COURT OF APPEALS OF VIRGINIA
Present: Judges Annunziata, Bumgardner and Senior Judge Hodges
Argued at Alexandria, Virginia
JASON K. JONES, S/K/A
JASON KHALID JONES
OPINION BY
v. Record No. 2642-97-4 JUDGE ROSEMARIE ANNUNZIATA
APRIL 20, 1999
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF ARLINGTON COUNTY
Paul F. Sheridan, Judge
William B. Moffitt (Henry W. Asbill; Asbill,
Junkin & Moffitt, on briefs), for appellant.
H. Elizabeth Shaffer, Assistant Attorney
General (Mark L. Earley, Attorney General,
on brief), for appellee.
Jason Jones ("appellant") was convicted, upon entry of
Alford guilty pleas, of two counts of robbery and of the use of
a firearm while committing those robberies. On appeal,
appellant contends the trial court erred in failing to grant his
motion to withdraw his Alford pleas, claiming they were not
voluntarily and intelligently made. He specifically contends:
(1) he entered the pleas under an honest mistake of material
fact as to the character of the evidence against him, and (2)
his pleas were the product of undue influence based on his
mental state and certain external pressures on him at the time.
Appellant further contends the Commonwealth proffered a
materially false factual basis in support of his Alford pleas,
which led the court to erroneously accept the pleas and find him
guilty. Alternatively, appellant argues the Commonwealth's
proffer, even if accurate, does not support the entry of an
Alford plea because it was based on the statement of an
accomplice who gave "materially different" accounts of events.
Finally, appellant argues that due process considerations
required the trial court to permit withdrawal of his pleas.
Finding no error, we affirm.
I.
BACKGROUND
A. Factual Background
We state the relevant facts in the light most favorable to
the Commonwealth. See McGee v. Commonwealth, 25 Va. App. 193,
196, 487 S.E.2d 259, 260 (1997). On the evening of October 11,
1996, Sherri Herren drove to the Carlyle Grand Restaurant to
celebrate her birthday with some friends. When the restaurant
closed at around 1:00 a.m., Thomas Flatt and Shannon Harman
walked Herren to her car, a Lexus, which was parked in a
well-lit parking lot behind the establishment. As the trio
approached Herren's car, Herren heard a voice behind her say,
"Get on the ground." Herren turned around and saw two men. The
one who spoke wore a ski mask and dark clothing and pointed a
small handgun at Herren.
After repeating his order, Herren and her companions
dropped to the ground. The robbers took Flatt's wallet and
- 2 -
Harman's purse and drove away in Herren's car, which contained
her purse and other personal items. None of the victims could
identify the robbers.
On October 15, 1996, officers of the Arlington County
Police Department stopped appellant and Christopher Surratt for
an unrelated traffic offense. Surratt, who was driving a car
belonging to appellant's mother, attempted to flee when the
police asked him for identification. Officers subsequently
discovered items taken during the aforementioned robberies in
Surratt's possession and the key to Herren's Lexus in the
passenger-side door pocket of the car Surratt was driving.
During a subsequent police interview, Surratt implicated
appellant in the robberies, identifying him as the gunman.
On the same day, police executed a warrant to search
appellant's townhouse. During the search, police recovered a
number of items taken during the robberies, including bank
records in the name of Thomas Flatt, Flatt's driver's license, a
Blockbuster video card in the name of Kathleen Flatt, Herren's
operator's license, an Exxon credit card in the name of J.L.
Herren Associates, 1 and a Keegan Theater business card in
Herren's name.
1
Herren's husband owns a business called J.L. Herren
Associates.
- 3 -
B. Procedural Background
Appellant was indicted on multiple charges for his
participation in the aforementioned robberies. On March 20,
1997, pursuant to a plea agreement, appellant entered an Alford
plea to two counts of robbery and one count of using a firearm
in the commission of a felony. In exchange for his plea, the
Commonwealth nolle prossed another count of robbery, carjacking,
and a charge of carrying a concealed weapon. Appellant's plea
agreement provides in pertinent part:
5. I do not admit that I committed the
crimes to which I am pleading guilty.
