IN THE SUPREME COURT OF TENNESSEE
AT NASHVILLE
June 13, 2001 Session
CITY OF CHATTANOOGA v. KEVIN DAVIS
Appeal by Permission from the Court of Appeals
Criminal Court for Hamilton County
No. 225103 Hon. Douglas A. Meyer, Judge
No. E2000-00664-SC-R11-CV - Filed September 4, 2001
AND
FRANK BARRETT v. METROPOLITAN GOVERNMENT OF
NASHVILLE AND DAVIDSON COUNTY
Appeal by Permission from the Court of Appeals
Circuit Court for Davidson County
No. 98C-1095 Hon. Walter C. Kurtz, Judge
No. M1999-01130-SC-R11-CV - Filed September 4, 2001
The primary issue presented by these consolidated cases is whether Article VI, section 14 of the
Tennessee Constitution, which prohibits the laying of fines in excess of fifty dollars unless assessed
by a jury, applies to proceedings for the violation of a municipal ordinance. We hold that Article
VI, section 14 does apply to such proceedings when either the intended purpose or the actual purpose
or effect of the monetary assessment is to serve as a punitive measure. To the extent that O’Dell v.
City of Knoxville, 54 Tenn. App. 59, 388 S.W.2d 150 (1964), would compel a contrary conclusion,
it is expressly overruled.
We further hold that the assessment imposed by the Chattanooga City Court in City of Chattanooga
v. Davis was punitive in its intended purpose and therefore subject to constitutional limitation. As
for the assessments imposed in Barrett v. Metropolitan Government, we hold that the actual purpose
and effect of all these sanctions were to impose punishment for ordinance violations. Therefore, the
judgment of the Court of Appeals is affirmed as modified and explained below in Davis’s case, and
the judgment of the Court of Appeals is reversed in Barrett’s case. Because no court, other than one
of general jurisdiction, has been granted the authority to empanel a jury to determine facts or to
impose punishment, we reduce each of the unlawful fines imposed in these cases to fifty dollars, the
maximum assessment allowed under such circumstances by Article VI, section 14.
With regard to the additional issues raised in City of Chattanooga v. Davis, we hold that Tennessee
Code Annotated section 6-54-306 does not facially violate Article VI, section 14. With regard to
the allegations that Tennessee Code Annotated sections 6-54-306 and 55-10-307 violate the Class
Legislation Clause of Article XI, section 8, we dismiss the challenge to section 6-54-306 as moot.
As to section 55-10-307, we hold that this statute does not violate Article XI, section 8 for the sole
reasons that a distinction is made between municipalities and unincorporated areas of the state or that
different punishments may be imposed by substantially similar or identical offenses. Finally, we
hold that Davis lacks legal standing to challenge the policies and practices of the City of
Chattanooga that arguably infringe upon the District Attorney General’s constitutional and statutory
authority in Hamilton County. The judgment of the Court of Appeals on these issues is affirmed as
modified herein.
Tenn. R. App. P. 11 Application for Permission to Appeal;
Judgment of the Court of Appeals Affirmed in Part, and Affirmed in Part as Modified
in City of Chattanooga v. Davis; Judgment of the Court of Appeals
Reversed in Barrett v. Metropolitan Government
WILLIAM M. BARKER , J., delivered the opinion of the court, in which E. RILEY ANDERSON, C.J., and
FRANK F. DROWOTA , III, ADOLPHO A. BIRCH, JR., and JANICE M. HOLDER , JJ., joined.
Jerry H. Summers, Chattanooga, Tennessee, for the appellant, Kevin Davis.
Kenneth O. Fritz, Chattanooga, Tennessee, for the appellee, City of Chattanooga.
John E. Herbison, Nashville, Tennessee, for the appellant, Frank Barrett.
Karl F. Dean and John L. Kennedy, Nashville, Tennessee, for the appellee, Metropolitan
Government of Nashville and Davidson County.
Paul G. Summers, Attorney General and Reporter; Michael E. Moore, Solicitor General; Peter M.
Coughlan, Assistant Attorney General, Nashville, Tennessee, for the appellee, State of Tennessee.
James W. Kirby, Nashville, Tennessee, for Amicus Curiae, Tennessee District Attorneys General
Conference.
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OPINION
The primary issue in these consolidated cases is whether a monetary assessment imposed for
the violation of a municipal ordinance is subject to the provisions of Article VI, section 14 of the
Tennessee Constitution. This section, also commonly known as the Fifty-Dollar Fines Clause, reads
as follows:
No fine shall be laid on any citizen of this State that shall exceed fifty dollars, unless
it shall be assessed by a jury of his peers, who shall assess the fine at the time they
find the fact, if they think the fine should be more than fifty dollars.
The appellant in City of Chattanooga v. Davis also raises three additional issues: (1) whether
Tennessee Code Annotated section 6-54-306 violates Article VI, section 14, either on its face or as
applied to this case; (2) whether Tennessee Code Annotated sections 6-54-306 and 55-10-307 violate
Article XI, section 8 of the Tennessee Constitution, either on their face or as applied to this case; and
(3) whether the City of Chattanooga has used section 55-10-307 to infringe upon the District
Attorney General’s constitutional and statutory authority as set forth in Article VI, section 5 and
Tennessee Code Annotated section 8-7-103. A brief review of the relevant facts of each of these
cases will serve to place these issues in their proper context.
City of Chattanooga v. Davis
On December 6, 1998, a Chattanooga City police officer cited the appellant, Kevin Davis,
for reckless driving in violation of Chattanooga City Code section 24-13(a).1 The appellant was
ordered to appear before the Chattanooga City Court, and on January 12, 1999, he pleaded guilty and
received a three-hundred dollar fine. The record contains no evidence that the court advised the
appellant of any rights under Article VI, section 14 of the Tennessee Constitution or that he waived
any such rights before entering his plea.
The appellant then filed a timely petition before the Hamilton County Criminal Court,
requesting dismissal of the charges against him on three primary grounds: (1) that the three-hundred
dollar penalty imposed by the City Court violated Article VI, section 14; (2) that Tennessee Code
1
Chattanoog a City Code sec tion 24-13(a) rea ds as follows:
(a) Any person who drives any vehicle in wilful or wanton disregard for the safety of
persons or prop erty is guilty o f reckless d riving.
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Annotated section 6-54-3062 and Chattanooga City Code section 1-8(a),3 which both permit the City
to impose “monetary penalties” in amounts up to five hundred dollars, violate Article VI, section 14;
and (3) that section 6-54-306 violates the Equal Protection Clause of the Fourteenth Amendment and
the Class Legislation Clause of Article XI, section 8 of the Tennessee Constitution.4 After holding
a hearing on these issues on June 21, the criminal court held that the city court’s three-hundred dollar
assessment violated Article VI, section 14 of the Tennessee Constitution, and it reduced the
appellant’s penalty to fifty dollars. The criminal court also upheld the constitutionality of Tennessee
Code Annotated section 6-54-306 and Chattanooga City Code section 1-8(a).
On July 14, 1999, the criminal court issued an order enjoining the City from imposing
monetary penalties in excess of fifty dollars.5 When the City moved to dissolve or modify the
injunction, the appellant asked the court to “clarify” its position concerning the constitutionality of
Tennessee Code Annotated section 6-54-306.6 The appellant also formally challenged the
2
Tennessee Code Annotated section 6-54-306 provides that “[a]ll home rule municipalities are empowered
to set maxim um pe nalties of thirty (30) days imprisonment and/or monetary penalties and forfeitures up to five hundred
dollars ($5 00), or bo th, to cove r admin istrative exp enses incid ent to corre ction of m unicipal v iolations.”
3
Chattanoog a City Code sec tion 1-8(a) reads as fo llows:
Wherever in this Code or in any ordinance or rule or regulation promulgated by any officer
of the city under authority vested in him by law or ordinance, any act is prohibited or is declare d to
be unlawful or a misdemeanor, or the doing of any act is requ ired, or the fa ilure to do a ny act is
declared to be unlawful, the violation of any such provision of this Code or any such ordinance, rule
or regulation shall be punished by a monetary penalty and forfeiture not exceeding five hundred
dollars ($500.00).
4
Article XI, section 8 is similar to the Equal Protection Clause of the Fourteenth Amendment, and it provides
that
[t]he Legislature shall have no power to suspend any genera l law for the benefit of any particular
individu al, nor to pass any law for the benefit of individuals inconsistent with the general laws of the
land; nor to pass any law granting to any individual or individuals, rights, privileges, immunities, or
exemptions other than such as may be, by the same law extended to any member of the community,
who may be able to bring himself within the provisions of such law.
The appellant further argued that Tennessee Code Annotated section 6-54-3 08, wh ich perm its non-ho me-ru le
municipalities to establish m onetary penalties n ot exceed ing five h undred dollars, also v iolated A rticle XI, section 8.
The constitutionality of section 6-54-308 has not been raised on this appeal, and it appears to have no direct application
to the issues presented before this Court. Therefore, we do not refer to this provision in the procedural history of the
case.
5
While not strictly relevant for purposes of this appeal, the criminal court modified its order to permit the City
to collect fine s impose d before the injunc tion.
6
Although the criminal court initially ruled that section 6-54-306 was constitutional, in another case following
the June 21 hearing, th e court fo und tha t this statute was u nconstitu tional. It was in light of this subsequent ruling that
the appellant requested clarification of the “court’s present position” on this issue.
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constitutionality of Tennessee Code Annotated section 55-10-307,7 which permits municipalities to
adopt by reference certain state offenses as city ordinances, as violative of the Class Legislation
Clause and of the District Attorney General’s authority under Article VI, section 5.8 The court
postponed the hearing on the matters, and it permitted the Attorney General to defend the
constitutionality of these statutes.
After holding hearings on August 13 and September 17, the criminal court issued an opinion
in favor of the appellant, concluding as follows: (1) that the appellant did not execute a written
waiver of his right to trial by jury, and therefore, the fine imposed could not exceed fifty dollars; (2)
that as applied, Tennessee Code Annotated section 6-54-306 violates the Fourteenth Amendment
and Article XI, section 8, because “[t]here is no reasonable basis or criteria by which [home rule
municipalities] can be considered as a class different from other municipalities or unincorporated
areas of the State”; (3) that as applied, Tennessee Code Annotated section 55-10-307 denies citizens
the equal protection of the law and infringes upon the constitutional and statutory authority of the
District Attorney General to prosecute violations of state law; and (4) that as enacted, City Code
section 1-8(a) violates Tennessee Code Annotated section 6-54-306 because it fails to set maximum
penalties of thirty days imprisonment, because it states that violations of municipal ordinances “shall
be punished by a monetary penalty,” (emphasis in original), and because it does not limit any
penalties to those necessary to recover administrative expenses.
The City of Chattanooga appealed these findings to the Court of Appeals, which reversed the
criminal court and dissolved the injunction. As to the proper amount of the fine, a majority of the
intermediate court found that the city court did not violate Article VI, section 14 by imposing a
three-hundred dollar fine. In a thorough examination of the nature of municipal court proceedings,
7
Tennessee Code Annotated section 55-10-307(a) provides that
[a]ny incorpo rated m unicipality may b y ordin ance adopt, b y referen ce, any o f the appr opriate
provisions of §§ 55 -8-101 --55-8-1 80, 5 5-10-101--55-10-310, 55-50-301, 55-50-302, 55-50-304,
55-50-305, 55-50-311, and 55-50-312, and may by ordinance provide additional regulations for the
operation of vehicles within the municipality, which shall not be in conflict with the provisions of
such sectio ns. All fines, penalties, and forfeitures of bonds imposed or collected under the terms
of §§ 55-50-311 an d 55-50-312, shall be paid over t o the appropriate state agency as provided
in § 55-50-604.
Pursuant to this statute, the Chattanooga City Council adopted Tennessee Code Annotated section 55-10-205 as
Chattanooga City Code section 24-13.
8
Article VI, section 5 provides for the constitutional offices of the State Attorney General and local District
Attorne ys Gen eral:
An Attorney General and Reporter for the State, shall be appointed by the Judges of the Supreme
Court and shall h old his offic e for a term of eight ye ars. An A ttorney fo r the State for any c ircuit or
district, for which a Judge having criminal jurisdiction shall be provided by law, shall be elected by
the qualified voters of such circuit or district, and sh all hold his office for a term of eight years, and
shall have been a resident of the State five years, and of the circuit or district one year. In all cases
where the Attorney for any district fails or refuses to attend and prosecute according to law, the Court
shall have power to appoint an Attorney pro tempore.
