of whether the trial court “erred in refusing appellant’s
proffered penalty phase instruction that parole has been
abolished in Virginia.” 1
DISCUSSION
In Yarbrough v. Commonwealth, 258 Va. 347, 519 S.E.2d 602
(1999), we noted that the abolition of parole pursuant to Code
§ 53.1-165.1 and the exclusion of prisoners serving life
sentences for class one felonies from being eligible for
geriatric release pursuant to Code § 53.1-40.01 rendered a
defendant convicted of capital murder parole-ineligible. See
id. at 368 n.7, 519 S.E.2d at 612 n.7. Reviewing the rule,
first stated in Coward v. Commonwealth, 164 Va. 639, 646, 178
S.E. 797, 799 (1935), that a jury should not be instructed upon
the possibility of parole, we held that “[t]he Coward rule
simply does not address [the] unique situation” in which a jury
must elect between a death sentence and a sentence of life
1
Accordingly, only Fishback’s sentences, and not his
convictions, are at issue in this appeal.
5
without possibility of parole. Yarbrough, 258 Va. at 372, 519
S.E.2d at 615. Accordingly, we further held that a defendant
convicted of capital murder was entitled to an instruction that
he would be parole-ineligible if sentenced to life imprisonment. 2
Id. at 374, 519 S.E.2d at 616.
In rendering our decision in Yarbrough, we recognized “that
the limitations placed upon the availability of parole by Code
§§ 53.1-40.01 and 53.1-165.1 may call into question the
continued viability of the Coward rule in a non-capital felony
case.” Id. at 373, 519 S.E.2d at 615. However, we emphasized
that our decision in Yarbrough was “limited to the effect of
Code § 53.1-165.1 on capital murder prosecutions.” Id.
Accordingly, this appeal presents the first opportunity since
that decision for this Court to examine the effect of the
statutory abolition of parole on the Coward rule in non-capital
cases.
Our decision in Yarbrough is not dispositive of the issue
presented in this case. This is so because a defendant
2
Such an instruction was already required where the
Commonwealth elected to present evidence of the defendant’s
future dangerousness to society. See Simmons v. South Carolina,
512 U.S. 154, 161-62 (1994) (plurality opinion); Mueller v.
Murray, 252 Va. 356, 362, 478 S.E.2d 542, 546-47 (1996). Our
decision in Yarbrough was not premised on the due process
concerns expressed in Simmons, but on the effect of the changes
in the statutes governing parole on the continued viability of
the Coward rule. Yarbrough, 258 Va. at 367, 519 S.E.2d at 612.
6
convicted of a non-capital felony committed after the effective
date of Code § 53.1-165.1, while no longer eligible for parole,
may nonetheless be eligible for geriatric release, Code § 53.1-
40.01, and may also qualify for a reduction in sentence through
an earned sentence credit calculation, Code §§ 53.1-202.2 et
seq., commonly referred to as a “good behavior credit.”
Although neither of these provisions is defined as “parole” in
the Code, they are nonetheless respectively a form of early
release and a form of sentence reduction available to a prisoner
under the administration of the executive branch of government.
Discussing the policy underlying the Coward rule, we have
noted that “[u]nder our system, the assessment of punishment is
a function of the judicial branch of government, while the
administration of such punishment is a responsibility of the
executive department. The aim of the rule followed in Virginia
is to preserve, as effectively as possible, the separation of
those functions during the process when the jury is fixing the
penalty, in full recognition of the fact that the average juror
is aware that some type of further consideration will usually be
given to the sentence imposed.” Hinton v. Commonwealth, 219 Va.
492, 496, 247 S.E.2d 704, 706 (1978). Accordingly, unlike the
unique circumstances of the sentencing decision to be made by a
jury in a capital murder trial, where the executive branch will
have no discretion to reduce a life sentence through parole or
7
geriatric release, it would be inaccurate to inform a jury that
a defendant convicted of a lesser felony would not be eligible
for early release in every instance.
