IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE FILED
OCTOBER 1997 SESSION
March 3, 1998
Cecil Crowson, Jr.
Appellate C ourt Clerk
STATE OF TENNESSEE, * C.C.A. # 03C01-9704-CR-00143
Appellee, * HAMILTON COUNTY
VS. * Hon. Steven M. Bevil, Judge
JENNIFER COLLINS, * (Second Degree Murder)
Appellant. *
For Appellant: For Appellee:
Larry J. Campbell, Attorney John Knox Walkup
605 Lindsay Street Attorney General and Reporter
Chattanooga, TN 37403
Michael J. Fahey, II
Assistant Attorney General
425 Fifth Avenue North, Second Floor
Cordell Hull Building
Nashville, TN 37243-0490
Barry A. Steelman
and
David W. Denny
Assistant District Attorneys General
Hamilton County District
Attorney General's Office
600 Market Street, Suite 310
Chattanooga, TN 37402
OPINION FILED:__________________________
REVERSED AND REMANDED
GARY R. WADE, JUDGE
OPINION
The defendant, Jennifer Collins, was convicted of second degree
murder. The trial court imposed a Range I sentence of fifteen years. In this appeal
of right, the defendant raises the following issues:
(I) Whether the evidence is sufficient to support her
conviction;
(II) Whether the trial court committed error by admitting
autopsy photographs of the victim; and
(III) Whether the trial court should have classified her as
an especially mitigated offender.
Because of the admission of certain of the photographs of the victim,
which we have concluded are prejudicial and had little or no probative value, we
must reverse the conviction and remand for a new trial. The factual issues
presented at trial, especially those relative to the various degrees of homicide, are
simply too close to allow for a harmless error adjudication.
In July of 1993, the defendant, who grew up in Copper Hill,
Tennessee, and graduated from high school there in 1992, became pregnant by her
boyfriend, Keith Crouch. Shortly thereafter, she was able to verify her condition by
the use of a home pregnancy test. The defendant, who held a summer job at the
time of conception, did not reveal her condition to family or friends and told her
boyfriend that she had aborted the pregnancy. In August of 1993, the defendant
returned to the University of Tennessee at Chattanooga and moved into a four
bedroom campus apartment with three other female students. By wearing loose
clothing, the defendant, who was five feet ten inches tall with a slender build, was
able to hide her pregnancy from her roommates. She sought no prenatal care.
During the late evening hours of Saturday, April 9, and the early
2
morning hours of Sunday, April 10, 1994, the defendant, nineteen years old at the
time, went into labor. She left her bedroom and went into a small bathroom
containing only a commode and bath and separated from the vanity area. At about
9:00 A.M., when the defendant began to scream and cry because of her pain, one
of her roommates, Twyla Fuller, was awakened and offered help. Later, Michelle
Robertson was awakened. Twice the defendant asked for towels and opened the
door slightly. Later, she asked for and received a pair of scissors, shortly after
which she opened the bathroom door and collapsed to the floor. There was blood
throughout the bathroom. The toilet lid was shut and was draped with a towel.
There were two male house guests, Marcus Standipher and Alexander Booker, who
had stayed in the apartment throughout the weekend.
The defendant's roommates were unable to acquire assistance from a
nurse at a "small hospital" across the street from the apartment. After several
minutes, they returned to their apartment and called 911. When paramedics arrived
and questioned the defendant, who was still lying in the doorway of her bathroom,
she denied the possibility of being pregnant. Upon examination, the paramedics
observed that the defendant had poor vital signs. When lifted to a chair, she
suffered a seizure and lost consciousness. After being revived and upon further
inquiry by the paramedics, the defendant acknowledged that she was pregnant.
Paramedic Glenn King, who suspected a miscarriage, lifted the lid of the closed
toilet searching for fetal tissue. He discovered a full-term infant who showed no
signs of life.
An autopsy by the county medical examiner determined that the infant
victim, who weighed seven pounds and two ounces, had lived at least two minutes.
