COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Fitzpatrick, Judge Elder and
Senior Judge Hodges
Argued at Salem, Virginia
CHARLES DOUGLAS RINER
OPINION BY
v. Record No. 2260-01-3 JUDGE LARRY G. ELDER
MAY 6, 2003
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF WISE COUNTY
J. Robert Stump, Judge
Roger D. Groot (Thomas R. Scott, Jr.; School
of Law, Washington & Lee University; Street
Law Firm, on briefs), for appellant.
Donald E. Jeffrey, III, Assistant Attorney
General (Jerry W. Kilgore, Attorney General;
Paul C. Galanides, Assistant Attorney
General, on brief), for appellee.
Charles Douglas Riner (appellant) appeals from his jury
trial convictions for first degree murder, arson, and petit
larceny. On appeal, he contends the trial court erroneously (1)
denied a motion to change venue; (2) denied his motion for
mistrial based on juror misconduct that resulted in dismissal of
that juror; (3) allowed a private prosecutor with claimed
conflicts of interest to participate in the trial; and (4)
admitted the business records of a pawn shop as an exception to
the hearsay rule without proof that the entrant was unavailable.
To the extent these issues were preserved in the trial court and
properly presented on appeal, we hold the trial court's rulings
were not error. Thus, we affirm.
I.
BACKGROUND
Appellant was charged with the instant offenses following
the death of his wife (the victim) on August 12, 1998, in a fire
in the house they shared with their three children. Appellant
and the children escaped the fire without serious injury.
After the fire, members of the victim's family attempted to
remove appellant as the administrator of the victim's estate and
to obtain visitation with or custody of the children. When
appellant failed to appear for estate proceedings on August 11,
1999, the court removed him as administrator of the estate and
issued a capias for his appearance.
In November 1999, while the capias was still outstanding,
appellant falsely told school officials he was taking the
children to Pennsylvania to attend a funeral but eventually went
with the children to Panama. While appellant was in Panama, a
Wise County grand jury indicted him for arson and murder. He
was arrested in Panama and returned to Virginia. The original
indictment for arson and murder was later superseded by an
indictment for arson, robbery and capital murder.
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II.
MOTION FOR CHANGE OF VENUE
Prior to trial, appellant moved for a change in venue,
alleging that "exhaustive media coverage" within the previous
year, including extensive "misinformation" about appellant and
the case, left him "unable to receive a fair and impartial
trial" in that jurisdiction. That information included but was
not limited to the fact that appellant left the country with his
children and traveled to Panama, which the media implied was
flight to avoid prosecution. The trial court denied the motion.
After appellant was tried and convicted, he noted an appeal
and timely filed a petition for appeal which did not include a
challenge to the trial court's denial of his venue motion.
Before this Court had acted on appellant's original petition, he
filed a motion to enlarge the petition to include such a
challenge. This Court granted appellant's motion to enlarge his
petition and ultimately granted appellant's petition for appeal
as to that assignment of error as well as the others addressed
in this opinion.
A.
JURISDICTION AND PRESERVATION FOR APPEAL
1. Petition for Appeal
"[A] petition for appeal must be filed . . . not more than
40 days after the filing of the record with the Court of
Appeals. An extension of 30 days may be granted on motion in
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the discretion of the Court of Appeals in order to attain the
ends of justice." Rule 5A:12(a). Rule 5A:3 provides that
"[t]he times prescribed for filing the notice of appeal (Rule
5A:6 and 5A:11) [and] a petition for appeal (Rule 5A:12) . . .
are mandatory." We have expressly held that the "forty-day time
limit in Rule 5A:12(a) for filing a petition for appeal is a
jurisdictional requirement" and that a petition not filed within
this time must be dismissed unless a motion for an extension of
time is "filed[] and granted[] before the original deadline has
passed." Long v. Commonwealth, 7 Va. App. 503, 505-06, 375
S.E.2d 368, 369 (1988) (en banc); see Haywood v. Commonwealth,
15 Va. App. 297, 298, 423 S.E.2d 202, 203 (1992) (en banc).
Thus, in order for this Court to acquire jurisdiction over a
criminal appeal, the petitioner must file a timely petition.
Here, appellant timely filed a petition containing three of
the four assignments of error presently before us on appeal.
Thus, this Court acquired jurisdiction to consider those three
assignments of error, and the Commonwealth received notice that
appellant intended to challenge his conviction.
The Commonwealth nevertheless contends this Court had no
authority to allow appellant to enlarge his petition for appeal
and, thus, that we lack jurisdiction to consider appellant's
challenge to the denial of the motion for a change of venue.
The Commonwealth relies on both the established principle that
the timely filing of a petition for appeal is jurisdictional and
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the provisions of Rule 5A:12(c), which state that "[t]he
petition for appeal shall contain the questions presented" and
that "[o]nly questions presented in the petition for appeal will
be noticed by the Court of Appeals." The Commonwealth cites
case law providing that, "[w]hen the word 'shall' appears in a
statute it is generally used in an imperative or mandatory
sense." Schmidt v. City of Richmond, 206 Va. 211, 218, 142
S.E.2d 573, 578 (1965).
We reject the Commonwealth's argument. Although the timely
filing of a petition for appeal is jurisdictional, nothing in
the Rules of Court prevents us from exercising our inherent
authority to allow the petitioner to present additional issues
for our consideration when we have already acquired jurisdiction
and have not yet acted on the original petition. See Yarbrough
v. Commonwealth, 258 Va. 347, 361, 519 S.E.2d 602, 608 (1999)
(recognizing "inherent authority [of court] to administer cases
on its docket"); cf. Shooltz v. Shooltz, 27 Va. App. 264, 271,
498 S.E.2d 437, 440 (1998) (recognizing inherent authority of
court, in divorce case, to reopen record to take additional
evidence).
The mere fact that the rules state "[t]he petition for
appeal shall contain the questions presented" does not compel
the conclusion the Commonwealth advances. Rule 5A:12(c)
(emphasis added). In Johnson v. Commonwealth, 1 Va. App. 510,
511-13, 339 S.E.2d 919, 920-21 (1986), for example, we
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interpreted the effect of the word "shall" as used in reference
to a rule requiring mailing or delivery of a notice of appeal to
the clerk of this Court. Johnson involved the interplay between
Rules 5A:3 and 5A:6. Rule 5A:3, quoted more fully above,
provides that the time for filing the notice of appeal is
"mandatory," which we have interpreted in that context to mean
"jurisdictional." Johnson, 1 Va. App. at 512, 339 S.E.2d at
920. Rule 5A:6 provides that "No appeal shall be allowed
unless, within 30 days after entry of final judgment . . .
counsel files with the clerk of the trial court a notice of
appeal, and at the same time mails or delivers a copy of such
notice to . . . the clerk of the Court of Appeals." Rule
5A:6(a) (emphasis added).
