IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
January 17, 2001 Session
STATE OF TENNESSEE v. DARRYL A. LARKINS
Appeal from the Criminal Court for Davidson County
No. 98-D-2577 J. Randall Wyatt, Jr., Judge
No. M2000-00249-CCA-MR3-CD - Filed May 23, 2001
A Davidson County jury convicted the defendant, Darryl A. Larkins, of two counts of aggravated
rape, two counts of especially aggravated kidnapping, one count of attempted aggravated rape, and
one count of aggravated burglary. The trial court sentenced the Defendant as a Range I offender to
serve an effective sentence of fifty-years of incarceration. On appeal, the Defendant raises the
following issues for our review: 1) whether the evidence was sufficient to convict the Defendant of
aggravated rape and attempted aggravated rape; 2) whether the especially aggravated kidnapping
convictions were obtained contrary to Tennessee law in State v. Anthony, 817 S.W.2d 299 (Tenn.
1991); and 3) whether the Defendant was denied his constitutional rights to a fair trial and a fair and
impartial jury, regarding the aggravated burglary conviction. The judgment of the trial court is hereby
affirmed in part and reversed in part, and remanded to the trial court for re-sentencing on the offense
of attempted aggravated rape.
Tenn. R. App. P. 3 Appeal As Of Right; Judgment of the Criminal Court Affirmed in Part
and Reversed in Part; Remanded For Re-Sentencing
THOMAS T. WOODALL, J., delivered the opinion of the court, in which DAVID H. WELLES and
ROBERT W. WEDEMEYER , JJ., joined.
Dwight E. Scott, Nashville, Tennessee (on appeal); William R. Roberts, Shelbyville, Tennessee (at
trial), for the appellant, Darryl A. Larkins.
Paul G. Summers, Attorney General & Reporter; David H. Findley, Assistant Attorney General;
Victor S. Johnson, III, District Attorney General; and Bret Gunn, Assistant District Attorney
General, for the appellee, State of Tennessee.
OPINION
The Davidson County Grand Jury returned a six-count indictment against the Defendant,
Darryl Larkins, charging the following offenses:
Count I Aggravated Rape
Count II Aggravated Rape
Count III Especially Aggravated Kidnapping
Count IV Especially Aggravated Kidnapping
Count V Attempted Aggravated Rape
Count VI Aggravated Burglary.
A jury convicted the Defendant of the charges in Counts I through VI. The trial court
sentenced the Defendant to twenty-five years each for Counts I and II, with Count II to be served
concurrently with Count I. The trial court merged count III into Count I and sentenced the Defendant
to twenty years for Count IV, which was to be served consecutively to Count I. The trial court
merged Count V into Count IV, and sentenced the Defendant to five years for Count VI, which was
to be served consecutively to Count IV. The trial court ordered the Defendant to serve an effective
sentence of fifty years in the Tennessee Department of Correction. Subsequently, Defendant filed
a motion for a new trial, which the trial court denied. Thereafter, Defendant filed this appeal. After
a review of the record, we affirm the judgment of the trial court.
FACTS
On the morning of August, 13, 1998, Patricia Rucker was visiting at the home of her cousin,
Gloria Edwards, at approximately 5:45 a.m. After talking for about fifteen minutes, the two women
decided to drive down the street to use a pay phone and call Ms. Rucker’s sister. Ms. Rucker was
scheduled to be at her sister’s house at 7:00 a.m., to ensure the safe boarding and departure of her
sister’s granddaughter on the school bus. Ms. Rucker called her sister and assured her that she would
be there by 6:45 a.m.
As the two women returned to Ms. Edwards’ home, they observed the Defendant and another
man (later identified as Quincy Fitzgerald) walking past Ms. Edwards’ home. Ms. Rucker parked
the car in front of Ms. Edward’s home, and as Ms. Edwards exited the car, the Defendant hollered
her name from across the street and asked if she remembered him. Ms. Edwards acknowledged that
she remembered the Defendant. Ms. Edwards continued toward her front door, followed by Ms.
Rucker and the Defendant, who had crossed the street and began to follow the women into the house.
The other young man remained on the sidewalk across the street.
Ms. Edwards unlocked the door of her home and the Defendant followed the women inside.
