IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs September 25, 2001
STATE OF TENNESSEE v. JIMMY JOE RITTENBERRY
Direct Appeal from the Criminal Court for Anderson County
No. 98CR0280 James B. Scott, Jr., Judge
No. E2000-02722-CCA-R3-CD
November 20, 2001
The defendant was convicted by a jury on one count of sale of marijuana, a Class E felony, and one
count of possession of cocaine, a Class A misdemeanor. In this appeal, the defendant contends (1)
the evidence is insufficient to sustain the sale of marijuana conviction; (2) the trial court erroneously
admitted rebuttal testimony regarding an undisclosed, out-of-court statement made by the defendant;
and (3) the trial court failed to instruct the jury on simple possession of marijuana as a lesser-
included offense. After a thorough review of the record, we conclude (1) the evidence is sufficient
to sustain the convictions; (2) the failure of the state to disclose the out-of-court statement made
during the defendant’s interrogation violated Tenn. R. Crim. P. 16(a)(1)(A); and (3) the trial court
erroneously failed to instruct the jury on simple possession of marijuana as a lesser-included offense.
The conviction for sale of marijuana is reversed; the conviction for possession of cocaine is affirmed;
and this matter is remanded for a new trial on the sale of marijuana.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Reversed in Part;
Affirmed in Part; and Remanded.
JOE G. RILEY, J., delivered the opinion of the court, in which JOSEPH M. TIPTON and ALAN E. GLENN,
JJ., joined.
J. Thomas Marshall, Jr., District Public Defender, for the appellant, Jimmy Joe Rittenberry.
Paul G. Summers, Attorney General and Reporter; Mark A. Fulks, Assistant Attorney General;
James N. Ramsey, District Attorney General; and Jan Hicks, Assistant District Attorney General,
for the appellee, State of Tennessee.
OPINION
FACTUAL BACKGROUND
James White agreed to become a police informant after officers found marijuana plants
growing at his residence. White notified officers he could “buy some [drugs] from [the defendant].”
With the assistance of White, officers initiated a controlled buy from the defendant, from which
these charges arose.
TRIAL TESTIMONY
Suzannah Cooper, an Anderson County Deputy Sheriff, testified she assisted in the organized
drug buy on May 29, 1998. After arriving that day at the drug office, she searched White and
White’s vehicle, finding no weapons or drugs. White was equipped with a hidden “wire” and given
currency, consisting of two $50 bills and one $100 bill. White drove his truck, and Cooper sat to
his immediate right. They arrived at the prearranged site, a grocery parking lot, and waited for the
defendant’s arrival.
The defendant arrived in his vehicle, circled the parking lot, and parked immediately beside
White’s truck. At that point, White exited the truck and walked to the defendant’s driver’s window.
Cooper stated she observed the two converse momentarily; White handed the defendant money with
one hand; and the defendant, simultaneously, handed White a baggy containing what later tested to
be 25 grams of marijuana. Cooper stated she observed White with the bag in his hand. Immediately,
the supporting officers initiated an arrest of the defendant and mock arrests of Cooper and White in
order to conceal their identities.
Deputy Alan Gromstorm was present at the scene. Gromstorm testified he pulled the
defendant out of his vehicle, forced him on the ground, and handcuffed him. When Gromstrom
rolled the defendant over, he saw the money on the ground. Gromstorm then searched the
defendant’s vehicle and found cocaine located in a cigarette package inside the vehicle’s console.
The cocaine was subsequently determined to weigh 0.3 grams.
Deputy Gromstorm further testified that following the defendant’s arrest, the defendant was
transported to the drug enforcement office for the purpose of securing his cooperation in future drug
enforcement efforts. There, the defendant signed a statement written by Gromstorm, which was read
into the record as follows:
After being arrested for selling an ounce of marijuana to a
subject in Hensley’s parking lot this date approximately at 5:00 p.m.
and then deputies finding a half of gram of cocaine, I talked to
Deputy Gronstrom after he read my rights to me, which I understood
and have agreed to work with Anderson County Sheriff’s Office Drug
-2-
Enforcement Unit as an informant. I am aware that the charges I was
arrested on can be brought up to the Grand Jury and I can be indicted.
I realize that no promises have been made to me and that no coercion
was used to make me decide to work with the Drug Enforcement
Unit. I find no harm in being arrested, taken into custody and then
being released without being charged. I am not intoxicated or under
the influence of drugs. Written by Alan Gronstrom for Jimmy Joe
Rittenberry per his request.
The defendant was then released from police custody.
Sergeant Thurman Baird of the Anderson County Sheriff’s Department also assisted in the
controlled buy. Following the defendant’s arrest, he found the marijuana which Deputy Cooper
identified as that which was handed to White. Baird stated he found the marijuana located in “a
factory molded type tray that is inside the door of the panel of the vehicle,” and it was “laying in the
tray there, on top.”