However, I have talked to my attorney about
what might happen if I went to trial and I
have decided it is in my interest to accept
the prosecutor's offer, to enter into this
agreement.
* * * * * * *
8. I understand that I have a right to
plead "Not Guilty" to the charge against me,
but I want to give up that right and plead
guilty instead. I also understand that when
I give up the right to plead "Not Guilty" I
am also giving up other rights guaranteed to
me by the Constitution of the United States
. . . . In particular, I understand that by
pleading guilty I give up:
A. The right to a speedy and
public trial by a jury . . . ;
* * * * * * *
C. The right to see and hear all
witnesses against me and the right
to cross-examine those witnesses;
. . . .
- 4 -
* * * * * * *
17. I still claim innocence but I freely
and voluntarily plead guilty to the crimes
described in paragraph 3, above, because I
have decided it is in my interest to do so.
Before accepting the three pleas, the trial court
questioned appellant regarding his agreement to plead guilty.
In pertinent part, the court had the following dialogue with
appellant:
THE COURT: I[t] says in Paragraph Three
that you are pleading guilty to two
robberies and one use of a firearm.
Following that in Five it says you do not
admit committing the crimes. Tell me why
you are pleading guilty if you do not admit
committing the crimes?
[APPELLANT]: Because I feel if I went to
trial there is enough evidence to convict me
and I don't want to take that chance of
being convicted by a jury.
THE COURT: In Paragraph Eighteen it says
there is no agreement as to sentence. You
know on the robbery charges you could get
life on each one of the two and the use of a
firearm you get three years. You understand
each of those sentences.
[APPELLANT]: Yes, I do.
THE COURT: You're worried that a jury might
convict you and then the jury would impose
sentence.
[APPELLANT]: Yes.
- 5 -
The court subsequently found appellant "freely, voluntarily and
intelligently, with the aid of good counsel, entered pleas of
guilty" and accepted his three pleas.
The Commonwealth proffered a set of facts in support of
appellant's guilty pleas. The court asked appellant whether the
Commonwealth's proffered evidence was the evidence he would
expect to hear at trial and whether the evidence raised concerns
in his mind that he would be convicted by a jury. Appellant
replied in the affirmative to both questions. Appellant's
counsel, Jeffrey Kleger, also indicated that he believed the
Commonwealth's proffered evidence would be admitted against
appellant at a trial.
The court found appellant guilty of two robberies and of
using a firearm in the commission of a felony and scheduled
sentencing for June 6, 1997. On June 2, 1997, appellant, with
the assistance of new counsel, filed a Motion to Withdraw Guilty
Pleas with the court. The court's denial of this motion is the
subject of this appeal.
II.
WITHDRAWAL OF GUILTY PLEAS
A. Principles Regarding Guilty Pleas and the Alford Plea
A guilty plea normally consists of both a waiver of
constitutional rights and an admission of guilt.
- 6 -
Ordinarily, a judgment of conviction resting
on a plea of guilty is justified by the
defendant's admission that he committed the
crime charged against him and his consent
that judgment be entered without a trial of
any kind. The plea usually subsumes both
elements . . . even though there is no
separate, express admission by the defendant
that he committed the particular acts
claimed to constitute the crime charged in
the indictment.
North Carolina v. Alford, 400 U.S. 25, 32 (1970). Virginia law
likewise establishes that a plea of guilty ordinarily subsumes
an admission of guilt. Kibert v. Commonwealth, 216 Va. 660,
665, 222 S.E.2d 790, 793 (1976) ("'[G]enerally no evidence of
guilt is required in order to proceed to judgment [upon a plea
of guilty], for [the] accused has himself supplied the necessary
proof . . . .'" (quoting Hobson v. Youell, 177 Va. 906, 912-13,
15 S.E.2d 76, 78 (1941))).
Among the constitutional rights waived by a guilty plea are
the privilege against compulsory self-incrimination, the right
to trial by jury, and the right to confront one's accusers. See
Boykin v. Alabama, 395 U.S. 238, 243 (1969); Dowell v.
