COURT OF APPEALS OF VIRGINIA
Present: Judges Elder, Bumgardner and Frank
Argued at Richmond, Virginia
FARMINGTON COUNTRY CLUB, INC. AND
GREAT AMERICAN INSURANCE COMPANY/
OHIO CASUALTY GROUP
OPINION BY
v. Record No. 0743-05-2 JUDGE ROBERT P. FRANK
NOVEMBER 22, 2005
FRANK WAYNE MARSHALL
FROM THE VIRGINIA WORKERS’ COMPENSATION COMMISSION
Daniel E. Lynch (John T. Cornett, Jr.; Williams & Lynch, on briefs),
for appellant.
Herbert E. Maxey, Jr. (Herbert E. Maxey, Jr., P.C., on brief), for
appellee.
The Farmington Country Club, Inc., and its insurer, Great American Insurance
Company/Ohio Casualty Group (hereinafter collectively “employer”), appeal a decision of the
Workers’ Compensation Commission holding that employer is responsible for payment for the
prescription medication Nexium for Frank Wayne Marshall (claimant) to treat his
gastro-esophageal reflux disease (GERD). On appeal, employer contends the evidence is
insufficient to prove claimant’s GERD is causally related to his compensable industrial injury. It
contends further that, even if the GERD is causally related, it is a consequence of a compensable
consequence and, thus, that the causal connection is too attenuated to be covered under the
Workers’ Compensation Act. For the reasons stated, we find the commission erred in finding the
necessary causal connection between claimant’s industrial injury and his GERD. Thus, we
reverse the commission’s award of medical benefits.
I.
BACKGROUND
On September 6, 2000, while working as a painter for employer, claimant fell twelve feet
from a ladder onto a wall, injuring his back.1 He was diagnosed with “T8 through L1 fractures”
and “thoracic spinal cord contusion with an ASIA level B paraplegia.” He received emergency
treatment and spent five weeks in a rehabilitation facility.
While in the rehabilitation facility, claimant received numerous medications for pain,
muscle spasms, and insomnia. He also was prescribed various medications for indigestion,
nausea, bloating, and gas, including Famotidine, Maalox, Simethicone, and a “GI cocktail” of
“lidocaine viscous” and “donnatal elixir.” On claimant’s discharge from the rehabilitation
hospital on October 17, 2000, he was instructed to continue taking numerous medications for
pain. He was also prescribed Protonix, a drug similar to Nexium, to be taken as needed. Finally,
he was “instructed . . . to wear a soft corset” and “to use his wheelchair as provided with no
unassisted ambulation.”
Pursuant to a commission award entered May 21, 2001, claimant received medical
benefits and ongoing temporary total disability benefits beginning September 7, 2000. In
September 2002, claimant began treatment with Dr. Robert L. Muller, a licensed clinical
psychologist. Dr. Muller noted claimant experienced chronic pain and had significant depression
and anxiety secondary to his medical problems and permanent disability. Claimant obtained
treatment from Dr. Muller intermittently through at least January 2004.
In 2004, nearly 4 years after the injury, claimant was initially diagnosed with GERD. On
June 18, 2004, family physician Dr. William R. Dandridge prescribed Nexium for the treatment
1
Employer does not contest the compensability of the original injury.
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of claimant’s GERD. Claimant sought payment from the employer for the prescription, and
when employer denied coverage, claimant sought a ruling by the commission.
Medical evidence before the commission included statements from several of claimant’s
treating physicians. Dr. Alan Alfano, one of the physicians who treated claimant at the
rehabilitation facility shortly following his injury, was asked, “[P]lease advise of your opinion as
to whether or not Mr. Marshall’s GERD is a result of his back injury . . . .” In response,
Dr. Alfano opined on July 15, 2004, that “I don’t believe that [claimant’s] GERD is [d]irectly
caused by his [spinal cord injury]. However, I do believe that it is indirectly related to his injury
in that it is likely exacerbated by stress. I have referred the treatment of his GERD to his
[primary care physician].” (Underlining in original.)