Drowning was deemed to be the cause of death.
3
The theory of the state can best be described in a question
propounded to Dr. Fred King, the Hamilton County Medical Examiner:
And, Dr. King, with regard to hypotheticals, would your
findings be consistent with a hypothetical situation in
which a mother was sitting upon a commode and did not
lose consciousness, but the baby was born from the
mother and the mother watched the baby go into the
commode and the baby drowned there in the commode?
The answer was that it "would be physically possible...."
The theory of the defense is best described in its hypothetical question
to Dr. King:
A woman seated on the commode feels the birth process
start, never having experienced it before, panics, and
basically faints or passes out leaning against the wall to
the side, sitting there on the commode. The birth
process continues, the baby gets out of the birth canal, at
that time the baby starts gulping for air .... The baby
takes two, three gulps.... [T]he birth process is finished.
The baby is dropped in the water, the mother here [is]
still passed out. The baby is still going to gulp, isn't it?
A. Yes.
Q. That's where the fresh water could come from,
isn't it?
A. Yes.
Q. Doctor, did that hypothetical fit your autopsy?
A. Yes, that would be a possibility.
Q. Thank you doctor. Even to the bump on the head,
wouldn't it, doctor?
A. The [small] hemorrhage on the back of the head
could be caused by the baby's head hitting against the
toilet bowl as it was delivered, that would be a
reasonable explanation for that impact, yes.
The defense offered no proof. Thus, all of the evidence at trial was
introduced through the state. Ms. Fuller, who was the first of the apartment
4
occupants to be awakened by the screams, testified that the defendant was "crying"
and "hysterical." She recalled asking Booker what had happened and his response
was that the defendant had been "up and down all night." Ms. Fuller recalled that
she did not look inside the bathroom because she thought the defendant was
vomiting. She remembered intermittent periods of quiet. Ms. Fuller awoke Ms.
Robertson just before the defendant asked for scissors and remembered that it was
only when she insisted that the door be opened, saying "You're scaring the hell out
of me," that the defendant emerged from the bath and toilet area of the bathroom
and fell to the floor. Ms. Fuller recalled that there was "blood everywhere."
Ms. Fuller and Standipher sought help from the medical clinic across
the street from their apartments but returned to their room to call 911 when no one
agreed to help. At trial, Ms. Fuller recalled that the defendant, who was still lying in
the floor of the bathroom area, said that she did not want to go to the hospital. Ms.
Fuller testified that it was several minutes before the paramedics arrived and
recalled that the defendant experienced a seizure and convulsions after the initial
treatment was begun. She testified that the paramedic asked the defendant
whether she was pregnant and remembered that the defendant provided an
affirmative response. Ms. Fuller described the defendant as "white," "weak," and
"too bad off" to respond to questioning, claiming she could "hardly talk." She said
she thought the defendant "was going to die."
Ms. Fuller testified that the defendant, who was tall and slender,
usually wore men's shirts and baggy khaki shorts. She said the defendant took
exercise class, went to a tanning bed, and generally conducted herself like any
student. She acknowledged that the defendant had consumed beer with her and
the others on the Friday night before the Sunday morning incident but not enough to
5
"get drunk."
The proof established that the defendant did not feel well on
Saturday, was nauseous for much of the evening, and did not go out with the others.
While Michelle Robertson generally agreed with the testimony of Ms. Fuller, she did
testify that it was her belief that the defendant consumed enough beer to become
intoxicated on the previous Friday night. She remembered that the defendant, while
awaiting the ambulance, asked, "What I am going to tell my mom?"
Glenn King, a paramedic with the Hamilton County Emergency
Medical Services, found the defendant lying in the doorway between the commode
area and vanity area of the apartment's bathroom. He recalled that the defendant
reported abdominal and lower back pain but initially denied being pregnant; upon
further questioning, however, she acknowledged her pregnancy. King remembered
that when he tried to place the defendant in a chair, she began to have seizures,
most likely from a lack of oxygen to the brain. Upon learning from the defendant
that she last had a period in July, King looked in the toilet and saw the victim, who
appeared to be dead, with her face down in the commode water.