Once in the house, the Defendant closed the door and pulled out a gun, which Ms. Rucker stated was
small and looked like a .22 caliber pistol. The Defendant grabbed about $18, which was on a nearby
coffee table, and asked the women if they had any more money, to which they responded no. Then,
Defendant demanded that both women take off their clothes. Defendant told the women, “I want
to “f--k.” Defendant also claimed that he wanted someone to perform fellatio for him and that he
wanted sex. The Defendant told the women to “Hurry up. Hurry up, before I blow your damn brains
out.” Both Ms. Rucker and Ms. Edwards testified that they were scared and afraid, and that they did
not feel free to leave.
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After the women had taken off their clothes, the Defendant pulled his pants and shorts below
his knees and instructed Ms. Rucker to perform fellatio on him as he sat on the sofa. Ms. Rucker
stated that she complied, because she was afraid Defendant would shoot her. After about a minute
and a half, Defendant made Ms. Rucker lay on the floor and began having vaginal intercourse with
her. Again, Ms. Rucker reluctantly complied. Ms. Edwards remained sitting in a chair, naked and
too afraid to move.
While Defendant was having vaginal intercourse with Ms. Rucker, he laid the gun down, but
warned Ms. Rucker, that if she touched the gun, he would “blow [her] damn brains out.” At some
point, Defendant closed his eyes and Ms. Rucker grabbed the gun. Ms. Rucker and the Defendant
began wrestling for the gun. Ms. Edwards came to Ms. Rucker’s aid, jumped on the Defendant’s
back and pulled him off of Ms. Rucker. The Defendant jumped up and ran into Ms. Edwards’
bedroom holding his pants. As Defendant ran, Ms. Rucker fired two shots at him, but the gun
jammed and prevented her from firing anymore shots at that time.
Ms. Edwards put on her clothes and went next door and asked her neighbor, Michael Taylor,
to call the police. Ms. Edwards noticed that the Defendant was trying to escape through her bedroom
window, and Ms. Rucker went outside and fired a shot at the Defendant to keep him from fleeing.
At some point, the police arrived and arrested the Defendant. Ms. Rucker was taken to General
Hospital for an examination. Ms. Rucker testified that she believed that the Defendant had
ejaculated, because she felt “wet.” She explained that she felt no tears or bruises in her vagina,
because the “leaking” or early ejaculation from the Defendant had lubricated her vagina prior to
penetration by the Defendant. The physical examination of Ms. Rucker revealed no signs of a
physical struggle, although Ms. Rucker stated that she had scratches on her hand from wrestling to
get the gun from the Defendant. At the hospital, a blood sample was taken from Ms. Rucker, and
she tested positive for cocaine. Ms. Rucker admitted to using cocaine two weeks prior to this
incident, but stated that she had only used the cocaine two or three times, as a concerned parent, in
an attempt to understand her son’s drug problem. Ms. Rucker further admitted that she did not tell
the police or the medical personnel at the hospital about her use of cocaine, because she did not think
it was relevant to her being raped. Ms. Rucker stated that vaginal intercourse with the Defendant
had not been consensual and that she had never seen the Defendant nor bought drugs from him or
anyone else in front of Ms. Edwards’ home.
Gloria Edwards’ testimony corroborated that of Ms. Rucker. Ms. Edwards further testified
that she saw Ms. Rucker and the Defendant struggling for the gun, but she did not see Ms. Rucker
struggling while the Defendant was having vaginal intercourse with Ms. Rucker. Ms. Edwards
stated that she had seen the bleeding scratches on Ms. Rucker’s hands. Ms. Edwards told the jury
that she neither saw Ms. Rucker using cocaine the morning of this incident, nor had she ever seen
Ms. Rucker using cocaine. Ms. Edwards also admitted that she had failed to tell the police about the
$18 taken by the Defendant.
Officer Bobby Ratley testified that he was the first officer to arrive at Ms. Edwards home.
When he arrived, Officer Ratley observed the Defendant attempting to crawl out of a window. He
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helped the Defendant out of the window, cuffed him and placed the Defendant in the back of the
patrol car. Officer Ratley testified that both victims appeared upset and that Ms. Rucker was
partially clothed. Ratley further testified as to the facts related to him by the victims, regarding the
rape, which corroborated the victim’s testimonies. On cross-examination, Ratley said that the
victims explained to him that the Defendant had led them into the house at gun point. On redirect
and re-cross, Officer Ratley acknowledged that his report did not state that the victims were taken
into the house at gun point, and that he had mistakenly testified that they were taken in at gun point.