We held in Johnson, despite use of the word "shall" in Rule
5A:6(a), that the only activity in that rule necessary to give
this Court jurisdiction over the appeal was the filing of the
notice of appeal with the clerk of the trial court and not the
mailing or delivering of the notice to the clerk of this Court.
Johnson, 1 Va. App. at 512-13, 339 S.E.2d at 920. In so
holding, we cautioned that
we do not minimize the necessity of
adherence to the mandate of the Rule by
members of the bar. We consider the
requirement in the Rule to be significant
and one that should not be ignored.
Litigants and their attorneys must read and
comply with the plain language contained
therein. Sanctions may be imposed unless an
extension of time for complying with the
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Rule is granted for good cause shown in
accordance with Rule 5A:3(b).
Id. at 513, 339 S.E.2d at 921.
The filing of a timely petition for appeal under Rule
5A:3(a), like the filing of a timely notice of appeal under that
same rule, is jurisdictional. Nevertheless, the provisions of
Rule 5A:12(c) stating what the petition "shall contain," like
the provisions of Rule 5A:6(a) stating that "[n]o appeal shall
be allowed" unless a copy of the notice of appeal is mailed or
delivered to the clerk of the Court of Appeals, are not
jurisdictional. They do not prevent us from exercising
jurisdiction over assignments of error added to the petition,
with leave of court, at a later date. In appellant's case, like
in Johnson, "we do not minimize the necessity of adherence to
the . . . Rule[s] by members of the bar." 1 Va. App. at 513,
339 S.E.2d at 921. A petitioner who fails to include one or
more issues in his petition for appeal and subsequently asks the
Court for leave to enlarge the petition acts at his peril
because the Court is not compelled to grant such leave. 1
Nevertheless, the text of the Rule does not prevent this Court,
1
We note appellant's contention that the ruling in Thomas
v. Commonwealth, 263 Va. 216, 559 S.E.2d 652 (2002), changed the
law applicable to his motion to change venue and that an appeal
of the venue issue was not appropriate prior to the issuance of
Thomas. Nevertheless, this claimed change in the law would not
have prevented appellant from assigning error to the denial of
his motion based on the same reasoning applied in Thomas. Cf.
Commonwealth v. Jerman, 263 Va. 88, 92-94, 556 S.E.2d 754,
756-58 (2002). We mention this possibility only to make clear
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in its discretion and pursuant to its inherent authority, see
Yarbrough, 258 Va. at 361, 519 S.E.2d at 608, from considering
such additional issues as long as the Court has acquired
jurisdiction over the appeal via timely filing of the original
petition for appeal.
2. Preservation in the Trial Court under Rule 5A:18
Rule 5A:18 provides that "[n]o ruling of the trial court
. . . will be considered as a basis for reversal unless the
objection was stated together with the grounds therefor at the
time of the ruling, except for good cause shown or to enable the
Court of Appeals to attain the ends of justice." The purpose of
the rule is to avoid unnecessary appeals, reversals, and
mistrials by requiring litigants to inform the trial judge of
the action complained of so that the judge has the opportunity
to consider the issue intelligently and take timely corrective
action. Robinson v. Commonwealth, 13 Va. App. 574, 576, 413
S.E.2d 885, 886 (1992).
Appellant contends he sufficiently preserved for appeal his
present challenge to the denial of his motion for a change of
venue by filing a pretrial motion to change venue and renewing
the motion after voir dire was complete. We hold that
appellant's actions preserved his assignment of error only in
that we do not consider an actual or alleged change in the law a
prerequisite to the court's exercise of its discretion to allow
a petitioner to add assignments of error to a timely filed
petition.
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part. Appellant's challenge to the trial court's denial of his
venue motion is three-fold. He contends first that the evidence
and the trial court's comments from the bench prevented a
finding that the jury was impartial. He argues next that, even
if the jury was impartial, the court applied an improper
standard in denying his motion because it considered only the
fact that a jury was selected rather than "the ease with which
the jury had been selected," as required under Thomas v.
Commonwealth, 263 Va. 216, 559 S.E.2d 652 (2002). Finally, he
contends that under the Thomas standard, denial of the motion
was error because the jury selection was "fraught with
difficulty."
In the trial court, however, appellant did not contend the
court applied an improper standard in denying the motion.
Appellant contends that his moving for a change of venue was
sufficient to preserve the issue of the proper standard for
review of such a motion for appeal. Appellant contends that,
like in Thomas, "[he] filed a pretrial motion seeking to change
venue" and, "[f]ollowing voir dire, [he] again moved for a
change of venue." Thomas, 263 Va. at 229-30, 559 S.E.2d at 659.
Thus, argues appellant, this Court should consider whether the
trial court applied the proper standard in ruling on his motion
just as the Supreme Court did in Thomas.
We disagree. Although appellant accurately repeats the
procedural history set out in Thomas, the Supreme Court in
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Thomas did not address a procedural bar issue. Id. at 229-33,
559 S.E.2d at 659-61. Thus, the opinion in Thomas does not
stand for the proposition that the facts recited therein
established proper preservation of the key issue for appeal.
Further, as the Supreme Court has held clearly in another
context, the fact that the law in effect at the time of a trial
sets out a particular method for proceeding does not prevent a
defendant from arguing that method should be different 2 and does
not excuse him from registering an objection in order to comply
with Rule 5A:18. See, e.g., Commonwealth v. Jerman, 263 Va. 88,
92-94, 556 S.E.2d 754, 756-58 (2002) (holding fact that law at
time of trial did not entitle defendant to instruction on
abolition of parole in penalty phase of trial did not excuse
defendant's failure to request parole instruction and, thus,
that Rule 5A:18 barred consideration of issue in appeal that
occurred after Court adopted rule that would have entitled
defendant to such an instruction). "The perceived futility of
an objection does not excuse a defendant's procedural default at
trial." Id. at 94, 556 S.E.2d at 757.
Thus, we hold appellant's failure specifically to object to
the standard he believes the trial court erroneously applied to
his motion for a change of venue bars this aspect of his appeal.
2
For purposes of analyzing this issue, we merely assume
without deciding that the holding in Thomas affected a change in
the law.
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Appellant's motion for a change of venue preserved only his
general claim that he was unable to obtain a fair trial due to
pretrial publicity and, thus, that the trial court abused its
discretion in denying the motion.
3. Waiving Objection by Presenting Evidence of Same Character
The Commonwealth contends appellant waived his right to
object to any bias resulting from pretrial publicity about his
trip to Panama with his children when he introduced evidence at
trial regarding media coverage of that trip. We disagree.