One of the conundrums created by the interaction of Code
§§ 53.1-40.01, 53.1-165.1, and 53.1–202.2 et seq. is that,
depending on the length of the sentences imposed and the age of
the defendants, some persons convicted of non-capital felonies
will not be eligible for any form of early release, while others
may be able to benefit from geriatric release, good behavior
credits, or both. Moreover, it is apparent on the record of
this case, and of countless others reviewed by this Court and
the Court of Appeals, see, e.g., Clagett v. Commonwealth, 252
Va. 79, 94, 472 S.E.2d 263, 272 (1996); Mosby v. Commonwealth,
24 Va. App. 284, 287, 482 S.E.2d 72, 73 (1997), that juries
frequently have no comprehension of the current state of parole
eligibility in this Commonwealth, but remain concerned that
their sentencing decisions will be subjected to extensive
reductions by executive action. See, e.g., Yarbrough, 258 Va.
at 358, 519 S.E.2d at 607 (jury question to the trial court
asking whether a life sentence meant “your entire life or does
it have a certain limit such as 12 years?”). For these reasons
and in light of the significant limitations which are now placed
on the executive branch in modifying the sentences imposed on
defendants by the judicial branch as the result of the enactment
8
of Code §§ 53.1-40.01, 53.1-165.1, and 53.1–202.2, et seq. it is
not merely appropriate, but requisite, that we reconsider the
policy underlying the Coward rule. 3
We begin that reconsideration with the acknowledgement that
while “truth in sentencing” is a goal to be desired in the
judicial process, it is necessarily an elusive one when a jury
has the responsibility to fix punishment. This is so, in part,
because under our system, as we noted in Hinton, the assessment
of punishment against a defendant and the subsequent
administration of that punishment are separate functions of the
judicial and executive branches of government respectively.
However, the specific reason is that after imposition of the
jury’s punishment, the conduct of the defendant will control the
length of that punishment to a significant degree. In short,
there can be no guarantee that a defendant will earn some form
of statutorily permitted early release from the punishment fixed
by the jury and yet the jury may attempt to factor some form of
anticipated early release into its determination of punishment.
3
We are confirmed in this decision by the action of the
General Assembly, which, in its most recent session, amended
Code § 19.2-264 to codify the effect of our decision in
Yarbrough and in that same action directed “[t]hat the Virginia
Supreme Court, in conjunction with the Virginia State Bar,
investigate and recommend to the General Assembly on or before
January 1, 2001, model jury instructions for felonies, not
including capital murder, concerning the abolition of parole.”
House Bill 705 (2000).
9
Nevertheless, to perform its responsibility a jury is
required to consider a broad range of punishment in terms of
years of confinement statutorily established by the legislature.
Pertinent to the present case, for example, Code § 18.2-58
provides for a range of punishment between a term of life to any
term not less than five years for robbery, and a violation of
Code § 18.2-47 is a Class 5 felony punishable by a term of not
less than one year nor more than ten years for abduction. See
Code § 18.2-10(e). However, within the permissible range of
punishment a jury is required to determine a specific term of
confinement that it considers to be an appropriate punishment
under all the circumstances revealed by the evidence in the
case. A jury should not be required to perform this critical
and difficult responsibility without the benefit of all
significant and appropriate information that would avoid the
necessity that it speculate or act upon misconceptions
concerning the effect of its decision. Surely a properly
informed jury ensures a fair trial both to the defendant and the
Commonwealth.
The question then becomes how a jury is to be instructed so
that it is properly informed and can render a fair trial to both
parties while preserving, as effectively as possible, the
separation of the functions of assessing punishment and
administering it. With regard to the issue of parole, the
10
answer lies primarily in the enactment of Code § 53.1-165.1
which, in pertinent part, provides that “[a]ny person sentenced
to a term of incarceration for a felony offense committed on or
after January 1, 1995, shall not be eligible for parole upon
that offense.”
Code § 53.1-165.1 is clear and, as to those offenses to
which it applies, it leaves no room for speculation by a jury as
to what might occur thereafter during the executive department’s
administration of the sentence imposed. Moreover, as a result
of the enactment of this statute the policy underlying the
Coward rule is eroded. The executive branch no longer has the
discretion to grant or deny parole because this statute
abolishes parole. Thus, in the context of achieving the goal of
“truth in sentencing,” it simply defies reason that this
information ought not to be provided to the jury by an
instruction of the trial court.
However, it is equally clear, as we have noted, that it
would be inaccurate to inform a jury that a defendant convicted
of a non-capital felony would not be eligible for early release
in every instance. Indeed, for every person convicted of a non-
capital felony offense committed on or after January 1, 1995,
the provisions of Code § 53.1-40.01 and Code §§ 53.1-202.2 et
seq. are implicated and conditionally provide for forms of early
release and sentence reduction. Because such early release and
11
sentence reduction provisions are not mandatory, the policy
concerns underlying the Coward rule logically remain viable,
although to a lesser extent. Nonetheless, because those
statutory provisions represent a clear departure from the broad
discretion given to the executive branch under the prior law
with regard to early release and sentence reduction, we believe
that strict adherence to the Coward rule is no longer
appropriate.