He further testified that neither of the women had mentioned anything to him about the Defendant
stealing $18.
Officer Raymond Raider testified that he was called to collect evidence at the scene of the
crime. He received a .22 caliber pistol, plus six live rounds and three spent casings from the pistol.
Officer Raider performed a black light test on the area of the floor where the Defendant was reported
to have had sex with Ms. Rucker. Raider also performed the black light test on the love seat where
the Defendant had Ms. Rucker perform fellatio on him. The black light test revealed no traces of
semen in these designated areas.
Charles Jackson testified that, on the morning of these offenses, he heard shots fired and went
to Ms. Edwards’ home. Jackson stated that he saw a man hanging out of the window to Ms.
Edwards’ apartment. Jackson also testified that Ms. Edwards appeared to be upset. Ms. Edwards
asked him to call 911 and he did.
Sandy Myers testified that she performs “medical-legal” examinations at Meharry and
General Hospitals. She explained that she was one of a group of nurse practitioners who perform
gynecological exams on victims of rape and sexual assault charges. She further stated that the
purpose of the exam is to “examine the patient medically, and treat them for any possible diseases
or potential pregnancy as a result of the assault, and to collect evidence.” Myers testified that she
has been called to testify, as to the result of a medical-legal exam, in three prior cases.
Myers testified that she performed an examination of Ms. Rucker following the rape in this
case. She stated that Ms. Rucker said that her last consensual sex relationship had been two or three
years prior to the examination. Myers took a urine and blood specimen from Ms. Rucker, and
performed a “woods light” examination of Ms. Rucker’s thighs and vaginal area. Myers also
performed several other tests for the purpose of producing a rape kit. No sperm was detected from
any of these tests, but Ms. Rucker tested positive for cocaine. Myers stated that she found no signs
of physical trauma on any part of Ms. Rucker’s body. She explained that most rape victims do not
show signs of physical trauma to the vaginal area. Myers noted that Ms. Rucker did not mention the
scratching and bleeding on her hands, for if Ms. Rucker had, she would have written this information
in her report. She further testified that she was unable to determine whether Ms. Rucker had
engaged in consensual or non-consensual sex with the Defendant. Myers also stated that she
routinely asked patients about whether they were taking any prescribed medicines, but not whether
they used illegal drugs.
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Sharon Jenkins, a forensic scientist with the Tennessee Bureau of Investigation (TBI),
testified that she tested throat and vaginal swab samples taken from Ms. Rucker. She told the jury
that she detected sperm and semen on both the throat and vaginal slides. Jenkins also stated that she
was not initially asked to perform a DNA test, but a DNA test was later requested and performed by
Constance Howard, another forensic scientist with the TBI. Constance Howard testified that she
performed a DNA test on a blood sample taken from the Defendant and on the sperm and semen
found on the throat and vaginal swabs collected from Ms. Rucker. The test performed by Howard
indicated that the Defendant was the depositor of the semen found on the vaginal swab taken from
Ms. Rucker. However, Howard stated that the only DNA detected from the throat swab was that of
Ms. Rucker.
The State rested its case-in-chief at this point.
The Defendant testified that he and his friend, Quincy Fitzgerald, were walking down the
street, when the two victims drove by and waived them over to the car and asked “[d]o ya’ll got
some?” Defendant testified that he understood the women to be asking for cocaine. He made the
women believe he had some cocaine for them. The women did not have any money, so they agreed
to exchange sex for cocaine. The Defendant followed the women into Ms. Edwards’ home.
Upon entering the house, Defendant placed his gun on a table to establish the women’s trust.
The Defendant and Ms. Rucker went into the kitchen and she performed fellatio on him, but that was
taking too long, so they started having vaginal intercourse. After they finished, Ms. Rucker began
putting on her clothes and the Defendant sat on the couch tying his shoes. Ms. Rucker asked to see
the drugs, but Defendant told her that he did not have any drugs, only some money. Ms. Rucker
grabbed Defendant’s gun and called Ms. Edwards to help her. The gun fired and Defendant ran into
the bedroom. Ms. Rucker threatened to kill him, so he attempted to go through the bedroom
window, but she fired at him again. The Defendant asked Quincy Fitzgerald to call the police. Ms.
Rucker asked Defendant to “throw the dope out the window,” and again he told her he did not have
any cocaine. Then, Defendant found a plastic bag in the bedroom and threw it out the window to
make Ms. Rucker think it was some cocaine. A person named “Punky” picked up the bag and said
that there was no cocaine in the bag.