The principle cited by the Commonwealth provides "that
'where an accused unsuccessfully objects to evidence which he
considers improper and then on his own behalf introduces
evidence of the same character, he thereby waives his objection,
and we cannot reverse for the alleged error.'" Hubbard v.
Commonwealth, 243 Va. 1, 9, 413 S.E.2d 875, 879 (1992) (quoting
Saunders v. Commonwealth, 211 Va. 399, 401, 177 S.E.2d 637, 638
(1970)) (emphasis added). We hold this principle does not apply
in appellant's case because appellant did not object to the
Commonwealth's admission of evidence at trial. Rather he
objected to the empanelment of jurors who had learned of his
trip to Panama through extra-judicial channels during the year
prior to trial. Further, he objected not merely because
pretrial media coverage reported that he went to Panama but also
because that coverage characterized his trip as flight to avoid
prosecution, an interpretation he denied as inaccurate. When
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information about his trip to Panama was introduced at trial, it
was presented to the jurors in the form of evidence, and
appellant had an immediate opportunity to provide evidence
rather than media speculation as to the reason for his trip.
The context in which the evidence was admitted at trial was far
different than the context in which jurors encountered the
information in the media. Thus, we hold that appellant's trial
strategy to introduce evidence that he traveled to Panama did
not constitute a waiver of his objection on the issue of juror
impartiality.
B.
MERITS OF MOTION TO CHANGE VENUE
A ruling on a motion to change venue rests in the sound
discretion of the trial court and will be upheld on appeal
absent an abuse of that discretion. See, e.g., Kasi v.
Commonwealth, 256 Va. 407, 420, 508 S.E.2d 57, 64 (1998). The
law presumes a defendant will receive a fair trial in the
jurisdiction in which the crimes occurred. Id. In order to
overcome the presumption, a defendant must "demonstrat[e] that
the feeling of prejudice on the part of the citizenry is
widespread and is such that would 'be reasonably certain to
prevent a fair trial.'" Mueller v. Commonwealth, 244 Va. 386,
398, 422 S.E.2d 380, 388 (1992) (quoting Stockton v.
Commonwealth, 227 Va. 124, 137, 314 S.E.2d 371, 380 (1984)).
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In considering evidence of community
prejudice based on pretrial publicity,
widespread knowledge of the case alone is
insufficient to overcome the presumption.
Jurors need not be ignorant of the crime.
In addition to the volume of publicity,
factors identified as relevant in
determining the impact of pretrial publicity
on the defendant's ability to obtain a fair
trial are whether the publicity is accurate,
temperate, and non-inflammatory, and the
timing of the publicity. Thus, publication
of matters concerning the crime, the
accused's prior criminal record, and even a
confession of the accused, if factually
accurate and non-inflammatory, is not
improper and will not alone support a change
of venue.
A potential juror who has knowledge of
the case, even if such person has formed an
opinion about the case, is entitled to sit
on the jury if that opinion can be set
aside. But the difficulties that the trial
court encounters when finding jurors who,
despite having advanced knowledge of the
case and, perhaps, even preformed opinions,
can impartially judge the case are relevant
to deciding a motion to change venue. The
ease with which an impartial jury can be
selected is a critical element in
determining whether the prejudice in the
community stemming from pretrial publicity
is so wide-spread that the defendant cannot
get a fair trial in that venue. Roach v.
Commonwealth, 251 Va. 324, 342, 468 S.E.2d
98, 109 (1996); Mueller, 244 Va. at 398, 422
S.E.2d at 388. Thus, generally it will be
necessary for a trial court to undertake the
task of attempting to seat the jury.
Thomas, 263 Va. at 230-31, 559 S.E.2d at 660 (citations
omitted).
Appellant claims the pretrial media coverage was both
extensive and inaccurate. He also contends the jury was not
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impartial, as illustrated by both (a) the trial court's finding
that the jury was aware of and could not ignore reports that he
"fled" to Panama and (b) the Commonwealth's motion for a change
of venue. Finally, he contends that even if the jury was
impartial, denial of the motion to change venue was an abuse of
discretion under the "ease of selection" standard.
We hold first that appellant's claims of media inaccuracy
on brief did not involve true errors but rather involved (1) the
omission of facts appellant claimed were important and (2)
different ways of interpreting undisputed facts. The only
claimed error appellant discussed in the portion of his brief
challenging the denial of the venue motion was the media's
characterization of his trip to Panama, based in part on quotes
from Wise County officials, as appellant's "fleeing" the
jurisdiction and "hiding out" in Panama. Appellant argued the
fact that he obtained round-trip airline tickets for himself and
his children in their true names and that they lived openly in a
hotel they had visited previously on a church trip belied the
characterization of the media and the quoted Wise County
officials that he fled the country to avoid prosecution. He
contended his passing of a polygraph examination was not
reported by the newspapers and that he left Wise County after
passing the polygraph to avoid friction over a visitation
dispute with the victim's family. However, other evidence
established that when appellant left the country, he falsely
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told his employer and officials at his children's schools that
he was taking the family to a funeral in Pennsylvania and that,
when he spoke to his parents about three weeks later, he did not
reveal his location to them. Further, at the time he left Wise
County, a capias for his arrest remained outstanding as a result
of his failure to appear over two months earlier for a hearing
related to the settlement of his wife's estate. Thus, whether
appellant was "hiding out" in Panama and "fled" to avoid
prosecution were facts in dispute. The media's characterization
of appellant's travel as "flight" did not constitute false or
inaccurate reporting.
Appellant contends on brief the trial court "stat[ed] its
own belief that the jury knew about Panama and could not ignore
it." Appellant misinterprets the trial court's statements.
Appellant's reference to the statement implies the court found
the jurors could not ignore the fact that appellant went to
Panama. What the trial court actually said, however, was that
at least some of the jurors probably knew appellant went to
Panama and that the trial court itself could not ignore the fact
that some of the jurors probably knew of the trip. The trial
court never found that the jurors both were aware of and could
not ignore the fact of appellant's trip to Panama. Further, all
jurors on the venire panel who said they had heard or read
something about appellant or the crime prior to trial also said
they could ignore what they had heard and decide the case based
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on the evidence presented at trial. The trial court's denial of
the motion for a change of venue supports a conclusion that it
believed those jurors who knew about the trip to Panama could
nevertheless decide the case based on the evidence admitted at
trial.
Appellant's argument that the Commonwealth believed a
change of venue was necessary based on juror partiality also is
belied by the record. The Commonwealth joined in appellant's
motion for a change of venue only after the venire panel had
been selected and the trial court intimated it would allow
appellant to offer evidence that he passed a polygraph
examination before going to Panama in order to combat
appellant's fear of jury bias based on media coverage of his
trip. The Commonwealth expressed concern that the trial court's
ruling on the admissibility of the polygraph evidence would
amount to a ruling that the jury was not impartial. The
Commonwealth never indicated that it held such a belief, and,
for the reasons discussed above, the trial court's ruling on the
admissibility of the evidence did not constitute a finding that
the jury was not impartial.
