COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Fitzpatrick, Judges Benton, Coleman, Elder,
Bray, Annunziata, Bumgardner and Senior Judge Overton
Argued at Richmond, Virginia
FRANKLIN EUGENE HALL
OPINION BY
v. Record No. 1280-98-4 CHIEF JUDGE JOHANNA L. FITZPATRICK
JUNE 20, 2000
COMMONWEALTH OF VIRGINIA
UPON A REHEARING EN BANC
FROM THE CIRCUIT COURT OF PRINCE WILLIAM COUNTY
Frank A. Hoss, Jr., Judge
Gregory E. Stambaugh for appellant.
Virginia B. Theisen, Assistant Attorney
General (Mark L. Earley, Attorney General, on
brief), for appellee.
Franklin Eugene Hall (appellant) was convicted in a jury
trial of aggravated involuntary manslaughter, in violation of
Code § 18.2-36.1(B). Appellant argued that the trial court
erred in: (1) admitting the results of the preliminary
alco-sensor test; (2) allowing testimony during the
Commonwealth's case-in-chief that appellant was previously
convicted of an unrelated offense of driving under the
influence; (3) denying his motion to strike the evidence; and
(4) refusing appellant's jury instruction on causation. A
divided panel of this Court reversed appellant's conviction and
remanded the case for a new trial. See Hall v. Commonwealth,
Record No. 1280-98-4, 1999 WL 1133268, September 28, 1999. On
the Commonwealth's motion, we stayed the mandate of that
decision and granted a rehearing en banc. Upon rehearing en
banc, we find no reversible error and affirm appellant's
conviction.
I. FACTS
On February 2, 1997, shortly after 8:00 p.m., a pickup
truck driven by appellant and a motorcycle driven by Wayne A.
Holmes collided at the intersection of Occoquan and Horner Roads
in Prince William County. Holmes died in the crash. In the
Commonwealth's case-in-chief, Mike Arnold testified that he was
driving about forty miles per hour westbound on Occoquan Road in
the left lane and he was slowing down as he approached an
intersection. Arnold said he was fifty feet from the
intersection at Horner Road when he saw in his rearview mirror a
motorcycle approaching in the right lane. He testified that the
traffic light at the intersection controlling his travel
direction was green. As Arnold slowed, the motorcycle continued
in the right lane past his car. Arnold testified that a pickup
truck, driven by appellant eastward on Occoquan Road, made a
left turn onto Horner Road, across the westbound travel lanes of
Occoquan Road. Arnold testified that he was thirty feet away
from the intersection when the truck turned, that the truck had
given no turn signal, and that the truck did not make a proper
turn -- "it cut the corner." Arnold saw the collision between
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the motorcycle and the truck. He estimated that thirty seconds
passed between the time he first saw the motorcycle in his
rearview mirror and the time of the collision.
Connie Stewart was a passenger in a car, which turned onto
Occoquan Road at Route One and began travelling westbound toward
Horner Road. She saw the motorcycle turn onto westbound
Occoquan Road from Route One. The car in which Stewart was a
passenger was travelling west in the left lane of Occoquan Road,
and the motorcycle was travelling west in the right lane of
Occoquan Road. As the car in which Stewart was riding was
moving at thirty-five miles per hour, the motorcycle passed the
car. The motorcyclist gave a hand signal and drove into the
left westbound lane. The motorcyclist passed a car in the right
westbound lane, gave a hand signal, and moved again to the right
westbound lane. Stewart estimated the speed of the motorcycle
as forty to forty-five miles per hour. Stewart testified that
as they were approaching the intersection, the light "had turned
green." Her car was in the left travel lane, and the motorcycle
was in the right travel lane. As the motorcycle passed to the
right of a vehicle in front of Stewart's car, Stewart "saw the
motorcycle flying up in the air." She did not witness the
actual collision and said it was dark at the time of the
accident.
Officer J.S. Scalici, who examined the crash scene one-half
hour following the accident, opined that if appellant's truck
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had not hit the motorcycle at the point of impact, the truck
would have traveled into oncoming traffic on Horner Road. The
officer testified that the motorcycle was travelling between
thirty-five and forty miles per hour and that appellant's truck
was travelling between thirty and thirty-five miles per hour.
He admitted, however, that his estimates of speed were
"guess[es]."
When the officer interviewed appellant, appellant said he
was returning from a bowling alley when the accident occurred.
After the officer told appellant the bowling alley was in the
opposite direction, appellant said he left the bowling alley,
went to a friend's house, and was returning from the friend's
house when the accident occurred. Appellant told the officer he
had consumed three beers between 5:15 p.m. to 8:00 p.m. The
officer also testified that appellant "had an odor of a strong
alcohol beverage about his person."
When the officer made inquiry concerning appellant's
driving status, appellant gave him an Alabama driver's license.
Appellant said the license was suspended for failure to pay
fines, that he had just returned from Alabama, and that "he had
taken care of the fines." When the officer asked appellant if
he had ever had a Virginia driver's license, appellant responded
that he had not. Over objection, the officer testified that he
told appellant the Department of Motor Vehicles records
indicated appellant's Virginia driver's license had been
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suspended for a conviction. When asked about the conviction,
the officer testified that appellant's Virginia license was
suspended for "DWI" and that appellant's Alabama license had
been revoked "for driving while intoxicated," not for failure to
pay fines. Appellant unsuccessfully objected to the
introduction of evidence concerning the prior convictions.