When the police arrived, the gun was sitting on the air conditioner outside Ms. Edwards’
home. The Defendant ran to them and attempted to explain what had happened. He told the police
that he was invited into the house and had not threatened either of the women. He testified that he
was carrying a gun because he had been threatened by someone else and needed the gun for
protection. The Defendant stated that he did not take any money from either of the women and that
he did not force Ms. Edwards to take off her clothes. Defendant further testified that Ms. Rucker had
consensual sex with him, because she thought she was going to get some drugs in return.
On cross-examination, Defendant admitted to giving inconsistent statements about whether
he had sex with Ms. Rucker. The Defendant explained that he gave Detective Brad Johns different
stories because he was afraid, and the detective was threatening him. Later, Defendant told
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Detective Johns the truth. He stated that he and Quincy Fitzgerald had been up all night, but that
they had not used any drugs or drank any alcohol. The Defendant said that he had $17 dollars on the
day of this incident.
Quincy Fitzgerald testified that, on the morning of this incident, he and the Defendant were
walking down the street when a blue Ford Taurus, with the two victims inside, approached them.
The women honked their horn, drove to the end of the street, turned around and parked in front of
Ms. Edwards’ home. The Defendant talked with the women, but Fitzgerald could not hear what they
were saying. The exchange between the Defendant and the women did not appear to be angry; they
were just talking. Then, the Defendant and the two women went into Ms. Edwards’ house.
Fitzgerald testified that he sat on the porch of Ms. Edwards’ home with a female and waited for the
Defendant. At some point, he heard a gunshot. He panicked and ran down the street, but came back
to find the Defendant coming out of a window in the house. Ms. Rucker had a gun pointed at the
Defendant. When the police arrived, he gave a statement about what he had seen.
On cross-examination, Fitzgerald testified that he and the Defendant had used some drugs
the night before the incident, but stated that his perception was not hampered by the drugs. He also
stated that the Defendant was asking for help as he was trying to come out the window.
At this point, the defense rested and the State called Detective Brad Johns as a rebuttal
witness. Detective Johns testified that he had interviewed the Defendant regarding this incident.
The Defendant denied taking a gun into the house and said that the gun belonged to one of the
victims.
At the close of the proof, the case was submitted to the jury. The jury ultimately convicted
the Defendant on all counts of the indictment. However, in Count VI on the jury verdict form, the
jury initially indicated that the Defendant was guilty of attempted aggravated burglary due to a
mistake on the verdict form. The original charge for Count VI was aggravated burglary. Attempted
aggravated burglary was not charged to the jury as a lesser-included offense. The trial court did not
accept a verdict on Count VI at that time, but instructed the jury to re-deliberate as to Count VI and
to follow the previous jury instructions. After re-deliberating, the jury found the Defendant guilty
of aggravated burglary. Subsequently, the trial court sentenced the Defendant to an aggregate
sentence of fifty years in the Tennessee Department of Correction.
ANALYSIS
A. Sufficiency of the Evidence
When evaluating the sufficiency of the evidence, we must determine whether “any rational
trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” State
v. Keough, 18 S.W.3d 175, 180-81 (Tenn. 2000) (quoting Jackson v. Virginia, 443 U.S. 307, 319,
99 S. Ct. 2781, 2789, 61 L. Ed. 2d 560 (1979)). We afford the prosecution the strongest legitimate
view of the evidence in the record as well as all reasonable and legitimate inferences which may be
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drawn from the evidence. State v. Keough, 18 S.W.3d at 181 (citing State v. Bland, 958 S.W.2d
651, 659 (Tenn. 1997)). Questions regarding the credibility of the witnesses; the weight to be given
the evidence; and any factual issues raised by the evidence are resolved by the trier of fact. State v.
Bland, 958 S.W.2d 651, 659 (Tenn. 1997).
1. Aggravated Rape of Ms. Rucker
The Defendant first contends that the evidence was insufficient to sustain his convictions for
the two counts of aggravated rape against Ms. Rucker. We disagree.
To establish that the Defendant was guilty of aggravated rape, the State was required to prove
that the Defendant unlawfully sexually penetrated the victim, that force or coercion was used to
accomplish the act, and that the Defendant was armed with a weapon. See Tenn. Code Ann. §
39-13-502(a)(1). “Sexual penetration” is defined as “sexual intercourse, cunnilingus, fellatio, anal
intercourse, or any other intrusion, however slight, of any part of a person’s body or of any object
into the genital or anal openings of the victim’s, the defendant’s, or any other person’s body, but
emission of semen is not required.” Id. § 39-13-501(7).