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the court concluded that assessments imposed for a municipal ordinance violation are not “fines”
within the meaning of Article VI, section 14. Interestingly, however, while the majority held that
the three-hundred dollar sanction imposed by the city court was not in violation of Article VI,
section 14, it nevertheless affirmed the criminal court’s reduction of the fine as being within the
penalty range of City Code section 1-8(a). Although the majority had misgivings about its holding
on this issue, it believed that City of Chattanooga v. Myers, 787 S.W.2d 921 (Tenn. 1990), and
O’Dell v. City of Knoxville, 388 S.W.2d 150 (Tenn. Ct. App. 1964), compelled its result.
Writing in dissent, Judge Franks stated that the three-hundred dollar assessment was clearly
a “fine” within the meaning of Article VI, section 14, as it carried with it many attributes of
punishment. Judge Franks also disagreed with the majority’s application of Myers and O’Dell,
finding that these cases were contradicted by Metropolitan Government v. Miles, 524 S.W.2d 656
(Tenn. 1975), and O’Haver v. Montgomery, 120 Tenn. 448, 111 S.W. 449 (1908). All three judges
agreed, however, that the law in this area needed to be clarified.
With respect to the other issues raised by the City, the majority of the Court of Appeals found
that Tennessee Code Annotated sections 6-54-306 and 55-10-307 were constitutional on their face
and as applied. With respect to 6-54-306, the court held that a reasonable basis exists for
distinguishing between municipalities and unincorporated areas, because municipalities have “a
unique interest in addressing prohibited conduct that occurs within [their] geographic borders.”
Addressing section 55-10-307, the majority held that cities may impose penalties different from
those imposed by state law—even when the elements of the ordinance are substantially similar to
those found in a state offense—to further their own interest in regulating the use of their streets. The
majority also held that this statute did not infringe upon the District Attorney’s constitutional or
statutory authority to prosecute state crimes because the record contained no evidence of a “policy
and practice” by the City to cite “all those who violate state traffic laws within the City’s borders
to the city court to be tried for violating a city ordinance . . . .” (emphasis in original).
We then granted Davis’s application for permission to appeal.
Barrett v. Metropolitan Government
Over the course of eleven months from April 1995 to March 1996, the Metropolitan
Government of Nashville and Davidson County (“Metropolitan Government”) served five civil
warrants on the appellant, Frank Barrett, alleging various violations of Title 16 of the Metropolitan
Code of Laws. More specifically, three of these warrants charged that the appellant, who is the sole
owner of a business that installs prepared roof coverings, failed to obtain necessary building permits
before replacing several roofs. One other warrant alleged that he improperly installed roof
underlayment, and the final warrant alleged that he failed to comply with a stop-work order.9
9
This final warrant actually contained two separate charges: failure to secure a building permit and failure
to abide by a stop-work order. Despite the two different charges, the general sessions court imposed a single five-
(continu ed...)
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A single hearing on each of these five warrants was held before the General Sessions Court
for Davidson County on February 20, 1998. At this hearing, the Metropolitan Government sought
the maximum assessment of five hundred dollars for each violation, as is permitted by current Code
of Laws section 16.04.172(A). After hearing testimony and arguments of counsel, the general
sessions court found “by clear and convincing evidence that the defendant [was] guilty of the charges
as set out,” and it imposed a fine of five hundred dollars, plus court costs, for the violation of each
warrant. Prior to this hearing, the appellant unsuccessfully demanded a jury trial, and he specifically
declined to waive any rights under Article VI, section 14 of the Tennessee Constitution.
Thereafter, the appellant sought and obtained a writ of certiorari from the Davidson County
Circuit Court to review whether the general sessions court had exceeded its jurisdiction by imposing
fines in excess of fifty dollars. The Circuit Court found that the general sessions court had in fact
exceeded its jurisdiction, and it based this finding in large part on the particular terminology used
by the Code of Laws to label the penalties imposed for violations:
The Court finds that it must place some validity in the Council’s choice of
words. The very foundation or the basics of statutory construction mandate that a
court must pay attention to the plain meaning of what a legislative body
says. . . . The Court recognizes that there is a distinction between the use of the
word, penalty, in the law, and the use of the word, fine.
The Metropolitan Council, the legislative body here in the Metropolitan
Government, for whatever reason, chose to use the word, fine. The Court thinks that
they are bound by that choice.
The Metropolitan Government appealed this finding to the Court of Appeals. The
intermediate court reversed the circuit court, concluding that the label attached to the assessment was
immaterial to whether an assessment was within the scope of Article VI, section 14. Instead, the
court held that because proceedings to recover fines for the violation of a municipal ordinance have
largely been considered to be in the nature of a civil debt, no assessment arising out of these
proceedings could be subject to limitation by the Fifty-Dollar Fines Clause. The court was also of
the opinion that Barrett could have avoided this issue had he appealed the judgment of the general
sessions court—instead of proceeding by writ of certiorari—for trial de novo before a jury.
We then granted Barrett’s application for permission to appeal on the sole issue of whether
the assessments by the Davidson County General Sessions Court were “fines” within the meaning
of Article VI, section 14. This case was consolidated for argument with City of Chattanooga v.
Davis, in which we also granted permission to appeal on the remaining issues addressed by the Court
9
(...continued)
hundred dollar fine without distinguishing between the two violations. Because three o ther warrants also ad dress
failures to secure a building permit, for ease of analysis in this opinion, we treat this fin al warran t as addressin g only
the stop-work order violation.
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of Appeals.10 For the reasons given herein, we hold that proceedings involving the violation of a
municipal ordinance may be subject to the limitations of Article VI, section 14 when either the
intended purpose or the actual purpose or effect of the monetary assessment is to serve as a punitive
measure. With respect to Davis’s case, we further hold that the three-hundred dollar assessment was
intended to serve as a punitive sanction and that his fine must be reduced to fifty dollars. With
regard to Barrett’s case, we hold that the actual purpose and effect of these sanctions were to punish
the violations of the Code of Laws and that these five fines must also be reduced to fifty dollars each.
Therefore, the judgment of the Court of Appeals is affirmed as modified in Davis’s case, and the
judgment of the Court of Appeals is reversed in Barrett’s case. With respect to the remaining issues
in Davis’s case, we find that none warrants judicial relief, and we affirm the judgment of the Court
of Appeals, as modified herein.
I. APPLICATION OF ARTICLE VI, SECTION 14 TO PROCEEDINGS
FOR THE VIOLATION OF A MUNICIPAL ORDINANCE
The common issue presented by both Davis and Barrett is whether a monetary assessment
imposed for the violation of a municipal ordinance is subject to the provisions of Article VI, section
14 of the Tennessee Constitution. Although we have had several previous opportunities to examine
the Fifty-Dollar Fines Clause in its various aspects, we have yet to analyze its effect within the
specific context of a proceeding for a municipal ordinance violation. Therefore, because this is an
issue of first impression for this Court, it is perhaps helpful to first examine the historical
background of this important constitutional provision.
A. HISTORICAL BACKGROUND OF ARTICLE VI, SECTION 14
Article VI, section 14 is unique in the whole of American constitutional law, and no other
provision like it may be found either in the Federal Constitution or in any other modern state
constitution. Although this provision dates to our first Constitution signed in Knoxville in February
1796, we know little else about its origin. Similar clauses did not appear in any colonial charter, in
10
Oral argument was heard in these case s on June 13, 200 1, in Nashville. Although Chief Justice Anderson
was unavo idably ab sent from argum ent, the parties were informed in open court of his participation in the discussion
and decision of these cases pursuant to Rule 1(a)(ii) of the Internal Operating Procedures of the Tennessee Supreme
Court:
Absent exceptional circumstances, all members of this Court shall participate in the hearing
and determination of all cases unless disqualified for conflicts. However, a hearing shall proceed as
scheduled notwithstanding the unavoidable absence of one or more ju stices. Any justice wh o is
unavo idably absent fro m the h earing m ay particip ate in the determination of the case either by
teleconferencing, videoconferencing, or by reviewing the tape of oral argument, subject to the
determination of the Ch ief Justice. Co unsel sha ll be advised in open court that the absent justic e will
fully participate in the discussion and decision of the case.
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any early state constitution, including the 1776 North Carolina Constitution, or in the Constitution
of the State of Franklin.11
Instead, as the Journal of the 1796 Constitutional Convention reveals, the Fifty-Dollar Fines
Clause made its first appearance in the jurisprudence of this state on Saturday, January 30, 1796,
when it was appended to a proposed draft constitution as section 9 of the article governing the
judiciary. As originally proposed, this provision read: “No fine shall be laid on any citizen of this
state, that shall exceed fifty dollars, unless it shall be assessed by a jury of his peers, who shall assess
the fine at the time they find the fact.” Tenn. Const. art. V, § 9 (1796 draft). Though the Journal of
the 1796 Convention was not kept as a verbatim record of the proceedings, no discussion or debate
concerning the draft of this clause is evident. Indeed, the final provision issuing from the
Convention was precisely the same as that initially proposed, except that it was amended at some
point to add a final clause, “if they [the jury] think the fine ought to be more than fifty dollars.”
Tenn. Const. art. V, § 11 (1796).12
During the summer of 1834, sixty delegates met in Nashville “for the purpose of revising and
amending the Constitution,” which had remained unaltered for nearly four decades. A provision
identical to Article V, section 11 of the 1796 Constitution was reported to the Committee of the
Whole on July 25 for consideration, and this provision was considered by the Convention on August
6. In stark contrast to virtually every other provision governing the judiciary, the Fifty-Dollar Fines
Clause received scant attention. Although one amendment was proposed by William Ledbetter of
Rutherford County—the addition of a final sentence, “[a]nd if the defendant shall submit, it shall not
prevent the court from empaneling a jury instanter to assess the fine if it should seem proper to said
court”—it was defeated, and the Convention adopted the provision as originally proposed. In its
final form, the Fifty-Dollar Fines Clause appeared in Article VI, section 14 of the new Constitution,
with only two non-substantive changes to its former text: (1) the capitalization of “State” in the first
clause of the provision, and (2) the syntactical amendment of the final clause to read, “if they think
the fine should be over fifty dollars.” (emphasis added).
11
Indeed, none of the docum ents contains any provision that withh olds from jud ges the pow er to impose
certain types of punishm ents. Interestin gly, how ever, the n otion of w ithholdin g certain p unishm ents from judges is not
unique in Tennessee history, and one such provision appeare d in this state as e arly as 17 80 in the C umbe rland Co mpac t.
This Compact, which established a court of twelve judges clothed with civil an d crimin al jurisdiction , expressly withheld
from judges the power to impo se punish ments affecting “life or member.” Instead, the Compact placed this power of
punishment within the sole d iscretion of a jury. See Cum berland Com pact of G overnm ent (Ma y 1, 178 0), reprinted
in John T rotwoo d Mo ore, Tennes see, The V olunteer S tate 111 (1923).
12
Despite the apparent lack of contention surrounding the Fifty-Dollar Fines Clause in the 1796 Convention,
the clause sparked some con troversy in the House of Representatives during the debates over Tennessee’s admission
to the Federal Union. In particular, Representative William L. Smith, a Federalist from South Carolina, claimed that
this clause spe cifically, alon g with a fe w other s, “seeme d to clash with som e of the stipu lations in the [1787 N orthwe st]
ordinance and with the Constitutional rights of Congress.” See Antebellum Tennessee: A Docum entary History 87 (Eric
R. Lacy, ed. 1980). Representative Smith did not elaborate further as to precisely which Northwest Ordinance
provision s or “rights o f Cong ress” Article V, section 11 foun d itself in con flict.
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Following the War Between the States, Tennessee entered its present constitutional period
following another major convention held in Nashville during the winter of 1870. Given its
unobtrusive history, it is perhaps not surprising that Article VI, section 14 was readopted without
any recorded debate or proposed amendment. Although the Standing Committee on the Judiciary
proposed many revisions to Article VI in its report to the Convention, the 1870 Journal records that
neither the majority nor the minority reports from that committee advised changing any part of
section 14. When the Convention considered this provision on February 4, the Journal merely
reports, again in stark contrast to the other provisions of Article VI, that “Section 14 was adopted
as recommended by the [Judiciary] Committee.” Consequently, the Fifty-Dollar Fines Clause
emerged from the 1870 Convention in a form identical to that ratified earlier in March 1835, save
only minor changes in its punctuation, and it has remained unchanged to this day.