Officer Christopher Lando testified that he arrived at the
accident scene at 8:30 p.m., obtained appellant's Alabama
driver's license, and determined that it was suspended. When he
asked appellant to complete a "statement form," appellant wrote
that "'[he] was taking a left on' -- '[he] had the green'
-- '[he] was making a left' -- '[Holmes] hit [him].'" After
Lando "detected a very strong odor of an alcoholic beverage
about [appellant's] person" and was told by appellant that he
had consumed three beers at a bowling alley, he had appellant
perform several "field dexterity tests." Appellant was
unsuccessful in those tests. Lando testified that he then gave
appellant a "field alco-sensor test," which he identified as a
device that can determine a person's blood alcohol concentration
at the scene of the accident. Appellant objected to testimony
concerning the results of the alco-sensor test. The trial judge
overruled the objection. Lando then testified that when
appellant's reading reached .200, he stopped the test and
arrested appellant. After the officer transported appellant to
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the police headquarters, appellant's breath was again tested and
indicated an alcohol content of .22.
A forensic toxicologist tested fluid recovered from Holmes'
body and concluded that Holmes' blood alcohol level was .13. He
agreed that at .13, a person's "vision, judgment, and ability to
execute or act on that judgment . . . would be a little
impaired." He further testified that at .22, appellant's blood
alcohol level, a person would suffer "incoordination of the
muscle, . . . disorientation, . . . [a]nd confusion." Over
appellant's objection, the toxicologist opined that a man of
appellant's size would have to have consumed "more than 10
beers" to reach an alcohol level of .22.
At the conclusion of the Commonwealth's case, appellant
testified that he went to a friend's house after leaving the
bowling alley on the night of the accident. He left the
friend's house and drove east on Occoquan Road. When he arrived
at the intersection with Horner Road, he was in the left turn
lane and the light was red. He testified that when the light
controlling his travel lane turned to a green arrow, he turned
left and was struck by a motorcycle. On cross-examination,
appellant conceded that he had consumed more than three beers
that night and was not sure how many beers he actually had.
Appellant testified he had a prior felony conviction.
Elizabeth Tuialana testified that prior to the collision,
she was driving north on Horner Road in the left lane. As she
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approached the intersection of Horner and Occoquan Roads,
intending to turn left onto westbound Occoquan Road, the light
controlling her lane of travel turned yellow. She stopped
before entering the intersection because the light turned red.
She saw a truck on Occoquan Road ready to turn onto Horner Road.
After looking into her rearview mirror to see if her friend was
behind her, she saw a truck on Occoquan Road turning onto Horner
Road, saw "something coming down Occoquan and then the accident
occurred." She recalled that the accident occurred within "a
matter of seconds" of the time she arrived at the intersection.
Rachael Robinson testified that she was behind Tuialana's
car going north on Horner Road. She stopped when Tuialana
stopped, and she recalled that the light was yellow. When she
stopped, she saw a truck stopped on Occoquan Road to her left in
a turning lane. She testified that the accident then occurred
within "seconds. It was fairly quickly."
John Olivo, a traffic signal supervisor for the Virginia
Department of Transportation (VDOT), testified to the signal
sequence at the intersection. He stated that after the signal
light controlling Horner Road traffic turns red, if a vehicle is
in the left turn lane at Occoquan Road, the next sequence of
lights would display a green turn arrow for that lane of travel.
The green arrow would be displayed for seven to twelve seconds,
depending on the number of vehicles in the turn lane. He also
testified it was impossible for the green turn arrow to display
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while a solid green light is displaying for traffic coming from
the opposite direction. After a maximum of twelve seconds, the
green arrow becomes yellow for four seconds and then becomes a
solid green ball. He also testified that it was possible for a
green turn arrow to display if a vehicle was also making a left
turn coming from the opposite direction.
At the conclusion of all the evidence, the trial judge
refused an instruction tendered by appellant concerning the
statutory element of causation that must be shown between
appellant's intoxication and the death of Holmes. The trial
judge ruled that the tendered instruction was redundant because
the finding instruction contained the requisite elements of the
offense. Following its deliberations, the jury convicted
appellant of aggravated involuntary manslaughter, in violation
of Code § 18.2-36.1(B).
II. EVIDENCE OF ALCO-SENSOR TEST
Following the collision, the police officer used an
"alco-sensor" to perform a preliminary test of appellant's
breath-alcohol content. Over appellant's objection, the trial
judge permitted the officer to testify concerning the result of
appellant's preliminary breath test. Appellant contends that
Code § 18.2-267 bars that testimony in a prosecution under Code
§ 18.2-36.1. The Commonwealth argues that Code § 18.2-267 only
bars introduction of the results of the test in a prosecution
under Code § 18.2-266 or Code § 18.2-266.1.
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The Commonwealth indicted and tried appellant for
aggravated manslaughter, which is statutorily defined as
follows:
A. Any person who, as a result of driving
under the influence in violation of
subdivision (ii), (iii), or (iv) of [Code]
§ 18.2-266, unintentionally causes the death
of another person, shall be guilty of
involuntary manslaughter.