Although we have discussed Code § 53.1-40.01 and Code
§§ 53.1-202.2 et seq. in the context that these statutes provide
for forms of early release and sentence reduction, they are
distinctively different with regard to the issue of parole
eligibility in this appeal. The former is more in the nature of
a parole statute than the latter. Indeed, Code § 53.1-40.01, in
pertinent part provides that:
Any person serving a sentence imposed upon a
conviction for a felony offense, other than a Class 1
felony, committed on or after January 1, 1995, (i) who
has reached the age of sixty-five or older and who has
served at least five years of the sentence imposed or
(ii) who has reached the age of sixty or older and who
has served at least ten years of the sentence imposed
may petition the Parole Board for conditional release.
(Emphasis added).
In contrast, the Board of Corrections, pursuant to Code
§ 53.1-202.4, is required, among other things, to establish the
criteria upon which a person shall be deemed to have earned or
12
forfeited sentence credits. In addition, Code § 53.1-202.3
limits the maximum rate at which sentence credits may be earned.
However, for purposes of our present analysis with regard
to the Coward rule, the most significant distinction between the
statutory provisions for geriatric release and sentence
reduction for good behavior credit is a matter of application
and predictability. The determination of a prisoner’s
eligibility for geriatric release is essentially a mathematical
calculation. The age of the prisoner and the years served of
the sentence imposed are readily determinable and, thus, not
subject to speculation. A prisoner’s eligibility for early
release for good behavior credit does not involve such a clear-
cut calculation. Rather, under the applicable statutory
provisions, eligibility for sentence reduction for good behavior
credit necessarily involves the unpredictable conduct of a
prisoner, and to a significant degree the subjective assessment
of that conduct by employees of the Department of Corrections,
with regard to compliance with rules and participation in
various programs established and administered by the Board of
Corrections. Thus, when attempting to factor good behavior
credit into its determination of an appropriate sentence, a jury
would be required to speculate on the unpredictable conduct
thereafter of a particular defendant and the assessment of that
conduct by the executive branch of government. The avoidance of
13
such speculation underlies the Coward rule because speculation
by the jury is inconsistent with a fair trial both to the
defendant and the Commonwealth.
For these reasons, we are of opinion that a new rule is
both appropriate and mandated as a result of the statutory
enactments discussed above. Accordingly, we will direct that
henceforth juries shall be instructed, as a matter of law, on
the abolition of parole for non-capital felony offenses
committed on or after January 1, 1995 pursuant to Code § 53.1-
165.1. In addition, because Code § 53.1-40.01 is in the nature
of a parole statute, where applicable juries shall also be
instructed on the possibility of geriatric release pursuant to
that statute.
Under this new rule, the task of the trial courts will
require only that instructions with regard to the abolition of
parole be tailored to the facts of a particular case. Thus,
when a defendant’s age and the permissible range of punishment
for the offense in question totally negate the applicability of
Code § 53.1-40.01, the jury will be instructed that the
defendant is not eligible for parole in accordance with Code
§ 53.1-165.1. In those cases where geriatric release is a
possibility, then the jury will be instructed in accordance with
the applicable provisions of Code § 53.1-40.01 along with the
instruction that parole is otherwise abolished.
14
This new rule, however, does not include the requirement
that juries also be instructed with regard to the provisions of
Code §§ 53.1-202.2 et seq. As explained above, at the time a
jury assesses punishment it does not, and cannot, have a factual
basis upon which to factor the provisions for good behavior
credit into its determination of an appropriate sentence in a
given case. Rather, such an effort would be an exercise in pure
speculation. Consequently, juries are not to be instructed with
regard to these statutory provisions. 4
In light of this new rule and the limitation we have placed
on it with regard to jury instructions concerning good behavior
credits and executive clemency, we will overrule Coward and its
progeny to the extent that they are inconsistent with this
opinion. In addition, because this is a new rule of criminal
procedure it is limited prospectively to those cases not yet
final on this date. See Mueller, 252 Va. at 361, 478 S.E.2d at
545.