Lastly, we hold that an analysis of the level of ease with
which the jury was selected does not compel a finding that the
court's denial of the venue motion was an abuse of discretion.
Jury selection, including on-the-record review of the jury
questionnaires by court and counsel, began at 4:00 p.m. on
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October 2, 2000, and selection of the venire was completed by
mid-afternoon on October 5, 2000, with opening statements
beginning on October 6, 2000. Thus, selection of the venire
took no more than three days.
The selection process began with the court's and the
parties' examination of questionnaires from 87 potential jurors.
Out of the original pool of 87, the trial court dismissed 13 for
reasons related at least in part to bias and 8 for unrelated
reasons. Of the remaining pool of 66, the court conducted
detailed questioning of 42, dismissing 5 for bias and 12 for
unrelated or unarticulated reasons. Thus, out of 87 potential
venire people, the court released 18 due at least in part to
bias and 20 for unrelated reasons before selecting a venire of
25. At that time, a pool of 24 potential jurors remained who
had survived review of their questionnaires but, due to lack of
need, had not undergone individual voir dire. See, e.g., Kasi,
256 Va. at 420-21, 508 S.E.2d at 64-65 (where "virtually all the
prospective jurors indicated they had heard or read about the
case" but the court "seated a panel of 24 jurors, following
detailed questioning of only 58 persons," jury was selected with
"relative ease" and "[d]efendant did not overcome the
presumption that he could receive a fair trial"); Coleman v.
Commonwealth, 226 Va. 31, 45, 307 S.E.2d 864, 871 (1983)
(upholding denial of motion for change of venue where court
struck 15 out of 42 jurors based on their having formed an
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opinion or failing to understand the presumption of innocence);
Brown v. Commonwealth, 28 Va. App. 315, 339-40, 405 S.E.2d 399,
409-10 (1998) (upholding denial of motion for change of venue
where 22 out of 60 jurors were discharged because they had
formed an opinion based on pretrial publicity and 14 were
discharged for unrelated reasons).
The fact that five jurors had to be excused and
replacements selected on the morning of October 5, 2000, after
the trial court and the parties believed they had completed
selection of a venire panel of 25 members, does not require a
different result. Of those additional 5 released, the evidence
established only that one of the replacements was necessitated
by concerns over partiality. Further, although the court
previously had released the remaining jurors and had to recall
them, it still had a group of 30 from which to choose (reduced
to 24 after the court questioned 6 more, released 1, and added
the remaining 5 to the venire). The entire process was
accomplished in 3 days and did not involve "unusual or
unexpected difficulty in impaneling a jury free from bias."
Coleman, 226 Va. at 45-46, 307 S.E.2d at 872.
Although approximately 80% of the 42 jurors who underwent
individual voir dire said they had heard or read something about
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the case prior to trial, 3 all of those jurors who remained on the
panel said they would be able to ignore what they had heard and
to decide the case based on the evidence presented at trial.
Under these circumstances, we hold the trial court did not abuse
its discretion in denying the motion for a change of venue.
III.
JUROR MISCONDUCT AND MISTRIAL MOTION
A.
BACKGROUND
Fifteen jurors, including three alternates, were selected.
One of those jurors, whose surname was Gibson, engaged in
misconduct both inside and outside the jury box. On the eighth
day of trial, before court had reconvened, Gibson went to the
Commonwealth's Attorney's office to report an error in one of
the Commonwealth's exhibits, which said that appellant had found
his wife's body when other testimony established he was
receiving medical treatment at the hospital when his wife's body
was found. The Commonwealth's Attorney immediately reported the
incident to the court, and appellant moved for a mistrial
because the juror ignored instructions from the court not to
conduct an independent investigation. The court denied the
3
The trial court did not permit questioning regarding
precisely what the prospective jurors had heard about the case.
Appellant did not specifically assign error to this ruling.
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mistrial motion and again cautioned the entire jury not to
engage in such conduct.
On the sixteenth day of trial, appellant moved for a
mistrial based on what he described as Juror Gibson's
"distractions, inattentiveness, and what I would suggest amounts
to juror misconduct." Appellant's counsel noted that Gibson
appeared to be ignoring testifying witnesses and talking to two
of his fellow jurors during the presentation of the evidence.
Counsel argued, "I don't know what's going on in the jury room,
but if . . . he's doing that publicly in the courtroom, my
common sense tells me that he's engaging in similar conduct [in
the jury room]." The court and the Commonwealth confirmed they
had observed some of the behavior about which appellant
complained.
The court then questioned Gibson and the two jurors to whom
he was seen speaking in the jury box. When the court questioned
Juror Gibson under oath, he admitted commenting about the
exhibits to Jurors Russell and Mullins while in the jury box and
said he often did not watch the testifying witness because he
was "looking for audience reaction and . . . lawyer reaction" to
the testimony.
The trial court released Juror Gibson from service,
informed the remaining jurors of his release, asked which jurors
had heard Gibson comment about the case "in the Jury's
chambers," and questioned individually the additional eight
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jurors who said they had. Appellant agreed that questioning of
the remaining jurors was unnecessary. After questioning a total
of ten jurors with whom Gibson had communicated about the case,
each of whom indicated that she still had an open mind and could
render an impartial verdict, the trial court denied appellant's
mistrial motion. It then instructed the jury to ignore the
comments Juror Gibson had made, both in the jury box and in the
jury room during breaks, noting that "[s]ome of his assertions
were not correct."
Trial continued with the remaining jurors, who convicted
appellant for first degree murder, arson and petit larceny.
Appellant filed a motion to set aside the verdict in which
he again challenged the trial court's denial of the motion for
mistrial based on juror misconduct. The trial court denied the
motion to set aside and imposed sentence.
B.
ANALYSIS
"[T]he mere fact of juror misconduct does not automatically
entitle either litigant to a mistrial. Instead, the trial
court, in the exercise of sound discretion, must determine
whether such misconduct probably resulted in prejudice. And the
burden of establishing that probability is upon the party moving
for a mistrial." Robertson v. Metropolitan Washington Airport
Auth., 249 Va. 72, 76, 452 S.E.2d 845, 847 (1995) (citation
omitted). "Unless the record shows the contrary, it is to be
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presumed that the jury followed an explicit cautionary
instruction promptly given." LeVasseur v. Commonwealth, 225 Va.