On July 27, 2004, Dr. Martin D. Katz, a partner of Dr. Dandridge, opined as follows:
“[Claimant] had no history of gastric reflux or gastric ulcer prior to his fall in September of 2000.
The emotional and physical stress he endures everyday as a result of his injuries from that fall
may have caused his present gastrointestinal problems.”
Claimant also obtained an opinion from Dr. Muller, his treating licensed clinical
psychologist. On August 2, 2004, Dr. Muller wrote:
Mr. Marshall asked me to comment on his recent diagnosis of an
acid reflux disorder. The past few years Mr. Marshall has been
experiencing significant anxiety & depression stemming from his
physical disabilities and change of life. His stress level certainly
must be considered as an etiological factor for the acid reflux &
also considered to significantly exacerbate his symptoms.
In a determination made on the record, the deputy commissioner found the medical
opinions of Drs. Muller and Alfano “persuasive in implicating stress caused by the work accident
as a partial cause or exacerbating cause of the claimant’s GERD.” The deputy also rejected
employer’s argument that claimant’s GERD nevertheless was not covered because it was a
consequence of a compensable consequence. Because claimant’s compensable back injury
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caused symptoms of emotional and physical stress, which, in turn, caused or aggravated
claimant’s GERD, the deputy held the GERD was a compensable consequence directly linked to
the original injury. The deputy further opined:
Our decision in the present matter turns upon a rather subtle
distinction. Had we found that the GERD condition causing the
need for the disputed medication was caused by depression
resulting from physical disabilities and pain resulting from the
work accident, we would have ruled against the claimant. This
chain of causation is similar to the brain injury resulting from
depression caused by the physical injury to the claimant’s wrist
caused by the work accident in Paul Johnson Plastering [v.
Johnson, 265 Va. 237, 576 S.E.2d 447 (2003)]. In the present
matter, however, we find that the GERD condition is directly
caused or aggravated, at least in part, by emotional and physical
stress resulting from the work injury. Put another way, this is not a
case where stress from the physical injury causes depression
which, in turn, causes GERD. Rather, the stress directly causes (or
aggravates or exacerbates) the GERD.
On employer’s request for review, the commission unanimously affirmed, agreeing with
the deputy’s findings of fact and conclusions of law. It relied on the decision in Berglund
Chevrolet, Inc. v. Landrum, 43 Va. App. 742, 601 S.E.2d 693 (2004), in which an employer was
held responsible for a prescription to treat erectile dysfunction caused, at least in part, by pain
and medicines related to a compensable work accident. It also relied on case law holding that
where stress from a work accident causes depression, that depression is covered as a
compensable consequence.
Employer noted this appeal.
II.
ANALYSIS
An accidental injury that arises out of and in the course of a claimant’s employment is
compensable under the Workers’ Compensation Act. See, e.g., Amoco Foam Prods. Co. v.
Johnson, 257 Va. 29, 32, 510 S.E.2d 443, 444 (1999). The “causal connection” necessary for
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compensability “is established when it is shown that an employee has received a compensable
injury which materially aggravates or accelerates a pre-existing latent disease.” Justice v.
Panther Coal Co., 173 Va. 1, 6-7, 2 S.E.2d 333, 336 (1939), cited with approval in Ohio Valley
Constr. Co. v. Jackson, 230 Va. 56, 58, 334 S.E.2d 554, 555 (1985). The disease caused or
aggravated may be physical or emotional. For example, when the original injury produces stress,
thereby causing depression or aggravating a pre-existing case of depression or some other
emotional or mental condition, the resulting disability is compensable. Yellow Freight Sys. v.
Robinson, 37 Va. App. 436, 441, 559 S.E.2d 381, 383 (2002). Generally speaking, an
employer’s liability for an industrial injury extends to “‘all the medical consequences and
sequelae that flow from the primary injury.’” American Filtrona Co. v. Hanford, 16 Va. App.