Ms. Rucker testified to two different acts of sexual penetration by the Defendant: one orally
and one vaginally. Ms. Rucker testified that the Defendant threatened her with a gun and ordered
her and Ms. Edwards to take off their clothes. She testified that the Defendant made her perform
fellatio on him. Rucker explained that Defendant was not satisfied with fellatio and made her lay
on the floor, where he inserted his penis into her vagina without her consent and began having
intercourse with her. Ms. Rucker also testified that, while Defendant was having intercourse with
her, Defendant threatened to blow her brains out if she tried to get the gun Defendant was using
against her and Ms. Edwards. Based upon this testimony, the State showed two separate acts of
unlawful sexual penetration, which are sufficient to sustain Defendant’s convictions for aggravated
rape.
The Defendant’s attack on the sufficiency of the evidence basically addresses whether the
acts involved in the rape of Ms. Rucker were consensual. He argues that Ms. Rucker’s testimony
concerning the rape was “contradictory and transparently deceitful.” In particular, he notes that the
examination performed on Ms. Rucker following the rape did not reveal any signs of physical
trauma. The Defendant also relies on Ms. Edwards’ testimony that Ms. Rucker was not struggling
with the Defendant during the rape. Also, Defendant contends that Ms. Rucker’s testimony that she
experienced some vaginal moisture during the rape, showed signs of willing participation on the part
of Ms. Rucker. Defendant further points to Ms. Rucker’s confessed use of cocaine, to corroborate
the Defendant’s story that Ms. Rucker had offered him sex in exchange for some drugs. The
Defendant, in effect, argues that the jury should have believed his testimony, and not that of Ms.
Rucker and Ms. Edwards. However, it is well-established that questions regarding the credibility
of the witnesses, the weight and value to be given to the evidence, as well as any conflicts raised by
the evidence are resolved by the trier of fact and not this court. See State v. Cribbs, 967 S.W.2d
773, 793 (Tenn. 1998). Thus, Defendant is not entitled to relief on this issue.
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2. Attempted Aggravated Rape of Ms. Edwards
The Defendant asserts that the evidence is insufficient to support his conviction for the
attempted aggravated rape of Ms. Edwards, because there is no evidence that he took a substantial
step toward the completion of the crime. We disagree.
The law of criminal attempt is codified at Tenn. Code Ann. § 39-12-101. The statute
provides in pertinent part that:
(a) A person commits criminal attempt who, acting with the kind of culpability
otherwise required for the offense:
(1) Intentionally engages in action or causes a result that would constitute an offense
if the circumstances surrounding the conduct were as the person believes them to be;
(2) Acts with intent to cause a result that is an element of the offense, and believes
the conduct will cause the result without further conduct on the person’s part; or
(3) Acts with intent to complete a course of action or cause a result that would
constitute the offense, under the circumstances surrounding the conduct as the person
believes them to be, and the conduct constitutes a substantial step toward the
commission of the offense.
(b) Conduct does not constitute a substantial step under subdivision (a)(3) unless the
person’s entire course of action is corroborative of the to commit the offense.
Tenn. Code Ann. § 39-12-101(a) & (b) (1997). As alleged in the indictment, the offense of
attempted aggravated rape requires proof of the following elements: 1) the defendant acted with a
culpable mental state, i.e., intentionally, knowingly, or recklessly; 2) the defendant engaged in
conduct constituting a substantial step toward commission of the crime, i.e., attempted to forcibly
or coercively engage in sexual penetration; and 3) the defendant used a weapon or any article used
or fashioned in a manner to lead the victim to believe it to be a weapon. See Tenn. Code Ann. §
39-11-301 (culpable mental state); Tenn. Code Ann. § 39-12-101 (attempt); Tenn. Code Ann. §
39-13-502 (a)(1) (aggravated rape).