B. If, in addition, the conduct of the
defendant was so gross, wanton and culpable
as to show a reckless disregard for human
life, he shall be guilty of aggravated
involuntary manslaughter, a felony
punishable by a term of imprisonment of not
less than one nor more that twenty years,
one year of which shall be a mandatory,
minimum term of imprisonment.
Code § 18.2-36.1.
Code § 18.2-267(A) permits a preliminary breath analysis of
a "person who is suspected of a violation of [Code] § 18.2-266
or [Code] § 18.2-266.1." However, another provision of that
statute states that "[t]he results of the breath analysis shall
not be admitted into evidence in any prosecution under [Code]
§ 18.2-266 or [Code] § 18.2-266.1, the purpose of this section
being to permit a preliminary analysis of the alcoholic content
of the blood of a person suspected of having violated the
provisions of [Code] § 18.2-266 or [Code] § 18.2-266.1." Code
§ 18.2-267(E).
The manslaughter statute under which appellant was tried
expressly references a violation of Code § 18.2-266 as the
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predicate for the prosecution of aggravated manslaughter. By
the express wording of the statute, a prosecution for a
violation of Code § 18.2-36.1 is necessarily a "prosecution
under [Code] § 18.2-266." Code § 18.2-267(E). The Commonwealth
can prove a violation of Code § 18.2-36.1 if and only if it
proves a violation of Code § 18.2-266. Thus, we hold that Code
§ 18.2-267(E) applies to bar introduction of the results of the
preliminary analysis because a prosecution under Code
§ 18.2-36.1 includes as an element of the offense proof of a
violation of Code § 18.2-266. Accordingly, under the
circumstances of this case, the trial court erred in admitting
the results of the preliminary alco-sensor breath test.
However, our inquiry does not end there. We must decide
whether the error requires reversal. Our determination of
whether the error is harmless is guided by familiar principles.
Non-constitutional error "is harmless '[w]hen it plainly appears
from the record and the evidence given at the trial that the
parties have had a fair trial on the merits and substantial
justice has been reached.'" Lavinder v. Commonwealth, 12 Va.
App. 1003, 1005, 407 S.E.2d 910, 911 (1991) (en banc) (quoting
Code § 8.01-678) (emphasis added in Lavinder). To determine
whether an error is harmless, the Court "must review the record
and the evidence and evaluate the effect the error may have had
on how the finder of fact resolved the contested issues." Id.
at 1007, 407 S.E.2d at 912. "An error does not affect a verdict
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if a reviewing court can conclude, without usurping the jury's
fact finding function, that, had the error not occurred, the
verdict would have been the same." Id. at 1005, 407 S.E.2d at
911. We have further said:
"Whether such an error is harmless in a
particular case depends upon a host of
factors, all readily accessible to reviewing
courts. These factors include the
importance of the witness' testimony in the
prosecution's case, whether the testimony
was cumulative, the presence or absence of
evidence corroborating or contradicting the
testimony of the witness on material points,
the extent of cross-examination otherwise
permitted, and, of course, the overall
strength of the prosecution's case."
Sargent v. Commonwealth, 5 Va. App. 143, 154, 360 S.E.2d 895,
901 (1987) (quoting Delaware v. Van Arsdall, 475 U.S. 673, 674
(1986)).
Applying the standard articulated in Lavinder, we conclude
that the error was harmless because appellant suffered no
prejudice and had the error not occurred, the verdict would have
been the same. See Lavinder, 12 Va. App. at 1005, 407 S.E.2d at
911. During the Commonwealth's case-in-chief, the actual breath
test result taken pursuant to the Virginia Implied Consent Law
was introduced into evidence without objection. The test result
indicated a blood alcohol content of .22, reflecting a higher
concentration of alcohol than that obtained from the preliminary
alco-sensor test. Accordingly, the error in admitting the
results from the preliminary alco-sensor test was harmless.
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III. EVIDENCE OF UNRELATED DUI CONVICTIONS
Next, appellant contends the trial court erred in allowing
testimony of his other unrelated convictions for driving under
the influence of alcohol. The Commonwealth argues that this
evidence, although proving a prior criminal act, was admissible
because appellant's lie about the status of his license was
proof of consciousness of guilt. We disagree that the evidence
was admissible for that purpose.
As a general rule, evidence that an
accused has committed a criminal offense
other than that charged in the indictment is
inadmissible. That is because such evidence
confuses one offense with the other,
unfairly surprises the defendant with a
charge he is unprepared to meet, and, by
showing that the accused has a criminal
propensity, tends to reverse his presumption
of innocence of the crime on trial.
Lewis v. Commonwealth, 225 Va. 497, 502, 303 S.E.2d 890, 892-93
(1983).
The evidence concerning the prior convictions was not
offered to prove an element of the offense. "[I]t is improper
to use evidence that a defendant has committed another crime
when it has 'no connection with the one under investigation
. . . [because those] other acts of criminality . . . are not
legally relevant and should not be [used] to prejudice the
defendant or to create a probability of guilt.'" Guill v.
Commonwealth, 255 Va. 134, 140, 495 S.E.2d 489, 492 (1998)
(citation omitted).
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Although we find that the trial court erred in admitting
evidence of the unrelated convictions for driving under the
influence of alcohol, "this does not automatically
entitle . . . [the defendant] to a reversal of his conviction.