159, 163, 428 S.E.2d 511, 513 (1993) (quoting 1 Arthur Larson, The Law of Workmen’s
Compensation § 13.11 (1992)).
In keeping with this principle, the Supreme Court has adopted the doctrine of
compensable consequences. Immer & Co. v. Brosnahan, 207 Va. 720, 152 S.E.2d 254 (1967).
Under this doctrine, a covered employee who suffers a second injury that bears a sufficient
“causal connection” to the first injury is entitled to the protections of the Act for the second
injury, as well. Amoco Foam Prods., 257 Va. at 32, 510 S.E.2d at 444. “‘When the primary
injury is shown to have arisen out of and in the course of employment, every natural
consequence that flows from the injury likewise arises out of the employment, unless it is the
result of an independent intervening cause attributable to claimant’s own intentional conduct.’”
Imperial Trash Serv. v. Dotson, 18 Va. App. 600, 606-07, 445 S.E.2d 716, 720 (1994) (quoting
Morris v. Badger Powhatan/Figgie Int’l, Inc., 3 Va. App. 276, 283, 348 S.E.2d 876, 879 (1986)).
Under these circumstances, “the second injury is treated as if it occurred in the course of and
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arising out of the employee’s employment.” Leonard v. Arnold, 218 Va. 210, 214, 237 S.E.2d
97, 100 (1977).
For example, where a claimant with a compensable industrial injury suffers an additional
injury in an automobile accident while traveling “to or from a doctor’s office for the treatment of
[the] work-connected injury,” the second injury is “sufficiently causally related to the
employment by the mere fact that [the] work-connected injury was the cause of the journey.”
Brosnahan, 207 Va. at 722-23, 152 S.E.2d at 255-56. This is so even where the direct cause of
the automobile accident is a pre-existing medical condition of the employee that is unrelated to
the original industrial injury. Id. at 726, 152 S.E.2d at 258. A second injury also is considered a
compensable consequence of the original industrial injury when weakness from the original
injury precipitates a fall that causes the second injury. Bartholow Drywall Co. v. Hill, 12
Va. App. 790, 407 S.E.2d 1 (1991) (holding wrist injury compensable consequence when
claimant with compensable back injury fell as result of residual back weakness).
The Supreme Court has prescribed certain limits to the doctrine of compensable
consequences. In Amoco Foam Prods., the Court considered whether a claimant may recover for
a “compensable consequence of a compensable consequence,” and decided a claimant could not.
257 Va. at 31, 510 S.E.2d at 444. The claimant in Amoco Foam Prods. suffered a compensable
left ankle injury in 1992, and in 1994, while the claimant was recovering from surgery on her left
ankle, the ankle gave way, causing injury to her right knee. Id. at 30-31, 510 S.E.2d at 443. The
commission determined the 1994 right knee injury was a compensable consequence of the 1992
left ankle injury, and the employer did not appeal that determination. Id. at 31, 510 S.E.2d at
443. In 1995, due to ongoing pain from the 1994 right knee injury, the claimant fell again,
causing a new injury to her right knee. Id. On these facts, the Supreme Court held “[the 1995]
injury did not arise out of the employment because there is absence of a causal connection
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between the incidents of claimant’s employment and the 1995 injury.” Id. at 33, 510 S.E.2d at
445. The occurrence of the 1994 injury, although causally related to the 1992 injury, was
sufficient to break the causal connection between the 1992 and 1995 injuries. Id. Essentially,
Amoco Foam Prods., found that if “A,” being the compensable injury, caused “B,” and “B”
caused “C,” then “C” is not a compensable consequence. Only if “A” caused “C” can claimant
recover.
The Court applied these same limitations in Paul Johnson Plastering v. Johnson, 265 Va.