Paramedic King testified that a body typically contained eight units of
blood and that the defendant ultimately received four units by transfusion at the
hospital. It was his opinion that the blood loss was due to an unclamped, severed
umbilical cord which typically contains several arteries.
King's partner, Gregory Roberts, recalled that the defendant's bleeding
had subsided by the time of their arrival. Roberts testified that the paramedics
arrived ten to twelve minutes after their call. He remembered that the defendant first
6
denied any possibility of pregnancy and then acknowledged her condition only after
further questioning.
Donald Roden, who was also a Hamilton County paramedic, and his
partner, Ryan McNabb, were contacted to serve as backup and to recover the
victim. Roden described the defendant's condition as critical, involving seizures and
unconsciousness. He observed the defendant being carried from the apartment unit
to the ambulance. Roden observed bloody towels on the floor of the bathroom. He
described the victim as full-term with a clean face but with a waxy coating on the
rest of her body. None of the paramedics believed there was reason to attempt to
resuscitate the victim.
Officer Kenneth Taylor of the University Police arrived at the scene
with the first paramedics at approximately 9:45 A.M. While describing the defendant
as alert and conscious, Officer Taylor also observed the defendant experience a
seizure. He remembered the defendant acknowledge to the paramedics that she
was pregnant. Officer Taylor discovered scissors in the bathroom and cleaned the
sink before contacting the Chattanooga Police Department. In his police report, he
described the incident as a "negligent homicide."
Vounett Weidner, a nurse at Erlanger Hospital, was involved in the
treatment of the defendant. She estimated the blood loss at two units before
doctors removed the placenta. She acknowledged, however, that the defendant
received two units on the date of her admission to the hospital and two more units
on the next day. Nurse Weidner saw the body of the victim and offered to show her
to the defendant, who declined. She described the defendant as having third
degree lacerations as a result of the childbirth and testified that a fourth degree
7
laceration was the worst possible. She stated that the defendant was treated for a
life-threatening condition known as eclampsia, defined as a coma or convulsions
associated with the pregnancy, and recalled that the defendant had another seizure
on the night of her admission.
Dr. King, a clinical pathologist and the medical examiner for Hamilton
County, issued both a certificate of live birth and the death certificate for the victim.
In conducting an autopsy, Dr. King found air in the stomach and lungs of the victim,
indicating that the victim had drawn several breaths of air and had lived "at least a
couple of minutes" before drowning. He found clear water in the stomach indicating
swallowing near the time of death. Dr. King also found that the incisions in the
umbilical cord had caused some redness, indicating that the victim was alive at the
time the incisions were made. He determined that there was some hemorrhaging in
the lungs and minor hemorrhaging on the back of the head, indicating contact with a
blunt surface such as a commode. Dr. King found some amniotic fluids in the lungs
of the victim which, he said, indicated that the nose and mouth had not been cleared
after the birth; he described the clearing process as important for the victim to be
able to breathe freely. Dr. King indicated that that amount of amniotic fluids present
was insufficient to have caused death. He determined that the victim weighed
seven pounds and two ounces and after a conference out of the presence of the
jury, identified six photographs of the victim and portions of the umbilical cord:
The pictures show what the baby looked like, the size,
but there is really nothing on the external exam of the
infant that I think is confusing.
Two autopsy photographs of the deceased victim were shown to the
jury. On cross-examination, Dr. King conceded that he deemed the manner of
death as "undetermined" as to whether it was a homicide or an accident. "The
8
manner of death is difficult [to assess] from a medical point of view."