Commonwealth, 12 Va. App. 1145, 1148-49, 408 S.E.2d 263, 265
(1991), aff'd en banc, 14 Va. App. 58, 414 S.E.2d 440 (1992).
In order to ensure these rights are adequately protected, the
trial court must determine whether a defendant's decision to
waive them by pleading guilty "represents a voluntary and
- 7 -
intelligent choice among the alternative courses of action open
to the defendant." Alford, 400 U.S. at 31.
An admission of guilt, however, is "not a constitutional
requisite to the imposition of criminal penalty." Id. at 37;
Smith v. Commonwealth, 27 Va. App. 357, 361-62, 499 S.E.2d 11,
13 (1998). Courts may find that an accused has voluntarily and
intelligently entered a guilty plea even though he or she
alleges innocence. Id. ("An individual accused of crime may
voluntarily, knowingly, and understandingly consent to the
imposition of a prison sentence even if he is unwilling or
unable to admit his participation in the acts constituting the
crime."). Such a plea is known as an Alford plea.
Although Virginia does not ordinarily require the
introduction of evidence to sustain a conviction based upon a
plea of guilty, 2 in order to ensure that a defendant has pled
guilty freely and intelligently, the trial court should not
accept an Alford plea unless it finds that a factual basis
supporting guilt exists. Alford, 400 U.S. at 38 n.10 ("Because
of the importance of protecting the innocent and of insuring
that guilty pleas are a product of free and intelligent choice,
2
See Kibert, 216 Va. at 665, 222 S.E.2d at 793. See also
Boykin, 395 U.S. at 243 ("[A guilty plea] is itself a
conviction; nothing remains but to give judgment and determine
punishment."); Peyton v. King, 210 Va. 194, 196, 169 S.E.2d 569,
571 (1969) (holding that a voluntary and intelligent plea of
guilty is a self-supplied conviction).
- 8 -
. . . pleas coupled with claims of innocence should not be
accepted unless there is a factual basis for the plea . . . .").
B. Withdrawal of Guilty Pleas in Virginia
Code § 19.2-296 allows a defendant to withdraw a guilty
plea before sentence is imposed. "'Whether or not an accused
should be allowed to withdraw a plea of guilty for the purpose
of submitting a not guilty plea is a matter that rests within
the sound discretion of the trial court and is to be determined
by the facts and circumstances of each case.'" Hoverter v.
Commonwealth, 23 Va. App. 454, 464, 477 S.E.2d 771, 775 (1996)
(quoting Parris v. Commonwealth, 189 Va. 321, 324, 52 S.E.2d
872, 873 (1949)). The court's finding as to the credibility of
witnesses and the weight of the evidence in support of a motion
to withdraw a guilty plea will not be disturbed unless plainly
wrong or without evidence to support it. See id. at 465, 477
S.E.2d at 776.
Rule 3A:8(b) provides that "[a] circuit court shall not
accept a plea of guilty . . . without first determining that the
plea is made voluntarily with an understanding of the nature of
the charge and the consequences of the plea." As such, a motion
to withdraw a plea should be granted "if it appears from the
surrounding circumstances that the plea of guilty was submitted
in good faith under an honest mistake of material fact or facts,
or if it was induced by fraud, coercion or undue influence and
- 9 -
would not otherwise have been made." Hoverter, 23 Va. App. at
464, 477 S.E.2d at 775 (quoting Parris, 189 Va. at 324, 52
S.E.2d at 873). Determining whether a court erred in declining
to allow withdrawal of a guilty plea "requires an examination of
the circumstances confronting [the] accused immediately prior to
and at the time he [or she] pleaded to the charge." Parris, 189
Va. at 322, 52 S.E.2d at 872.