White did not testify, and his whereabouts were unknown at the time of trial.
The defendant testified he was White’s friend and mechanic. He stated he worked on
White’s truck on Tuesday prior to his arrest. White informed the defendant he was unable to pay
him until he was paid on the following Friday. Subsequently, they agreed to meet on Friday at the
grocery store in order for White to pay the defendant for the work, which totaled $160. The
defendant testified that when he arrived, White showed him the money, and officers immediately
initiated the arrest. The defendant testified he neither handed marijuana to White nor met him with
the intention of selling marijuana.
In rebuttal, Deputy Gronstrom testified over objection that during the interview subsequent
to the defendant’s arrest, the defendant “told [him] he went there to sell that package of marijuana
to another subject.”
I. SUFFICIENCY OF THE EVIDENCE
The defendant contends the evidence is insufficient to sustain his conviction for sale of
marijuana.1 We respectfully disagree.
1
The defend ant does n ot challeng e his conv iction for sim ple possession of cocain e. However, we conclude
the evidence is sufficient to sustain this conviction.
-3-
A. Standard of Review
When an accused challenges the sufficiency of the evidence, this court must review the
record to determine if the evidence adduced during the trial was sufficient "to support the findings
by the trier of fact of guilt beyond a reasonable doubt." Tenn. R. App. P. 13(e). This rule is
applicable to findings of guilt predicated upon direct evidence, circumstantial evidence or a
combination of direct and circumstantial evidence. State v. Brewer, 932 S.W.2d 1,18 (Tenn. Crim.
App.1996).
In determining the sufficiency of the evidence, this court does not reweigh or reevaluate the
evidence. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn.1978). This court is required to afford the
state the strongest legitimate view of the evidence contained in the record as well as all reasonable
and legitimate inferences which may be drawn from the evidence. State v. Tuttle, 914 S.W.2d 926,
932 (Tenn. Crim. App.1995).
B. Analysis
Deputy Cooper testified she saw the defendant hand a baggy containing a green leafy
substance to White in exchange for money and saw White actually holding the bag just before
officers moved in for the arrest. The substance was found “laying in the [door] tray” of the
defendant’s vehicle. The substance was later chemically analyzed and identified as 25 grams of
marijuana. Although the defendant testified he did not sell marijuana to White, it was within the
jury's province to determine credibility. State v. Oody, 823 S.W.2d 554, 558 (Tenn. Crim. App.
1991) (the credibility of the witnesses is entrusted to the sound discretion of the jury as the trier of
fact). The evidence was more than sufficient to support the conviction.
II. DEFENDANT’S STATEMENT
The defendant challenges the admission of his statement, offered as rebuttal testimony, that
“he went there to sell that package of marijuana to another subject,” claiming it was improper
rebuttal testimony; it was not provided to him through pretrial discovery; and the statement was
involuntary. We conclude the oral statement was admitted in violation of the discovery rule, and the
failure of the state to furnish it was prejudicial to defendant.
A. Improper Rebuttal Testimony
The defendant testified on direct examination that he did not go to the parking lot for the
purpose of selling marijuana. The testimony of the officer directly contradicted defendant’s
testimony. Rebuttal testimony is that which explains or controverts other evidence. Cozzolino v.
State, 584 S.W.2d 765, 768 (Tenn. 1979). Defendant’s contention that this was not proper rebuttal
is without merit.
-4-
B. Discovery Violation
Tenn. R. Crim. P. 16(a)(1)(A) states:
Upon request of a defendant the State shall permit the defendant to inspect and copy
or photograph: any relevant written or recorded statements made by the defendant,
or copies thereof, within the possession, custody or control of the State, the existence
of which is known, or by the exercise of due diligence may become known, to the
district attorney general; the substance of any oral statement which the State intends
to offer in evidence at the trial made by the defendant whether before or after arrest
in response to interrogations by any person then known to the defendant to be a law
enforcement officer . . . .
(Emphasis added).
The state is required to reveal the substance of any oral statement made by an accused in
response to an officer’s interrogation if it is intended to be used in either its case-in-chief or rebuttal.
State v. Jenkins, 859 S.W.2d 364, 365 (Tenn. Crim. App. 1993); State v. Balthrop, 752 S.W.2d 104,
107 (Tenn. Crim. App. 1988). To necessitate a reversal due to a discovery violation, the defendant
must prove prejudice. See State v. Payne, 791 S.W.2d 10, 16 (Tenn. 1990), aff’d, 501 U.S. 808, 111
S. Ct. 2597, 115 L. Ed. 2d 720 (1991).
The defendant made a timely request for any written, recorded, or oral statements made by
the defendant pursuant to Rule 16. The state provided the defendant with the written statement
signed by him, but failed to provide the substance of the oral admission of the defendant; namely,
that he went to the parking lot to sell marijuana to White.