4
For the same reasons, we now also hold that the
Commonwealth will not be permitted an instruction on the matter
of executive clemency. We take this opportunity to do so to
clarify the extent of the new rule we adopt today and to resolve
the issue left unresolved in Yarbrough. See Yarbrough, 258 Va.
at 376, 519 S.E.2d at 618 (Compton, J., dissenting).
15
We now turn to the specific circumstances of Fishback’s
case. 5 Initially, we note that Fishback’s proposed instruction
“No. S” was not wholly accurate because it suggested that he
would not be eligible for any form of early release. Because
Fishback was forty-four years of age at the time the jury
considered its sentence, under the permissible sentencing range
for the robbery and abduction offenses for which he had been
convicted he would become eligible for geriatric release under
Code § 53.1-40.01 when he reached age sixty. In addition,
Fishback’s proposed instruction “No. T” was not accurate because
it would have told the jury to assume that he would serve the
entire sentence imposed even though under Code § 53.1-202.3 good
time credits can result in a reduction of a sentence by fifteen
percent. These deficiencies in his proffered instructions,
however, do not bar our consideration of the issue presented in
this appeal.
It is axiomatic that “[i]t belongs to the [trial] court to
instruct the jury as to the law, whenever they require
instruction, or either of the parties request it to be given.”
5
Fishback does not contend that the jury’s inquiry
concerning whether the terms of confinement will run
consecutively or concurrently and the further inquiry concerning
whether the sentence can be reduced by the judge were subject to
an instruction. Accordingly, we do not address those inquires
in this appeal.
16
Thornton v. Commonwealth, 65 Va. (24 Gratt.) 657, 662 (1874).
Moreover, pertinent here, we have stated that:
We adhere to the rule that the trial court is not
required to amend or correct an erroneous instruction,
but the rule is subject to the limitation that when
the principle of law is materially vital to a
defendant in a criminal case, it is reversible error
for the trial court to refuse a defective instruction
instead of correcting it and giving it in the proper
form. A jury should not be left in the dark on the
subject.
Whaley v. Commonwealth, 214 Va. 353, 355-56, 200 S.E.2d 556, 558
(1973).
The jury’s knowledge of the abolition of parole was
materially vital to Fishback’s case in the penalty-determination
phase of his trial. Under our holding above, he was entitled to
have the jury properly instructed on that matter. Thus, the
trial court erred in refusing to give a proper instruction to
the jury on the abolition of parole including the availability
of geriatric release.
CONCLUSION
Accordingly, Fishback’s sentences will be vacated, the
order appealed from reversed, and the case remanded to the Court
of Appeals with directions to remand the same to the trial court
for a new sentencing hearing.
Reversed and remanded.
JUSTICE KINSER, dissenting.
17
In Yarbrough v. Commonwealth, 258 Va. 347, 519 S.E.2d 602
(1999), this Court acknowledged that “it has long been held in
this Commonwealth that it is error for the trial court to
instruct the jury that the defendant would be eligible for
parole or could benefit from an executive act of pardon or
clemency.” Id. at 369, 519 S.E.2d at 613 (citing Hinton v.
Commonwealth, 219 Va. 492, 496, 247 S.E.2d 704, 706 (1978);
Jones v. Commonwealth, 194 Va. 273, 279, 72 S.E.2d 693, 696-97
(1952); Coward v. Commonwealth, 164 Va. 639, 646, 178 S.E. 797,
799 (1935)). The policy underlying that rule is twofold.
First, a “jury should not be permitted to speculate on the
potential effect of parole, pardon, or an act of clemency on its
sentence because doing so would inevitably prejudice the jury in
favor of a harsher sentence than the facts of the case might
otherwise warrant.” Yarbrough, 258 Va. at 372, 519 S.E.2d at
615. Equally important is the separation of powers between the
judicial and executive branches of government. In our criminal
justice system, the judicial branch of government assesses
punishment, and the executive branch administers that
punishment. See Hinton, 219 Va. at 496, 247 S.E.2d at 706.
“The aim of the rule followed in Virginia is to preserve, as
effectively as possible, the separation of those functions
during the process when the jury is fixing the penalty . . . .”
Id.
18
However, in Yarbrough, we created an exception to that rule
in capital murder cases because, with the abolition of parole in
Virginia, see Code § 53.1-165.1, and the unavailability of
geriatric release, see Code § 53.1-40.01, “[t]he Coward rule
simply does not address [the] unique situation” presented to a
jury when it must elect between imposing the death penalty or a
sentence of life. Yarbrough, 258 Va. at 372, 519 S.E.2d at 615.