We believe that the evidence is sufficient to support the Defendant’s conviction for attempted
aggravated rape. Taken in the light most favorable to the state, the evidence shows that the
Defendant, brandishing a gun, forced each victim to take off her clothes so that he could have sex
with them. Ms. Edwards testified that she sat in a chair, naked and too afraid to move, while the
Defendant first had vaginal intercourse with Ms. Rucker. Though the Defendant’s attempt to rape
both women was thwarted by Ms. Rucker’s gaining possession of the gun, a rational trier of fact
could conclude that the Defendant’s actions showed an intent to commit aggravated rape and
8
constituted a substantial step toward that end. Also, since Defendant’s attempted aggravated rape
conviction was merged into his conviction for the especially aggravated kidnapping of Ms. Edwards
(which is dismissed herein), we must remand this conviction for re-sentencing.
B. Especially Aggravated Kidnapping Conviction In Light of Holding in Anthony
Next, the Defendant argues that the confinement of the victims was essentially incidental to
the accomplishment of the aggravated rape and attempted aggravated rape, and was therefore
insufficient to support the separate convictions for especially aggravated kidnapping. In State v.
Anthony, the Tennessee Supreme Court gave attention to cases in which the offense of kidnapping
is inherent in another felony growing out of a single episode, making the kidnapping incidental to
the other felony. State v. Anthony, 817 S.W.2d 299 (Tenn. 1991). The supreme court held that
separate convictions for kidnapping and robbery violate due process, “where the detention of the
victim resulting in the kidnapping conviction is incidental to the robbery.” See State v. Beauregard,
2000 WL 1752564, at *4 (Tenn. 2000) (citing Anthony, 817 S.W.2d at 306). In making its
determination, the supreme court in Anthony observed that “every robbery, by definition, involves
some detention against the will of the victim, if only long enough to take goods or money from the
person of the victim. This does not mean that the legislature intended that every robbery should also
constitute a kidnapping, even though a literal reading of the statute might suggest otherwise.”
Anthony, 817 S.W.2d at 306.
The Court in Anthony also adopted the “essentially incidental” test used in other
jurisdictions for determining whether due process principles support separate convictions for two
or more felonies springing from one episode of interconnected criminal conduct. The supreme court
explained that lower courts considering this issue should examine
whether the confinement, movement, or detention is essentially incidental to the
accompanying felony and is not, therefore, sufficient to support a separate conviction
for kidnapping. . . . [O]ne method of resolving this question is to ask whether the
defendant’s conduct “substantially increased [the] risk of harm over and above that
necessarily present in the crime of robbery itself.”
Anthony, 817 S.W.2d at 306. Moreover, the Anthony court, while recognizing the aberrant nature
of the kidnapping statutes, warned that such statutes should be narrowly construed. Id., at 306. The
Court further suggested that the “essentially incidental” analysis was more appropriate in kidnapping
cases involving rape or robbery, where confinement of the victim is a necessary aspect of the rape
or robbery. Id., at 300. As a result, the defendant in Anthony had his six convictions for aggravated
kidnapping dismissed.
Later, in State v. Dixon, 957 S.W.2d 532 (Tenn. 1997) our supreme court clarified the ruling
in Anthony by stating that:
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The Anthony decision should only prevent the injustice which would occur if a
defendant could be convicted of kidnapping where the only restraint utilized was that
necessary to complete the act of rape or robbery. Accordingly, any restraint in
addition to that which is necessary to consummate rape or robbery may support a
separate conviction for kidnapping.
Id., at 534-35. The Court set forth a two-part test for determining whether a separate kidnapping
conviction violates due process. The first question is “whether the movement or confinement was
beyond that necessary to consummate” the associated felony. Id. at 535. If that question is answered
affirmatively, then the second question is “whether the additional movement or confinement: (1)
prevented the victim from summoning help; (2) lessened the defendant’s risk of detection; or (3)
created a significant danger or increased the victim’s risk of harm.” Id. If both parts are met, then
the two separate convictions do not violate due process. See id.
The anomalous concerns in Anthony are applicable to the instant case. The Defendant
contends that the separate convictions for especially aggravated kidnapping violate due process
principles. In response, the State asserts that this issue was settled by the trial court, when it merged
Defendant’s conviction for the especially aggravated kidnapping of Ms. Rucker into the conviction
for the aggravated rape of Ms. Rucker. The trial court also merged the Defendant’s conviction for
the attempted aggravated rape of Ms. Edwards into his conviction for the especially aggravated
kidnapping of Ms. Edwards.