Dr. Carol Iddins, an obstetrician and gynecologist, acknowledged that
the defendant was treated for eclampsia, a very serious medical condition. It was
her opinion, however, that the defendant did not suffer from that affliction because
there was an absence of protein in her urine. Dr. Iddins, who removed the placenta,
described the defendant as awake and alert when she was first seen at the hospital.
Detective Charles Dudley of the Chattanooga Police Department
questioned the defendant about five hours after her surgery. He recalled that the
defendant had confirmed her pregnancy several months earlier with a home
pregnancy test and had not sought prenatal care. She claimed that she planned to
give up the baby for adoption. He remembered the defendant saying that she was
in "self-denial" and "lived normally" believing that the "problem would just go away."
He testified that the defendant recalled drifting in and out of consciousness while
she sat on the commode for several hours suffering severe stomach pains. He said
that the defendant remembered losing consciousness, awaking, and being unable to
move, apparently because of the weight of the victim who was still attached to the
umbilical cord. She said that the child was not moving, "it was horrible; I didn't want
[my roommate and friends] to see it." Detective Dudley reported that the defendant
recalled asking for scissors, cut the umbilical cord, and observed that the victim was
a female and had hair. He remembered the defendant stating that she was in a
weakened condition and lost consciousness as she opened the door seeking help.
Detective Dudley described the defendant as "very cooperative" throughout the
interview.
9
I
Initially, the defendant claims that the evidence was insufficient to
support a verdict of second degree murder. She argues that the Hamilton County
Medical Examiner declined to classify the case as a homicide and acknowledged
that the death of the victim could have been accidental.
On appeal, however, the state is entitled to the strongest legitimate
view of the evidence and all reasonable inferences which might be might be drawn
therefrom. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). The credibility of
the witnesses, the weight to be given their testimony, and reconciliation of conflicts
in the evidence are matters entrusted exclusively to the jury as the triers of fact.
Byrge v. State, 575 S.W.2d 292, 295 (Tenn. Crim. App. 1978). A conviction can be
set aside only when the reviewing court finds that the "evidence is insufficient to
support the finding by the trier of fact of guilt beyond a reasonable doubt." Tenn. R.
App. P. 13(e).
Second degree murder is defined as "a knowing killing of another."
Tenn. Code Ann. § 39-13-210. It does not require premeditation. Id. Thus, in order
to support a second degree murder conviction, the state must only establish that the
killing was knowing beyond a reasonable doubt. See State v. Summerall, 926
S.W.2d 272 (Tenn. Crim. App. 1995). The crime of second degree murder can be
established by circumstantial evidence. See, e.g., State v. Driver, 634 S.W.2d 601
(Tenn. Crim. App. 1981). A parent who elects not to seek medical assistance for his
infant child may be convicted of second degree murder where there is proof that the
victim's "deterioration [is] evident and the need for medical attention [] apparent."
State v. Bordis, 905 S.W.2d 214, 226 (Tenn. Crim. App. 1995). The defendant must
have "an awareness 'that the conduct [was] reasonably certain to have caused the
10
result.'" Id. (quoting Tenn. Code Ann. § 39-11-302(b)) (alteration in original).
Here, it was the state's theory that the defendant, because of an
unwanted pregnancy, willfully and intentionally chose not to seek prenatal care and
elected against medical assistance during the delivery of her child. There was proof
offered by the state that the defendant hid her condition from her parents, her
roommates and her friends, and caused the drowning death of the victim by cutting
her own umbilical cord as she sat on her private commode. The defendant failed to
inform either her roommates or paramedics that she had delivered a full-term child
while seated on the toilet.
The jury chose to accredit this circumstantial evidence supporting the
theory of the state. That was their prerogative. In our view, a rational trier of fact
could have found the essential elements of the crime of second degree murder
beyond a reasonable doubt. In his role as thirteenth juror, the trial judge, while
describing the case as among "the most tragic ... I've ever seen," nonetheless
confirmed the presence of all elements necessary for a second degree murder
conviction. Thus, the evidence of the defendant's guilt satisfies the standards of
review. See Jackson v. Virginia, 443 U.S. 307 (1979).