There, we said that “this unique situation arises from the fact
that a defendant sentenced to life imprisonment for capital
murder, a class one felony, is not subject to ‘geriatric
parole.’” Id. Thus, in capital murder cases, under the rule
announced in Yarbrough, there is no danger that the judicial
branch will exceed its role in assessing punishment by taking
into account matters within the province of the executive
branch.
Today, the majority extends the exception recognized in
Yarbrough to non-capital felony cases even though in such cases,
the executive branch, in administering the sentence, continues
to have available certain forms of sentence reduction, such as
earned sentence credits, see Code §§ 202.2 through -202.4, and
geriatric release. Because I believe that the majority’s
decision will blur the lines between the judicial branch of
government and the executive branch, see Va. Const. art. I, § 5,
I respectfully dissent.
19
The majority recognizes that it would be unfair to the
Commonwealth to instruct a jury that parole is no longer
available in Virginia without also, in appropriate cases,
advising the jury about geriatric release. However, the
majority also states its view that the jury should not be
instructed about executive clemency, see Code §§ 53.1-229
through -231, or earned sentence credits. While the majority’s
view on the propriety of instructing the jury about earned
sentence credits or executive clemency comports with the
doctrine of stare decisis in that it follows our long-standing
precedent, see Hinton, 219 Va. at 495, 247 S.E.2d at 706,
Coward, 164 Va. at 646, 178 S.E. at 799, precedent that the
majority overrules today in other respects, the majority reaches
its decision not by adhering to our prior decisions, which were
well-grounded in public policy, but rather by distinguishing
between what it considers to be the speculative nature of
various types of sentence reduction available to the executive
branch.
Claiming to find geriatric release and earned sentence
credits “distinctively different,” the majority posits that,
because the eligibility of a prisoner to petition the Parole
Board for conditional geriatric release can be easily
calculated, a jury’s knowledge of geriatric release would not
lead to speculation by it in determining an appropriate
20
sentence. However, in making this distinction, the majority
fails to recognize that the availability of geriatric release
and the award of earned sentence credits both involve the
discretion of the executive branch.
An examination of the statutes creating geriatric release
and earned sentence credits indicates that consideration of
either one by a jury in its sentencing decision would involve
speculation. The statute authorizing geriatric release provides
that a prisoner may petition the Parole Board for such release.
However, the statute does not mandate release when a prisoner
reaches age 65 and has served 5 years, or age 60 and has served
10 years, but authorizes the Parole Board to promulgate
regulations to implement the provisions of that statute. Code
§ 53.1-40.01. 6 Likewise, the executive branch is given
discretion in fashioning standards under which prisoners can
qualify for earned sentence credits. Code § 53.1-202.4. In
fact, the very same “unpredictable conduct of a prisoner, and
. . . subjective assessment of that conduct . . . with regard to
compliance with rules and participation in various programs
6
The Parole Board has not promulgated those regulations to
date, although it has issued manuals that contain rules
implementing the provisions of Code § 53.1-40.01. See Virginia
Parole Board, Virginia Parole Board Policy Manual (July 1997);
Virginia Parole Board, Virginia Parole Board Administrative
Procedures Manual Nos. 1.218 (revised May 21, 1996) and 1.226
(effective Nov. 14, 1995).
21
established and administered by the Board of Corrections,” which
the majority contends renders the earned sentence credit program
too speculative to tell the jury about, is similar to the
inquiry that the Parole Board must conduct before it can
discharge any inmate on geriatric release. Virginia Parole
Board, Virginia Parole Board Administrative Procedures Manual
No. 1.226 (effective Nov. 14, 1995) (Parole Board uses same
criteria for determining prisoner’s suitability for geriatric
release as it does “for assessing offenders eligible for parole
consideration”). 7
If “truth in sentencing” is a goal of our system of
justice, it seems that, if a jury is told anything about the
availability or unavailability of parole or geriatric release,
it should also be instructed about earned sentence credits and
any other matter that could affect the amount of time that a
defendant may actually serve. 8 Otherwise, a jury will be
7
Among those criteria are “[w]hether the individual’s
history, physical and mental condition and character, and the
individual’s conduct . . . reflect the probability that the
individual will lead a law-abiding life . . .,” as well as an
evaluation of the individual’s “[g]eneral [a]djustment” to the
institutional experience, including the individual’s behavior
and relationships with the prison staff and other inmates.