237, 576 S.E.2d 447 (2003). The claimant in that case suffered a compensable injury to his wrist
and back in 1990 and subsequently was diagnosed with “chronic depression” and “a major
depressive disorder.” Id. at 239, 576 S.E.2d at 449. In 1995 he was diagnosed with a brain
injury, and in 1998, he was found to be permanently and totally disabled as a result of his wrist,
back, and brain injuries. Id. at 240, 576 S.E.2d at 449. Johnson contended his “disability
resulted from a structural change in his brain or a brain injury that developed from his depression
which in turn was caused by the injury to his wrist.”2 Id. at 241, 576 S.E.2d at 450. The Court
held that, under Amoco Foam Prods., if the claimant’s wrist injury caused depression and the
depression, in turn, caused the claimant’s brain injury, “the brain injury is not compensable
because, under this theory, there is no direct causal link between that brain injury and the original
industrial accident injury, the wrist injury.” Id. at 244, 576 S.E.2d at 452. The original injury to
claimant’s back and wrist was “A.” The depression was “B,” and the brain injury was “C.” The
Supreme Court found that while “A” caused “B” and “B” caused “C,” no evidence indicated “A”
2
Johnson contended in the alternative that the brain injury was directly caused by the
original industrial accident. Johnson, 265 Va. at 243, 576 S.E.2d at 451. The Court noted that
the deputy commissioner concluded that the medical evidence failed to support such a finding.
Id. The Court further noted that, because “[t]his factual finding was never set aside,” Johnson
could not prevail on that basis. Id.
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caused “C.” As a result, the Court held the claimant was not entitled to compensation for the
brain injury. Id. at 245, 576 S.E.2d at 452.3
Our decision in Berglund Chevrolet, Inc. v. Landrum, 43 Va. App. 742, 601 S.E.2d 693
(2004), can be explained with the “A, B, C” analysis. Landrum suffered a compensable back
injury (“A”). As a direct result of that back injury, Johnson suffered from “major depression”
(“B”) and was prescribed anti-depression medications, which, in part caused erectile dysfunction
(“C”). Id. at 747, 693 S.E.2d at 695. His doctor concluded:
Mr. Landrum is regularly followed through our office for
complications of a closed head injury that occurred on June 8,
1990 with associated chronic headaches. He, in addition, has a
history of back injuries associated with both the headaches and
back pain, a chronic pain syndrome/complex regional pain
disorder. As a result of the combination of these problems and the
medications used to treat them, he has difficulty with erectile
dysfunction, improved with Viagra. It is difficult to blame a
specific medication or injury and it is likely that it is the
combination of both injuries and his medications that have
contributed to his sexual dysfunction.
Id. at 747, 693 S.E.2d at 696. We held the doctor “attributed Landrum’s sexual dysfunction
(and, thus, his need for Viagra) to the original workplace injury.” Id. at 752, 693 S.E.2d at 698.
We further concluded:
Dr. Daugherty focused on the combination of the “chronic pain
syndrome/complex regional pain disorder” caused in part by the
workplace accident and “the medications used to treat them.” In
his view, the causal chain was not interrupted by any intervening
accidents, unrelated injuries, idiopathic conditions, or causal
influences for which Landrum should bear responsibility. Finding
Dr. Daugherty’s opinion persuasive, the commission concluded
“the evidence predominates in establishing that the claimant has
developed sexual/erectile dysfunction (and a need for Viagra), at
3
While Food Distributors v. Estate of Ball, 24 Va. App. 692, 485 S.E.2d 155 (1997),
seems to support claimant’s position, Food Distributors has been implicitly overruled by Amoco
Foam Prods., 257 Va. 29, 510 S.E.2d 443, and Paul Johnson Plastering, 265 Va. 237, 576 S.E.2d
447, which set the parameters for application of the compensable consequences doctrine.
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least in part, as a direct consequence of the workplace injury to his
back.”
Id. (emphasis in original).