564, 589, 304 S.E.2d 644, 657 (1983) (applying principle in
context of improper question or conduct of counsel); see Green
v. Commonwealth, 26 Va. App. 394, 402, 494 S.E.2d 888, 892
(1998) (applying principle in context of mid-trial challenge to
juror impartiality).
Whether an irregularity has prejudiced a party and whether
a juror remains fair and impartial are questions of fact to be
resolved by the trial court and are entitled to deference on
appeal. See Watkins v. Commonwealth, 229 Va. 469, 480, 331
S.E.2d 422, 431 (1985); Lewis v. Commonwealth, 211 Va. 80,
82-83, 175 S.E.3d 236, 238 (1970). "The denial of a motion for
mistrial will not be overruled unless there exists a manifest
probability that the denial of a mistrial was prejudicial."
Harward v. Commonwealth, 5 Va. App. 468, 478, 364 S.E.2d 511,
516 (1988).
1. Misconduct Mooted by Gibson's Discharge from the Jury
Appellant complains on brief about Gibson's attempt to
communicate with the Commonwealth's Attorney by visiting his
office and sending him a note in the courtroom during trial.
However, no evidence established that Gibson was the author of
the note addressed to the Commonwealth's Attorney. Further,
even if Gibson was the author, Gibson was discharged from the
jury, see United States v. Copeland, 51 F.3d 611, 613-14 (6th
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Cir. 1995) (where juror whose partiality was questioned was
removed prior to deliberations, holding "the defendant suffered
no prejudice"), and no evidence even intimated that the
remaining jurors were aware of Gibson's efforts or were in any
way prejudiced by them.
2. Distraction Due to Misconduct Inside the Jury Box
Appellant contends Gibson annoyed the other jurors and
generally distracted them from hearing the evidence while in the
jury box. To the extent appellant preserved this argument for
appeal, we hold the trial court did not abuse its discretion in
denying the motion for mistrial on that ground.
When appellant moved for a mistrial and included as a basis
the ground that Gibson was creating a distraction in the jury
box, he stated that Gibson appeared to be ignoring testifying
witnesses and talking to two of his fellow jurors during the
presentation of evidence. He did not specifically contend that
Gibson's talking to those two jurors prevented them or any of
the other jurors from hearing or absorbing the evidence being
offered. The trial court then questioned Jurors Russell and M.
Mullins, the two jurors to whom Gibson had been speaking. Those
jurors testified that they did not pay attention to what Gibson
had said and asked him to be quiet. Both also testified that
they remained open-minded and impartial about the case.
Although the trial court gave counsel an opportunity to suggest
questions that should be posed to the jurors, appellant did not
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ask the court to inquire specifically about whether Gibson's
talking to them in the jury box prevented them from hearing or
absorbing any of the evidence being offered. Appellant also did
not ask the court to question any of the other jurors about
whether Gibson's conversations in the jury box prevented them
from hearing or absorbing the evidence. 4
After the court questioned Jurors Russell and M. Mullins
individually, the following exchange took place:
[APPELLANT'S COUNSEL]: I think that the
comments in the jury room are the issue and
we don't have such a problem with Ms.
Russell or Ms. Mullins who seem to be pretty
solid, straight-up open-minded jurors still.
THE COURT: Yeah.
[APPELLANT'S COUNSEL]: Although they may
have been distracted by this, which is kind
of a problem, but . . .
THE COURT: Not much, but a possibility.
[APPELLANT'S COUNSEL]: But I think the
. . . serious thing is the kind of unknown
comments he's made in the jury room . . . .
Thus, appellant's argument focused on the activity that occurred
outside the jury box and inside the jury room. The trial court,
which itself had been in a position to observe Gibson's activity
in the jury box, described the distractions as "not much" and
4
Juror Hylton later volunteered that Gibson's behavior in
the jury box had been irritating, but she did not indicate it
had prevented her from hearing or absorbing the evidence.
Further, after hearing her testimony, appellant did not ask the
court to inquire further of her or any of the other jurors.
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found merely "a possibility" rather than a probability that
Gibson's activity in the jury box prevented Jurors Russell and
M. Mullins from hearing or absorbing the evidence. Appellant
did not dispute this conclusion until after the jury had
returned its verdict and been discharged. We hold the evidence,
or lack thereof, supported the trial court's conclusion and,
thus, that the trial court's denial of the mistrial motion on
this ground was not an abuse of discretion.
3. Specific Incidents of Misconduct
Appellant also challenges several of Gibson's statements
based on their content and argues generally that these comments
show the jury engaged in premature deliberations.
a. Indirect Third-Party Contact and Newspaper Reports
Appellant's most significant challenge is to Gibson's
statement in the jury room that his wife allegedly told him
about a newspaper article indicating the defense had moved for a
mistrial because the jurors were taking notes. He asserts this
constituted an unauthorized communication between a third party
and a juror, that the content of the communication was likely to
prejudice jurors against him and that, under these
circumstances, he was entitled to a presumption of prejudice.
We addressed third-party communications in Scott v.
Commonwealth, 11 Va. App. 516, 518-19, 399 S.E.2d 648, 649
(1990) (en banc), in which the jury orientation officer made
improper remarks to potential jury members, at least one of whom
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ultimately served on Scott's jury, that juries in that
jurisdiction were known for their leniency and were looked down
upon by neighboring jurisdictions as a result. In awarding
Scott a new trial, we recognized the following test:
"In a criminal case, any private
communication, contact, or tampering,
directly or indirectly, with a juror during
a trial about the matter pending before the
jury is, for obvious reasons, deemed
presumptively prejudicial, if not made in
pursuance of known rules of the court and
the instructions and directions of the court
made during the trial, with full knowledge
of the parties. The presumption is not
conclusive, but the burden rests heavily
upon the Government to establish, after
notice to and hearing of the defendant, that
such contact with the juror was harmless to
the defendant."
Id. at 520, 399 S.E.2d at 650 (quoting Remmer v. United States,
347 U.S. 227, 229, 74 S. Ct. 450, 451, 98 L. Ed. 654 (1954))
(emphasis omitted). We held the statements were "harmful"
rather than "innocuous," thereby shifting the burden to the
Commonwealth to prove the contact was harmless. Id. at 520-21,
399 S.E.2d at 650-51. We held "[t]he mere fact that three of
the twelve jurors said they were not influenced in their
deliberations [was] insufficient, standing alone and in the
absence of evidence that they were the only jurors who heard the
remarks, to establish harmless error." Id. at 521, 399 S.E.2d
at 651.
In appellant's case, we hold the challenged remarks were
significantly less inflammatory than the remarks at issue in
- 26 -
Scott. The information Juror Gibson obtained from his wife
pertained to a newspaper article allegedly indicating that the
defense had moved for a mistrial because the jurors were taking
notes. We assume without deciding that these remarks were
sufficient to shift the burden to the Commonwealth, but we hold
the evidence supported the trial court's implicit finding that
the remarks were harmless.