Interestingly, prior to the current constitutional period beginning in 1870, no case construed
or discussed the substantive import of the Fifty-Dollar Fines Clause. In 1873, this Court first noted
that Article VI, section 14 is “manifestly an amplification of the provisions contained in [section]
16, [article] 1, against the imposition of excessive fines.” France v. State, 65 Tenn. (6 Baxt.) 478,
485 (1873); see also State v. Bryant, 805 S.W.2d 762, 767 (Tenn. 1991). Since then, this Court has
further recognized that the intent behind limiting the ability to lay fines “was to prevent judges from
imposing unreasonable fines, and to prevent confiscation of the citizen’s substance under the guise
of a statute applied by a judicial tribunal.” Upchurch v. State, 153 Tenn. 198, 205, 281 S.W. 462,
464 (1926); see also State v. Martin, 940 S.W.2d 567, 570 (Tenn. 1997). Indeed, as this Court
observed in Poindexter v. State, 137 Tenn. 386, 393, 193 S.W. 126, 128 (1917), “[w]ere it not for
section 14 of article 6 of the Constitution, an impecunious defendant upon whom a large fine had
been imposed might be imprisoned for years at the will of the judge alone who tried him.”
Nevertheless, as this Court has acknowledged for nearly a century, the restriction on
imposing “fines” contained in Article VI, section 14 does not prevent a court from imposing any
monetary assessment in excess of fifty dollars. At the time that the 1796 Constitution was drafted
and ratified, the term “fine” was understood to mean “a payment to a sovereign as punishment for
some offense,” see Browning-Ferris Industries of Vt., Inc. v. Kelco Disposal, 492 U.S. 257, 265
(1989),13 and as we held long ago in Poindexter, Article VI, section 14 does not apply to assessments
greater than fifty dollars when the assessment is not punitive in nature. To that end, Article VI,
section 14 has not stood as a bar to the imposition of non-punitive measures, such as requiring a
defendant to execute a $240 bond to secure child support payments, see Poindexter, 137 Tenn. at
13
In footno te 6 of its opinion, the Ferris-Browning Court traced the meaning of the term “fine” at the time
of the ado ption and ratification o f the Eigh th Am endm ent:
A “fine signifieth a percun iarie punishme nt for an offence , or a contemp t comm itted against
the king.” 1 E. Coke, Institutes *126b. The second edition of Cunningham’s Law-Dictionary,
published in 1771, defined “fines for offences” as “amends, pecuniary punishment, or recompence
for an offence committed against the King and his laws, or against the Lord of a manor.” 2 T.
Cunningham, A New and Co mplete L aw-D ictionary (u npagin ated). See also 1 T. Tom lins,
Law-Dictionary 796-79 9 (1836) (same); 1 J. Bouvier, Law D ictionary 525 (4th ed. 1852) (same).
Ferris-Browning Indus. of Vt., Inc., 492 U.S. at 265 n.6.
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396-97, 193 S.W. at 128, or requiring that a defendant make monthly support payments of sixty
dollars, see Abbott v. State, 190 Tenn. 702, 704, 231 S.W.2d 355, 356 (1950).
B. ARTICLE VI, SECTION 14 AND PROCEEDINGS INVOLVING THE
VIOLATION OF A MUNICIPAL ORDINANCE
Given that Article VI, section 14 has been held to make a substantive distinction between
punitive and non-punitive assessments, a significant question has been presented as to whether the
Fifty-Dollar Fines Clause applies to sanctions imposed for the violation of a municipal ordinance.
Both panels of the Court of Appeals in these two cases believed that Article VI, section 14 does not
apply to proceedings for municipal ordinance violations because these proceedings are usually
considered to be civil in nature. This view is not without some support, and as even a brief review
of the case law reveals, much ink has been spilled, in literally scores of cases, to delineate the precise
nature and object of municipal court proceedings.
Since our decision in City of Chattanooga v. Myers, 787 S.W.2d 921 (Tenn. 1990), the law
now appears settled that proceedings for a municipal ordinance violation are civil in nature, at least
in terms of technical application of procedure and for pursuing avenues of appeal. Outside technical
procedure and appeal, however, substantial conflict may still be found as to the characterization of
the substantive nature of the proceeding. Indeed, depending upon the precise issue before the
particular court, proceedings for a municipal ordinance violation have been described as “civil in
character,” City of Memphis v. Smythe, 104 Tenn. 702, 703, 58 S.W. 215, 215 (1900); as
“partak[ing] more or less of a civil wrong,” Hill v. State ex rel. Phillips, 216 Tenn. 503, 507, 392
S.W.2d 950, 952 (1965); as “partly criminal,” O’Haver v. Montgomery, 120 Tenn. 448, 460, 111
S.W. 449, 452 (1908); and as “criminal rather than civil in substance,” Metropolitan Gov’t v. Miles,
524 S.W.2d 656, 660 (Tenn. 1975).
Despite these numerous and varying characterizations, however, the opinions of both panels
below relied heavily upon O’Dell v. City of Knoxville, 54 Tenn. App. 59, 388 S.W.2d 150 (1964),
which represents the only reported case that has directly addressed the effect of Article VI, section
14 upon proceedings involving a municipal ordinance violation. In O’Dell, the defendant was
convicted of driving while under the influence of an intoxicant and was fined one hundred dollars
by the Knoxville municipal court. Following an unsuccessful challenge to the fine in the Knox
County Circuit Court as violative of Article VI, section 14, the defendant filed a direct appeal to this
Court. We held that because civil practice governs proceedings for a municipal ordinance violation
in terms of procedure and appeal, jurisdiction for the direct appeal was more properly with the Court
of Appeals. See O’Dell v. City of Knoxville, 214 Tenn. 237, 240, 379 S.W.2d 756, 758 (1964). We
then transferred the case by order to the intermediate court.
Before the Court of Appeals, the defendant again challenged the one-hundred dollar fine as
violative of Article VI, section 14, but the intermediate court disagreed for two reasons. First, the
court believed that because the Knoxville city ordinance itself characterized its sanction for driving-
under-the-influence as a “penalty,” and not as a “fine,” the limitations of Article VI, section 14
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simply did not apply. See O’Dell, 54 Tenn. App. at 63, 388 S.W.2d at 152. Second, it reasoned that
because a proceeding for the violation of a municipal ordinance has long been held to be a civil
action, no criminal sanction could have been imposed, and hence, the constitutional limitation on
“fines” was inapplicable. See id. at 64, 388 S.W.2d at 152. Consequently, the O’Dell court upheld
the one-hundred dollar fine as imposed.
Although both panels of the Court of Appeals in the cases now before us believed that O’Dell
was unwavering in its conclusion that Article VI, section 14 could not apply to proceedings
involving a municipal ordinance violation, a closer examination of the rationales employed by the
O’Dell Court reveals that its analysis of this issue is severely flawed. First, and without question,
the precise name given to the sanction is hardly determinative of its substantive purpose or effect,
and this method of constitutional interpretation is simply inadequate to properly resolve the question
before us today. As the Bard of ‘Avon classically and eloquently expressed the sentiment, “What’s
in a name? that which we call a rose, By any other name would smell as sweet.” Romeo and Juliet,
act II, scene ii. Indeed, if one needed only to change the appellation of a constitutional protection
in order to avoid its use as a shield against the power of the State, one could scarcely imagine that
any safeguard of liberty would be worth its recitation in a written constitution.
Second, the O’Dell court exalted technical form over constitutional substance in a manner
rarely seen elsewhere. By holding that punitive sanctions, such as fines, can never be imposed in
a “civil action,” the O’Dell Court essentially accorded definitive constitutional significance to the
title given a legal proceeding when conducting analysis under Article VI, section 14. Since O’Dell,
courts throughout the land have routinely condemned this method of constitutional analysis, and we
expressly rejected it in Metropolitan Government v. Miles, 524 S.W.2d 656 (Tenn. 1975), when we
stated that “[p]recious constitutional rights cannot be diminished or whittled away by the device of
changing names of tribunals or modifying the nomenclature of legal proceedings. The test must be
the nature and the essence of the proceeding rather than its title.” Id. at 659 (citation and internal
quotation marks omitted).14
Although the intended character of the proceeding may be relevant to the nature of a sanction
imposed in that proceeding, the O’Dell Court was plainly misguided to the extent that it believed a
court could not impose a punitive sanction in a “civil action.” As the United States Supreme Court
has acknowledged, “The notion of punishment, as we commonly understand it, cuts across the
division between the civil and the criminal law. It is commonly understood that civil proceedings
14
As evidenced by the two opinions below in Davis , there has been some confusion as to the imp ort of Miles
in the wake of our decision in Metropolitan Government v. Allen, 529 S.W.2d 699 (Tenn. 1975 ). In Allen, we again
held that “[a]n appeal for the violation of a municipal ordinance is a civil action, triable [d]e novo in the circuit court
in precisely the same manner and under the same procedural rules as those governing tort actions instituted in the
General Sessions C ourts, to inclu de the righ t to a jury trial.” 529 S.W.2d at 707. A lthough we note d that Miles was
“overbroad” in its statemen ts that State v. Jackson, 503 S.W.2d 185 (Tenn. 1973), impliedly overruled O’De ll, we did
not express any further dissatisfaction with Miles, which continues to represent an accurate statement of the law. In any
event, though Jackson did not impliedly overrule O’De ll, it must be c onced ed that Miles itself represents a definitive
repudiation of the O’De ll rationale with regard to punitive sanctions in m unicipal proceed ings.
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may advance punitive as well as remedial goals, and, conversely, that both punitive and remedial
goals may be served by criminal penalties.” Austin v. United States, 509 U.S. 602, 610 (1993)
(citations and quotations omitted). Moreover, O’Dell’s rationale has been substantially, if not
entirely, abrogated by our recognition that civil proceedings may impose sanctions that are “so
punitive in form and effect” as to trigger constitutional protections. See Stuart v. State Dept. of
Safety, 963 S.W.2d 28, 33 (Tenn. 1998). Indeed, in the specific context of a “civil” proceeding for
a municipal ordinance violation, this Court has held that the imposition of a pecuniary sanction
triggers the protections of the double jeopardy clause to prevent a second “punishment” in the state
courts for the same offense. See Miles, 524 S.W.2d at 660 (“We hold that the imposition of a fine
is punishment.” (emphasis in original)).
When examined in this light, it is clear that O’Dell does not represent an accurate statement
of the law regarding application of the Fifty-Dollar Fines Clause. Therefore, to the extent that
O’Dell compels the conclusion that proceedings involving municipal ordinance violations are
outside the scope of Article VI, section 14, it is expressly overruled. Because Article VI, section 14
is concerned with the punitive purpose or effect of the sanctions imposed, the proper inquiry must
be whether, despite the primary character of the proceeding, the purpose or effect of the monetary
assessment is to further the goals of punishment. Accordingly, when analyzing issues touching upon
the protections of Article VI, section 14, we will favor the substance of the sanction over its form,
and we will not permit the language used to describe the particular sanction to govern the
constitutional analysis. See State v. Martin, 940 S.W.2d 567, 570 (Tenn. 1997). We also recognize
that a “fine” within the meaning of Article VI, section 14 may be imposed in a proceeding that has
been traditionally considered to be civil in nature, and although the nature of the proceeding in which
the assessment is imposed may be relevant to some aspects of the inquiry, it cannot simply be the
sole or determinative factor.
C. PROPER TEST TO DETERMINE WHETHER ARTICLE VI, SECTION 14
APPLIES TO A MONETARY ASSESSMENT
Because Article VI, section 14 applies to proceedings involving the violation of a municipal
ordinance when the monetary sanction serves punitive goals, we must provide guidance as to how
to properly determine the character of the assessment itself. From the outset, we acknowledge that
only the rare case will admit of simple resolution, and these two cases in particular illustrate well the
candid observation proffered by one scholar that “[a] criminal fine and a civil fine do not, by the very
act of their imposition, distinguish themselves.”15 Indeed, although distinguishing between punitive
and non-punitive measures may have been a comparatively simple task in 1796, it has since become
an increasingly complex undertaking. As the rise of the modern administrative state has obscured
15
See Carol S. S teiker, Punishment and Proced ure: Punishment Theory an d the Crimin al-Civil Procedural
Divide, 85 Geo. L.J. 775, 796 (1997). A similar observation was made by the U nited States S uprem e Court in
Department of Revenue of Montana v. Kurth Ranch, 511 U.S. 767, 778 (1994) , when it stated that “[c]riminal fines,
civil penalties, civil forfeitures, and taxes all share certain features: They g enerate government revenues, impose fiscal
burden s on indiv iduals and deter certain behavio r.”
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the line separating criminal and civil sanctions, many sanctions have become admittedly difficult
to characterize as being in one class or the other. For example, many “civil” sanctions today seem
designed, at least in part, to further some goals of punishment, and strict-liability criminal offenses
aimed at protecting the public welfare are often cloaked with trappings that are traditionally
associated with civil law. Nevertheless, despite the rigor and asperity of the task involved, Article
VI, section 14 still commands that such a distinction be made.