'A conviction should not be reversed unless the introduction of
improper evidence suggests a manifest probability that it was
prejudicial to the defendant.'" Rider v. Commonwealth, 8 Va.
App. 595, 600, 383 S.E.2d 25, 27 (1989) (citations omitted).
We, therefore, look to the evidence to see if the
improperly admitted evidence of appellant's prior convictions
had any effect upon the guilty verdict of the jury. We
acknowledge the prejudicial tendency of introducing evidence in
this aggravated involuntary manslaughter prosecution that
appellant had two prior DUI convictions and that his license to
operate a motor vehicle was suspended, particularly where, as
here, that appellant's driving intoxicated caused the homicide.
However, even though prejudicial, on this record we find the
evidence of appellant's guilt to have been so overwhelming that
the jury could not have reached any other verdict. Thus,
because the inadmissible evidence did not affect the verdict, we
find the error harmless. See Lavinder, 12 Va. App. at 1005, 407
S.E.2d at 911. On this record, had the error not occurred, we
conclude that the verdict would have been the same.
The effect the evidence of the two DUI convictions had upon
the jury was completely overshadowed by other evidence in the
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record that appellant's intoxication caused the accident and
homicide. Officer Lando smelled "a very strong odor of
alcoholic beverage" upon appellant's breath at the accident
scene. Appellant failed the field sobriety tests administered
by the officer. His blood alcohol level was .22 on the
breathalyzer test administered under the Virginia Implied
Consent Law. Dr. Huynh, an expert in forensic toxicology
employed by the Department of Criminal Justice for the
Commonwealth of Virginia, compared the breath results of
appellant and Holmes and explained that the difference between
the two was "enormous." Dr. Huynh further testified that
appellant would have had to drink at least ten beers to reach
.22, whereas appellant told the police officer that he had
consumed only three glasses of beer.
The testimonies of several eyewitnesses and of the VDOT
traffic supervisor prove that appellant turned, in violation of
the traffic control signal, into the path of the victim's
motorcycle. The blood alcohol test proved that, at the time,
appellant was highly intoxicated, and the forensic toxicologist
testified that a person with a .22 blood alcohol level, as
appellant had, will be disoriented, confused, and have muscle
incoordination. Defense counsel conceded in summation that the
evidence proved appellant was intoxicated at the time of the
accident. Because the evidence was overwhelming to establish
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aggravated involuntary manslaughter, evidence of the two DUI
convictions could not have had any effect upon the guilt phase.
Admittedly, the two convictions would have affected the
punishment stage; however, the Commonwealth was entitled to
present evidence of appellant's prior convictions during the
punishment stage. The Commonwealth introduced certified copies
of appellant's convictions, including a 1986 felony conviction
in Virginia for shooting or throwing a missile at an occupied
dwelling; a 1993 driving under the influence conviction from
Fairfax County; a 1994 driving under the influence conviction
from Calvin County, Alabama, that included a conviction for
possessing marijuana for personal use; a 1996 disorderly conduct
conviction; a 1997 criminal mischief conviction involving
property valued at less that $250; and a January 7, 1997 driving
under the influence conviction. In addition, appellant's
driving records from Alabama and Virginia were introduced.
Because abundant evidence was introduced to prove that appellant
was intoxicated and because appellant's entire criminal record
was admissible in the punishment phase for consideration by the
jury, the introduction of the prior DUI convictions at an
earlier stage was not prejudicial. Therefore, the admission of
evidence of the Alabama and Virginia convictions of driving
while intoxicated, under the circumstances of this case, was
harmless error.
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IV. MOTION TO STRIKE THE EVIDENCE
Appellant made a motion to strike the evidence, alleging
that the evidence was: (A) insufficient to prove "gross, wanton
and culpable" driving behavior; and (B) insufficient to prove a
causal relationship between his driving and the death of Holmes.
"On appeal, we view the evidence in the light most
favorable to the Commonwealth and grant to it all reasonable
inferences therefrom." Barlow v. Commonwealth, 26 Va. App. 421,
428-29, 494 S.E.2d 901, 904 (1998). So viewed, the record
discloses the following: (1) at the scene of the accident,
Officer Lando detected a very strong odor of alcohol about
appellant's person; (2) appellant did not perform field
dexterity tests to the satisfaction of the police officer; (3)
appellant took a breathalyzer test pursuant to the Virginia
Implied Consent Law, and his test result showed a blood alcohol
concentration of .22 grams per 210 liters of breath, almost
three times the legal limit of .08; (4) Holmes' blood alcohol
content was .13; (5) Dr. Anh Huynh, an expert in forensic
toxicology, testified that .13% volume of alcohol means that in
the three areas of vision, judgment, and ability to execute, the
person would be a "little impaired"; however, Dr. Huynh further
opined that the difference between .13 and .22 is "enormous" and
that the "effects at .22 alcohol in the blood would be even more
impairment in terms of execution because of the incoordinations
of the muscle" and would produce "disorientation." According to
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Huynh, "when you get more than .2," it is difficult to execute
basic driving maneuvers. Dr. Huynh testified that appellant
would have had to have consumed at least ten beers to reach a
blood alcohol level of .22. Appellant originally informed the
officer that he had consumed only three beers; (6) Officer J.S.