First, the evidence specifically established that only ten
of the jurors heard Gibson say anything about the case and that
only five of those jurors, K. Mullins, Beason, Harris, Gentry
and Kobylareyk, heard Gibson reference any newspaper articles.
Jurors Harris and Kobylareyk said they stopped Gibson before he
was able to tell them what the article was about. Juror Gentry
said she did not specifically recall what Gibson said about the
article. Only Jurors Beason and K. Mullins knew or remembered
that the article allegedly dealt with a defense motion for a
mistrial, and only K. Mullins said the motion allegedly stemmed
from the jurors' taking notes.
Second, under careful examination by the court, all ten
jurors who had heard Gibson say anything about the case
confirmed that they had not been influenced by Gibson's remarks
and remained able to render an impartial verdict. The court
specifically told Juror K. Mullins, the only juror who heard and
remembered Gibson's claim that the mistrial motion supposedly
was prompted by the jurors' taking notes, that Gibson's
- 27 -
statement was untrue. Juror K. Mullins responded, "you could
tell [Gibson] was kind of a blow bag."
Third, after discharging Gibson and consulting with
counsel, the trial court expressly instructed the entire jury to
ignore Juror Gibson's comments in the jury box and jury room,
noting that "[s]ome of his assertions were not correct."
Under these circumstances, we hold the evidence supports
the trial court's implicit finding that any indirect third party
contact the jurors had with Gibson's wife was harmless. Thus,
the trial court did not abuse its discretion in denying
appellant's mistrial motion on this ground.
b. Gibson's Other Comments
Appellant also challenges specific statements Gibson made
to Jurors Russell and Harris about the evidence. Appellant
complains of a comment Gibson made to Russell about "Dr. Nida's
report" but does not articulate how that comment prejudiced him.
He also complains of Gibson's speculating to Harris that the
victim may have been raped and criticizing the testimony of a
witness who opined on the flammability of certain materials.
Again, however, he has not articulated how these statements
prejudiced him. To the extent these comments show Gibson
attempted to engage in premature deliberations, all jurors who
heard Gibson make any comments on the case or the evidence said
they refused his efforts to engage them in conversation and
attempted to ignore him. As discussed above, these jurors also
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testified that his statements did not cause them to form an
opinion regarding the defendant's guilt or innocence and that
they remained able to render an impartial verdict.
Lastly, appellant complains about sexually inappropriate
comments Juror Beason reported Gibson made to her and other
members of the jury in the jury room. However, appellant made
no contemporaneous mention of this behavior as forming part of
the basis for his mistrial motion and did not ask the court to
inquire of jurors other than Beason as to how Gibson's behavior
in the jury room may have impacted their ability to remain fair
and impartial. Assuming this aspect of the assignment of error
is preserved for appeal, we see no basis for inferring the
probability of prejudice necessary to support the declaration of
a mistrial.
Thus, we conclude appellant did not establish a probability
of prejudice from Gibson's conduct and hold the trial court did
not abuse its discretion in denying appellant's motion for
mistrial.
IV.
PARTICIPATION OF PRIVATE PROSECUTOR
Prior to trial, the Commonwealth's Attorney moved the court
to allow a private prosecutor, Guy M. Harbert, III, retained by
the family of the victim, to participate in appellant's
prosecution. Over appellant's objection, the trial court
allowed Harbert to participate.
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On appeal, appellant contends the use of private
prosecutors should be abolished. In the alternative, he
contends the private prosecutor here had two conflicts of
interest that should have disqualified him from serving and that
the level of his participation exceeded that allowed by Cantrell
v. Commonwealth, 229 Va. 387, 329 S.E.2d 22 (1985).
Whether to allow a private prosecutor to participate in a
particular case "lies within the discretion and continuing
control of the trial court." Id. at 392, 329 S.E.2d at 26.
Factual findings related to that decision, like any factual
findings made by a trial court, are binding on appeal unless
plainly wrong or without evidence to support them. See Martin
v. Commonwealth, 4 Va. App. 438, 443, 358 S.E.2d 415, 418
(1987).
"A conflict of interest on the part of the prosecution in
itself constitutes a denial of a defendant's due process rights
under art. I, § 11 of the Constitution of Virginia, and cannot
be held harmless error." Cantrell, 229 Va. at 394, 329 S.E.2d
at 26-27. The Supreme Court has recognized that "[a] lawyer who
represents the victim of a crime, or the victim's family, in a
civil case arising out of the occurrence which gives rise to a
criminal prosecution, for which he is hired as a special
prosecutor, necessarily incurs a conflict of interest. He
cannot serve two masters." Id. at 393, 329 S.E.2d at 26.
- 30 -
We acknowledge appellant's argument that a conflict appears
to exist based on the fact that a private citizen rather than
the government pays a private prosecutor's fees. Nevertheless,
this conflict is one not considered a disabling conflict at
common law, as indicated by the very practice of allowing
private prosecutors. Id. at 392, 329 S.E.2d at 25-26. Whatever
wisdom we might see in discontinuing the practice, id. at 392,
329 S.E.2d at 25 (recognizing "[t]he policy arguments advanced
by the defendant for a total prohibition of privately employed
prosecutors may have a sound basis in considerations of public
policy"), it still exists at common law, and as the Supreme
Court recognized in Cantrell, any decision to further limit or
abrogate the practice must be made by the General Assembly
rather than the courts, id. Thus, we are left to consider
whether any cognizable conflicts of interest existed that
prevented appellant from having a fair trial and whether the
level of Harbert's participation exceeded the bounds of
Cantrell.
Appellant contends that Harbert had a conflict of interest
because he owed a duty of confidentiality to the Ringleys, the
private citizens paying his fee, that conflicted with his duty
as a prosecutor to turn over exculpatory evidence. For the same
reasons we are not at liberty to prevent the service of private
prosecutors, we must conclude that such a conflict exists
neither at law nor under the specific facts of this case.
- 31 -
Because the common law permits the employment of private
prosecutors, the mere fact that a private citizen, most likely a
member of a victim's family or someone with a similarly strong
interest in the outcome of a case, pays the private prosecutor's
fees does not support the conclusion that the private citizen is
a client of the private prosecutor or that the private
prosecutor owes any duty of confidentiality to the person who
pays his fee. The Supreme Court recognized implicitly in
Cantrell that no attorney-client relationship arises between a
private prosecutor and the person who pays the fees incurred for
that purpose. Only if the private prosecutor directly
represents the person paying his fee in some other capacity does
such a conflict arise. Id. at 393, 329 S.E.2d at 26 (noting
private prosecutor represented family of victim in a child
custody suit against the defendant).