Like the robbery and aggravated kidnapping convictions in Anthony, the especially
aggravated kidnapping convictions in this case were “essentially incidental” to the aggravated rape
and attempted aggravated rape offenses. First, the “movement or confinement” of the victims was
not beyond that necessary to consummate the aggravated rape and attempted aggravated rape. That
is, proof of the aggravated rape, necessarily proved the unlawful confinement of Ms. Rucker at
gunpoint. Similarly, proof of the attempted aggravated rape, necessarily proved the unlawful
detention of Ms. Edwards with a gun. Thus, our answer to the first inquiry of the Dixon two-part
test cannot be answered in the affirmative, thereby negating further inquiry.
However, we note that the proof does not indicate that the Defendant’s conduct substantially
increased the risk of harm to these victims over and above that inherently involved in either
aggravated or attempted aggravated rape. In this case, the burglary and rape began with the detention
of the two victims inside Ms. Edwards’ home, and there was neither a break in the Defendant’s rape
of Ms. Rucker nor his attempted aggravated rape of Ms. Edwards to support separate convictions for
especially aggravated kidnapping. The Defendant’s movements were confined to Ms. Edwards’
home, thereby defeating any claims that the risk of harm to the victims was greater than that
associated with the aggravated rape.
We therefore conclude that the Defendant’s separate convictions for especially aggravated
kidnapping violate the principles of due process and must be reversed and dismissed, rather than
merged. See, Anthony, 817 S.W.2d at 299 (holding that dismissal of defendant’s six aggravated
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kidnapping convictions was required, where the kidnappings were incidental to the aggravated
robbery convictions); State v. Binion, 947 S.W.2d 867, 872-73 (Tenn. Crim. App. 1996)(upholding
trial court’s dismissal of defendant’s especially aggravated kidnapping conviction where the
defendant was also convicted of attempted aggravated rape); State v. Gregory, 862 S.W.2d 574, 579
(Tenn. Crim. App. 1993)(holding trial court’s grant of defendant’s motion for judgment of acquittal
on the defendant’s conviction for aggravated kidnapping was proper under Anthony); State v. Luster,
No. 02C01-9201-CR-00019, Shelby County, 1992 WL 345443 (Tenn. Crim. App., Jackson,
November 25, 1992), no perm. to appeal filed (applying Anthony to reverse and dismiss the
defendant’s conviction for aggravated assault where it was incidental to defendant’s conviction for
aggravated rape).
C. Denial of Right to a Fair Trial
In his final issue, Defendant argues that the trial court committed plain error when it
instructed the jury on how long it should deliberate regarding Count VI of the indictment,
aggravated burglary. Defendant claims that this error denied him the right to a fair trial under the
Fifth and Fourteenth Amendment to the United States Constitution and Article I, Section 8 of the
Tennessee Constitution.
We note, and the Defendant concedes, that he has waived this issue for failing to include it
in his motion for new trial. Tenn. R. App. P. 3(e); State v. Howell, 868 S.W.2d 238, 255-56 (Tenn.
1993). Yet, the Defendant asks this Court to find plain error in the trial court’s instruction to the jury
on Count VI of the indictment. This Court has developed five factors to consider when deciding
whether an error constitutes “plain error” in the absence of an objection at trial:
(1) the record must clearly establish what occurred in the trial court;
(2) a clear and unequivocal rule of law must have been breached;
(3) a substantial right of the accused must have been adversely affected;
(4) the accused did not waive the issue for tactical reasons; and
(5) consideration of the error is ‘necessary to do substantial justice.’
State v. Adkisson, 899 S.W.2d 626, 641-42 (Tenn. Crim .App. 1994). All five factors must be
established by the record before this Court will recognize the existence of plain error. See State v.
Smith, 24 S.W.3d 274, 283 (adopting the Adkisson test for determining when plain error exists).
Additionally, the “ ‘plain error’ must [have been] of such a great magnitude that it probably changed
the outcome of the trial.” Adkisson, 899 S.W.2d at 642.
The record indicates that, at the conclusion of the trial, the trial judge instructed the jury on
each count of the indictment and the jury left to deliberate. At some point, the jury returned with its
verdict as to each count. As the jury foreman read the verdict for Count VI, the trial court noticed,
for the first time, that the jury verdict form asked whether the jury found the Defendant guilty or not
guilty of criminal attempt to commit aggravated burglary, rather than aggravated burglary.
