IN THE COURT OF APPEALS OF TENNESSEE
AT JACKSON
JUNE 20, 2001 Session
EMANUEL LEWIS, A Minor, by his Mother and Next Friend, LONNIE
DAVIS LEWIS, and LONNIE DAVIS LEWIS, Individually v. DR. TODD
BROOKS, DR. MICHAEL WASHINGTON, METHODIST HOSPITALS OF
MEMPHIS and METHODIST HEALTH SYSTEMS, INC. v. DR. DWIGHT
MOORE AND DR. J. K. LAWRENCE
Direct Appeal from the Circuit Court for Shelby County
No. 75409 T.D.; The Honorable Robert L. Childers, Judge
No. W2000-02682-COA-R3-CV - Filed August 29, 2001
This appeal involves a claim of medical malpractice. The plaintiff’s minor child suffered brain
damage during delivery. The only remaining defendants, Dr. Moore and Dr. Lawrence, moved for
summary judgment, which the trial court granted. Plaintiff appeals. For the following reasons, we
affirm the trial court’s grant of summary judgment to defendants.
Tenn. R. App. P. 3; Appeal as of Right; Judgment of the Circuit Court Affirmed
ALAN E. HIGHERS, J., delivered the opinion of the court, in which W. FRANK CRAWFORD , P.J., W.S.,
and DAVID R. FARMER , J., joined.
L. Anthony Deal, Memphis, for Appellant
Jerry E. Mitchell, John H. Dotson, Memphis, for Appellees
OPINION
Facts and Procedural History
This is a medical malpractice action. Lonnie Davis Lewis (Ms. Lewis) was pregnant and had
received prenatal care from Dr. Moore and Dr. Lawrence. Ms. Lewis was a high risk patient due to
her age, hypertension, and obesity.
Ms. Lewis visited Methodist Hospital on March 3, 1995, for a prenatal evaluation called a
nonstress test. At the time of the evaluation, Dr. Lawrence was on duty. Dr. Lawrence left the
hospital without having discharged Ms. Lewis. Beginning at 5:00 p.m. on March 3, 1995, Dr. Brooks
had begun covering for Dr. Moore and Dr. Lawrence. Dr. Brooks was not advised about Ms. Lewis’
presence in the hospital nor did he see Ms. Lewis. Ms. Lewis was discharged at approximately 6:00
p.m. on March 3, 1995, by another doctor not associated with the defendants.
Ms. Lewis came back to the hospital on the evening of March 5, 1995, at approximately 8:00
p.m. Dr. Moore and Dr. Lawrence were not on duty at this time. Due to a previous arrangement,
Dr. Brooks was covering for them. When Ms. Lewis arrived at the hospital on March 5, Dr. Brooks
was at home. Dr. Brooks was advised by telephone sometime in the late evening that Ms. Lewis
was at the hospital. At 10:00 p.m., Dr. Brooks ordered that the plaintiff be admitted to the hospital.
There were several calls between Dr. Brooks and the hospital, and Dr. Brooks was advised that there
were indications that Ms. Lewis’ baby was in distress. At 2:46 a.m. on March 6, 1995, Dr. Brooks
ordered that Ms. Lewis be prepared for a c-section, and he left for the hospital. At 3:09 a.m., before
Dr. Brooks had arrived, an emergency call known as a “Dr. Stork” page was put out at the hospital
indicating that there was an emergency and directing physicians to come to the delivery room. Dr.
Washington responded to the call, but he did not deliver the child. When Dr. Brooks arrived at 3:17
a.m., Ms. Lewis was not prepared for a c-section as he had ordered. Dr. Brooks then performed a
vaginal delivery. Unfortunately, the child suffered brain damage.
The plaintiffs filed a complaint and amended complaint asserting medical malpractice. The
complaint asserted three theories of liability: 1) that Dr. Moore and Dr. Lawrence were negligent in
the prenatal care of Ms. Lewis; 2) that Dr. Moore and Dr. Lawrence were negligent in selecting Dr.
Brooks to cover for them when they were not on duty; and 3) that Dr. Brooks and Methodist Hospital
were guilty of negligence during the delivery of Ms. Lewis’ child.1
On February 18, 2000, Dr. Moore and Dr. Lawrence moved for summary judgment. Ms.
Lewis responded, and the parties argued the motion on May 5, 2000. The court denied the
defendants’ motion for summary judgment. However, no order was entered. The case was set for
trial on September 18, 2000. Sometime shortly before trial, the defendants served the plaintiffs with
a supplemental memorandum in support of its motion for summary judgment. The motion was
argued the morning of trial, and the judge granted the defendants’ motion for summary judgment.
Ms. Lewis appeals the ruling from the court below, and raises the following issues, as we perceive
them, for our review:
I. Whether the trial court erred in granting summary judgment to Dr. Moore and Dr. Lawrence.
II. Whether the trial court erred in limiting discovery as to the opinions of Dr. Moore and Dr.
Lawrence.