Here, the evidence supports the trial court's implicit
finding that Harbert had no legal relationship with the Ringleys
that created a duty of confidentiality or other conflict of
interest. The trial court accepted Harbert's statement that his
retention letter indicated his "agreement with [the Ringleys]
. . . to represent the Commonwealth" in return for the Ringleys'
"paying [Harbert's] fee." (Emphasis added). Harbert stated his
belief that he did not represent the Ringleys, that "there has
been nothing the Ringleys have told me that I am holding in
confidence" and "that everything that constituted [Brady]
- 32 -
material has been turned over to the defense in this case."
Harbert, an insurance defense lawyer, testified the relationship
was much like the one that exists when an insurance company pays
him to represent an insured involved in an auto accident. The
trial court found these representations credible, and they
support the conclusion that Harbert's relationship with the
Ringleys was not a disqualifying conflict of interest.
Harbert's representations also support the trial court's
implicit conclusion that neither Harbert nor his law firm had a
contemporary, or even recent, attorney-client relationship with
CIGNA, parent of LINA, the company liable on the victim's life
insurance policy. In light of Harbert's representations that he
had performed a conflict-of-interest check and that his firm had
last represented CIGNA ten years previously, the court was
entitled to credit his representations over a Martindale-Hubbell
entry that listed CIGNA as one of the firm's representative
clients.
The evidence also supports the trial court's conclusion
that Harbert's participation did not exceed the bounds of
Cantrell. Although the Supreme Court disposed of Cantrell on
the conflict of interest issue, it described the role of the
private prosecutor in assisting the prosecution:
His role is more limited than that of the
public prosecutor. By the weight of
authority, he may not initiate a prosecution
or appear before the grand jury; he may
appear only by leave of the trial court;
- 33 -
he may participate only with the express
consent of the public prosecutor; he may
make a closing jury argument only in the
court's discretion; and he may take no part
in a decision to engage in plea bargaining,
deciding the terms of a plea bargain, or a
decision to accept a plea of guilty to a
lesser crime or to enter a nolle prosequi.
Id. at 393, 329 S.E.2d at 26 (citations omitted). However,
despite these limitations, as long as "the public prosecutor
. . . remain[s] in continuous control of the case," "there is no
arbitrary limitation as to the proportion of work which may be
done by a private prosecutor." Id. (emphasis added).
Here, appellant makes no claim that the private prosecutor
engaged in prohibited activities such as initiating the
prosecution or plea bargaining. Rather, he contends that
Harbert's "participation dominate[d] the case" and that he
impermissibly controlled the arson prosecution, the means by
which the Commonwealth proved the murder charge, as well.
The Commonwealth represents Harbert conducted direct
examination of just over 20% of the Commonwealth's witnesses in
its case-in-chief and cross-examined 20% of appellant's
witnesses during appellant's case-in-chief and surrebuttal. In
the Commonwealth's rebuttal, Harbert did not examine any of the
Commonwealth's five witnesses. Appellant does not expressly
challenge the Commonwealth's calculations. In light of these
calculations, we hold the Commonwealth's utilizing Harbert's
admitted arson expertise by focusing his participation
- 34 -
predominantly on the examination of witnesses related to the
fire did not violate Cantrell. Permitting private prosecutors
to handle only innocuous witnesses and evidentiary matters would
effectively abrogate the common-law principle that still permits
their appointment. As set out above, abrogation is a task for
the General Assembly rather than the courts. In the absence of
such abrogation, we hold Harbert's participation in appellant's
prosecution did not violate the principles in Cantrell.
Thus, we affirm both the trial court's decision to allow
Harbert's participation and the level to which it permitted
Harbert to participate.
V.
ADMISSIBILITY OF PAWN SHOP RECORDS
Police recovered three rings, one of which was a diamond
anniversary band, from a pawn shop in Bristol, Tennessee. The
Commonwealth sought to prove the rings had belonged to the
victim and that appellant was the person who had sold them to
the pawn shop.
The Commonwealth offered evidence from the Riners'
babysitter/housekeeper and one of the victim's co-workers that
the victim "always wore" the diamond anniversary band and that
she had that ring on at work on the day of the fire.
The Commonwealth offered testimony from Cheryl Brown, the
manager of the pawn shop from which the rings were recovered.
Brown identified Commonwealth's Exhibit 97-A as pawn shop
- 35 -
records showing entries in both a journal and spiral notebook
kept in the ordinary course of business. The spiral notebook
indicated that, on March 11, 1999, Charles Douglas Riner of 159
Bear Drive, Bluff City, Tennessee, sold the pawn shop "assorted
merchandise," for which he received $230. The corresponding
entry in the journal, assigned the number 1054, contained a more
detailed description of the merchandise, including "three rings"
and "four pocket watches." A tag bearing the number 1054 was
then placed on each item and would have remained in place until
each item was sold.
Appellant objected to admission of the logs, arguing the
Commonwealth failed to subpoena the entrant and the evidence
failed to prove the entrant was unavailable. The Commonwealth
represented that the entrant was "elderly[,] . . . eighty (80)
some years old and is not able [to come to court]." The trial
court then observed, "You've got to tell me those things; I'm
not a mind reader. . . . I'm going to have to have some
evidence here, so I can make a ruling, but . . . inconvenience
and unavailability, that's an issue, so I['ve] got to know, is
this entrant unavailable or not?"
Witness Brown then testified that the employee who made the
entries was seventy-nine years old, was "off on sick leave"
because she had "suffered a back injury" and "is unable to get
up right now." Appellant renewed his objection to admission of
the records based on lack of proof of unavailability, arguing "I
- 36 -
don't know whether she's in a wheelchair or not." The trial
court observed, "I don't know whether she's in the hospital or
is available or not." The parties then discussed briefly a
second objection to the records, one not at issue in this
appeal. After that discussion, the court ruled, "I'm going to
allow [the records] and overrule your motion and find [them] to
be an exception to the hearsay rule under the Shopbook Rule, the
business records kept."
When appellant took the stand, he admitted he sold a bag of
what he called "scrap" jewelry to the pawn shop, but he denied
having seen the rings he sold that were identified as the
victim's, either at the time he sold them or at any other time.
Appellant claimed he found the bag of jewelry in the safe in the
basement of the house he had shared with the victim, opened it
enough to see just a few of the items, and "assumed" it
contained rings and other jewelry he had collected since he was
a teenager but would no longer wear because they were out of
style. He testified that when he arrived at the pawn shop, one
of the store's employees took the bag to a table behind the
counter and examined each item individually, outside appellant's
view, while appellant looked around the store.