In this case, appellant does not allege purposeful
misrepresentation or nondisclosure of evidence by the
Commonwealth. Instead, appellant contends the trial court
should have allowed him to withdraw his guilty pleas because:
(1) personal circumstances exerted undue influence on his
ability to enter an intelligent and voluntary plea, (2) he made
an honest mistake of material fact as to the nature of the
evidence against him, and (3) the Commonwealth made an
inaccurate proffer of facts leading the trial court to conclude
erroneously that there was a sufficient factual basis for his
Alford pleas. Appellant's contentions are not supported by the
record.
1. Alleged Undue Influence
Prior to accepting appellant's pleas, the trial court
thoroughly examined appellant concerning his decision to plead
guilty. The court specifically asked appellant why, if he
believed in his innocence, he was pleading guilty to the instant
- 10 -
charges, which carried the potential of multiple life sentences.
Appellant stated he did not want to risk being convicted by a
jury.
Upon appellant's motion to withdraw his Alford pleas, the
trial court held a hearing on June 6, 1997. Jeffrey Kleger,
appellant's counsel prior to the motion to withdraw, testified
to having multiple discussions with appellant regarding whether
he should plead guilty or go to trial on the instant
indictments. 3 Kleger knew appellant was taking anti-depressant
medication at the time but testified appellant participated in
their discussions, appeared to be alert, and seemed to
understand his plea options notwithstanding the medication.
Dr. Susan Fiester, a forensic psychiatrist, testified that
appellant suffered from "unipolar depression, which is a
straightforward depressed mood," when he pled guilty to the
3
Kleger stated in pertinent part, "I explained to him the
various options. I gave him my appraisal of the case strengths
and weaknesses. And I made my recommendation. And I ultimately
left it to him as to what he wanted to do." Kleger later
elaborated:
I told him that he had the option of going
to trial and testifying, he had the option
of going to trial and not testifying, he had
the option of pleading guilty before a judge
with a recommendation from the prosecutor,
he had the option of pleading guilty without
a recommendation from the prosecutor, and he
had the right to deny his guilt and enter an
Alford plea.
- 11 -
instant offenses. Dr. Fiester found that appellant manifested
many of the symptoms of such a depression, including a
"depressed mood, inability to take pleasure in things,
difficulty with [sleeping]," feelings of worthlessness, and
blaming himself for things beyond his responsibility. According
to Fiester, appellant's condition "would have made him more
vulnerable to -- to taking [a guilty plea] even if he felt he
were innocent." Dr. Fiester also testified that appellant's
personal circumstances pressured him into pleading guilty in
order to resolve the charges as quickly as possible. 4 Given such
pressures, Dr. Fiester opined that appellant's pleas were "very
much a result of other people's influence." Dr. Fiester
admitted, however, she was "not saying that appellant wasn't
capable of understanding what he was doing," but only that
appellant was not functioning at a "normal nondepressed level of
function."
Noting that appellant's evidence failed to establish
appellant's lack of capacity to make decisions freely and
intelligently, the trial court rejected appellant's claim that
4
According to Dr. Fiester, these circumstances included
appellant's perception that he was a failure, appellant's desire
to avoid creating additional conflict between his divorced
parents, and the fact that his attorney was a family friend.
Fiester testified, "I think those were all factors that led him
to in part try to get a resolution to this matter, feel some
pressure to get a resolution to the matter as quickly as
possible without going on to really fight it."
- 12 -
the undue influence of his depression and personal circumstances
induced him to enter his Alford pleas. 5 We conclude the court's
ruling was not plainly wrong or without evidence to support it.
See Hoverter, 23 Va. App. at 465, 477 S.E.2d at 776.
When determining whether the existence of undue influence
is sufficient to merit the withdrawal of a defendant's guilty
plea, we focus on whether that influence negated the defendant's
ability to enter his or her plea freely and voluntarily. In
Parris, the Supreme Court of Virginia endorsed the following
statement of the circumstances under which a trial court should
allow a plea of guilty to be withdrawn and substituted for one
of not guilty:
The plea of guilty to a serious criminal
charge should be freely and voluntarily
made, and entered by the accused, without a
semblance of coercion and without fear or
duress of any kind, and the accused should
be permitted to withdraw a plea of guilty
entered unadvisedly when application
therefor is duly made in good faith and
sustained by proofs, and a proper offer is
made to go to trial on a plea of not guilty.
