IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
January 9, 2001 Session
STATE OF TENNESSEE v. JOHN EDWARD JOHNSON, JR.
Direct Appeal from the Criminal Court for Obion County
No. 0-204 William B. Acree, Jr., Judge
No. W2000-01986-CCA-R3-CD - Filed March 22, 2001
David G. Hayes, J., dissenting.
I am unable to join with my colleagues in concluding that “restoration of citizenship rights”
to a felon convicted of a crime of violence restores to the felon his right to possess a handgun. My
reasons are twofold.
First, the right to keep and bear arms is not absolute.1
That the citizens of this State have a right to keep and to bear arms for their common
defense; but the Legislature shall have power, by law, to regulate the wearing of
arms with a view to prevent crime.
TENN. CONST . art. I, § 26 (emphasis added). In furtherance of this objective and with a purpose
toward preventing conduct that unjustifiably and inexcusably threatens harm to the public interest,
our General Assembly enacted the following statute:
A person commits an offense who possesses a handgun and:
(A) Has been convicted of a felony involving the use or attempted
use of force, violence or a deadly weapon; or
(B) Has been convicted of a felony drug offense.
1
The constitutional righ t to bear arms provided in the United States Constitution means no more than this right
shall not be infringed by Cong ress. See 79 A M . J U R .2d Weapons and Firearms § 4 (197 5). The g uaranty of the federal
right to bear arms is not carried ov er into the Fourteenth Amendment so as to be applicable to the individual states. 79
A M . J U R .2d Weapons and Firearms § 4. Additionally, the United States Supreme Court has long held that “the Second
Amendment guarantees no right to keep and bear a firearm that does not have ‘some reasonable relationship to the
preservation or efficiency of a well regulated militia.’” Lewis v. United States, 445 U.S. 55, 65 n.8, 100 S. Ct. 915 (1980)
(citation omitted). In this re gard, the fed eral courts ha ve consistently u pheld the c onstitutionality of federal weapons
regulations like 18 U.S.C. § 922(g) absent evidence that they in any way affect the maintenance of a well regulated
militia.
TENN. CODE ANN . § 39-17-1307(b)(1) (1997) (emphasis added).
The Appellant asserts as a defense to his possession of the handgun that, because his
“citizenship rights” were restored pursuant to TENN. CODE ANN . §§ 40-29-101 through 40-29-105
(1997 & 2000 Supp.), he is not subject to prosecution under TENN. CODE ANN . § 39-17-1307
(b)(1)(A). I find this reasoning misplaced. Under our current penal code, the only defenses which
may be raised, in addition to those defenses expressly designated in TENN. CODE ANN . §§ 39-11-501
through 39-11-621 (1997), are those defenses so labeled and designated within the weapons
provisions of Title 39. See TENN. CODE ANN . § 39-11-203(e)(1) ((1997); see generally State v.
Culp, 900 S.W.2d 707, 710 (Tenn. Crim. App. 1994) (only statutory defenses available). Restoration
of citizenship rights is not a designated defense to prosecution under TENN. CODE ANN . § 39-17-
1307(b)(1). See generally TENN. CODE ANN . § 39-17-1308(a)(1 through 10) (2000 Supp.)
(establishing defenses for certain persons in the scope of their employment and for other lawful
behavior). Moreover, the defenses to TENN. CODE ANN . § 39-17-1307 enumerated in Section
1308(a) are expressly unavailable to a person prosecuted under Section 1307(b)(1)(felon convicted
of crime of violence). See TENN. CODE ANN . § 39-17-1309(b). As such, I find that “restoration of
citizenship” is not a defense to TENN. CODE ANN . § 39-17-1307.