Excessive-fines Analysis
In order to determine the proper character of any monetary assessment, both Davis and
Barrett have urged this Court to adopt an analysis similar to that used to determine whether a “fine”
is excessive under Article I, section 16 of the Tennessee Constitution and the Eighth Amendment.
According to excessive-fines analysis under the state and federal constitutions, an otherwise civil
sanction can become a “fine” subject to constitutional limitation when the sanction “is, at least in
part, a punitive measure.” Stuart, 963 S.W.2d at 34; see also United States v. Bajakajian, 524 U.S.
321, 329 n.4 (1998) (noting that Eighth Amendment analysis begins with a finding that the contested
sanction, though also serving some remedial purpose, is “punitive in part”). As the United States
Supreme Court has acknowledged, a sanction is “punitive in part” under this analysis when it serves
either retributive or deterrent purposes. See Austin, 509 U.S. at 610.
It is true that Article VI, section 14 has been characterized as an extension of the Excessive
Fines Clause of Article I, section 16, see, e.g., Bryant, 805 S.W.2d at 767, and to this extent, the
position taken by Davis and Barrett seems initially appealing. Upon closer examination, though, we
cannot agree that this analysis provides the appropriate framework for applying the Fifty-Dollar
Fines Clause. As can be seen by our decision in Stuart, excessive-fines analysis can be applied even
to those sanctions that primarily serve remedial purposes. See 963 S.W.2d at 34 (analyzing civil
forfeitures). However, excessive-fines analysis does not automatically condemn all remedial
measures merely for being punitive in part, because it further examines whether the sanction is
proportional to the gravity of the defendant’s conduct and culpability. Id. at 35; see also Bajakajian,
524 U.S. at 334.16 By making this additional inquiry into the proportionality of the fine, analysis
under the Excessive Fines Clauses makes appropriate allowance for those sanctions that primarily
serve remedial purposes.
If only the first half of the excessive-fines analysis is adopted, as Davis and Barrett advocate,
though, then no allowance can be made for those measures that are predominantly remedial in
purpose. All monetary sanctions, even those principally designed to further remedial goals, share
some traditional characteristics of punishment, such as ensuring deterrence against future
wrongdoing. See Stuart, 963 S.W.2d at 34 (citing Hudson v. United States, 522 U.S. 93, 102
(1997)); see also Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., Inc., 528 U.S. 167, 185 (2000).
16
Of cour se, Stuart also requ ires exam ination of the relatio nship between the property and the offense,
including whethe r use of the property was (a) important to the success of the crime , (b) deliber ate and p lanned o r merely
incidental and fortuitous, and (c) extensive in terms of time and spatial use. 963 S.W.2d at 35.
-14-
As such, if an assessment is subject to constitutional limitation if it is only “punitive in part,” then
all monetary penalties, whether remedial or otherwise, would fall within the strictures of Article VI,
section 14. However, because the Fifty-Dollar Fines Clause does not apply to those measures that
serve primarily remedial goals, see Abbott, 190 Tenn. at 704, 231 S.W.2d at 356; Poindexter, 137
Tenn. at 396-97, 193 S.W. at 128, this method of analysis may be too broad in its application to
provide much practical use. Therefore, because “care should be exercised not to convert
[constitutional protections] into obstacles that prevent the enactment of honestly-motivated remedial
legislation by subjecting laws to tests unsuited to the underlying purpose of these constitutional
provisions,” Doe v. Poritz, 662 A.2d 367, 388 (N.J. 1995), we decline to adopt the test as proposed
by the appellants.
Fines as Punishment Analysis
Rather than adopt an approach that seems to apply when the sanction is only punitive in part,
the better approach may be one that is more in line with the purposes of Article VI, section 14. As
we stated earlier, the Fifty-Dollar Fines Clause restricts the ability of a judge to impose a particular
form of punishment, see Martin, 940 S.W.2d at 570, and as such, the focus of any test should be
upon whether the pecuniary sanction was imposed to serve primarily as a punitive measure.
Therefore, other constitutional tests that examine whether a particular sanction is punitive in purpose
should provide for more meaningful analysis.
This is not the first case in which we have determined whether a sanction is predominantly
punitive or remedial in nature. In the context of double jeopardy analysis under Article I, section
10, we have adopted a test similar to that used in the federal courts to determine whether a second
action is sufficiently punitive so as to constitute a second punishment for the same offense. See
Stuart, 963 S.W.2d at 32. Under this analysis, a sanction is deemed to constitute punishment if (1)
the legislative body intended that the sanction have a punitive purpose or effect; or (2) the “clearest
proof” demonstrates that the sanction is “so punitive in fact that [it] cannot legitimately be viewed
as civil in nature.” Id. (citing United States v. Ursery, 518 U.S. 267, 288 (1996)). As one other court
has phrased the essential characteristics of an identical inquiry,
Thus, the determining factor of whether a sanction is criminal or civil is not
necessarily the label given it by the legislature; rather a court confronted with a
challenge to a nominally civil proceeding and sanction must examine whether the
sanction is so punitive in effect that it can no longer be said to serve the remedial
purposes of a civil sanction.
State v. Hurst, 688 N.E.2d 402, 404 (Ind. 1997) (citing, among others, Ursery, 518 U.S. at 288).
Upon careful consideration, we believe that the test adopted in Stuart provides a more
appropriate framework in which to determine whether a monetary assessment is sufficiently punitive
so as to fall within the restrictions of Article VI, section 14. This test focuses upon the intended and
actual purpose or effect of the penalty itself, instead of upon the character of the proceeding in which
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the penalty is imposed; it does not give determinative effect to the label attached to the sanction; and
it sufficiently allows remedial sanctions to be given effect, even though such sanctions may also
carry some traditionally punitive consequences such as deterrence. Accordingly, we hold that a
monetary sanction imposed for a municipal ordinance violation falls within the scope of Article VI,
section 14 when: (1) the legislative body creating the sanction primarily intended that the sanction
punish the offender for the violation of an ordinance; or (2) despite evidence of remedial intent, the
monetary sanction is shown by the “clearest proof” to be so punitive in its actual purpose or effect
that it cannot legitimately be viewed as remedial in nature.
Having adopted the Stuart test to analyze issues arising under Article VI, section 14, the State
urges this Court to also adopt the seven “guideposts” used by the United States Supreme Court in
Hudson v. United States, 522 U.S. 93, 102 (1997), to determine whether a statutory scheme is
punitive in its actual purpose or effect. These factors, which were originally articulated by the
Supreme Court in Kennedy v. Mendoza-Martinez, 372 U.S. 144 (1963), and which have since been
adopted by several other jurisdictions, include,
(1) “[w]hether the sanction involves an affirmative disability or restraint”; (2)
“whether it has historically been regarded as a punishment”; (3) “whether it comes
into play only on a finding of scienter”; (4) “whether its operation will promote the
traditional aims of punishment-retribution and deterrence”; (5) “whether the behavior
to which it applies is already a crime”; (6) “whether an alternative purpose to which
it may rationally be connected is assignable for it”; and (7) “whether it appears
excessive in relation to the alternative purpose assigned.”
Hudson, 522 U.S. at 99-100 (citations omitted and alteration in original).
Several courts have found these factors to be of very little practical use, see, e.g., Poritz, 662
A.2d at 400-01; Opinion of the Justices, 668 N.E.2d 738, 750 (Mass. 1996), and we decline to adopt
these factors for analysis under Article VI, section 14 largely because they do not adequately
separate punitive penalties from those that are remedial in their actual purpose or effect. For
example, although monetary penalties do not involve affirmative disabilities or restraints, this is not
to say that the actual purpose of the penalty must therefore be remedial. Second, as evidenced by
the Fifty-Dollar Fines Clause itself, monetary penalties have been traditionally regarded in this state
as punishment in some instances, but not in others. As such, this second factor reveals little as to
a penalty’s actual purpose or effect within any given statutory scheme. Third, examination of
scienter fails the object of the inquiry, because many strict liability criminal offenses are punished
by fines. Likewise, asking whether the prohibited conduct is also a crime ignores the fact that a fine
can still be remedial if it serves to correct or rectify a violation. Finally, asking whether the penalty
serves the traditional goals of punishment is ineffective, because, as we have recognized, deterrence
is present in every monetary penalty, irrespective of whether the penalty is actually remedial in its
purpose or effect.
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Consequently, rather than adopt these seven factors for analysis under the second prong of
the Stuart test as the State urges, we conclude that the “clearest proof” of punitive purpose or effect
is more properly established by considering whether the totality of the circumstances demonstrates
that the statutory scheme truly envisions the pecuniary sanction as serving to remedy or to correct
a violation. Examination of the role of the penalty within its particular statutory scheme is
important, because, unlike analysis under the Excessive Fines Clause, see Browning-Ferris Indus.
of Vt., Inc., 492 U.S. at 275, the focus of Article VI, section 14 is upon the punitive nature of the
sanction, not upon the personal impact of the punishment to the defendant. Accordingly, in those
cases in which a pecuniary sanction was originally intended to be remedial, courts should further
examine the actual purpose or effect of the sanction within the context of its entire statutory scheme
to determine whether the sanction truly functions as a remedial measure.
D. APPLICATION TO CITY OF CHATTANOOGA v. DAVIS
Applying this framework of analysis to City of Chattanooga v. Davis, our first inquiry is to
determine whether the intended purpose of the monetary sanction imposed for reckless driving is to
punish violations of the law. Because “[t]he rules of statutory interpretation are [also] used when
interpreting an ordinance,” Gleaves v. Checker Cab Transit Corp., 15 S.W.3d 799, 802 (Tenn. 2000);
see also Loggins v. Lightner, 897 S.W.2d 698, 702 (Tenn. Ct. App. 1994), we determine the intent
and purpose of an ordinance primarily from the language used. We also endeavor to read an
ordinance as a whole and “in conjunction with [its] surrounding parts.” See State v. Turner, 913
S.W.2d 158, 160 (Tenn. 1995); see also 421 Corp. v. Metropolitan Gov’t, 36 S.W.3d 469, 475
(Tenn. Ct. App. 2000) (stating rule in terms of interpreting a zoning ordinance).
Examining the relevant textual provisions of the Chattanooga City Code, little doubt can
exist that the intended purpose of the penalty imposed on Davis for reckless driving was to punish
for the violation of the ordinance. Chattanooga City Code section 24-13(b) sets forth the penalty for
reckless driving:
Every person convicted of reckless driving shall be punished upon the first
conviction by a fine of not less than five dollars ($5.00), on a second conviction by
a fine of not less than ten dollars ($10.00), on a third conviction by a fine of not less
than twenty-five dollars ($25.00) and on all subsequent convictions by a fine of not
less than fifty dollars ($50.00).
As the plain language of the ordinance shows, the intended purpose of the penalty is to punish the
offender, and the language does not otherwise suggest any remedial purpose to be served by the fine.
The ordinance further provides that the penalty is to be applied only after a “conviction” of the
offense, further indicating that the sanction is intended to punish. Indeed, as this ordinance well
illustrates, no more persuasive evidence of an intent to punish may be found except through express
language to this effect.
-17-
This conclusion does not end our inquiry, however, because the Chattanooga City Court
imposed the fine of three hundred dollars under section 1-8(a) of the City Code, instead of imposing
a fine pursuant to section 24-13(b).17 Chattanooga City Code section 1-8(a) provides that
[w]herever in this Code or in any ordinance or rule or regulation promulgated by any
officer of the city under authority vested in him by law or ordinance, any act is
prohibited or is declared to be unlawful or a misdemeanor, or the doing of any act is
required, or the failure to do any act is declared to be unlawful, the violation of any
such provision of this Code or any such ordinance, rule or regulation shall be
punished by a monetary penalty and forfeiture not exceeding five hundred dollars
($500.00).
Again, the intended purpose of this provision, plain on its face through the language used, is clearly
to punish the offender for the violation of an ordinance. Although a “monetary penalty” can be
imposed for remedial purposes in some circumstances, we find no such apparent purpose or intent
present in this section. Rather, as applied to the offense of reckless driving in this case, the clearly
intended purpose of the City Council in enacting the fine was to impose punishment.
In its analysis of Chattanooga City Code section 1-8(a), a majority of the judges on the panel
below concluded that the City Council’s choice of language in this section was insignificant. Citing
Barrett v. Metropolitan Government, the intermediate court stated that the “[t]he fact that the City
chose to use the language ‘punished by a monetary penalty’ does not alter the civil nature of the
penalty imposed.” We agree that the language of section 1-8(a) does not affect the character of the
proceedings in which the fine is imposed. However, the character of the proceedings is largely
irrelevant to the substantive analysis under Article VI, section 14, and because we hold today that
the initial inquiry under the Fifty-Dollar Fines Clause is whether the legislative body intended the
sanction to serve a punitive or a remedial purpose, express statements of that intent are especially
relevant. Therefore, contrary to the conclusion reached by the Court of Appeals, the use of the term
“punished” in section 1-8(a) is particularly relevant because it strongly indicates that the pecuniary
sanction was intended by the City Council to constitute a punitive measure.