Thus, in Berglund, the back injury (“A”) was a direct cause of the erectile dysfunction
(“C”). It was not that the back injury caused depression, which in turn caused the dysfunction.
III.
CAUSATION AND COMPENSABLE CONSEQUENCE
The commission’s determination regarding causation is a finding of fact. Marcus v.
Arlington County Bd. of Supers., 15 Va. App. 544, 551, 425 S.E.2d 525, 530 (1993). A finding
of causation need not be based exclusively on medical evidence, and a claimant is not required to
produce a physician’s medical opinion in order to establish causation. Dollar Gen. Store v.
Cridlin, 22 Va. App. 171, 176-77, 468 S.E.2d 152, 154-55 (1996). Causation of a medical
condition may be proved by either direct or circumstantial evidence, including medical evidence
or “the testimony of a claimant.”4 Id. at 176, 468 S.E.2d at 154; see Lee County Sch. Bd. v.
Miller, 38 Va. App. 253, 260, 563 S.E.2d 374, 378 (2002). Any medical opinion offered into
evidence “is not necessarily conclusive, but is subject to the commission’s consideration and
weighing.” Hungerford Mech. Corp. v. Hobson, 11 Va. App. 675, 677, 401 S.E.2d 213, 215
(1991). In determining whether credible evidence exists to support the commission’s findings of
fact, “the appellate court does not retry the facts, reweigh . . . the evidence, or make its own
determination of the credibility of the witnesses.” Wagner Enters. v. Brooks, 12 Va. App. 890,
894, 407 S.E.2d 32, 35 (1991). Thus, unless we can say as a matter of law that claimant failed to
sustain her burden of proving causation, the commission’s findings are binding and conclusive
upon us. Marcus, 15 Va. App. at 551, 425 S.E.2d at 530.
4
The record does not show claimant related the original injury to the GERD condition.
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Employer contends that, based on the Supreme Court’s holdings in Amoco Foam Prods.
and Paul Johnson Plastering, the connection between claimant’s back injury and his subsequent
development of GERD is too attenuated to provide the necessary causal link. We agree.
We first must review the medical testimony to determine whether the facts support the
commission’s finding. It should be noted neither the deputy nor the commission found the
original back injury caused the GERD condition. The deputy stated, “[W]e find that the GERD
condition is directly caused or aggravated, at least in part, by emotional and physical stress
resulting from the work injury.” The commission, in awarding benefits, concluded, “Further as
the deputy commissioner noted, where stress from the work accident causes depression, case law
uniformly holds the [employer] responsible in that situation.”
This is not the correct legal standard as set forth in Amoco Foam Prods. and Paul Johnson
Plastering. The commission only related stress/depression to the GERD condition. Nowhere in
the opinions is a finding that the original injury (“A”) caused the GERD condition (“C”). The
record before the commission only showed that the original injury (“A”) caused the
depression/stress (“B”), which in turn caused the GERD condition (“C”). This is the very
causation pattern rejected by Amoco Foam Prods. and Paul Johnson Plastering.
The evidence from the treating physicians, rather than proving causation, as the dissent
suggests, indicates the error of the commission’s finding.
When invited to comment on the relationship between claimant’s GERD and his back
injury, Dr. Alfano specifically concluded that there was no direct causation between the injury
and the GERD. Thus, Dr. Alfano’s medical opinion affords no basis for causation.
Dr. Katz indicated, “[T]he emotional and physical stress [claimant] endures everyday as a
result of his injuries from the fall may have caused his present gastrointestinal problems.”
(Emphasis added). The word “may” is insufficient to prove causation. “May” is defined as “to
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express possibility.” Webster’s College Dictionary 811 (2d ed. 1997). “A medical opinion
based on a ‘possibility’ is irrelevant, purely speculative and hence, inadmissible.” Spruill v.