The written statement and oral statement were markedly different. Although the written
statement conceded the defendant had been arrested, it did not directly inculpate the defendant. The
oral statement, on the other hand, was a direct admission. Accordingly, we conclude the defendant
was not provided “the substance of [his] oral statement” in his discovery request, as required by
Tenn. R. Crim. P. 16(a)(1)(A).
Furthermore, we conclude the state’s failure to provide the defendant with the substance of
his oral statement was prejudicial. Defendant filed a pre-trial motion to suppress the written
statement but subsequently withdrew it, believing it was not incriminatory. When the trial court
indicated at trial that the undisclosed oral statement would be admissible, defendant twice moved
for a suppression hearing, alleging the statement was involuntary. This was the first opportunity the
defendant had to suppress this statement since he was unaware of it until after the defendant testified
at trial. The trial court did not conduct a suppression hearing, and the officer’s testimony
immediately followed. We do not know whether the request to suppress had merit since no hearing
was allowed.
-5-
For these reasons, we conclude the failure of the state to disclose pre-trial the substance of
the oral statement was a violation of Rule 16(a)(1)(A), and the defendant was prejudiced by not
being allowed to pursue a motion to suppress.2
III. LESSER-INCLUDED OFFENSE
The defendant alleges the trial court erroneously failed to instruct the jury on the lesser-
included offense of simple possession of marijuana. We agree and find the omission was not
harmless beyond a reasonable doubt.
B. Burns Analysis
Simple possession of a controlled substance is a lesser-included offense of the sale of a
controlled substance under part (a) of the Burns test. See State v. Burns, 6 S.W.3d 453, 466 (Tenn.
1999); State v. Curtis Emery Duke, No. M2000-00350-CCA-R3-CD, 2001 WL 252080, at *4 (Tenn.
Crim. App. filed Mar. 14, 2001, at Nashville) perm. to app. pending (concluding simple possession
of cocaine is a lesser-included offense of sale of cocaine).
Our analysis, however, must not conclude there for we must now conduct a two-part inquiry
to determine if the trial court should have instructed the jury on this lesser-included offense. Burns,
6 S.W.3d at 468. First, we must determine “whether any evidence exists that reasonable minds could
accept as to the lesser-included offense . . . [viewing the evidence] liberally in the light most
favorable to the existence of the lesser-included offense without making any judgments on the
credibility of such evidence.” Id. at 469. Next, we must determine “if the evidence, viewed in this
light, is legally sufficient to support a conviction for the lesser-included offense.” Id.
Deputy Cooper testified she saw the defendant hand White the marijuana while White handed
the defendant money. However, the defendant testified he never transferred marijuana to White, but
instead, only received payment for repairs he made to White’s vehicle. Furthermore, the marijuana
was found inside of the defendant’s vehicle following his arrest. Clearly, reasonable minds could
accept the lesser-included offense, and the evidence was legally sufficient to sustain a conviction for
simple possession. Accordingly, the trial court erroneously neglected to charge the jury on simple
possession.
B. Harmless Error
Although we have concluded the trial court erroneously neglected to charge the jury on
simple possession of marijuana, we must now determine if the failure was harmless beyond a
2
This error has no sign ificance as it re lates to the co nviction f or posses sion of co caine. W e affirm th at
convictio n.
-6-
reasonable doubt. Our state supreme court has applied the harmless error doctrine where the jury
was instructed on at least one higher lesser-included offense, and the jury, nevertheless, convicted
on the greater offense. State v. Williams, 977 S.W.2d 101, 105 (Tenn. 1998); see also State v.
Swindle, 30 S.W.3d 289, 294 (Tenn. 2000). Such harmless error must be established beyond a
reasonable doubt. State v. Ely, 48 S.W.3d 710, 714 (Tenn. 2001).
In the instant case, the trial court charged the jury on the lesser-included offense of attempted
sale of marijuana, a Class A misdemeanor, and the jury rejected this charge and found the defendant
guilty of the greater offense of sale of marijuana, a Class E Felony. However, simple possession of
marijuana and attempted sale of marijuana are both Class A misdemeanors, so the Williams harmless
error analysis does not literally apply. Although it is arguable the jury would likewise have declined
to convict on simple possession of marijuana, we are unable to reach this conclusion beyond a
reasonable doubt in light of the facts and circumstances of this case. For these reasons, we are
unable to conclude the error was harmless.
CONCLUSION
We affirm the defendant’s conviction for possession of cocaine, reverse his conviction for
sale of marijuana, and remand for a new trial on the charge of sale of marijuana.
___________________________________
JOE G. RILEY, JUDGE
-7-