Parris, 189 Va. at 325-26, 52 S.E.2d at 874 (quoting Percival W.
Viesselman, Abbott's Criminal Trial Practice § 118 (4th ed.
1939)).
5
The court stated in pertinent part, "nobody has told me the
defendant's actual perception of facts, actual perception of
expected evidence, actual reliance on any particular statement by
counsel, or actual surrender to the coercive powers of family or
counsel."
- 13 -
In this case, Kleger's testimony regarding appellant's
participation in their discussions and appellant's understanding
of his plea alternatives, the terms of appellant's plea
agreement, and the court's questioning of appellant at the plea
hearing support the court's finding that appellant had not
"surrender[ed] to the coercive powers of family or counsel."
Further, although opining that appellant's pleas were the result
of other people's influence, Dr. Fiester could not conclude that
"appellant wasn't capable of understanding what he was doing."
To the extent that Fiester's testimony supported a finding of
undue influence, the trial court's finding as to the weight to
be given this evidence is entitled to deference, particularly in
light of the court's examination of appellant at the time it
accepted his pleas. See Hoverter, 23 Va. App. at 465, 477
S.E.2d at 776. Thus, the evidence supports the conclusion that
appellant entered his pleas freely and voluntarily.
2. Alleged Mistake of Material Fact
We also reject appellant's contention that he acted under a
mistake of fact at the time he entered his guilty pleas.
Appellant bases this claim on certain inconsistencies between
the statement Surratt initially gave to police and testimony
Surratt gave at his subsequent plea hearing.
In his initial statement to the police, Surratt stated that
he and appellant had robbed three people of personal items, that
- 14 -
appellant used a pellet gun to effectuate the robbery, that they
stole a Lexus belonging to one of the victims, and that he drove
the Lexus to appellant's townhouse where they disposed of the
fruits of their crime. Surratt only implicated appellant and
did not state that anyone else had participated in the robbery.
Although police found the key to Herren's Lexus in the car
Surratt was driving, Surratt could not explain how the key came
to be there. According to Surratt, he left the key in the
Lexus' ignition after parking it near appellant's house on the
night of the robbery. Surratt suggested appellant, who was with
Surratt at the time officers stopped him and whose mother owned
the car Surratt was driving, might have returned to the Lexus
and taken the key later.
Pursuant to a plea agreement, Surratt subsequently pled
guilty to carjacking, use of a firearm in the commission of a
felony, and three counts of robbery. At his plea hearing on
February 25, 1997, Surratt testified that Juwan Clark, his
roommate, drove appellant and him to the Carlyle Grand
Restaurant, that he and appellant robbed the victims, that
appellant used a small handgun during the robbery, that he drove
one of the victim's Lexus to appellant's house, that they
divided the proceeds of the robbery at appellant's house, and
that appellant kept the keys to the stolen Lexus. Surratt
testified he had not previously mentioned Clark's involvement in
- 15 -
the robberies when questioned by police because he "didn't see
no reason to. I didn't think there was no need to." 6
It is undisputed that Surratt's statements were
inconsistent in some respects and, although relatively minor in
nature, could have provided appellant with an opportunity to
attack Surratt's credibility at a future trial. 7 It is equally
clear, however, that counsel informed appellant of the
inconsistencies in Surratt's statements, apprised him of his
opportunity to attack Surratt's credibility, and discussed his
plea alternatives on multiple occasions. At the time Kleger
represented appellant, Kleger was aware of Surratt's testimony
at his plea hearing and of the inconsistencies that existed
between the testimony and Surratt's initial police interview.
After appellant moved to withdraw his pleas with the assistance
of new counsel, Kleger testified that he fully discussed methods
of attacking Surratt's credibility with appellant prior to the
entry of appellant's pleas. As previously established,
6
Indeed, according to Herren's account, only two robbers
effectuated the robberies.