II
The defendant next complains that the trial court erred by admitting
autopsy photographs of the victim. Exhibits 12 through 17, all of which were
identified by Dr. King out of the presence of the jury, are best described as follows:
Exhibit 12 is a color photograph taken at the morgue and
depicting a fully developed, discolored infant and a
portion of the umbilical cord.
Exhibit 13 is essentially the same photograph with the
umbilical cord moved away from the blood-covered
11
genital area.
Exhibit 14 is a similar photograph taken this time of the
back side of the victim.
Exhibit 15 is a close-up of the face and chest areas of
the victim.
Exhibit 16 is a photograph almost identical to Exhibit 14.
Exhibit 17 is a color photograph taken of the deceased
victim as she lay on her right side wrapped in her
umbilical cord, showing discoloration of the body, and a
very dark reddish-colored substance in and around the
legs and buttocks.
Exhibit 11, a photograph not challenged by the defendant, is a close-
up color photograph of a portion of the umbilical cord indicating the point of incision
and another point of an attempted incision. The umbilical cord has a flesh color with
the reddish areas indicating hemorrhaging near the points of incision. In a case
involving similar circumstances, this court observed that a single photograph of
internal organs of a child victim, while unpleasant, was helpful in understanding the
testimony of the medical examiner who performed the autopsy. State v. James
Dubose, No. 01C01-9405-CC-00160, slip op. at 20 (Tenn. Crim. App., at Nashville,
Aug. 25, 1995), aff'd on unrelated issue, 953 S.W.2d 649 (Tenn. 1997). In that
regard, Exhibit 11 was probative to establish not only that the defendant had
intentionally cut the umbilical cord, a fact not in question, but also to show signs of
hemorrhaging, indicating that the victim had a few moments of life prior to drowning.
Rule 403 of the Tennessee Rules of Evidence provides as follows:
Exclusion of Relevant Evidence on Grounds of
Prejudice, Confusion, or Waste of Time. Although
relevant, evidence may be excluded if its probative value
is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury,
or by considerations of undue delay, waste of time, or
needless presentation of cumulative evidence.
12
Photographs made during or after an autopsy should be scrutinized
and examined prior to being shown to the jury. Dubose, slip op. at 20; see generally
State v. McCall, 698 S.W.2d 643 (Tenn. Crim. App. 1985). If other considerations
substantially outweigh the probative value of the evidence, it should be excluded. In
State v. Banks, 564 S.W.2d 947, 951 (Tenn. 1978), our supreme court recognized
"the inherently prejudicial character of photographic depictions of a murder victim...."
In adopting Federal Rule of Evidence 403 as its test for admissibility, the court
suggested a variety of factors for consideration by the trial judge. The "value of
photographs as evidence, ... their accuracy and clarity ... whether they were taken
before the corpse was moved ... [and] the inadequacy of the testimonial evidence in
relating the facts to the jury" are appropriate factors. Id.
The term "unfair prejudice" has been defined as "[a]n undue tendency
to suggest decision on an improper basis, commonly ... an emotional one." Banks,
564 S.W.2d at 951 (quoting Advisory Committee Note to Federal Rule of Evidence
403). One authority characterizes evidence that is unfairly prejudicial as that
designed to appeal to the sympathy, sense of horror, or instinct to punish. J.
Weinstein and M. Burger, Weinstein's Evidence Manual 6-20 to 6-21 ((Student ed.
1987).
The issue, in our view, is one of simple fairness. Prejudice becomes
unfair when the primary purpose of the evidence at issue is to elicit emotions of
"bias, sympathy, hatred, contempt, retribution, or horror." M. Graham, Handbook of
Federal Evidence 182-83 (2d ed. 1986). Murder is an absolutely reprehensible
crime. Yet our criminal justice system is designed to establish a forum for
unimpaired reason, not emotional reaction. Evidence which only appeals to
sympathies, conveys a sense of horror, or engenders an instinct to punish should be
13
excluded. Weinstein and Berger, supra, at 6-20 to 6-21.