Second, the majority concludes that the Appellant “regained his constitutional right to
possess a handgun within his residence due to the restoration of his full rights of citizenship.”2 The
only rights which may be restored to the convicted felon are those rights which were removed by
virtue of being rendered infamous. Loss of the right to possess a handgun is not a right of citizenship
removed due to a felony conviction.3
“Upon conviction for any felony,” a defendant shall be rendered infamous and “be
immediately disqualified from exercising the right of suffrage,” the right to hold public office, and
2
In reaching this conclusion , the majority re lies, in large part, up on dicta in our supreme court’s opinion in Cole
v. Campb ell, 968 S.W.2d 274, 276 (Tenn. 1998), which involved the right of a convicted felon to seek public records
under the P ublic Reco rds Act.
3
Historically, I wo uld ackno wledge that, p rior to 1986, federal la w pro hibited all ex-felons from carrying
a firearm or ammunition. See United States v. Eaton, 859 F. Supp. 421, 42 3 (D. M ont. 1993 ) (citing David T. Hard y,
The Firearm Owners’ Protection Act: A Historical and Legal Perspective, 17 CU M B .L.R. 585 (1987)) (emphasis added).
States were not pe rmitted to exe mpt their citizens from this la w. Eaton, 859 F.Supp. at 423 (citing Dickerson v. New
Banner Institute, Inc., 460 U.S. 10 3, 111-120 , 103 S. Ct. 986, 9 91-996 (19 83)). In response to Dickerson, the Firearm
Owners Protection Act, effective November 15 , 1986, w as enacted to permit states to exemp t, if they so chose, the ir
convicted felons from firearms disab ilities. Eaton, 859 F. Supp. at 424 (citing United States v. Cassidy, 899 F.2d 543,
546-49 (6 th Cir. 1990 ) (showing “F OPA ’s deference to state law with respect to the federal firearms privileges of persons
convicted in that state”)). One of the purposes of the Firearm Owners Protection Act, therefore, was to empower the
states vis-a-vis the federa l governme nt with regard to their own felon s. Eaton, 859 F. Supp. at 425 (citing United States
v. Essick, 935 F.2d 28, 31 (4 th Cir. 1991)) . In other words, the individual states may now restore the right, to the extent
the individual state finds appropriate, of a convicted felon to possess a firearm.
-2-
the right to “execute the office of executor, administrator or guardian.”4 See TENN. CODE ANN . §§
40-20-112; 40-20-114; 40-20-115 (1997). Persons rendered infamous or deprived of the rights of
citizenship may have their full rights of citizenship restored upon a petition to the circuit court.5 See
TENN. CODE ANN . §§ 40-29-101 through 40-29-105 (1997 & 2000 Supp.); see, e.g., TENN. CODE
ANN . § 40-29-105 (restoration of right to vote); TENN. CODE ANN . § 40-20-114 (1997) (restoration
of right to hold office). The restoration process relieves a defendant of an impediment to his speedy
and effective re-assimilation as a useful member of society. Notwithstanding, the removal of the
legal restrictions resulting from a felony conviction does not erase the prior conviction for all
purposes. In particular, the restoration of civil rights does not reestablish the absolute right of a felon
to possess a handgun. See generally Dickerson v. New Banner Institute, Inc., 460 U.S. 103, 103 S.
Ct. 986 (1983).
In determining whether an individual, by virtue of a prior felony conviction, is subject to any
restrictions governing the possession of firearms, the court should first look to whether the
individual’s citizenship rights have been restored. See generally United States v. White, 808 F.
Supp. 586, 587 (M.D. Tenn. 1992). If the statutorily enumerated “civil rights,” have been restored
pursuant to applicable statutory provisions, the next inquiry focuses upon whether the state has
expressly limited the felon’s firearms privileges. Id. In performing this review, the court must look
not only to the certificate restoring the felon’s rights but also to the state law in its entirety. 6 See
Cassidy, 899 F.2d at 548-549; see also White, 808 F. Supp. at 587. This survey must entail
consideration of the legislature’s directives regarding weapons possession, specifically focusing upon
whether there is a limitation on a felon’s firearms privilege. Cassidy, 899 F.2d at 546; White, 808
F. Supp. at 587. If there is any limitation on the felon’s right to possess any type of firearm because
of his conviction, that limitation controls irrespective of the reinstatement of his “civil rights.” Cf.