Scalici testified that if appellant's truck had not hit the
motorcycle at the point of impact, the truck would have traveled
into oncoming traffic on Horner Road, indicating that he was
"cutting the corner" in making the left turn; such a maneuver
violates Code § 46.2-846, which requires left turns to be "made
from the right half of the roadway and as close as possible to
the roadway's center line where it enters an intersection."
Commonwealth witnesses testified that Holmes had the green
light. The evidence was sufficient for the jury to infer that
appellant made the left turn on a red light or at least not on
the green arrow. In fact, appellant admitted at trial that if
westbound traffic on Occoquan Road had a green signal, there
could have been no advance green arrow signaling eastbound
traffic to turn left. The Commonwealth's evidence was
competent, was not inherently incredible and was sufficient to
prove appellant drove his vehicle in a "gross, wanton and
culpable" manner.
Additionally, appellant contends that Holmes' conduct was
the cause of the accident. The jury rejected this view of the
evidence. In a prosecution brought under Code § 18.2-36.1, the
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Commonwealth is required to prove "a causal connection between
the driver's intoxication and the death of another person."
Pollard v. Commonwealth, 20 Va. App. 94, 99, 455 S.E.2d 283, 286
(1995). Generally, causation is an issue for the jury to
decide. See Forbes v. Commonwealth, 27 Va. App. 304, 309, 498
S.E.2d 457, 459 (1998). The jury was instructed that the
Commonwealth was required to prove "[t]hat as a result of
driving under the influence the defendant unintentionally caused
the death of Wayne Holmes."
The fact that Holmes had a blood alcohol concentration of
.13 does not exonerate appellant. "[C]ontributory negligence
has no place in a case of involuntary manslaughter." Bell v.
Commonwealth, 170 Va. 597, 616, 195 S.E. 675, 683 (1938). "Only
if the conduct of the decedent amounts to an independent,
intervening act alone causing the fatal injury can the accused
be exonerated from liability for his or her criminal
negligence." Hubbard v. Commonwealth, 243 Va. 1, 14, 413 S.E.2d
875, 882 (1992). The evidence does not support such a
conclusion. Only if Holmes' conduct constituted the sole cause
of the accident as a matter of law could the trial court strike
the evidence. We hold that the trial court did not err in
refusing to strike the evidence on this ground.
V. JURY INSTRUCTION H
Finally, appellant contends the trial court erred in
rejecting his proffered Instruction H concerning the causal
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connection required to be shown between his intoxication and
Holmes' death.
Without objection, the trial judge gave the following
instruction:
Instruction No. 3
The defendant is charged with the crime
of aggravated involuntary manslaughter. The
Commonwealth must prove beyond a reasonable
doubt each of the following elements of that
crime:
1. That the defendant was driving a
motor vehicle; and
2. That at the time he was under the
influence of alcohol; and
3. That as a result of driving under
the influence the defendant unintentionally
caused the death of Wayne Holmes; and
4. That the defendant's conduct was so
gross, wanton and culpable as to show a
reckless disregard for human life.
If you find from the evidence that the
Commonwealth has proved beyond a reasonable
doubt each of the first three elements of
the offense charged but you do not find
beyond a reasonable doubt that the
defendant's conduct was so gross, wanton and
culpable as to show a reckless disregard for
human life then you shall find the defendant
guilty of involuntary manslaughter, but you
shall not fix the punishment until your
verdict has been returned and further
evidence is heard by you.
If you find that the Commonwealth has
failed to prove beyond a reasonable doubt
any of the above offenses, then you shall
find the defendant not guilty.
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Appellant's tendered Instruction H only addressed element
three, included in Instruction No. 3, above. The proffered
instruction provided:
Instruction No. H
The phrase "as a result of driving
under the influence . . . causes the death,"
requires proof of causal connection between
the driver's intoxication and the death of
another person. Therefore, even if you find
beyond a reasonable doubt that the defendant
was driving while intoxicated, he cannot be
found guilty of either grade of involuntary
manslaughter unless you also find, beyond a
reasonable doubt a causal connection between
the defendant's intoxication and the death
of Wayne A. Holmes.
The causal connection required is a
cause "which in the natural and continuous
sequence, unbroken by any efficient
intervening cause, produces the injury
without which the result would not have
occurred."
When defense counsel tendered Instruction "H," he stated
that it explained what needed to be shown "for that one
element--as a result of driving under the influence causing a
death."
The Commonwealth's attorney objected to the instruction.
He stated that "the only reason that the defense wants this
element emphasized is because that underscores the theory of
their case." He further stated that the phrase "as a result of"
did not need any further explanation.
The trial judge commented that it was a question of
"whether you are emphasizing it or you are defining or
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clarifying it." Holding that Instruction H said the same thing
that Instruction No. 3 had already said, the trial judge found
it redundant, and he refused the proffered instruction.
"[W]hen granted instructions fully and fairly cover a
principle of law, the trial court does not abuse its discretion
in refusing another instruction relating to the same legal
principle." Stockton v. Commonwealth, 227 Va. 124, 145, 314
S.E.2d 371, 384, cert. denied, 469 U.S. 873 (1984). See also
Cirios v. Commonwealth, 7 Va. App. 292, 303-04, 373 S.E.2d 164,
170 (1988) (holding the same). "[I]t is not desirable to
multiply instructions. Moreover, any instruction that is given
should relate to the specific evidence in the case, and should
not incorrectly state the law or mislead the jury. . . . [T]he
trial judge may properly refuse any instructions that are
misleading or redundant." Diffendal v. Commonwealth, 8 Va. App.