III. Whether the trial court erred in refusing to grant Plaintiff a partial summary judgment as to
the reasonableness and necessity of medical expenses.
We will address each issue in turn.
1
We no te that Pla intiff previously settled with all parties except Dr. Moore and Dr. Law rence. Dr.
Washington, however, was never served with process and made no appearance in the case.
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Standard of Review
Summary judgment is appropriate if the movant demonstrates that no genuine issues of
material fact exist and that he is entitled to a judgment as a matter of law. See TENN . R. CIV . P.
56.03. We must take the strongest view of the evidence in favor of the nonmoving party, allowing
all reasonable inferences in his favor and discarding all countervailing evidence. See Shadrick v.
Coker, 963 S.W.2d 726, 731 (Tenn. 1998) (citing Byrd v. Hall, 847 S.W.2d 208, 210-11 (Tenn.
1993)). Since our review concerns only questions of law, the trial court's judgment is not presumed
correct, and our review is de novo on the record before this Court. See Warren v. Estate of Kirk, 954
S.W.2d 722, 723 (Tenn. 1997); Bain v. Wells, 936 S.W.2d 618, 622 (Tenn. 1997).
Law and Analysis
Ms. Lewis argues that it was error for the trial court to grant a summary judgment to Dr.
Moore and Dr. Lawrence. Dr. Moore and Dr. Lawrence filed a motion for summary judgment on
February 18, 2000. The motion was heard by the trial court on May 5, 2000, and the motion was
denied. However, no order was entered memorializing the trial court’s denial. The case was set for
trial on September 18, 2000. On the morning of trial, Defendant’s counsel faxed Plaintiff’s counsel
a supplemental memorandum and advised that he would be seeking summary judgment. At trial,
counsel for Moore and Lawrence argued for a summary judgment. Plaintiff’s counsel objected that
proper notice had not been given. The court excluded Ms. Lewis’ expert witness, Dr. Heath, based
upon its decision that Ms. Lewis had not properly identified Dr. Heath as an expert in her
interrogatories. The court then granted Defendants’ motion for summary judgment. The court
entered an order granting Defendants’ motion for summary judgment on September 20, 2000. On
the same day, an order was entered memorializing the May 5, 2000, denial of summary judgment.
First, we address Plaintiff’s contention that it was error for the trial court to exclude her
expert, Dr. Heath. The trial court excluded Dr. Heath as an expert witness based upon Rule 26.05
of the Tennessee Rules of Civil Procedure, which provides:
A party who has responded to a request for discovery with a response
that was complete when made is under no duty to supplement the
response to include information thereafter acquired, except as
follows:
(1) A party is under a duty seasonably to supplement the party’s
response with respect to any question addressed to . . . (B) the identity
of each person expected to be called as an expert witness at trial, the
subject matter on which the person is expected to testify, and the
substance of that testimony.
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TENN . R. CIV . P. 26.05. Upon a review of the record, it is apparent that Plaintiff did not list Dr.
Heath as an expert in her answers to Defendants’ interrogatories. “The decision of the trial court in
discovery matters will not be reversed on appeal unless a clear abuse of discretion is demonstrated.”
Benton v. Snyder, 825 S.W.2d 409, 416 (Tenn. 1992). In the instant case, we find that the trial court
did not abuse its discretion in disallowing Plaintiff’s expert for failure to comply with discovery
rules.
Now, we turn to the notice issue. Ms. Lewis argues that she was not given proper notice of
the September 18, 2000, summary judgment proceedings. She cites Rule 56.04 of the Tennessee
Rules of Civil Procedure for the proposition that “[t]he [summary judgment] motion shall be served
at least thirty (30) days before the time fixed for the hearing.” Ms. Lewis also argues that Rule 6.04
of the Tennessee Rules of Civil Procedure provides that in the case of any motion, other than an ex
parte motion, notice of the hearing must be given at least five days in advance.
As noted above, although the motion for summary judgment heard on May 5, 2000, was
technically denied, no order was entered memorializing the denial. We note the well-settled rule that
“[a] court speaks only through its written judgments, duly entered upon its minutes. Therefore, no
oral pronouncement is of any effect unless and until made a part of a written judgment duly entered.”
Environmental Abatement, Inc. v. Astrum R.E. Corp., 27 S.W.3d 530, 536 (Tenn. Ct. App. 2000)
(citations omitted). Since there was no order denying the court’s May 5, 2000, decision regarding
summary judgment, the May 5, 2000, motion was still pending and the court was free to revisit the
motion.