Cassidy, 899 F.2d at 546; White, 808 F. Supp. at 587.
4
The “rights of citizenship” are dictated by statute and have been customarily limited to the right to vote, the
right to serve on a jury, and the righ t to hold pub lic office. See, e.g., United States v. Meeks, 987 F.2d 575, 578 (9 th Cir.),
cert. denied, 510 U .S. 919, 1 14 S. Ct. 3 14 (199 3); Cassidy, 899 F.2d at 549; Barry v. State, 925 P.2d 255 (Ala. App.
1996); State v. Do nnis Dero uin, No. 00-01150-KA (La. Ap p. Jan. 31, 2001) (citing State v. Selmon, 343 So.2d 720 (La.
1977) ; State v. Amos, 343 So .2d 166 (La. 197 7)).
5
It should be noted that T E N N . C ODE A N N . § 40-29-105(b)(2) provides that certain felons shall never be eligible
to vote in Tennessee; those convicted of first degree murder, aggravated rape, treason or voter fraud.
6
The primary role of a reviewing co urt is to ascertain a nd give effect to the legislative intent w ithout unduly
restricting or expanding the statute's coverage beyond its intended sco pe. See Roseman v. Roseman, 890 S.W.2d 27,
29 (Tenn.1994) (citations om itted). If the legislative inte nt is unclear from the face of the q uestioned sta tute, those
statutes relating to the sam e subject m atter, or in pari m ateria, must be construed together, the language of some
provisions aiding the interpretation of the other, and viewing the st atutes as a whole consistent with their legislative
purpose. State v. Blo uvett, 904 S.W .2d 111 , 113 (T enn.199 5); Lyons v. Rasar, 872 S.W.2d 895, 897 (T enn.199 4); Laney
v. State, 826 S.W .2d 117 , 118 (T enn.199 2). Cf. Cassidy, 899 F.2d at 545 n.5 (an express restriction on firearms
privileges need not be contained in the statutory provision or the certificate which restores civil rights).
-3-
It must be emphasized that inherent within this state’s regulations of weapons is the principle
that the right to bear arms is not unlimited, rather, it is restricted with specific limitations.7 The
limitations and restrictions on firearm possession and the accompanying exceptions are set forth in
our code as substantive criminal offenses. See TENN . CODE ANN . §§ 39-17-1302 (prohibited
weapons); 39-17-1304(restrictions on firearm ammunition); 39-17-1305 (prohibited possession of
firearms where alcoholic beverages are served); 39-17-1306 (prohibited carrying of firearm during
judicial proceeding); 39-17-1307 (unlawful possession of a weapon); 39-17-1309 (carrying of
weapons on school property); 39-17-1311 (carrying weapon on public parks, playgrounds, etc.); and
39-17-1316 (sales of dangerous weapons). Of particular import in the present case is TENN. CODE
ANN . § 39-17-1307, which, in addition to other proscriptions, prohibits persons convicted of felony
drug offenses and crimes involving violence from possessing a handgun. This proscription is
repeated in other provisions of the chapter, namely the requirements enumerated in TENN . CODE
ANN . § 39-17-1351 for obtaining a handgun carry permit.8 To be eligible for a handgun carry permit,
“the applicant [must] not [have] been convicted of a criminal offense for a term exceeding one (1)
year. . . .” TENN. CODE ANN . § 39-17-1351(c)(6). The statute additionally provides, however, that
the application shall not be denied if
(1) the existence of any arrest or other records concerning the applicant for any
indictment, charge or warrant have been judicially or administratively expunged; or
(2) an applicant’s conviction has been set aside by a court of competent jurisdiction;
or
(3) the applicant, who was rendered infamous or deprived of the rights of citizenship
by judgment of any state or federal court, has had his or her full rights of citizenship
duly restored pursuant to procedures set forth within title 40, chapter 29, or other
federal or state law; provided, however, the provisions of this subdivision shall not
apply to any person who has been convicted of burglary, any felony offense involving
violence or use of a firearm or any felony drug offense involving a Schedule I, II, III,
IV, or V controlled substance. . . .”