Here, the jury considered evidence of second degree murder, reckless
homicide, and criminally negligent homicide. During argument by counsel out of the
presence of the jury, the trial court made the following observations about the
photographs the state sought to introduce:
The courts tend to limit introduction of photographs,
especially in cases of homicide ... that would be gory,
that would be inflammatory in and of themselves. This
jury has heard evidence, ample evidence describing this
baby [and] ... there is no question, at least at this time
there should be no question in the jury's mind that this
was a baby.... [A]t this point in time, the court has heard
... nothing to indicate that the defendant did not know
that she had a baby.... I don't know that they add
anything to the doctor's testimony, however, they may
become relevant at some later time in the course of the
trial.... I don't think they clarify the issue anymore to the
jury than has already been testified to by Dr. King.... [I]f
they help illustrate a point that he has testified to and
illustrative of the testimony or clarify that testimony, then I
will allow one or some of these photographs....
After making these remarks, the trial judge asked Dr. King if the photographs would
assist the jury beyond the extent of his testimony or clarify his testimony. Dr. King
answered that "[t]he pictures would show what the baby looked like, the size, but
there's really nothing on the external exam of the infant that I think is confusing."
The primary issue was whether there was a knowing killing by the
defendant, which is a necessary finding for a second degree murder conviction.
Neither the viability of the victim nor that death was due to drowning were disputed
issues. The evidence offered by the state after the initial ruling by the court did not
raise questions that needed to be answered by the presentation of the two
photographs admitted or, for that matter, any of the exhibits 12 through 17 as
identified in the record.
14
After a recess, however, the trial court reversed its ruling:
I think it's important for the jury to see the size of this
baby in the consideration of whether or not the defendant
at the time this baby died, whether or not the defendant
knew that she delivered and that this child died ... and
that she had knowledge of it at that time. So for that
purpose, I am going to reverse my previous decision, I'm
going to allow the jury to see Photograph Number 16 and
Photograph Number 12, which shows a front view ... of
the infant and a back view of the infant. And I think it's
important for them to see the size, that this is a full-term
baby. You can talk about seven pounds and six ounces,
I don't have any concept what seven pounds and six
ounces is as opposed to eight pounds and three ounces,
I can't picture that in my mind, but when I look at these
photographs and I see this is a seven pound, six ounce
baby, I can tell more what a seven pound, six ounce
baby ... is.
In People v. Burns, 241 P.2d 308, 319 (Cal. App. 1952), an appeals
court ruled that the trial court abused its discretion in admitting autopsy photographs
which served only to inflame the jury, noting the "line was crossed in this case." In
Arizona, a manslaughter conviction of a seventeen-month-old child was reversed
due to the admission of photographs of his nude, bruised corpse. State v. Beers,
448 P.2d 104, 109 (Ariz. App. 1968). In Berry v. State, 718 S.W.2d 447 (Ark. 1986),
the Arkansas Supreme Court made the following statement:
Other states have been ... liberal in the admission
of similar photographs where they were relevant to proof
of the state's case. Like we do now, many have found it
necessary, however, to stem the resulting influx of
inflammatory pictures where the claims of relevance
were increasingly tenuous in light of the prejudicial nature
of the photographs.
Id. at 450.
There is an increasing concern that courts are becoming too liberal in
their admission of inflammatory autopsy photographs:
Prosecutors as well as trial courts must exercise
their discretion in the use of gruesome photographs. The
statement that "the State had the right to prove its case
15
up to the hilt in whatever manner it chose," must be read
to mean only that the State may present ample evidence
to prove every element of the crime.... Prosecutors are
not given a carte blanche to introduce every piece of
admissible evidence if the cumulative effect of such
evidence is inflammatory and unnecessary.