Considering both sections 24-13(b) and section 1-8(a), we conclude that the clear and
predominant intention in imposing a fine for reckless driving is to punish the defendant for the
17
Interestingly, Davis was not fined in accordance with the provisions of section 24-13(b), which, if followed,
should have resulted in a five-dollar fine, given that he has no previous convictions for reckless driving. The record
is unclear as to why the provisions of section 1-8(a) were held to govern over the more specific provisions of section
24-13(b), other than section 1-8(a) was app arently the last provisio n in time to be enacte d. Neve rtheless, Da vis’s only
challenge in this Court is whether proceedings for the violation of a municipal ordinance are subject to the provisions
of Article VI, section 14, and he has not challenged the trial court’s reduction of the fine to fifty dollars as improper
under the ordinance.
-18-
violation of that ordinance.18 Assuming presently that the General Assembly has granted the
Chattanooga City Council authority to enact punitive sanctions in excess of fifty dollars,19 we have
been unable to locate any statute that confers upon the Chattanooga City Court the power or
authority to empanel a jury for this purpose. In fact, our research confirms that only courts of
general jurisdiction have the power to empanel a jury to determine facts or to impose punishment.
Therefore, irrespective of any city ordinance to the contrary, the discretion of the Chattanooga City
Court to impose punitive monetary sanctions is necessarily limited by Article VI, section 14 to fines
not exceeding fifty dollars. Accordingly, we affirm the reduction of the appellant’s fine to that
amount. See Huffman v. State, 200 Tenn. 487, 501, 292 S.W.2d 738, 744 (1956) (stating that
reduction of the fine on appeal is the proper remedy for a violation of Article VI, section 14),
overruled on other grounds, State v. Irvin, 603 S.W.2d 121, 123 (Tenn. 1980); Christian v. State,
184 Tenn. 163, 165, 197 S.W.2d 797, 797-98 (1946) (stating that reduction is the proper remedy for
a violation of Article VI, section 14, unless “it was impossible for a Court to impose even the
minimum statutory fine without the intervention of a jury”).20
The judgment of the Court of Appeals on this issue is affirmed as modified.21
18
In his dissenting opinion in the Court of Appeals, Judge Franks wrote that the graduated structure of the
penalty, which provides for enhanced fines upon successive convictions, strongly ind icates that the inten t of this
p r ov isio n is to p un is h , rather than to s erv e an y reme dia l purpose . W e agree w ith this assessm ent, see, e.g., People v.
Snook, 947 P.2d 80 8, 813 (Cal. 19 97), and for this an d other reasons, it appears that the sanction for reckless driving
serves no remed ial purpo se at all.
However, because the punitive intent of this sanction is clear on the face of the various o rdinanc es, it is
unnecessary for us to fu rther inqu ire as to wh ether the actual purpose or effect of the sanction is such that it cannot
legitimately be viewed as remedial in nature. As such, we need not go as far as did the learned Judge below.
19
As we discuss below in section II.A., the claimed authority for the penalties in section 1-8(a) is Tennessee
Code Anno tated section 6-54-3 06. However, this statute plainly confers no such authority to enact punitive penalties
in excess of fifty dollars, either with or without a jury. Instead, the penalties imposed under authority of section 6-54-
306 are limited to the recovery of administrative expenses “incident to correction of municipal violations.”
Nevertheless, to illustrate the point and to leave no doubt as to our holding, we are assuming, for purposes of present
analysis only, that the General Assembly has granted authority to the Chattanooga City Council to enact punitiv e
penalties in excess of fifty do llars.
20
Huffman further held that when an appellate court vacates the verdict of the jury, but then affirms the
defendant’s conviction on a lesser-included offense, the court should remand the case fo r a jury to im pose the f ine if
a fine is set forth as a means of punish ment. See 200 Tenn. at 501, 292 S.W.2d at 744. Because such is not the case
here, the approp riate remedy o n appeal is reduc tion of the fine to fifty dollars.
21
As we stated earlier, the Court of Appeals held that the three-hundred dollar fine imposed by the city court
was not subject to limitation by Article VI, section 14. However, the actual judgment of the intermediate court affirmed
the fifty-dollar fine as reduced by the Hamilton County Criminal Court. Therefore, in holding that the city court’s fine
was uncon stitutionally im posed, w e have ef fectively affirmed the judgment of the Court of Appeals, as modified herein.
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E. APPLICATION TO BARRETT v. METROPOLITAN GOVERNMENT
As in Davis, our first inquiry in this case is whether the fines imposed for violations of the
Metropolitan Code of Laws were predominantly intended to serve as punishment. The provision
authorizing monetary sanctions for Barrett’s five violations of the Code of Laws is section
16.04.172(A), which, at the time of the violations, provided in relevant part as follows:
Whenever in this title, or in any rule, regulation or order promulgated by any officer
or agency of the metropolitan government under authority duly vested in the officer
or agency by this title, or if any act is prohibited or is made or declared to be
unlawful or an offense or a misdemeanor, or the doing of any act is required, or the
failure to do any act is declared to be unlawful or an offense or a misdemeanor,
where no specific penalty is provided therefor in this title, the violation of any such
provision of this title or such rule, regulation or order, shall be punishable by fine in
an amount not to exceed five hundred dollars.
As can be seen in the plain language of this provision, which is not materially different from section
1-8(a) of the Chattanooga City Code, the intended purpose of these sanctions is to punish violations
of the Code of Laws. Indeed, more persuasive evidence of a punitive purpose can hardly be derived
except through the Council’s own expression that the fine is used to punish that which is made
unlawful, prohibited, or made or declared to be a misdemeanor.
Nevertheless, in February 1999, the Metropolitan Council passed a resolution to clarify its
intention as to the purpose of the penalties imposed by the Code of Laws. In relevant part, this
resolution reads as follows:
Any place in the Metropolitan Code of Laws where the term “it shall be a
misdemeanor” or “it shall be an offense” or “it shall be unlawful” or similar terms
appear in the Metropolitan Code of Laws to denote that certain conduct is in
violation of a Metropolitan Government ordinance, it shall mean “it shall be a civil
offense.” Anytime the word “fine” appears in a penalty provision of the
Metropolitan Code of Laws, it shall mean a “civil penalty.”
The preamble clauses of the resolution expressly recognize that the then-present language of the
Code of Laws was “inconsistent with the nature of a civil penalty” and “inconsistent with the nature
of the assessment.” The Metropolitan Government now contends that this Court should give effect
to this new language because it represents the true intention of the Metropolitan Council as to the
purpose of the sanctions involved.
In previous cases, we have given some interpretive weight to subsequent amendments that
purport “to clarify” the original intentions of the legislative body. See, e.g., Wakefield v. Crawley,
6 S.W.3d 442, 447 (Tenn. 1999); Ashe v. Leech, 653 S.W.2d 398, 402 (Tenn. 1983). The general
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rule applied to analysis of clarification amendments has been well-articulated by the Court of
Appeals:
A mere change in phraseology does not indicate a change in construction of the
statute; but a material change in the phraseology of a statute is generally regarded
as a legislative construction that the law so amended did not originally embrace the
amended provisions, and this is particularly true if it follows soon after controversies
have arisen as to the interpretation of the original act, and intervention of judicial
decisions may be a material element in determining the effect of an amendment.
State Bd. of Examiners for Architects & Engineers v. Weinstein, 638 S.W.2d 406, 409 (Tenn. Ct.
App. 1982). Using this rule as our guide, this case presents an admittedly close question as to
whether the ordinance changes are so material as to negate the Council’s intention to clarify existing
law. Nevertheless, because Article VI, section 14 initially gives some deference to the stated
intention regarding the purpose of the penalty, we will, for purposes of this case only, resolve our
doubt in favor of finding that the Metropolitan Council intended for the Code’s monetary penalties
to serve remedial purposes.
Analysis of the Actual Purposes or Effects of the Monetary Sanctions
Presuming that the sanctions imposed by the Code of Laws are remedial in their intended
purpose, our next inquiry is whether these penalties are also remedial in their actual purpose and
effect. Initially, we acknowledge that the statutory provisions of Title 16, separate and apart from
any individual sanctions, are intended to be remedial in their purpose and effect. Section 16.04.01
unequivocally states that its purposes are “to secure . . . public safety, health and general welfare,
through structural strength, stability, sanitation, adequate light and ventilation and safety to life and
property from fire and other hazards incident to the construction, alteration, repair, removal,
demolition, [and the] use and occupancy of buildings, structures or premises.”
However, the mere fact that the intended purpose of the statute itself is remedial is not also
determinative of whether the actual purpose and effect of the statute’s penalties are likewise remedial
in nature. Whatever effect the February 1999 resolution had upon the intended purpose of these
monetary sanctions, the resolution did not affect the actual purpose or effect of these sanctions,
because it was addressed only to the labels of the sanctions within the statutory scheme as a whole.
Because Article VI, section 14 is not concerned with the appellation given a penalty, this resolution
is of no consequence to the actual purpose and effect of the fines imposed in this case. Therefore,
to determine the actual purpose and effect of the fines in this case, we must first examine how
monetary penalties can serve remedial goals in general and then determine whether the penalties
imposed here truly served a remedial role within the context of their statutory scheme.
Various courts have attempted to describe the attributes typically associated with civil,
remedial measures. Some courts have recognized that remedial measures are typically “corrective
and equitable in kind.” See Dyna-Med, Inc. v. Fair Employment & Hous. Comm’n, 743 P.2d 1323,
-21-
1327 (Cal. 1987) (citation omitted). They are designed primarily “‘to rectify,’ [or] to ‘put right,’”
Langford v. Couch, 50 F. Supp. 2d 544, 547 (E.D. Va. 1999) (citation omitted), and they may consist
of “[any]thing that corrects, counteracts, or removes an evil or wrong.” State v. Zerkel, 900 P.2d
744, 748 (Alaska Ct. App. 1995) (citation omitted); Cabinet Realty, Inc. v. Planning & Zoning
Comm’n, 552 A.2d 1218, 1221 (Conn. Ct. App. 1989). Quite simply, therefore, remedial measures
are any “means by which a right is enforced or the violation of a right is prevented, redressed, or
compensated.’” Overman v. Southwestern Bell Tel. Co., 675 S.W.2d 419, 423 (Mo. Ct. App. 1984)
(citation omitted).
Using these definitions as our guide, it is immediately apparent that many sanctions in Title
16 are corrective in nature and therefore serve remedial purposes. Some of these remedial sanctions
include the issuance of a stop-work order, Code of Laws § 16.04.110, the revocation of any permit
or approval, id. § 16.04.120, and the ability of the director of codes administration to require proof
of compliance with the Code at the expense of the owner or agent, id. § 16.04.140. In each of these
cases, the sanction seeks to correct or to halt the then-existing violation of the Code.
However, a monetary penalty often stands in sharp contrast to other remedial measures,
because a monetary penalty can serve but a few truly remedial purposes. Some examples of truly
remedial purposes served by monetary penalties include those that (1) compensate for loss; (2)
reimburse for expenses; (3) disgorge “ill-gotten” gains; (4) provide restitution for harm; and (5)
ensure compliance with an order or directive, either through the execution of a bond, or as discussed
below, through a prospectively coercive fine. Importantly, however, to the extent that a monetary
penalty is not designed to serve these or similar goals, it will appear more likely to predominantly
serve the purpose of general and specific deterrence. Although we agree that some level of
deterrence is present in all remedial measures, when the predominant purposes served by the penalty
-22-
are to provide general and specific deterrence and to ensure overall future compliance with the law,
then the monetary penalty should be deemed as serving punitive purposes for analysis under Article
VI, section 14.22
Specific Assessments in this Case
Leaving aside for a moment the penalty imposed for Barrett’s violation of the stop-work
order, we turn our attention to the penalties imposed for Barrett’s failures to secure a building permit
and for his improper installation of roof underlayment. Analyzing the actual purpose and effect of
these monetary sanctions within the context of their statutory scheme, we first note that Title 16 of
the Metropolitan Code of Laws does not appear to impose monetary penalties for the purpose of
rectifying or otherwise correcting violations of its provisions. Rather, Title 16 imposes monetary
penalties for past, completed violations of the Code of Laws without regard to correcting or
rectifying any harm.