TENN. CODE ANN . § 39-17-1351 (emphasis added).
7
For example, w ith the exceptio n of certain en umerated defenses, all persons are prohibited from possessing,
in the State of Tennessee, any “explosive w eapon,” any device d esigned to shoot an “explosive weapon,” a machine gun,
a short-barrel rifle or shotgun, a firearm silencer, a switchblade knife or knuckles, and “any other implement for infliction
of serious bodily injury or death which has no common lawful purpose.” T E N N . C ODE A N N . § 39-17-1302(a).
8
Additiona lly, it is unlawful to sell a firearm to a person convicted of a felony, unless the ex-felon has either
“been pa rdoned for the offense;” “the convictio n has been expunged ,” or “the per son’s civil rights have been restored
pursuant to title 40, chapter 29;” and “the person is not prohibited from possessing a firearm by the provisions of § 39-
17-1307.” T E N N . C ODE A N N . § 39-17-1316.
-4-
I interpret Tennessee law to restore only the right to vote and the right to seek and hold public
9
office. See TENN. CODE ANN . § 40-29-105 ( restoration of the right to vote); TENN. CODE ANN . §
40-20-114(restoration of right to hold office); see also White, 808 F. Supp. at 588. Second,
Tennessee law does not provide its citizens an absolute right to possess a weapon; rather, the law is
one of general exclusion and limited exceptions. See generally TENN. CODE ANN . §39-17-1301
through 39-17-1360 (1997 & 2000 Supp.). Cf. Cassidy, 899 F.2d at 549(firearms privileges
expressly excluded from consideration as a civil right); United States v. Warin, 530 F.2d 103, 106
(6th Cir. 1976), cert. denied, 426 U.S. 948, 96 S. Ct. 3168 (1976) (no individual right to possess a
firearm). If the courts of this state should interpret an ex-felon’s restoration of citizenship rights to
enable those persons convicted of specifically designated offenses permission to carry a handgun,
the legislature’s purpose in enacting such provisions would be defeated as well as be contrary to a
multitude of decisions rendered by both federal and state courts addressing the same issue under
similar statutes.10 For these reasons, I must respectfully dissent.
___________________________________
DAVID G. HAYES, JUDGE
9
Tennessee law specifically exempts persons convicted of infamous offenses from ever serving o n a jury. See
T E N N . C ODE A N N . § 22-1-1 02 (199 4); see also White , 808 F. S upp. at 588-589. There is no mention in the code
provisions of any proc edure for a felon to regain that right. See White , 808 F. S upp. at 5 89 (citing State v. Be ll, 745
S.W.2 d 858 (T enn. 198 8)).
10
See, e.g., People v. Bell, 778 P.2d 1 29 (Cal. 1989 ) (statute providing that felons cannot posse ss a firearm,
even after receiving a certification of rehabilitation ); State v. Hall , 301 N.W.2d 7 29 (Iowa 1981) (concluding that statute
prohibiting felons from p ossessing firear ms was app licable to the d efendant d espite the fact that the defendant had
received a full restoration of citizenship rights before enactment of the law p rohibiting felons from possessing firearms;
the court noted that an express a uthorization to possess firearms in the restoration of citizenship would have permitted
the defendant to carry a firearm); State v. Jones, 539 So .2d 866 (La. App . 1989) (c oncluding that despite the fact that
the defendant’s conviction had been set aside after probation was concluded, the conviction could be considered for the
purposes of the felon in possession charge; the court noted that although the law did provide that the setting aside of the
conviction had the same effect as an acquittal in other respects, the conviction could be considered a first offense for any
law relating to a cumulative offense); State v. Thomas, 665 P.2d 91 4 (Wa sh. App. 1 983) (ho lding that it was pr oper to
use a prior c onviction to prove a felo n in possessio n charge d espite the fact that all penalties and disabilities resulting
from imposition of judgment and sentence had been removed, defend ant’s proba tion terminated , and his civil rights
restored).
-5-