417, 423, 382 S.E.2d 24, 26-27 (1989) (internal quotations and
citations omitted). In the instant case, the trial court
refused appellant's Instruction H. Significantly, appellant
made no objection to Instruction No. 3 granted by the trial
court.
In comparing the causation element, Code § 18.2-36.1 uses
the phrase: "As a result of driving under the influence in
violation of subdivision (ii), (iii), or (iv) of § 18.2-266,
unintentionally causes the death of another person."
Instruction No. 3 used the phrase "that as a result of driving
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under the influence defendant unintentionally caused the death
of Wayne A. Holmes." The model jury instruction relating to the
charge uses the phrase "that as a result of driving under the
influence the defendant unintentionally caused the death of
(name of person)." II Virginia Model Jury Instructions,
Criminal 33.660 (1998 repl. ed.). Thus, the language used by
the trial court substantially tracked the language of Code
§ 18.2-36.1 and the Virginia Model Jury Instructions.
Instruction No. 3 adequately stated the elements of the offense.
The elements of conduct punishable as involuntary manslaughter
are precisely set forth by the General Assembly in Code
§ 18.2-36.1.
To the contrary, Instruction H did not provide the jury
with the proper legal standard by which to determine causal
connection. The proper legal standard for conduct punishable
under Code § 18.2-36.1 was established by the legislature in
1989, when they passed the statute. The standard was: any
person who, as a result of driving under the influence in
violation of subdivision (ii), (iii), or (iv) of § 18.2-266
unintentionally, causes the death of another person, shall be
guilty of involuntary manslaughter. The statute in clear and
unmistakable terms requires proof of causation, nothing more,
nothing less. In Pollard, 20 Va. App. at 99, 455 S.E.2d at 286,
we explained that Code § 18.2-36.1's "very language . . .
requires proof of causation," and "[t]he phrase, 'as a result of
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driving under the influence . . . causes the death,' requires
proof of a causal connection between the driver's intoxication
and the death of another person." Pollard correctly ruled that
the language of the statute requires proof of causation. An
instruction tracking the language in the statute is sufficient
to require proof of causation. Thus, Instruction H was
repetitious.
Instruction No. 3 given by the trial court, without
objection from appellant, stated the correct elements of the
offense charged and was a correct finding instruction setting
forth all the issues fully and fairly.
Moreover, the last paragraph of Instruction H was improper.
It is applicable to civil cases and was taken from I Virginia
Model Jury Instructions, Civil 5.000 (1998 repl. ed.). The
actual model instruction begins with the words: "A proximate
cause of an accident, injury, or damage." Id. In place of that
phrase, appellant substituted in Instruction H the phrase "the
causal connection."
In Hubbard, the Supreme Court stated, "[w]e think that by
attempting to inject inapplicable principles of civil negligence
into a criminal trial, Instructions B and C would have created
confusion and would have been misleading. Furthermore, they
would have been duplicative." 243 Va. at 15, 413 S.E.2d at
882-83. The same is true of Instruction H. Accordingly, the
- 23 -
trial judge acted within his discretion when he rejected
Instruction H.
For the foregoing reasons, we affirm appellant's conviction
for aggravated involuntary manslaughter, in violation of Code
§ 18.2-36.1(B).
Affirmed.
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Benton, J., dissenting.
I.
Franklin Eugene Hall was indicted for aggravated
involuntary manslaughter and tried by a jury. In pertinent
part, Code § 18.2-36.1 provides as follows:
A. Any person who, as a result of driving
under the influence in violation of
subdivision (ii), (iii), or (iv) of [Code]
§ 18.2-266, unintentionally causes the death
of another person, shall be guilty of
involuntary manslaughter.
B. If, in addition, the conduct of the
defendant was so gross, wanton and culpable
as to show a reckless disregard for human
life, he shall be guilty of aggravated
involuntary manslaughter, a felony
punishable by a term of imprisonment of not
less than one nor more than twenty years,
one year of which shall be a mandatory,
minimum term of imprisonment.
"The statute's very language . . . requires . . . proof of a
causal connection between the driver's intoxication and the
death of another person." Pollard v. Commonwealth, 20 Va. App.
94, 99, 455 S.E.2d 283, 286 (1995); see also Castillo v.
Commonwealth, 21 Va. App. 482, 494-95, 465 S.E.2d 146, 152
(1995).
Hall proposed the following jury instruction, which the
trial judge refused:
The phrase "as a result of driving under
the influence . . . causes the death"
requires proof of a causal connection
between the driver's intoxication and the
death of another person. Therefore, even if
you find beyond a reasonable doubt that the
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defendant was driving while intoxicated, he
cannot be found guilty of either grade of
involuntary manslaughter unless you also
find, beyond a reasonable doubt a causal
connection between the defendant's
intoxication and the death of Wayne A.
Holmes.
The causal connection required is a cause
"which in the natural and continuous
sequence, unbroken by any efficient
intervening cause, produces the injury
without which the result would not have
occurred."