For example, the Code of Laws does not impose monetary penalties for the purpose of
compensating the Metropolitan Government or any private party for any loss that has resulted from
a failure to comply with its provisions. It does not impose monetary penalties to reimburse the
Metropolitan Government, or any private party, for expenses incurred in inspecting sites, in ensuring
compliance with its provisions, or in administering any court proceedings.23 The Code does not
impose monetary penalties to disgorge defendants of any undeserved profits, nor does it impose
monetary penalties to reimburse the Metropolitan Government, or any private party, for fixing the
damage caused by a defendant’s noncompliance. Finally, the Code does not impose monetary
penalties to secure execution of any type of bond to ensure compliance with a legal obligation or
duty.
Moreover, the fines imposed in this case did not have the actual effect of correcting or
remedying any of Barrett’s violations. We see no indication, for example, that the fines actually
corrected the improper installation of roof underlayment. Although Barrett’s fines could have been
used to pay for the installation of proper roof underlayment—and thereby give some remedial effect
22
Our un willingne ss to perm it a “remedial” sanction that predominantly serves the purpose of deterrence lies
in the ability of this analysis to classify all penalties as remedial, and therefore to serve as an ineffectual measure of the
nature of the penalty itself. If one dismisses as remedial those penalties that serve no real remedial purpose, other than
to ensure the bene fits of com pliance w ith the law, n o penalty could ev er be pro perly classifie d as pun itive.
For example, using this type of analysis, the punitive fines imposed for misd emean ors and fe lonies in Title 40
of the Tennessee Code cou ld all be characterized as “remedial.” One would simply need to declare that the fines
imposed would help ensu re future co mplian ce with the law, wh ich in turn w ould brin g forth the my riad of be nefits that
gave rise to the enactment of the law in the first place. The sheer elasticity of this analysis leads us to conclu de that if
the predom inant “rem edial” purpose served by a monetary sanction is ensuring deterrence against future wrongdoing,
then the sa nction m ore prop erly appe ars to be pu nitive in its actu al purpo se or effect.
23
That the fine did not serve to rec over ad ministrativ e expen ses is clearly seen from the fact that the general
sessions co urt impo sed cou rt costs in add ition to the fiv e-hund red dollar fine on ea ch warr ant.
-23-
to that monetary sanction—it appears that these fines went into the Metropolitan Government’s
general fund and were not used for this purpose. Moreover, we also see no indication that the
penalties have mended any harm associated with Barrett’s three failures to secure a building permit.
Indeed, whatever harm was caused by his failures in this regard, the fines cannot now be said to have
arrested, alleviated, or rectified that harm, which is presumably still present to this day.
Consequently, we must conclude that, unlike other sanctions available in Title 16, the fines imposed
in this case do not have the actual effect of correcting or remedying any problem associated with
Barrett’s violations of the Code.
As we stated earlier, we recognize that all fines, whether punitive or remedial in their actual
purpose or effect, provide some measure of general and specific deterrence against noncompliance
with the law. We also recognize that deterrence is one of several features that secures the benefits
of remedial regulations such as these. However, Article VI, section 14 does not consider, as a proper
remedial purpose outside of its application, the deterrence provided by the fine or the benefits that
such deterrence brings. To the extent that the deterrence associated with a fine appears to be its only
or its predominant “remedial” aim, the fine is more properly characterized as being punitive in its
actual purpose or effect. Therefore, we conclude that Barrett has shown by clear proof that the actual
purpose and effect of these four fines were so punitive as to negate any remedial intent by the
Metropolitan Council. Accordingly, we hold that Article VI, section 14 applies with regard to these
fines.
Assessment for the Violation of a Stop-Work Order
Returning to the assessment for the violation of the stop-work order, we must initially
acknowledge that this assessment is conceptually different from the other four fines. More so than
the others, a fine for failing to comply with a stop-work order could be remedial if it were imposed
as a prospectively coercive measure, i.e., to compel a defendant, then in violation of the Code, to
conform to the terms of the order. Indeed, when viewed in this context, it appears that this type of
fine is not so much concerned with the underlying violation of the law itself, as it is with ensuring
that the underlying violation is corrected, rectified, or alleviated through other remedial measures.
In this manner, this type of fine is closely analogous to civil contempt fines, which are
generally regarded as being remedial in nature when (1) the fine is prospectively coercive, or (2) the
fine serves to compensate the party injured by the violation of the order. See, e.g., United Mine
Workers v. Bagwell, 512 U.S. 821, 829 (1994). Importantly, though, because of its close kinship
to the traditional goals of punishment, a prospectively coercive fine possesses a limited ability to
serve as a predominantly remedial measure. To this end, the United States Supreme Court has
recognized in the civil contempt context that “[w]here a fine is not compensatory, it is civil only if
the contemnor is afforded an opportunity to purge.” Id. (citing Penfield Co. of Cal. v. SEC, 330 U.S.
585, 590 (1947)) (emphasis added); see also Parisi v. Broward County, 769 So. 2d 359, 365 (Fla.
2000). In fact, “[t]he absence of a purge provision means that the fine will be imposed regardless
of reform and commitment to obey. A fine without a purge provision therefore suggests an intention
-24-
to punish past misconduct rather than to insure future lawfulness.” New York State Nat’l Org. for
Women v. Terry,159 F.3d 86, 94 (2d Cir. 1998).
The purging of a prospectively coercive fine may occur in two ways: (1) the fine is imposed
and suspended pending future compliance, see Parisi, 769 So.2d at 365 (citing Bagwell, 512 U.S.
at 829); see also Jessen v. Jessen, 567 N.W.2d 612, 618-19 (Neb. Ct. App. 1997); or (2) the fine is
imposed per diem, or for each day of noncompliance with an order or directive, see United States
v. Ayres, 166 F.3d 991, 995 (9th Cir. 1999). This second type of purgeable fine has been recognized
as remedial because it “exert[s] a constant coercive pressure, and once the jural command is obeyed,
the future, indefinite, daily fines are purged.” Bagwell, 512 U.S. at 829. Thus, in a manner similar
to imprisonment for civil contempt, it has been said that the defendant carries the ability to purge
the contempt and to avoid further accumulation of fines. Id. By way of contrast, however, a fine
that is fixed, determinant, and presents the defendant “no subsequent opportunity to reduce or avoid
the fine through compliance,” must be deemed to be predominantly punitive in nature. Id.
Using this analogy to civil contempt fines, we conclude that the actual purpose and effect of
the fine in this instance were to impose punishment for the violation of the stop-work order.
Initially, it is clear that the fine imposed for the violation of the stop-work order did not go to
compensate the Metropolitan Government for any damage suffered by the violation. Indeed, no
proof was introduced at the hearing to calibrate the amount of the fine to the harm caused by
Barrett’s failure to obey the stop-work order, thereby denying any claim that compensation was its
true purpose.
Therefore, because this fine did not serve to compensate the Metropolitan Government for
the harm caused by Barrett’s violation of the stop-work order, the fine may be considered remedial
only if it could have been purged. However, the fine imposed in this case was fixed and determinate,
and Barrett was presented with no opportunity to purge the fine or to escape its consequences by
altering his future behavior. Moreover, although the Code of Laws permits per diem fines for the
violation of a stop-work order, Code of Laws § 16.04.72(A), we see no indication that this particular
five-hundred dollar fine was the result of a per diem fine imposed to arrest a continuing violation.
Rather, the actual purpose of the maximum fine sought in this case is readily apparent from the
Metropolitan Government’s closing argument before the general sessions court:
Time and time again[, Barrett] has expressed complete disregard for the Building
Code, and I think that he won’t deny that. But it’s gone beyond that into some
behavior, intimidating some of these Code employees and doing whatever he can to
try and get by without having to pull a roofing permit. And to me it just pushes the
limits of decency and of good citizenship in this country.
-25-
Thus, because the fine was not compensatory, and because Barrett was not given a subsequent
opportunity to reduce or avoid the fine, we must hold that even this fine was predominantly punitive
in its actual purpose and effect and subject to Article VI, section 14.
Summary
To summarize our conclusions in Barrett’s case, we hold that the assessment for the violation
of the stop-work order was imposed with the actual purpose and effect of serving as punishment.
Although such prospectively coercive fines may be remedial in nature if the defendant is given an
opportunity to purge the fine, the court gave Barrett no such opportunity, thereby demonstrating that
the purpose of the fine was to punish a violation and not to remedy its effects. We further conclude
that because the assessments for the remaining four violations were likewise primarily punitive in
their actual purpose and effect, these pecuniary sanctions are also subject to limitation under Article
VI, section 14. Therefore, because the Davidson County General Sessions Court, like the
Chattanooga City Court, has not been given the authority to empanel a jury for any reason, its ability
to assess punitive fines is necessarily limited by Article VI, section 14 to fines not exceeding fifty
dollars. We therefore reduce each of Barrett’s five fines to fifty dollars for each warrant. See
Huffman, 200 Tenn. at 501, 292 S.W.2d at 744; Christian, 184 Tenn. at 165, 197 S.W.2d at 797-98.
The judgment of the Court of Appeals is reversed.
II. REMAINING ISSUES RAISED IN CITY OF CHATTANOOGA v. DAVIS
Although our resolution of the issues pertaining to Article VI, section 14 has resolved the
issues raised in Barrett’s case, Davis has raised three additional issues for our consideration: (1)
whether Tennessee Code Annotated section 6-54-306 violates Article VI, section 14; (2) whether
Tennessee Code Annotated sections 6-54-306 and 55-10-307 violate Article XI, section 8 of the
Tennessee Constitution, either on their face or as applied to this case; and (3) whether Tennessee
Code Annotated section 55-10-307 impermissibly infringes upon the authority of the Hamilton
County District Attorney as set forth in Article VI, section 5 of the Tennessee Constitution and
Tennessee Code Annotated section 8-7-103. We address each of these issues in turn.
A. CONSTITUTIONALITY OF TENNESSEE CODE ANNOTATED
SECTION 6-54-306 UNDER ARTICLE VI, SECTION 14
Davis first alleges that Tennessee Code Annotated section 6-54-306 is unconstitutional as
enacted because it authorizes home-rule municipalities to assess penalties, without prior assessment
by a jury, in excess of the fifty-dollar limitation of Article VI, section 14. He also argues that even
if the statute is constitutional, its application in this case violated Article VI, section 14. We disagree
that the statute is either unconstitutional on its face or, given our holding that Article VI, section 14
applies to proceedings involving a municipal ordinance violation, unconstitutional in its application.
-26-
Tennessee Code Annotated section 6-54-306 “empowers” home-rule municipalities “to set
maximum penalties of thirty (30) days imprisonment and/or monetary penalties and forfeitures up
to five hundred dollars ($500), or both, to cover administrative expenses incident to correction of
municipal violations.” Taking the facial challenge to the statute first, it is clear that section 6-54-306
does not amount to a per se violation of Article VI, section 14. Although counsel for the City of
Chattanooga argued in the criminal court proceeding that this statute confers a power to punish, that
interpretation is clearly contrary to the express language of the statute, which limits the imposition
of monetary penalties solely “to cover administrative expenses.” Because the purpose set forth in
the statute is a truly remedial purpose—it permits reimbursement for a limited class of expenses—an
assessment imposed pursuant to this statute is not subject to limitation by Article VI, section 14.24
Therefore, whatever authority the City of Chattanooga possesses pursuant to this statute, it is clear
that it does not have the power to enact or impose punitive monetary penalties for an ordinance
violation in excess of fifty dollars, either with a jury’s prior assessment or without. Accordingly,
we hold that the appellant’s facial challenge to this statute is without merit.
With regard to the statute’s application, we also conclude that this issue is without merit,
especially given our reduction of the fine imposed in this case. The City of Chattanooga, however,
has vigorously argued that the original three-hundred dollar fine should be upheld as a valid
assessment of administrative expenses. Claiming that the “administrative expenses [in enforcing the
provisions of the City Code] equal or exceed the amounts of any judgments over fifty dollars,” the
City has attempted to justify the assessment against Davis by showing that the aggregate costs of the
city court since 1993 have exceeded the revenues generated by that court. Consequently, the City
maintains that the intent behind section 6-54-306 is furthered by the original three-hundred dollar
fine because that fine serves “to reduce the economic detriment” to the City of Chattanooga in
enforcing its municipal code.