Commonwealth, 221 Va. 475, 479, 271 S.E.2d 419, 421 (1980). See also Westmoreland Coal
Co. v. Campbell, 7 Va. App. 217, 224, 372 S.E.2d 411, 416 (1988) (“[I]f the expert medical
witnesses cannot testify that it is at least more probable than not that the disease arose out of and
in the course of employment, compensation must and should be denied, not because the law
requires more of medicine than it can produce, but because the law requires more than simply
proof that the disease ‘might’ have been caused by a particular result.”). Again, Dr. Katz’s
finding establishes no causation between the original injury and the GERD condition.
Dr. Muller found claimant “has been experiencing significant anxiety and depression
stemming from his physical disabilities and his stress level certainly must be considered as an
etiological factor for the acid reflux and also considered to significantly exacerbate his
symptoms.” Dr. Muller, at best, opines the original injury (“A”) caused the stress/depression
(“B”), which in turn caused the GERD condition (“C”). Nothing in Dr. Muller’s opinion can be
interpreted to indicate the original back injury was a direct cause of the GERD condition.5
The dissent points to the fact that during claimant’s initial hospitalization for the original
injury, he was prescribed medication for indigestion, gas, nausea, and bloating.6 The discharge
summary indicates claimant was also prescribed Protonix, an acid blocker medication similar to
Nexium. However, nothing in the record indicates that indigestion, nausea, bloating, and gas are
5
We note that the uncompensable consequences in Amoco Foam Prods. and Paul
Johnson Plastering involve subsequent injuries, while the claimant here complains of an ensuing
symptom of an illness. We find no distinction between a consequential injury and consequential
symptom for purposes of an “A-B-C” analysis, as long as the evidence links the original injury to
the subsequent consequence.
6
Neither the deputy, nor the full commission, considered the gastrointestinal symptoms
in their determination of causation.
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symptoms of GERD. Nothing in the discharge summary indicates any symptoms of GERD, nor
a diagnosis of GERD, nor any referral for treatment of a GERD condition. While Protonix is an
acid blocker, as is Nexium, there is no medical evidence indicating that Protonix was prescribed
for a GERD condition. It is pure speculation that claimant suffered any symptoms of GERD
during the initial hospitalization.
We conclude no evidence supports the commission’s determination of causation and
further conclude the commission applied an incorrect analysis concerning compensable
consequences. We reverse the commission’s award of medical benefits.
Reversed.
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Elder, J., dissenting.
The majority holds, based on the Supreme Court’s decisions in Amoco Foam Products
Co. v. Johnson, 257 Va. 29, 510 S.E.2d 443 (1999), and Paul Johnson Plastering v. Johnson, 265
Va. 237, 576 S.E.2d 447 (2003), that the connection between claimant’s back injury and his
subsequent development of GERD is too attenuated to permit coverage under the Virginia
Workers’ Compensation Act. I would hold credible evidence supports the commission’s finding
that claimant’s GERD is caused or exacerbated by stress resulting from his compensable injury
and that this relationship is sufficiently “direct” to establish the necessary causal connection
between claimant’s industrial injury and his GERD. Thus, I respectfully dissent.
The commission’s determination regarding causation is a finding of fact and may be
proved by direct or circumstantial evidence. Marcus v. Arlington County Bd. of Supers., 15
Va. App. 544, 551, 425 S.E.2d 525, 530 (1993). A finding of causation need not be based
exclusively on medical evidence, and a claimant is not required to produce a physician’s medical
opinion in order to establish causation. Dollar Gen’l Store v. Cridlin, 22 Va. App. 171, 176-77,
468 S.E.2d 152, 154-55 (1996). Any medical opinion offered into evidence “is not necessarily
conclusive, but is subject to the commission’s consideration and weighing.” Hungerford Mech.