"A reviewing court's responsibility in reviewing jury
instructions is 'to see that the law has been clearly stated and
that the instructions cover all issues which the evidence fairly
raises.'" Darnell v. Commonwealth, 6 Va. App. 485, 488, 370
S.E.2d 717, 719 (1988) (quoting Swisher v. Swisher, 223 Va. 499,
503, 290 S.E.2d 856, 858 (1982)).
"The purpose of an instruction is to furnish
guidance to the jury in their deliberations,
and to aid them in arriving at a proper
verdict, so far as it is competent for the
court to assist them. The chief object
contemplated in the charge of the judge is
to explain the law of the case, to point out
the essentials to be proved on the one side
or the other, and to bring into view the
relation of the particular evidence adduced
to the particular issues involved. In his
instructions the trial judge should inform
the jury as to the law of the case
applicable to the facts in such a manner
that they may not be misled."
Cooper v. Commonwealth, 2 Va. App. 497, 500, 345 S.E.2d 775, 777
(1986) (citation omitted).
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I would hold that the trial judge erred in refusing to give
Hall's proposed instruction. The trial judge did "not [say
Hall's] statement of the law is wrong." Instead, the trial
judge ruled that Hall's instruction was redundant of the
following instruction, offered by the Commonwealth:
The defendant is charged with the crime
of aggravated involuntary manslaughter. The
Commonwealth must prove beyond a reasonable
doubt each of the following elements of that
crime:
1. That the defendant was driving a
motor vehicle; and
2. That at the time he was under the
influence of alcohol; and
3. That as a result of driving under the
influence the defendant unintentionally
caused the death of Wayne Holmes; and
4. That the defendant's conduct was so
gross, wanton and culpable as to show a
reckless disregard for human life.
If you find from the evidence that the
Commonwealth has proved beyond a reasonable
doubt each of the above elements of the
offense as charged, then you shall find the
defendant guilty, but you shall not fix the
punishment until your verdict has been
returned and further evidence is heard by
you.
If you find from the evidence that the
Commonwealth has proved beyond a reasonable
doubt each of the first three elements of
the offense as charged but you do not find
beyond a reasonable doubt that the
defendant's conduct was so gross, wanton and
culpable as to show a reckless disregard for
human life then you shall find the defendant
guilty of involuntary manslaughter, but you
shall not fix the punishment until your
- 27 -
verdict has been returned and further
evidence is heard by you.
If you find that the Commonwealth has
failed to prove beyond a reasonable doubt
any of the above offenses, then you shall
find the defendant not guilty.
The principle is well established that "[e]ach party is
entitled to have jury instructions upon vital points in language
chosen by it, if the instruction is a correct statement of the
law." Broady v. Commonwealth, 16 Va. App. 281, 291, 429 S.E.2d
468, 474 (1993); see also Jeffress v. Virginia Ry. & Power Co.,
127 Va. 694, 714, 104 S.E. 393, 399 (1920). Thus, "when a
principle of law is vital to a defendant in a criminal case, a
trial court has an affirmative duty properly to instruct a jury
about the matter." Jimenez v. Commonwealth, 241 Va. 244, 250,
402 S.E.2d 678, 681 (1991). The principle is equally well
established that it is error not to instruct the jury on a point
at issue when the jury may make findings based upon a mistaken
belief of the law. See Martin v. Commonwealth, 218 Va. 4, 7,
235 S.E.2d 304, 305 (1977) (per curiam).
Hall's defense was that the motorcyclist's own actions were
the proximate cause of his death. Because there was evidence
from which the jury could have found that Hall turned when he
had a green arrow, the issue of causal connection between Hall's
intoxication and the accident was a significant issue for the
jury to resolve. Yet, the finding instruction the Commonwealth
offered and the trial judge gave the jury sparingly stated that
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an element of the offense is "[t]hat as a result of driving
under the influence [Hall] unintentionally caused the death."
The instruction tendered by Hall was explanatory of this
instruction and would have provided the jury the proper legal
standard by which to determine the required causal connection.
It was a more complete statement of the phrase, "as a result of
driving," and was intended to inform the jury that the law
requires more than mere proof that Hall was driving while
intoxicated to establish a causal connection to the death.
Thus, Hall's instruction was appropriate and warranted.
Indeed, the trial judge clearly recognized that other
portions of the finding instruction were inadequate and gave
instructions explaining to the jury two of the finding
instruction's concepts. The jury was instructed concerning the
phrase, "under the influence of alcohol," which is referenced in
the second paragraph of the finding instruction. The trial
judge told the jury that "[a] person is under the influence of
alcohol if he has drunk enough alcoholic beverages to so affect
his manner, disposition, speech, muscular movement, general
appearance or behavior as to be apparent to observation." In
addition, the judge elaborated on the fourth paragraph of the
finding instruction by informing the jury that "[g]ross or
culpable and wanton conduct is that which indicates a callous
disregard of human life and of the probable consequences of that
conduct."
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Hall was no less entitled to have the jury fully instructed
as to the requirements of a causal connection. The third
paragraph of the finding instruction clearly did not adequately
convey the requirement of causal connection. The refused
instruction, as were these other clarifying instructions, was
more explanatory and a fuller explication of the finding
instruction. Indeed, the refused instruction was essential to
properly inform the jury concerning the applicable law.