We find no indication that the General Assembly intended for section 6-54-306 to permit an
assessment of administrative costs in the individual case based upon the aggregate cost of enforcing
all municipal ordinances. Nevertheless, even if the statute could be so construed, Article VI, section
14 would itself limit any such assessment to that which is reasonable under the circumstances of the
individual case. It cannot be doubted that, unlike all other jurisdictions, the imposing of monetary
sanctions upon an individual is of particular constitutional concern to the administration of justice
in this state. Consequently, courts have a special obligation to scrutinize such assessments to ensure
that they are tailored to their purported remedial purpose. The right guaranteed by Article VI,
section 14 was specifically drafted as one belonging solely to the individual—“No fine shall be laid
24
We ag ree with the appe llant that the p rovision o f this statute authorizing imprisonment is troubling, because,
by itself, impriso nmen t can serve no rem edial purp ose insofa r as the stated g oal of the sta tute is conc erned, i.e., recovery
of administrative exp enses. Neverthe less, because Dav is was not subject to imprisonment, we need not reach the
question of whe ther imp risonm ent could be rem edial. It is sufficien t to state that the monetary sanctions authorized by
section 6-54-306 are limited to the remedial purpose of recovering reasonable administrative expenses and are not
authorize d for pu nitive me asures.
-27-
on any citizen”—and any assessment that imposes costs for something for which the defendant is
not personally responsible will be subject to constitutional limitations.
Therefore, if the City of Chattanooga desires to recover its reasonable administrative
expenses incurred in enforcing its municipal ordinances, it will be required to provide a detailed
statement of these expenses to the defendant as they were incurred in the individual case. A detailed
and individualized statement of administrative costs will serve to assure the individual that he or she
is not being assessed for the costs of enforcing offenses for which others are responsible, and it will
enhance appellate review of these expenses to ensure that municipal courts do not assess punitive
sanctions under the guise of recovering “administrative expenses.” Consequently, even were we to
accept that the original three-hundred dollar fine is justified in order to recover the administrative
expenses of the city court, reduction of the fine to fifty dollars would still be required in this case for
lack of a detailed and individual accounting of those expenses.
B. CONSTITUTIONALITY OF TENNESSEE CODE ANNOTATED SECTIONS
6-54-306 AND 55-10-307 UNDER ARTICLE XI, SECTION 8
Davis next challenges Tennessee Code Annotated sections 6-54-306 and 55-10-307 as
representing unreasonable and arbitrary class legislation in violation of Article XI, section 8 of the
Tennessee Constitution. In relevant part, the Class Legislation Clause reads as follows:
The Legislature shall have no power to suspend any general law for the benefit of any
particular individual, nor to pass any law for the benefit of individuals inconsistent
with the general laws of the land; nor to pass any law granting to any individual or
individuals, rights, privileges, immunities or exemptions other than such as may be,
by the same law extended to any member of the community, who may be able to
bring himself within the provisions of such law.
Davis’s argument centers upon his contention that no reasonable basis exists for giving authority to
municipalities, but not to unincorporated areas of the state, (1) to establish penalties up to five
hundred dollars, see Tenn. Code Ann. § 6-54-306; or (2) to adopt by ordinance state statutes without
also requiring the adoption of similar penalties, see Tenn. Code Ann. § 55-10-307.
Challenge to Tennessee Code Annotated section 6-54-306
With regard to Tennessee Code Annotated section 6-54-306, we find that our resolution of
this issue is not necessary to fully resolve the merits of Davis’s appeal. This Court customarily
declines to resolve constitutional issues unless resolution of those issues is necessary to properly
resolve the case. See State v. Burdin, 924 S.W.2d 82, 87 (Tenn. 1996); Owens v. State, 908 S.W.2d
923, 926 (Tenn. 1996). Because we have held that the municipal court proceeding in this case was
subject to the limitations of Article VI, section 14, and because the fine imposed has been reduced
to fifty dollars, any holding on this issue would not affect the resolution of Davis’s appeal.
Therefore, we dismiss the appellant’s class legislation challenge to Tennessee Code Annotated
-28-
section 6-54-306 as moot. See, e.g., State ex rel. Orr v. Thomas, 585 S.W.2d 606, 607 (Tenn. 1979)
(“It is, of course, well settled that when the issues sought to be presented by an appeal have been
rendered moot pending the appeal[,] the appeal will be dismissed.”).
Challenge to Tennessee Code Annotated section 55-10-307
The class legislation challenge to Tennessee Code Annotated section 55-10-307, however,
cannot be dismissed as moot. Unlike the challenge to section 6-54-306, which went to the heart of
the City’s ability to impose a punitive fine in excess of fifty dollars, the challenge to section 55-10-
307 essentially alleges that the Chattanooga City Council was without authority to enact the reckless
driving ordinance under which Davis was convicted. Therefore, because resolution of this issue in
favor of the appellant could have the effect of dismissing the charges against him, we take the time
to address the issue on its merits.
We have often recognized that the Class Legislation Clause of Article XI, section 8 is similar
to the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution, and
this Court has previously applied Equal Protection analysis to questions arising under the Class
Legislation Clause. See, e.g., Riggs v. Burson, 941 S.W.2d 44, 52 (Tenn. 1997). To this end, we
have recognized that Article XI, section 8 “guarantees that persons similarly situated shall be treated
alike,” Evans v. Steelman, 970 S.W.2d 431, 435 (Tenn. 1998) (citation omitted), and that it
“prohibits the General Assembly from suspending the general law or passing any law inconsistent
with the general law for the benefit of any individual [or group of individuals] . . . .” Finister v.
Humboldt Gen. Hosp., Inc., 970 S.W.2d 435, 440 n.3 (Tenn. 1998).
However, the Class Legislation Clause does not remove from the General Assembly all
power to draw classifications distinguishing among differing groups. “The initial discretion to
determine what is ‘different’ and what is ‘the same’ resides in the legislatures of the States, and the
legislatures are allowed considerable latitude in establishing classifications and thereby determining
what groups are different and what groups are the same.” State v. Smoky Mountain Secrets, Inc.,
937 S.W.2d 905, 912 (Tenn. 1996) (quoting Plyler v. Doe, 457 U.S. 202, 216 (1982) (internal
quotation marks removed)). Therefore, unless the classification “interferes with the exercise of a
‘fundamental right’ or operates to the peculiar disadvantage of a ‘suspect class,’” Article XI, section
8 requires only that the legislative classification be rationally related to the objective it seeks to
achieve. See, e.g., Newton v. Cox, 878 S.W.2d 105, 110 (Tenn. 1994).
In this case, the appellant challenges the propriety of section 55-10-307, which permits
municipalities to adopt by reference certain state offenses as city ordinances, on the ground that a
classification distinguishing between municipalities and unincorporated areas is unreasonable and
arbitrary. He asserts that because the General Assembly did not require that the state penalties be
enacted for a violation of the municipal ordinance, a defendant found guilty of driving recklessly
within the boundaries of a municipality is subject to different penalties than one found guilty of
driving recklessly outside municipal boundaries. Because this allegation does not allege the
infringement of a fundamental right or affect a peculiar disadvantage upon a suspect class, we
-29-
determine the statute’s validity under the rational basis standard. Under this standard, we presume
that the legislature acted constitutionally, and we will uphold the challenged legislation, “if any state
of facts can reasonably be conceived to justify the classification or if the unreasonableness of the
class is fairly debatable . . . .” See, e.g., Bates v. Alexander, 749 S.W.2d 742, 743 (Tenn. 1988)
(citing Harrison v. Schrader, 569 S.W.2d 822, 826 (Tenn. 1978)).
Analyzing this issue carefully, we disagree that section 55-10-307 violates the requirements
of Article XI, section 8. Initially, it seems beyond reasonable dispute that the legislature had a
rational basis for enacting section 55-10-307. As we have previously recognized ourselves, the
legislature may confer jurisdiction upon municipal courts “to try and dispose of cases based upon
violation of State [traffic] statutes” for the purposes of “economy, efficiency and expeditious
handling of traffic cases.” See Hill v. State ex rel. Phillips, 216 Tenn. 503, 508, 392 S.W.2d 950,
952 (1965). Indeed, as evidenced by the section immediately following 55-10-307, it was apparently
for this very reason that the legislature permitted municipalities to adopt these traffic statutes by
reference into their respective codes.25
Given that the General Assembly had a rational basis for enacting section 55-10-307, the
question presented is essentially whether Article XI, section 8 requires that penalties established by
a city ordinance mirror the penalties found in general state law regulating the same or similar
subjects. Although this Court has yet to address this issue directly, we do not believe that a
municipality’s failure to require the same penalties as mandated by state law violates the Class
Legislation Clause, even when the elements required to be proven by state and local law are
identical. With respect to the Equal Protection Clause, the United States Supreme Court has held
that the Fourteenth Amendment is not violated by different penalties attached to identical crimes,
absent evidence of selective enforcement of the law based upon impermissible criteria:
More importantly, there is no appreciable difference between the discretion a
prosecutor exercises when deciding whether to charge under one of two statutes with
different elements and the discretion he exercises when choosing one of two statutes
with identical elements. In the former situation, once he determines that the proof
will support conviction under either statute, his decision is indistinguishable from the
one he faces in the latter context. The prosecutor may be influenced by the penalties
available upon conviction, but this fact, standing alone, does not give rise to a
violation of the Equal Protection or Due Process Clause. Just as a defendant has no
constitutional right to elect which of two applicable federal statutes shall be the basis
of his indictment and prosecution neither is he entitled to choose the penalty scheme
under which he will be sentenced.
25
Tenne ssee Cod e Anno tated section 55-10- 308 pro vides that
[w]here [sections] 55-8-101--55-8-180 and 55-10-101--55-10-310 apply to te rritory with in the limits
of a mun icipality, the p rimary re sponsibility for enforcing such sections shall be on the mu nicipality
which shall be further authorized to enforce such additional ordinances for the regulation of the
operation of vehicles as it deems proper.
-30-
United States v. Batchelder, 442 U.S. 114, 125 (1979) (emphasis added); see also State v. Thomas,
635 S.W.2d 114, 117 (Tenn. 1982) (approving of the Batchelder rationale).
We agree with the Batchelder rationale, because, for all practical purposes, the situation
presented by this case is not materially distinguishable from those situations in which a prosecutor
has discretion to charge under different offenses. In the latter situation, an equal protection challenge
will not lie (1) “as long as the prosecutor has probable cause to believe that an accused committed
an offense,” State v. Skidmore, 15 S.W.3d 502, 508 (Tenn. Crim. App. 1999) (citing Wayte v.
United States, 470 U.S. 598, 608 (1985)), and (2) the decision was not “deliberately based upon an
unjustifiable standard such as race, religion, or other arbitrary classification,” Cooper v. State, 847
S.W.2d 521, 536 (Tenn. Crim. App. 1992) (quoting Bordenkircher v. Hayes, 434 U.S. 357, 364
(1978)). Therefore, unless a defendant can demonstrate that the charge lacks probable cause or is
motivated by an invidious intent, a prosecutor will remain generally free to charge that defendant
under either of two offenses containing identical elements without running afoul of the Class
Legislation Clause. Accordingly, we hold that Tennessee Code Annotated section 55-10-307 does
not, on its face, violate Article XI, section 8 of the Tennessee Constitution for the sole reasons that
a distinction is made between municipalities and unincorporated areas of the state or that different
punishments may be imposed by substantially similar or identical offenses.
In its role as Amicus Curiae, the District Attorneys General Conference argues strongly that
section 24-13 of the Chattanooga City Code is not a lawfully enacted municipal ordinance because
its provisions do not “mirror” state law as arguably required by section 55-10-307. However,
because the issue presented by the appellant regarding the different penalties concerned only the
constitutionality of the state statute under Article XI, section 8, we decline to address the argument
raised by the Amicus. To be clear, though, our holding that section 55-10-307 does not facially
violate Article XI, section 8 in no way resolves the issue of whether Chattanooga City Code section
24-13 must mirror the provisions of Tennessee Code Annotated section 55-10-205 to be statutorily
valid. We reserve this issue for decision in future cases.
C. CONSTITUTIONAL APPLICATION OF TENNESSEE CODE ANNOTATED
SECTION 55-10-307 UNDER ARTICLE VI, SECTION 5
Although Tennessee Code Annotated section 55-10-307 does not violate the Class
Legislation Clause of Article XI, section 8 as enacted, the appellant challenges the application of this
statute in Hamilton County as violative of the District Attorney General’s constitutional authority
under Article VI, section 5. In relevant part, Article VI, section 5 reads as follows:
An Attorney for the State for any circuit or district, for which a Judge having
criminal jurisdiction shall be provided by law, shall be elected by the qualified voters
of such circuit or district, and shall hold his office for a term of eight years, and shall
have been a resident of the State five years, and of the circuit or district one year. In
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all cases where the Attorney for any district fails or refuses to attend and prosecute
according to law, the Court shall have power to appoint an Attorney pro tempore.