Corp. v. Hobson, 11 Va. App. 675, 677, 401 S.E.2d 213, 214 (1991). In determining whether
credible evidence exists to support the commission’s findings of fact, “the appellate court does
not retry the facts, reweigh . . . the evidence, or make its own determination of the credibility of
the witnesses.” Wagner Enters. v. Brooks, 12 Va. App. 890, 894, 407 S.E.2d 32, 35 (1991). As
the majority acknowledges, unless the appellate court can say as a matter of law that claimant
failed to sustain her burden of proving causation, the commission’s findings are binding and
conclusive on appeal. Marcus, 15 Va. App. at 551, 425 S.E.2d at 530.
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Here, credible evidence supports the commission’s finding that claimant’s compensable
back injury “is a contributing factor in his [GERD].” Claimant’s primary care physician, Martin
Katz, noted that claimant had no history of gastric reflux or ulcer prior to his industrial injury on
September 6, 2000. Claimant’s medical records show he was treated for digestive problems
while in rehabilitation immediately following his injury and that, when he was discharged from
the rehabilitation facility in October 2000, about five weeks after the accident, doctors gave him
a prescription for Protonix, a drug similar to Nexium, to take as needed. Finally, after claimant
was diagnosed with GERD in 2004, his treating physicians gave opinions supporting a finding
that claimant’s industrial injury directly caused or contributed to his GERD. Dr. Katz opined
that the “emotional and physical stress [claimant] endures everyday as a result of his injuries
from [the compensable] fall may have caused his present gastrointestinal problems.” Dr. Alan
Alfano opined claimant’s GERD was “indirectly related to his injury in that it is likely
exacerbated by stress.” Finally, Dr. Robert Muller noted that claimant “has been experiencing
significant anxiety and depression stemming from his physical disabilities and change of life”
and that “[h]is stress level certainly must be considered as an etiological factor for the acid reflux
and also considered to significantly exacerbate his symptoms.”
Based on this evidence, the commission agreed with the deputy that “this is not a case
where stress from the physical injury causes depression which, in turn, causes GERD” and that
claimant’s “GERD condition is directly caused or aggravated, at least in part, by emotional and
physical stress resulting from the work injury.” The commission relied on stress, not depression,
as a factor causing claimant’s GERD. Credible evidence in the record supports this finding.
The majority concedes that Dr. Muller’s opinion establishes “the original injury (‘A’)
caused the stress/depression (‘B’), which in turn caused the GERD condition (‘C’),” but
concludes as a matter of law based on Amoco Foam Prods. and Paul Johnson Plastering that this
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causal link is insufficiently direct. I believe the majority’s interpretation of these holdings is
overly simplistic and unnecessarily narrow.
As set out above, the commission agreed with the deputy that stress, not depression,
related to claimant’s compensable back injury was a direct cause of claimant’s GERD. These
facts are distinguishable from those in Paul Johnson Plastering, in which the claimant was
“diagnosed . . . as having a major depressive disorder,” which was alleged to have caused, over a
period of time, “a structural change in his brain or a brain injury.” 265 Va. at 239, 241, 576
S.E.2d at 449, 450. The Court held that Johnson’s depression was an intervening “injury”
severing the causal link between the original wrist injury and subsequent brain injury. Id. at 244,
576 S.E.2d at 451-52. Here, by contrast, the evidence supported the commission’s finding that
claimant’s stress from his back injury, like physical pain and weakness, was merely a symptom
of the original compensable injury and disability rather than an intervening injury. Where pain
or physical weakness from an original compensable injury causes a second injury, the case law
uniformly holds that the second injury is a compensable consequence. See Amoco Foam Prods.,
257 Va. at 33, 510 S.E.2d at 444-45 (physical weakness); Bartholow Drywall Co. v. Hill, 12
Va. App. 790, 791, 794, 407 S.E.2d 1, 2, 3 (1991) (physical weakness); Berglund Chevrolet, Inc.
v. Landrum, 43 Va. App. 742, 752 & n.3, 601 S.E.2d 693, 698 & n.3 (2004) (pain and
medications used to treat pain). The result is no different simply because the symptom of the
original injury is emotional or psychological rather than physical. See Yellow Freight Sys. v.