Virginia Parole Board, Virginia Parole Board Policy Manual 2-3
(July 1997). See also Code § 53.1-155(A).
8
I do not mean to suggest that a jury should be told about
the power of the trial court and this Court to set aside a
22
receiving a “half-truth,” and the Commonwealth will be
prejudiced because a jury could believe that a defendant will
serve all of a sentence imposed when, in fact, that is not
always what happens in a non-capital felony case. 9
However, if a jury receives all relevant information so
that neither a defendant nor the Commonwealth is prejudiced, I
fear that juries may become confused, will speculate on the
effect of any applicable sentence reduction methods available to
the executive branch, and perhaps will resort to the use of a
calculator in attempting to fashion an appropriate sentence. We
have previously noted that “the average juror is aware that some
type of further consideration will usually be given to the
sentence imposed,” Hinton, 219 Va. at 496, 247 S.E.2d at 706,
but have warned against encouraging speculation by a jury. “[I]f
it is thought necessary to tell the jury not to speculate about
the information given, it is safer not to give the information
at all.” Jones, 194 Va. at 278, 72 S.E.2d at 696.
jury’s sentence. See Frye v. Commonwealth, 231 Va. 370, 395-96,
345 S.E.2d 267, 284-85 (1986).
9
Our prior cases have indicated a policy favoring a fully
informed jury, Yarbrough, 258 Va. at 373, 519 S.E.2d at 616,
Jones, 194 Va. at 278, 283, 72 S.E.2d at 696, 698 (majority,
Spratley, J. concurring), although at least one of those cases
has recognized that such a goal may be superseded by other
concerns, Jones, 194 Va. at 279, 72 S.E.2d at 697.
23
I also believe that if a jury is advised about all the
factors that might impact the amount of time that a defendant
actually serves, the jury will, in essence, be considering
factors outside its control, and in doing so, will not only be
intruding upon the discretion afforded to the executive branch
in administering sentences, 10 but also nullifying the legislative
goal underlying earned sentence credits and other forms of
sentence reduction. A jury “should not fix a defendant’s
punishment with the view of preventing the operation of laws
that have been duly enacted for the handling of a prisoner after
sentence in a way considered by the lawmakers to be in the best
interests of the public and of the prisoner.” Id. at 279, 72
S.E.2d at 696.
Furthermore, this Court has already partially addressed the
question before us. In Peterson v. Commonwealth, 225 Va. 289,
302 S.E.2d 520, cert. denied, 464 U.S. 865 (1983), the jury
asked whether it was possible “to give a life sentence without
parole.” Id. at 296, 302 S.E.2d at 525. In response, the trial
court advised that jury that its responsibility was to impose
such sentence as it deemed just and that it was not to concern
itself with what may thereafter happen. Id. at 296-97, 302
10
The doctrine of “separation of powers” prevents such an
intrusion, as the executive and judicial branches are to be kept
24
S.E.2d at 525. The defendant in that case, who was charged with
capital murder in the commission of armed robbery and had two
previous convictions for armed robbery, did not object to the
court’s answer. However, he argued before this Court that Code
§ 53.1-151(B1), which became effective July 1, 1982, and made a
person convicted of three separate offenses of armed robbery
ineligible for parole, changed the rule addressed in Hinton. We
did not consider the effect of that statutory amendment but
reaffirmed “the principle . . . that it is improper to inform
the jury as to the possibility of parole.” Peterson, at 297,
302 S.E.2d at 525. We further stated that “it would have been
improper for the trial court sua sponte to have offered a jury
instruction based upon the 1982 amendment, even if, as [the
defendant] now contends, the amendment applied to him” and
rendered him parole ineligible. Id.
Thus, I believe that the rule enunciated in Coward and
consistently followed until today in non-capital felony cases
remains viable and should not be discarded. The rule preserves
our system of government premised on the separation of powers
between the branches of government and also takes into account
practical considerations about how much information a jury
as separate and apart as possible. Winchester & Strasburg R.R.
Co. v. Commonwealth, 106 Va. 264, 270, 55 S.E. 692, 694 (1906).
25
should receive regarding sentencing while still maintaining
fairness to both the defendant and the Commonwealth.
For these reasons, I dissent and would affirm the judgment
of the Court of Appeals.
26