Id. at 451 (quoting State v. Crenshaw, 98 Wash. 2d 789, 659 P.2d 488 (1983))
(omission in original).
As a general rule, where medical testimony adequately describes the
degree or extent of an injury, gruesome and graphic photographs should not be
admitted. See State v. Duncan, 698 S.W.2d 63, 69 (Tenn. 1985). In State v.
Cynthia Roberson and Rhodney Roberson, No. 02C01-9503-CC-00059 (Tenn.
Crim. App., at Jackson, Dec. 28, 1995), an autopsy photograph showing the cranial
bone of the victim should have been excluded because the probative value was
substantially outweighed by the danger of unfair prejudice. Tenn. R. Evid. 403;
Banks, 564 S.W.2d at 951. In Roberson, the court observed, "we are unable to say
that the undue prejudicial effect of this gruesome photograph did not affect the jury's
findings of guilt." Roberson, slip op. at 14.
In our view, the inherent prejudice of admitting color photographs of a
bruised, bloodied, nude, infant victim is apparent. The size of the child was not in
dispute. No issue was made about whether the baby was full-term. The medical
testimony was undisputed as to that. That there had been a live birth was also
uncontested. Dr. King presented unchallenged medical evidence that the air and
water in the lungs established that the victim drew several breaths before drowning;
there was hemorrhaging of the umbilical cord. Thus, the photographs were not
probative at all. While the size of the victim may have been marginally relevant, that
fact was not in dispute and had been established by the testimony. In our
assessment, the prejudice substantially outweighed any probativeness. Banks, 564
16
S.W.2d at 951; see also Gladson v. State, 577 S.W.2d 686 (Tenn. Crim. App.
1978).
Moreover, we cannot classify the error as harmless. While the
evidence was sufficient to establish second degree murder, there was also evidence
of reckless and negligent homicide, each of which the trial court charged to the jury.
The state placed emphasis on one of the photographs during final argument:
You've seen the picture, and I've showed it to you again,
you can look at it in the jury room if you choose to, but
we're talking about Brittany Nicole Collins, the baby girl
whose body is in that picture.
The record demonstrates that the jury, which had deliberated for about three hours
before returning with a question for the court, gave careful consideration to the
various degrees of homicide possible:
We need a clarification of condition two under the
definition of knowing.
Thereafter, the jury considered the matter for more than two hours before returning
with its verdict of second degree murder. Because of the difficult factual issues
separating murder and reckless or negligent homicides, a verdict may often depend
upon a single item of evidence; in consequence, we are hesitant to classify this error
as harmless in the context of the trial. A reading of the entire record of this trial
demonstrates the closeness of the issues. See Gladson, 577 S.W.2d at 687 (a new
trial was ordered where the court could not conclude the "pictures did not inflame
the jury to a degree" that they did not consider the lesser offense). The disputed
photographs may have made a difference.
This is a close question. In Dubose, slip op. at 11, this court found an
autopsy photograph of a sixteen-month-old victim to be admissible; in our view, the
facts are distinguishable from those presented in this case. In Dubose, the victim
17
died of a massive abdominal trauma which ruptured the intestines. The photograph
was introduced to support a pathologist's assertion that sixty percent of the victim's
blood had accumulated in the abdominal cavity as a result of the rupture. The
photograph was allowed only because of the importance of establishing the cause
of death. Id. In contrast, the photographs in this case had no additional probative
value.
III
Because the defendant was convicted of a Class A felony, neither
probation nor any other alternative sentence was an option.1 The defendant insists
that she should have been classified as an especially mitigated offender on the
following grounds:
(1) the defendant has no prior felony convictions; and
(2) the court finds mitigating but no enhancement
factors.
Tenn. Code Ann. § 40-35-109.