This constitutional authority of the District Attorney General is supplemented by Tennessee Code
Annotated section 8-7-103(1), which provides more specifically that the District Attorney “[s]hall
prosecute in the courts of the district all violations of the state criminal statutes and perform all
prosecutorial functions attendant thereto, including prosecuting cases in a municipal court where the
municipality provides sufficient personnel to the district attorney general for that purpose.”
In Ramsey v. Town of Oliver Springs, 998 S.W.2d 207 (Tenn. 1999), we recently had the
opportunity to examine closely the constitutional and statutory authority of the District Attorney
General. In that case, the Anderson County District Attorney General challenged a policy and
practice of prosecuting state offenses arising in Anderson County in the Oliver Springs City Court,
which is located in Roane County.26 The District Attorney argued that this practice impeded his
constitutional and statutory authority to prosecute state offenses. We agreed, and in so holding, we
observed that the “District Attorney General’s discretion to seek a warrant, presentment, information,
or indictment within its district is extremely broad and subject only to certain constitutional
restraints.” Ramsey, 998 S.W.2d at 909. We also noted that “[a]lthough the General Assembly may
enact laws prescribing or affecting the ‘procedures for the preparation of indictments or
presentments,’ it cannot enact laws which impede the inherent discretion and responsibilities of the
office of district attorney general without violating Article VI, section 5.” Id. at 910 (citation
omitted; emphasis in original).
Relying upon our decision in Ramsey, the appellant in this case argues that the authority of
the District Attorney General in Hamilton County has been undermined by City of Chattanooga
officers who cite all defendants to the city court, even though the conduct of the defendants is
likewise proscribed by state law. We do not take these allegations lightly, because the record
contains literally volumes of evidence to support this contention. For example, the record indicates
that more than ninety city ordinances have been enacted by the City Council that are identical or
substantially identical to state offenses dealing with motor vehicle and traffic offenses. Testimony
by two Chattanooga Police Department officers reveals that officers who issue citations under these
identical provisions have complete discretion to order an individual, on precisely the same facts, to
appear in the city court for violation of a municipal ordinance or to appear in the general sessions
court for violation of a state statute. These same officers also confirm that no consultation is sought
from the District Attorney General’s office before any decision as to the proper charge is made.
In reviewing this evidence, the Court of Appeals concluded that Ramsey could provide no
relief because the appellant failed to establish the presence of an actual policy and practice of citing
individuals to the city court for violations of state law. However, in a supplement to the appellate
record, the appellant has brought to our attention evidence of such a policy and practice in the form
26
The To wn of O liver Sprin gs is located in both A nderson and Ro ane cou nties.
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of a document entitled “Police Circular # 75.” In this circular dated August 16, 2000, the
Chattanooga Chief of Police issued the following order to his officers:
Effective immediately, if an officer issues a traffic citation for a violation in which
there is both a state and city violation, the officer is to cite the person for violation
of the city ordinance. The issuance of citations to General Sessions Court is to be
used only for charges in which a city ordinance does not exist.
In many respects, this practice by the City of Chattanooga perhaps represents the most
disturbing aspect of this case. A letter from the District Attorney General to the Chief of Police
contained in the record summarizes the problem in clear and unequivocal terms: “Your directive has
the potential for allowing state law violators to avoid appropriate punishment, removes my ability
to enhance punishment for state law violators[,] and infringes upon my constitutional duty and
responsibility to prosecute those who violate the laws of the State of Tennessee.” Indeed, through
this “potential” infringement, the City of Chattanooga has received a financial windfall, which,
according to the city court judge himself, was a direct result of the City Council passing ordinances
that transferred state cases to city court, “thereby allowing the revenues to remain in Chattanooga.”
Transcript, Minutes of Chattanooga City Council Meeting, at 1-2 (Sept. 5, 1995).27
Despite the probable unconstitutionality of the policies and practices of the City of
Chattanooga, however, we decline to take corrective action at this time. From our further review of
the record, we must agree with the City that the appellant lacks any legal standing to challenge the
usurpation of the District Attorney General’s constitutional or statutory authority. To establish one’s
standing to bring an action, “a party must demonstrate (1) that it sustained a distinct and palpable
injury, (2) that the injury was caused by the challenged conduct, and (3) that the injury is apt to be
redressed by a remedy that the court is prepared to give.” See, e.g., Metropolitan Air Research
Testing Auth., Inc. v. Metropolitan Gov’t, 842 S.W.2d 611, 615 (Tenn. Ct. App. 1992). Whatever
interest the appellant has in the resolution of this issue, we find that it is indistinguishable from that
possessed by the public at large. Moreover, not only has Davis failed to show any particularized
injury or harm resulting from this policy and practice, but he has, if anything, received some measure
of benefit by it by forgoing the possibility of incarceration, Tenn. Code Ann. § 55-10-205, and by
forgoing the possibility of enhanced punishment for future violations under the Motor Vehicle
Habitual Offenders Act, Tenn. Code Ann. §§ 55-10-601 to -618. Consequently, we are constrained
to hold that Davis lacks legal standing to constitutionally challenge the application of section 55-10-
307 in Hamilton County or to claim any judicial relief from it. See, e.g., Ashwander v. Tennessee
27
Also at this m eeting, the c ity court jud ge rem arked tha t “if persons are fined for d riving w ithout a licen se[,]
we keep the entire am ount[,] plus a part of the court costs; that mon ey has been redirected back into the City of
Chattanooga.” This redirecting of mone y was o ne reason that the city court judge believed that the revenue numb ers
from the city court “are as impressive as they are.” Transcript, Minu tes of Cha ttanoog a City Co uncil M eeting, at 2
(Sept. 5, 1995). These transcripts were admitted into evidence without objection at the August 13, 1999, hearing in the
Ham ilton Cou nty Crim inal Cou rt.
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Valley Auth., 297 U.S. 288, 348 (1936) (Brandeis, J., concurring) (“The Court will not pass upon
the constitutionality of a statute at the instance of one who has availed himself of its benefits.”).
We are aware that some commentators have criticized adherence to the particularized injury
requirement of the standing doctrine as being inadequate in a time when the courts are believed to
have “a special function with regard to the Constitution” as its “final authoritative interpreter.” See
Henry P. Monaghan, Constitutional Adjudication, The Who and the When, 82 Yale L.J. 1363, 1366
(1973). Indeed, because of this concern, some states have adopted a “public rights” exception to
private party standing. The Ohio Supreme Court, for example, has recently abrogated its personal
injury requirement for standing when the plaintiff sues to resolve constitutional questions and
enforce constitutional compliance on issues of “great public importance.” See State ex rel. Ohio
Academy of Trial Lawyers v. Sheward, 715 N.E.2d 1062, 1104 (Ohio 1999); see also State ex rel.
Sego v. Kirkpatrick, 524 P.2d 975, 979 (N.M. 1974); Jenkins v. State 585 P.2d 442, 443 (Utah
1978).
However, except with regard to the Office of the Attorney General, see State v. Heath, 806
S.W.2d 535, 537 (Tenn. Ct. App. 1990), the courts of this state have yet to recognize a general
“public rights” exception to the standing requirement, and we decline to do so in this case. While
our case law does recognize a “great public interest” exception to the doctrine of mootness, Walker
v. Dunn, 498 S.W.2d 102, 105 (Tenn. 1972), no comparable legal theory may be found that grants
legal standing where none existed in the first instance, cf. Friends of the Earth, Inc. v. Laidlaw Envtl.
Servs., 528 U.S. 167, 180 (2000). Therefore, because the appellant has never possessed legal
standing to seek relief from the unlawful infringement on the constitutional and statutory authority
of the District Attorney General, we are unwilling to fully address this issue at this time.
Because it is grounded in the organic law of this state, the authority of the District Attorney
General to prosecute according to the law must be vindicated in the face of all infringements, no
matter their source. Nevertheless, because the appellant lacks sufficient special injury or real interest
in the resolution of this issue, and because he may claim some measure of benefit from the practice
in Hamilton County, we must decline to grant any judicial relief at this time. As the infringement
in this case is that of the constitutional and statutory authority of the District Attorney General in
Hamilton County alone, we conclude that the vindication of that authority should more properly
proceed at the behest of that office.
CONCLUSION
To summarize our various holdings in these cases, we first hold that Article VI, section 14
applies to proceedings involving the violation of a municipal ordinance when either the intended
purpose or the actual purpose or effect of the monetary assessment is to serve as punishment.
Because Article VI, section 14 looks to the substance of a pecuniary sanction rather than to its
technical form, this Court will not make technical distinctions between the nature of the proceeding
wherein the sanction is imposed or give weight to the label attached to the sanction itself. Instead,
we hold that a monetary sanction will be subject to the limitations of Article VI, section 14 when (1)
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the legislative body creating the sanction primarily intended that the sanction punish the offender
for a violation of the ordinance; or (2) despite evidence of remedial intent, the monetary sanction is
shown by the “clearest proof” to be so punitive in its actual purpose or effect that it cannot
legitimately be viewed as remedial in nature.
Applying this test to the cases before us, we hold that the penalty imposed by the
Chattanooga City Court in City of Chattanooga v. Davis was intended to serve as punishment for
the violation of an ordinance. The intent to punish is clear on the face of the several municipal
ordinances, and nothing in the Chattanooga City Code otherwise indicates that these assessments
were truly intended to serve any remedial purpose whatsoever. With regard to Barrett v.
Metropolitan Government, we hold that the actual purpose and effect of these sanctions were to
impose punishment for violations of the Code of Laws. Although a pecuniary sanction imposed for
the failure to comply with a stop-work order may sometimes be characterized as predominantly
remedial in its actual purpose and effect, Barrett was given no opportunity to purge the fine by
correcting the violation. As such, we hold that the actual purpose and effect of this fine were also
punitive in nature. Therefore, the judgment of the Court of Appeals is affirmed as modified in
Davis’s case, and the judgment of the Court of Appeals is reversed in Barrett’s case. Because no
court, other than one of general jurisdiction, has been granted the authority to empanel a jury to
determine facts or to impose punishment, we reduce each of the unlawful fines imposed in these
cases to fifty dollars, the maximum assessment allowed under such circumstances by Article VI,
section 14.
With regard to the additional issues raised in City of Chattanooga v. Davis, we hold that
Tennessee Code Annotated section 6-54-306 does not violate Article VI, section 14, because it does
not authorize punitive monetary sanctions to be imposed without a jury. As the language of the
statute indicates, any authority given to the City of Chattanooga by this statute is limited solely to
monetary assessments that seek “to cover administrative expenses.” Because reimbursement for
expenses is truly a remedial purpose served by monetary penalties, an assessment imposed pursuant
to this statute is not limited by the Fifty-Dollar Fines Clause. However, Article VI, section 14 does
require that the defendant receive a detailed statement of these expenses as they pertain to the
individual case to ensure that municipal courts are not assessing punitive sanctions under the guise
of recovering “administrative expenses.” The judgment of the Court of Appeals is affirmed on this
issue.
With regard to the allegations that Tennessee Code Annotated sections 6-54-306 and 55-10-
307 violate the Class Legislation Clause of Article XI, section 8, we must dismiss the challenge to
section 6-54-306 as moot. As to section 55-10-307, we hold that this statute does not violate Article
XI, section 8 for the sole reasons that a distinction is made between municipalities and
unincorporated areas of the state or that different punishments may be imposed by substantially
similar or identical offenses. However, this holding in no way resolves the challenge raised by the
Tennessee District Attorneys General Conference that the city ordinance is in violation of the state
law, and we reserve any determination on that issue for later cases. The judgment of the Court of
Appeals is affirmed on these issues.
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Finally, we conclude that Davis has established a compelling case demonstrating that some
policies and practices of the City of Chattanooga infringe upon the District Attorney General’s
constitutional and statutory authority, in direct violation of our decision in Ramsey v. Town of
Oliver Springs, 998 S.W.2d 207 (Tenn. 1999). However, because the appellant has failed to
demonstrate any actual harm resulting from the unlawful practices alleged, and because any harm
that could have been suffered was not different in kind from that suffered by the public at large, we
conclude that he possesses no legal standing to raise and litigate this issue. Rather, we hold that the
proper party seeking judicial redress of any of the practices alleged herein is the District Attorney
General himself. Accordingly, the judgment of the Court of Appeals is affirmed on this issue, as
modified.
Costs of the appeal in City of Chattanooga v. Davis shall be assessed to the City of
Chattanooga, for which execution shall issue if necessary. Costs of the appeal in Barrett v.
Metropolitan Government shall be assessed to the Metropolitan Government of Nashville and
Davidson County, for which execution shall likewise issue if necessary.
____________________________________
WILLIAM M. BARKER, JUSTICE
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