Robinson, 37 Va. App. 436, 441-42, 559 S.E.2d 381, 383-84 (2002) (rejecting employer’s
argument that it should be held responsible “only for emotional or mental conditions caused by
physical injury and not for those conditions aggravated by the physical injury,” implicitly
holding that law provides coverage for all aggravations and that distinguishing between
aggravation of conditions based on whether they are emotional or physical would be error). The
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majority’s “ABC” argument, carried to its extreme as I believe it is in this case, would prevent
recovery by even a claimant who suffers one physical injury (“A”), experiences physical
weakness (“B”) two years later, and falls as a result of that weakness, injuring himself again
(“C”). Yet existing case law recognizes that “C” is compensable under these facts. See Amoco
Foam Prods., 257 Va. at 33, 510 S.E.2d at 444-45; see also Hill, 12 Va. App. at 791, 794, 407
S.E.2d at 2, 3 (holding 1989 wrist injury, incurred when claimant fell due to weakness caused by
compensable 1986 back injury, was compensable consequence). Here, claimant’s stress, proved
to be at least aggravated by his compensable back injury, was nothing more than an emotional
symptom of his original compensable injury. Thus, I believe credible evidence proved the
necessary direct causal link existed between claimant’s back injury and his GERD.
Our holding in Landrum supports this result. In Landrum, we held the evidence
supported a finding that the pain from the compensable industrial accident and the medications
used to treat the pain were, “‘at least in part,’” a “‘direct’” cause of Landrum’s erectile
dysfunction. 43 Va. App. at 752, 601 S.E.2d at 698. Thus, we held the erectile dysfunction was
a compensable consequence of the industrial injury and that the employer was responsible for the
Viagra prescription needed by the claimant in order to combat this compensable consequence.
Id. at 752-53, 601 S.E.2d at 698. We expressly rejected the employer’s contention that the
evidence proved no more than indirect causation--a noncompensable consequence of a
compensable consequence--as in Amoco Foam Prods. and Paul Johnson Plastering. Landrum,
43 Va. App. at 752 n.3, 601 S.E.2d at 698 n.3.
Similarly, here, claimant’s compensable back injury and resulting disability caused stress,
and the medical evidence supported a finding that this stress either partially caused or
“significantly exacerbate[d]” claimant’s GERD. The evidence established that, within weeks
following the accident, claimant experienced emotional distress from the accident. Although he
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had never had GERD before the accident, while in rehabilitation following the accident, he had
indigestion severe enough to require treatment, and upon his discharge from rehabilitation, he
received a prescription for Protonix, a drug similar to Nexium, to take as needed. Evidence from
claimant’s treating physicians supported a finding that stress from claimant’s back injury and
resulting disability caused or “significantly exacerbate[d]” his GERD. Thus, regardless of
whether any physician expressly opined that a “direct” causal connection existed between
claimant’s industrial injury and his GERD, see Lee County Sch. Bd. v. Miller, 38 Va. App. 253,
260-61, 563 S.E.2d 374, 377-78 (2002) (noting physician’s express statement of causation not
required to permit commission to find necessary “direct causal connection” between work and
occupational disease under Code § 65.2-400 (emphasis added)), the medical and other evidence
as a whole, viewed in the light most favorable to claimant, supported the commission’s
conclusion that the requisite “direct” causal connection existed. Cf. Robinson, 37 Va. App. at
439-43, 559 S.E.2d at 382-84 (decided three years after Amoco Foam Prods. and, although not
discussing impact of decision, holding doctrine of compensable consequences provided coverage
where increased stress and anxiety caused by compensable physical injury aggravated
pre-existing depression and rendered claimant totally disabled). Because I believe credible
evidence in the record, interpreted in light of the applicable case law, supports that finding, I
would affirm the commission’s award of benefits.
For these reasons, I respectfully dissent.
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