7
Comparing Surratt's statements, the following discrepancies
exist: (1) Surratt initially stated that he left the keys to
the stolen Lexus in the ignition and later stated at his plea
hearing that appellant kept the keys to the Lexus, (2) Surratt
failed to implicate a second accomplice, Juwan Clark, in his
initial statement to police, and (3) Surratt did not mention at
his plea hearing that the gun appellant brandished during the
robberies was a pellet gun.
- 16 -
appellant participated in these discussions with counsel and
appeared alert. Thus, the record fails to support appellant's
argument that he entered his pleas based on a mistake of
material fact.
Further, as evidenced by the terms of his plea agreement,
appellant waived his right to confront and cross-examine Surratt
upon deciding that guilty pleas were in his best interest.
Appellant knew about the inconsistencies in Surratt's statements
and was advised by counsel of his right to confront and
cross-examine the witnesses against him. Armed with this
knowledge, appellant nevertheless stated in his plea agreement
that, in pleading guilty, he understood that he relinquished his
right to confront the witnesses against him. See Allen v.
Commonwealth, 27 Va. App. 726, 730-31, 501 S.E.2d 441, 443
(1998) (stating that one who voluntarily and intelligently
pleads guilty waives the constitutional right to confront his or
her accusers).
Based on the foregoing, we find the trial court did not
abuse its discretion in rejecting appellant's arguments that his
pleas were the product of a mistake of material fact or undue
influence.
3. Alleged Proffer of Materially False Facts
Appellant further contends the trial court should have
granted his motion to withdraw his guilty pleas because the
- 17 -
Commonwealth proffered an inaccurate set of supporting facts at
his plea hearing. See Alford, 400 U.S. at 38 n.10 (stating
that, in order to insure a plea has been intelligently made, a
court should not accept a guilty plea when accompanied by a
claim of innocence unless there is a factual basis for the
plea). Appellant argues, "The materially false proffer resulted
in the trial court's misperception of the factual basis for the
Alford pleas, thereby invalidating those pleas." This argument
is unsupported by the evidence and by the events at appellant's
plea hearing.
The parties agree the transcription of the Commonwealth's
proffer in the record inaccurately sets forth the facts of this
case. Indeed, the proffer transcribed in the record is
inconsistent with the testimony adduced at appellant's
preliminary hearing and with the statements made by Surratt in
the following respects: (1) the transcription states that
appellant, rather than Surratt, attempted to flee from police
when asked for identification; (2) the transcription states that
appellant, rather than Surratt, told police of the location of
the Lexus and presence of stolen items in appellant's bedroom;
and (3) the transcription states that the victims were able to
positively identify appellant. The parties do not agree,
however, on whether the transcription in the record portrays
what the Commonwealth actually proffered to the trial court.
- 18 -
At the June 6, 1997 hearing on appellant's motion to
withdraw, the Commonwealth contended, as it does on appeal, that
it proffered an accurate set of facts, but that the court
reporter inaccurately transcribed its proffer into the record.
To this end, the Commonwealth presented two witnesses who
testified the transcription did not accurately depict the
Commonwealth's proffer at appellant's plea hearing.
Andrew Parker, the prosecutor at appellant's plea hearing,
denied making the factual proffer transcribed in the record.
Parker testified that he used a prepared statement of facts,
introduced as Commonwealth's Exhibit A, to make his proffer and
that he read the statement nearly verbatim at the plea hearing.
Exhibit A and the transcription of the proffer at appellant's
plea hearing are similar in most respects. The exhibit,
however, does not contain the above-noted inaccuracies in the
transcription and is otherwise in accord with the facts
contained in the record as a whole.