We note the case of Jarred v. Hendrix, No. W1998-00550-COA-R3-CV, 1999 WL 1336084,
at *1 (Tenn. Ct. App. Dec. 15, 1999). In Jarred, the plaintiff filed a complaint alleging dental
malpractice on August 16, 1994. See id. On September 5, 1997, three years after the original
complaint was filed, the defendant filed a motion for summary judgment, arguing that the plaintiff
had failed to satisfy the requirements for a claim of medical malpractice. See id. Three weeks later,
the plaintiff responded by filing the affidavit of a Memphis dentist. See id. At the expert’s
deposition on April 9, 1998, however, the dentist’s testimony was vastly different from the
conclusions in his affidavit. See id. At the deposition, the dentist testified that he was not able to
conclude that the defendant’s conduct fell below the standard of care. See id. As a result of the
dentist’s testimony, defendant immediately renewed his motion for summary judgment and filed a
supplemental memorandum in support of the motion. See id. A hearing on the motion was set for
May 8, 1998. See id.
As noted above, the plaintiff’s expert was deposed on April 9, 1998, and defendant set the
summary judgment motion to be heard on May 8, 1998, which was less than thirty days after the
motion was renewed. On appeal, the plaintiff complained that she had not been given the required
thirty day notice. See id. at *3. This court rejected plaintiff’s notice argument, stating that:
From September 1997 forward, the basis for [defendant’s] motion
remained the insufficiency of [plaintiff’s] expert medical proof under
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Tennessee Code Annotated § 29-26-115. The requirements of
Section 29-26-115 remained unchanged, and [plaintiff] was not faced
with new facts from [defendant] to which [plaintiff] was required to
react. At the hearing on [defendant’s] motion, [plaintiff] encountered
only the application of Section 29-26-115 to the medical proof she
submitted. Under these circumstances, we do not conclude that the
trial court erred in deciding [defendant’s] summary judgment motion
on the scheduled hearing date.
Id. at *4. In the instant case, as in Jarred, Ms. Lewis was not faced with any new facts to which she
had to react. The defendants once again challenged Ms. Lewis’ medical proof to see if it met the
requirements of section 29-26-115 of the Tennessee Code. The court found that Ms. Lewis did not
have the necessary medical proof and granted summary judgment to the defendants. Accordingly,
under the unique facts of the instant case, Ms. Lewis’ argument that she lacked sufficient notice of
the September 18, 2000, summary judgment proceedings is without merit.
Ms. Lewis also argues in her brief that she should have been allowed to take a nonsuit when
the court excluded her expert witness, Dr. Heath. Rule 41.01 of the Tennessee Rules of Civil
Procedure states in relevant part that “[s]ubject to the provisions of Rule 23.05 or Rule 66 or any
statute, and except when a motion for summary judgment made by an adverse party is pending,
the plaintiff shall have the right to take a voluntary nonsuit . . . .” TENN. R. CIV . P. 41.01(1)
(emphasis added). In the instant case, Defendants’ motion for summary judgment was pending when
Plaintiff attempted to take a nonsuit. As a result, the trial judge properly refused to grant Plaintiff’s
request for a nonsuit.
Next, Ms. Lewis argues that the trial court erred in limiting discovery as to the opinions of
Dr. Moore and Dr. Lawrence. Sometime before the depositions of Dr. Moore and Dr. Lawrence
were to be taken, Ms. Lewis’ counsel was advised that the defendant doctors would refuse to answer
questions calling for opinions as to the treatment of Ms. Lewis by other defendant doctors and
nurses. Ms. Lewis filed a Motion to Compel. The trial court denied the motion, ruling that
Defendants Moore and Lawrence would only be required to testify as to opinions expected to be
rendered at trial or opinions relating to their own actions.
Counsel have not cited, nor have we been able to find, any Tennessee cases specifically
dealing with this point. However, an unpublished opinion from this court is instructive. In
Chambers v. Wilson, (Tenn. Ct. App. May 23, 1984) (Crawford, J.), the issue was whether an expert
specifically hired for litigation could be compelled to testify against his will. In holding that an
expert could not be compelled to testify against his will, we stated that “the private litigant has no
more right to compel a citizen to give up the product of his brain, than he has to compel the giving
up of material things. In each case it is a matter of bargain, which, as ever, it takes two to make, and
to make unconstrained.” Id. at 6 (quoting Pennsylvania Co. v. City of Philadelphia, 262 Pa. 439
(1918)).
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In the instant case, we note that Dr. Moore and Dr. Lawrence were not listed as expert
witnesses by either party. They were simply party defendants who are “experts” by nature of their
chosen field. Under the facts of the instant case, we do not find that their expertise is subject to
compulsion. As a result, we find that the trial court did not err when it refused to compel Dr. Moore
and Dr. Lawrence to answer questions outside the realm of their own actions and opinions that they
expected to render at trial. Therefore, this issue is without merit.
Because we affirm the trial court’s grant of summary judgment in this case, we pretermit Ms.
Lewis’ third issue relating to the reasonableness and necessity of medical expenses.
Conclusion
Accordingly, for the aforementioned reasons, we affirm the judgment of the trial court. Costs
on appeal are taxed to Appellant, for which execution may issue if necessary.
___________________________________
ALAN E. HIGHERS, JUDGE
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