A. WAIVER OF OBJECTION BY PRESENTING EVIDENCE OF SAME CHARACTER
The Commonwealth contends appellant waived his right to
object to the introduction of the pawn shop records on hearsay
grounds because he presented evidence of the same character when
- 37 -
he took the stand and admitted that he sold a bag of jewelry to
the pawn shop. We disagree.
"Generally, when a party unsuccessfully objects to evidence
that he considers improper and then introduces on his own behalf
evidence of the same character, he waives his earlier objection
to the admission of that evidence." Combs v. Norfolk & Western
Ry., 256 Va. 490, 499, 507 S.E.2d 355, 360 (1998) (holding
plaintiff waived objection where plaintiff objected to
defendant's use of work bench as demonstrative exhibit because
it differed from work bench plaintiff was using on day of injury
and plaintiff subsequently "used the same exhibit[] in
presenting demonstrative evidence on his own behalf"). However,
[a]n objection to previously introduced
testimony is not waived by "the mere
cross-examination of a witness or the
introduction of rebuttal evidence, either or
both." A waiver does not result until the
party objecting to the introduction of
evidence actually introduces, on his own
behalf, evidence that is similar to that to
which the objection applies.
McGill v. Commonwealth, 10 Va. App. 237, 244, 391 S.E.2d 597,
691 (1990) (citation omitted) (quoting Snead v. Commonwealth,
138 Va. 787, 801, 121 S.E. 82, 86 (1924)); see also Hubbard, 243
Va. at 9-10, 413 S.E.2d at 879 (finding waiver where party
objected to opponent's use of "reconstructed opinion evidence to
prove speed" and then offered what the Court found was her own
"reconstructed opinion evidence to prove speed").
- 38 -
In McGill, which involved a charge of murdering a
prostitute, the Commonwealth introduced evidence that the
accused had assaulted a different prostitute earlier in the same
evening during which the murder was committed. McGill, 10
Va. App. at 243-44, 391 S.E.2d at 601. The accused objected to
the admission of evidence of other crimes to prove the crime
charged. Id. at 244, 391 S.E.2d at 601. When the accused took
the stand, he "described his version of this assault." Id. We
rejected the Commonwealth's claim that the accused's testimony
constituted the introduction of evidence of the same character,
holding that the accused "only attempted to rebut the
Commonwealth's evidence by describing his version of how the
other assault occurred and did not attempt to introduce similar
evidence on his own behalf." Id.; see also Brooks v. Bankson,
248 Va. 197, 207, 445 S.E.2d 473, 479 (1994) (holding that where
"the Sellers made known to the trial court their objections to
the court's interpretation of the contract, and to its
evidentiary ruling predicated on that interpretation," "the
Sellers were entitled to present evidence of their own on the
same subject" "[i]n order to meet the Buyers' evidence of the
condition of the crawl space introduced pursuant to these
rulings").
Here, appellant was entitled to explain the challenged
hearsay evidence that tended to indicate he had sold various
items of jewelry to the pawn shop without waiving his objection
- 39 -
to the admission of that hearsay evidence. Appellant did not
use the pawn shop's records or any similar hearsay evidence with
which to do so. Further, when appellant testified, he did not
identify any of the rings to which the pawn shop records had
connected him and said he merely glanced at the contents of the
bag before selling them. Thus, appellant did not waive his
right to object to the Commonwealth's hearsay evidence by
introducing evidence of the same character.
B. BUSINESS RECORDS: PROOF OF ENTRANT'S UNAVAILABILITY
The business records exception to the hearsay rule requires
proof of "actual" or "commercial" unavailability. Tickel v.
Commonwealth, 11 Va. App. 558, 565, 400 S.E.2d 534, 538 (1991).
It is well established that reasons for actual unavailability
include illness. Id. The proponent of the hearsay evidence
need not attempt to subpoena the witness as long as it provides
a reasonable explanation for why a subpoena was not issued.
McDonnough v. Commonwealth, 25 Va. App. 120, 129, 486 S.E.2d
570, 574 (1997). Finally, "'the sufficiency of proof to
establish the unavailability of a witness is largely within the
discretion of the trial [judge], and, in the absence of a
showing that such discretion has been abused, will not be
interfered with on appeal.'" Bennett v. Commonwealth, 33
Va. App. 335, 348, 533 S.E.2d 22, 29 (2000) (quoting Burton v.
Oldfield, 195 Va. 544, 550, 79 S.E.2d 660, 665 (1954)).
- 40 -
Here, evidence in the record supports a finding that the
employee who made the entry in the pawn shop's records was
unavailable because she was out of work with a back injury that
left her "unable to get up" at the time of trial.
Notwithstanding the trial court's statement, "I don't know
whether she's . . . available or not," made during counsel's
argument prior to the court's ruling, the court later ruled that
the evidence was admissible under "the Shopbook Rule, the
business records kept [rule]." Although the trial court gave no
contemporaneous explanation for its ruling, established
precedent provides that,
[a]bsent clear evidence to the contrary in
the record, the judgment of a trial court
comes to us on appeal with a presumption
that the law was correctly applied to the
facts. . . . [W]e will not fix upon
isolated statements of the trial judge taken
out of the full context in which they were
made, and use them as a predicate for
holding the law has been misapplied.
Yarborough v. Commonwealth, 217 Va. 971, 978, 234 S.E.2d 286,
291 (1977) (emphasis added); see also Bassett v. Commonwealth,
13 Va. App. 580, 583-84, 414 S.E.2d 419, 421 (1992) (applying
Yarborough to hold that "the trial court's remark is not, in and
of itself, 'the full context' simply because it represents the
only point at which the court [expressly] addressed the
[factual] issue [in dispute]"). The trial court clearly stated
during discussion on the motion that it needed to know whether
the "entrant [was] unavailable or not" in order to rule on the
- 41 -
motion. Thus, the trial court's statement, during earlier
argument, that it did not know whether the entrant was "in the
hospital or is available or not," does not constitute clear
evidence that the court improperly applied the law. To the
extent the trial court's earlier statement could be construed as
a preliminary finding that the Commonwealth failed to prove the
entrant's unavailability, we must presume the trial court's
ultimate ruling constituted its reversal of this preliminary
finding. Because the evidence supports a finding that the
entrant was unavailable due to illness, we affirm the trial
court's admission of the evidence.
VI.
For these reasons, we hold the trial court did not
erroneously (1) deny the motion to change venue; (2) deny
appellant's motion for mistrial based on juror misconduct that
resulted in dismissal of that juror; (3) allow a private
prosecutor to participate in the trial; or (4) admit the
business records of a pawn shop as an exception to the hearsay
rule without proof that the entrant was unavailable. Thus, we
affirm the challenged convictions.
Affirmed.
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