Jeffrey Kleger also testified that portions of the proffer
transcribed in the record were not "a fair and accurate
transcription by the court reporter of what transpired in this
courtroom." Kleger testified the prosecutor gave him a copy of
Exhibit A prior to appellant's hearing and the prosecutor
- 19 -
proffered this statement verbatim after Jones entered his Alford
pleas. 8
In addressing appellant's motion to withdraw, the court
agreed there were inaccuracies in the transcription. As to the
Commonwealth's purported proffer that appellant led police to
the stolen Lexus and stolen items in his bedroom, the court
stated, "I have no memory at all of this defendant ever claiming
anything but that he wasn't guilty." The court also noted the
record inaccurately reported a question it purportedly asked
appellant after the Commonwealth gave its proffer. According to
the record, the court asked appellant, "Do you believe they
could get that in evidence?" The court noted it would not have
asked this question as the question is inconsistent with the
court's standard procedure in Alford plea situations. While the
court did not explicitly decide the question, the record
supports the conclusion that it implicitly determined the
transcription did not accurately reflect the factual basis in
support of appellant's guilt as proffered by the Commonwealth.
We further note that, in response to the court's
questioning at appellant's plea hearing, both appellant and
Kleger confirmed the factual accuracy of the Commonwealth's
8
Kleger stated, "The paper that I'm holding in my hand
labeled Commonwealth's Exhibit A without question was read by Mr.
Parker into the record when [the judge] requested the
Commonwealth's proffer of facts."
- 20 -
proffer. Immediately after the Commonwealth proffered its
evidence, Kleger stated he believed such evidence could be
admitted at trial. Appellant similarly stated the
Commonwealth's proffer was the evidence he expected to hear at
his trial.
According to the Code of Virginia, "[t]he transcript in any
case certified by the reporter or other individual designated to
report and record [a] trial shall be deemed prima facie a
correct statement of the evidence and incidents of trial." Code
§ 19.2-165. Notwithstanding the presumption of accuracy
afforded by the Code, we find the evidence is sufficient to
conclude the record inaccurately represents the Commonwealth's
proffer and to further conclude the Commonwealth proffered a
factual basis in support of appellant's Alford pleas that
accurately reflects the facts of this case. Thus, we find no
error in the trial court's denial of appellant's motion to
withdraw his pleas.
Appellant also contends the Commonwealth's proffer was
"materially false" because it was based on Surratt's statements
and that Surratt had given "materially different" versions of
events. We find no merit in this argument.
Although Surratt's two statements contain some
inconsistencies, they are insignificant. In substance, both
statements incriminate appellant in the commission of several
- 21 -
robberies and in the use of a firearm during those robberies.
Both statements establish that appellant and Surratt robbed
three people of personal items, that appellant used a handgun to
effectuate the robberies, that the robbers drove away in a Lexus
belonging to one of the victims, and that the robbers drove to
appellant's house where they divided up the fruits of their
robbery. Moreover, during argument on the motion to withdraw,
appellant's counsel conceded that Surratt could not have been
disqualified as a matter of law from testifying, agreeing with
the court that Surratt's inconsistent statements "would always
be a credibility question and a question of fact" for the trier
of fact to resolve. Thus, the trial court properly rejected
appellant's argument that the differences between Surratt's
statements required the court to allow withdrawal of his Alford
pleas.
III. DUE PROCESS ARGUMENT
Appellant also argues constitutional due process requires
the withdrawal of his pleas. This argument was not properly
preserved for our consideration on appeal. Appellant did not
allege a violation of due process rights before the trial court
and he is barred from raising the issue here. See Rule 5A:18;
Buck v. Commonwealth, 247 Va. 449, 452-53, 443 S.E.2d 414, 416
(1994); Deal v. Commonwealth, 15 Va. App. 157, 161, 421 S.E.2d
897, 900 (1992). Finding no justification to invoke the ends of
- 22 -
justice exception to Rule 5A:18, we decline to apply the
exception to the Rule’s general bar and to address appellant’s
argument for the first time on appeal.
For the foregoing reasons, we find no error in the trial
court's conviction of appellant based on his Alford pleas. The
evidence supports the conclusion the court heard an accurate
factual basis for appellant's pleas and properly determined that
appellant entered his pleas voluntarily and intelligently.
Affirmed.
- 23 -