Furthermore, the Commonwealth's attorney rendered Hall's
proposed instruction even more important when he told the jury
the following in his closing argument:
[A]s a result of being under the influence,
[Hall] unintentionally caused the death of
Mr. Holmes. Is there any doubt about that?
He didn't set out that day to kill Mr.
Holmes, but it was the instrumentality that
he was operating while he was drunk that
killed Mr. Holmes and there isn't any
question about that.
Without Hall's proposed instruction, the jury could easily have
failed to understand that to find Hall guilty of involuntary
manslaughter, they had to find that his inebriation caused the
accident, not just that he happened to be "drunk" when the
accident occurred. For these reasons, I disagree with the
majority's holding that the finding instruction adequately
stated the elements of the offense. Accordingly, I would
reverse the conviction and remand for a new trial.
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The majority opinion also holds that the last paragraph of
Hall's proposed instruction was improper because it was derived
from civil model jury instructions. In so finding, the majority
relies on Hubbard v. Commonwealth, 243 Va. 1, 413 S.E.2d 875
(1992). Hubbard, however, does not stand for the principle that
language which properly defines a criminal law concept is
improper simply because it is drawn from a civil jury
instruction. The Supreme Court rejected Hubbard's proposed jury
instructions because they inappropriately injected definitions
of civil negligence in a case concerning criminal negligence.
See id. at 15, 413 S.E.2d at 882-83 (holding "that by attempting
to inject inapplicable principles of civil negligence into a
criminal trial, Instructions B and C would have created
confusion and would have been misleading").
Hall merely relied on the applicable language from a civil
instruction for definitional support of a concept that is
pertinent in both criminal and civil cases. Significantly, the
trial judge did not rule that Hall's proposed instruction
misstated the law. Likewise, the Commonwealth does not suggest
that the instruction is an incorrect statement of the required
causal relationship or that it would mislead the jury. Instead,
the trial judge ruled, and the Commonwealth argues, that the
instruction is improper because it is redundant and that Hall
offered the instruction to "underscore[] the theory of [his]
case."
- 31 -
Hall's theory of the case, however, was that the jury
should be instructed upon "such language . . . [as was] in
keeping with the law." Jeffress, 127 Va. at 714, 104 S.E. at
399. None of the instructions told the jury the Commonwealth
had to prove a causal connection between Hall's inebriation and
the death of Holmes. As the majority opinion notes, Pollard
"correctly" held that Code § 18.2-36.1 requires proof of
causation. See 20 Va. App. at 99, 455 S.E.2d at 286 (holding
that the language of the statute clearly "requires . . . proof
of a causal connection between the driver's intoxication and the
death of another person"). "It is elementary that a jury must
be informed as to the essential elements of the offense; a
correct statement of the law is one of the essentials of a fair
trial." Darnell, 6 Va. App. at 488, 370 S.E.2d at 719 (internal
quotations and citations omitted).
II.
I agree with the majority opinion that the trial judge
erred in allowing the introduction in the Commonwealth's
case-in-chief of testimony regarding Hall's prior convictions
for driving under the influence of alcohol. I disagree,
however, that other admissible evidence, proving Hall had been
drinking, overshadowed the effect of the improperly admitted
evidence. The uncontested evidence in the record proved that
Hall's blood alcohol content measured .22 when tested at the
police station. Although the evidence clearly proved that Hall
- 32 -
had been drinking, it did not clearly prove that Hall's drinking
caused the accident.
The evidence in the record concerning the cause of the
accident was disputed. The testimony of several witnesses who
had no connection to either Hall or the motorcyclist provided a
basis upon which the jury could have determined that Hall turned
at a time when he was privileged to do so. No evidence proved
that Hall was speeding or driving recklessly prior to the
accident. Indeed, the evidence indicated Hall was stopped at
the intersection ready to turn, seconds before the accident.
The evidence also proved that the motorcyclist that collided
with Hall in the intersection had a blood alcohol concentration
of .13, a violation of Code § 18.2-266.
Proof that Hall had prior suspensions and convictions for
driving under the influence could have led the jury to conclude
that Hall was driving with a reckless disregard for human life
in this instance. This inadmissible evidence was unduly
prejudicial because it had the tendency to affect the manner in
which the jury viewed the credibility of Hall and the witnesses
who testified that the accident had another cause. It was not
harmless because we "can[not] conclude, without usurping the
jury's fact finding function, that, had the error not occurred,
the verdict would have been the same." Lavinder v.
Commonwealth, 12 Va. App. 1003, 1005, 407 S.E.2d 910, 911 (1991)
(en banc). "While the other evidence amply supports the jury's
- 33 -
verdicts, the disputed testimony may well have affected the
jury's decision." Cartera v. Commonwealth, 219 Va. 516, 519,
248 S.E.2d 784, 786 (1978). Thus, the probative value of the
improper evidence clearly did not outweigh its incidental
prejudice. See Guill v. Commonwealth, 255 Va. 134, 141-42, 495
S.E.2d 489, 492-93 (1998).
III.
Finally, I agree with the majority that the trial judge
erred in admitting the results of the "alco-sensor" breath
alcohol test. For all these reasons, I would reverse the
conviction and remand for a new trial.
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