If found to be a mitigated offender, the defendant is entitled to a
reduction of ten (10%) percent from the minimum Range I sentence or a reduction in
1
W e notice th e jury was given the fo llowing instru ction on s entenc ing:
The jury will not attempt to fix any sentence at this time. However,
you may weigh and consider the meaning of a sentence of
impriso nme nt.
The range of punishment ... for ... second degree [murder] is ... [15]
to 25 years. ...[T]heir earliest release eligibility date is: 2.95 years.
The range of punishment ... for ... reckless homicide is ... [2] to 4
years.... [T]he earliest relea se eligibility date is: 0.39 years.
The ra nge of p unishm ent ... for ... crim inally negligent h omic ide is ...
[1] to 2 years , ... [T]he earlies t release e ligibility date is: 0.20 years .
In State v. Jerry Ray Cooper, No. 01C01-9604-CC-00150 (Tenn. Crim. App., at Nashville, Nov. 17,
199 7), a m ajorit y of the pane l foun d this type o f instr uctio n unc ons titution al. Ou r sup rem e cou rt is
reviewing this issue in State v. Howard E. King, No. 02C01-9601-CR-00032 (Tenn. Crim. App., at
Jack son, O ct. 22, 199 6), app. granted, (Tenn., Mar. 10, 1997). Such instruction should be avoided at
the new trial.
18
the release eligibility date up to twenty (20%) percent of the sentence, or both.
The defendant, age nineteen at the time she gave birth to the victim,
was twenty-one at the time of trial. By then, she had completed two years of study
at the University of Tennessee at Chattanooga and attended Cleveland State
majoring in psychology. After this incident, she was diagnosed with "major
depression," prescribed medication, and began psychological treatment. The
defendant has been incarcerated since her trial in November of 1995.
The defendant has a younger sister. Her parents have been divorced
for several years and her father has remarried. The defendant was reared in the
primary custody of her mother, has a close relationship with her, and yet insisted her
mother remain absent from the trial to "spare her feelings." An active member of the
Williamston United Methodist Church, the defendant was an active honor student in
high school, a cheerleader, and a member of the dance team. She has held several
jobs during the course of her schooling and has been described by employers as
"quiet, pleasant, and shy" and "extremely trustworthy."
As noted by the trial judge, there were numerous supportive letters for
the defendant from the Copper Hill community. Her pastor, her church, teachers,
Polk County authorities, former employers, friends, and her extended family have
been supportive. Some have encouraged leniency and others have insisted that,
despite the defendant's acknowledgment that she was wrong to act as she did, the
defendant lacked criminal culpability for the incident.
Here, the trial court, while generally acknowledging the presence of
mitigating factors, also found an enhancement factor; that is, that the victim was
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particularly vulnerable because of her age or physical or mental disability. Tenn.
Code Ann. § 40-35-114(4). The state bears the burden of proving that a victim is
particularly vulnerable. State v. Poole, 945 S.W.2d 93 (Tenn. 1997); State v.
Adams, 864 S.W.2d 31 (Tenn. 1993). Proof of age, standing alone, may be
insufficient to establish particular vulnerability. State v. Hayes, 899 S.W.2d 175
(Tenn. Crim. App. 1995).
In Hayes, however, this court ruled that evidence that the victim was
unable to resist, unable to summon help, or unable to testify against the perpetrator,
would indicate particular vulnerability. Id. at 185. There was evidence of that in this
case. Findings of fact made in the trial court are conclusive on this court unless the
evidence preponderates otherwise. Graves v. State, 512 S.W.2d 603, 604 (Tenn.
Crim. App. 1973). By the use of these guidelines, we must hold that there was
evidence to support the application of the enhancement factor. Thus, the trial judge,
who was clearly touched by the perplexity of the circumstances, had a reasonable
basis for denying especially mitigated offender status.
The judgment of the trial court is reversed and the cause is remanded
for a new trial.
________________________________
Gary R. Wade, Judge
CONCUR:
_____________________________
David H. Welles, Judge
_____________________________
Jerry L. Smith, Judge
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