Specifically, the following transpired:
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THE COURT: Yeah, but what I’m saying is this is just -- I don’t know how
it got by me. The Charge in count VI was really aggravated
burglary. That was what the charge was. So, I’m going to
have to -- this -- this verdict form here that you used, it is the
same as the one I’m looking at that I let this slip by me,
wasn’t exactly the charge that was cited in Count VI. And so
if you would go back and use the charge as the basis of what
the offense was and just deliberate here for just a short time --
I think you’ve reached a verdict, but I need you to state, rather
than me telling you what it would be, what the --
JURY FOREPERSON: Charge is.
THE COURT: -- charge is in the indictment and in the Jury instruction, and
on this one count, just disregard the verdict form and just state
your verdict as to whether it’s guilty or not guilty and what
the offense is. So just step back upstairs for five minutes and
do that.
* * *
THE COURT: Okay. Let’s just take about a five minute recess or whatever
it would take. I think the jury has reached a verdict and they
need to, for the record, state exactly what that verdict is.
The verdict form at issue was as follows:
Count VI, Aggravated Burglary of the habitation of the alleged
victim, Gloria Edwards. Check one:
Not Guilty _____
Or
Guilty of Criminal Attempt
To Commit Aggravated
Burglary _____
When a jury returns an incorrect or imperfect verdict, the trial court has both the power and
the duty to send them back to the jury room with directions to amend the verdict to put it in the
proper form. State v. Mounce, 859 S.W.2d 319, 322 (Tenn. 1993). Here, the record reflects that the
jury returned a verdict finding the Defendant guilty of criminal attempt to commit aggravated
burglary. After finding error with the original judgment form, the judge sent the jury back to
deliberate on whether the Defendant was guilty of aggravated burglary. The judge emphasized to
the jury that the only charge under Count VI was aggravated burglary, and that there were no lesser-
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included offenses charged. The jury was admonished to rely upon the original jury charge.
According to the transcript of the proceedings, the jury left the courtroom at 3:10 p.m. and returned
at 3:15 p.m.
The Defendant contends that the trial court’s second instructions to the jury, pertaining to
Count VI, amounted to the trial court interjecting itself into the jury deliberation process. Defendant
argues that the trial court’s remarks not only suggested the length of time the jury should spend
deliberating (the second time), but also suggested that the jury had already reached a verdict as to
Count VI of the indictment. We find that the remarks did not constitute an “undue intrusion . . . into
this exclusive province of the jury. . . .” Kersey v. State, 525 S.W.2d 139, 144 (Tenn. 1975); see
also State v. Goad, 707 S.W.2d 846, 851 (Tenn. 1986). From the record, it appears that the trial
court did not instruct, or suggest to the jury that it should find the Defendant guilty or not guilty of
aggravated burglary. The trial court merely instructed the jury to follow the prior jury charge and
indicate whether they found the Defendant guilty or not guilty. Also, the jury had a right to correct
the verdict form after receiving proper instructions from the trial judge.
Moreover, the trial judge did not limit the jury to taking only five minutes to re-deliberate.
Rather, the trial court stated that the jury to take about five minutes “or whatever it would take” for
them to reach a verdict. This Court has stated that “[t]he length of a jury’s deliberation has no
bearing on the strength or correctness of [its] verdict or the validity of [its] verdict.” State v. Gray,
960 S.W.2d 598, 605 (Tenn. Crim. App. 1997) (finding no misconduct when jury deliberated for
only one hour). See also State v. Spafadina, 952 S.W.2d 444, 451 (Tenn. Crim. App. 1996)
(forty-nine minute deliberation); State v. Caldwell, 656 S.W.2d 894, 897 (Tenn. Crim. App. 1983)
(twenty-six minute deliberation); Anglin v. State, 553 S.W.2d 616, 620 (Tenn. Crim. App. 1977) (ten
minute deliberation). Here, the jury had properly deliberated over the charge of aggravated burglary,
as it was charged in the original jury charge. Moreover, it was the jury’s prerogative to decide to
either deliberate longer or to determine that the Defendant was not guilty of aggravated burglary,
which it declined to do. Thus, we find no evidence of plain error or a violation of Defendant’s due
process right to a fair trial.
CONCLUSION
In consideration of the foregoing and the record as a whole, we reverse the convictions for
the offenses of especially aggravated kidnapping in Counts III and IV. We affirm the remainder of
the Defendant’s convictions and remand the case for a determination of the appropriate sentence for
Defendant’s attempted aggravated rape conviction.
___________________________________
THOMAS T. WOODALL, JUDGE
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