Filed 10/9/13 P. v. Morales CA2/7
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SEVEN
THE PEOPLE, B244053
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. BA376983)
v.
MICHAEL MORALES,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles County, Judith
Champagne and Victor H. Greenberg, Judges. Affirmed.
Sally Patrone Brajevich, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Senior Assistant Attorney General, Victoria B. Wilson and
Idan Ivri, Deputy Attorneys General, for Plaintiff and Respondent.
_______________________
Michael Morales was convicted of corporal injury to a former cohabitant (Pen.
Code,1 § 273.5, subd. (a)) and contempt of court (§ 166, subd. (c)(1).) He appeals,
contending that he was incompetent to stand trial; that inadmissible evidence was
admitted; that the prosecutor committed misconduct; and that his violation of a protective
order could not be punished other than by probation revocation. The Attorney General
argues on appeal that the judgment must be modified to add fines that were not imposed
by the trial court at sentencing. We affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
In 2009, Morales was ordered by a court as a condition of probation to stay away
from Norma P. and to have no contact with her. In 2010, Morales telephoned Norma P.
and insisted that they meet. He then hit her repeatedly, leading to charges of corporal
injury to a former cohabitant and contempt of court for willfully and knowingly violating
a protective order.
In March 2011, prior to trial, defense counsel expressed doubt concerning
Morales’ competency. The court declared a doubt pursuant to section 1368 and
suspended criminal proceedings pending a medical evaluation of Morales. Rupali
Chadha, M.D., examined Morales and concluded that he was competent to stand trial. In
May 2011, the court found Morales competent after a competency hearing.
Morales was convicted as charged. After Morales was convicted, his counsel
declared another doubt as to his competency, and the court again instituted competency
proceedings. Three experts evaluated Morales: Jack Rothberg, M.D., Ph.D.; Kory
Knapke, M.D.; and Gregory Cohen, M.D. Rothberg concluded that Morales was not
competent, while Knapke and Cohen believed Morales to be competent. The court ruled
in August 2012 that Morales was competent and resumed proceedings.
1 Unless otherwise indicated, all further statutory references are to the Penal Code.
2
Morales was sentenced to 5 years in state prison for the corporal injury to
Norma P. and an associated enhancement found true by the jury (§ 667.5), with a
concurrent one-year jail sentence for violating the protective order. He appeals.
DISCUSSION
I. Competency
Morales was twice found competent to stand trial. It is not entirely clear from his
briefing whether Morales contends that both determinations were incorrect or that only
the later determination was in error. In an abundance of caution, we address both rulings.
A. First Competency Determination
When there exists substantial evidence of incompetence, the trial court is required
to declare a doubt and to conduct a full competency hearing. (People v. Koontz (2002) 27
Cal.4th 1041, 1064.) The court did so prior to trial, and then found Morales competent to
stand trial. We review that decision based on the information available to the trial court
at the time (People v. Panah (2005) 35 Cal.4th 395, 434, fn. 10), and we determine
whether substantial evidence, viewed in the light most favorable to the determination,
supports the trial court’s finding. (People v. Marshall (1997) 15 Cal.4th 1, 31
(Marshall).) The only evidence presented to the court at the first competency hearing
was Chadha’s report, which the court observed was “very thorough,” based on “a
comprehensive interview,” and “unequivocal” in its findings. Chadha concluded that
Morales did not suffer from a major mental illness, had the ability to understand the
nature and purpose of the proceedings against him, and was able to assist counsel in his
own defense in a rational manner. Morales presented as alert, attentive, and cooperative.
His speech was fluent and forthcoming, and he answered Chadha’s questions directly and
appropriately without hesitation. Morales denied hallucinations, did not appear to be
hallucinating, and was not paranoid. His insight and judgment were good, and he was
willing to share information readily to help in his examination. Morales understood the
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nature and purpose of the proceedings, and he could identify courtroom actors and their
roles in legal proceedings. He knew the various pleas he could enter and explained the
consequences arising from the different pleas. Morales’s counsel submitted on the report
and declined to argue at the competency hearing. Based on the evidence before the court,
substantial evidence supported the trial court’s pretrial determination that Morales was
competent to stand trial.
Morales contends that Chadha’s report was flawed because Chadha did not
recognize that Morales incorrectly described the charge against him was battery, when in
fact it was corporal injury to a former cohabitant. Morales claims this incorrect
description demonstrates that he lacked an understanding of the criminal proceedings
against him. Morales, however, was aware that he was being tried for physically injuring
Norma P.; his misconception that the offense was charged as a battery rather than as a
corporal injury on a former cohabitant crime does not tend to demonstrate any
meaningful lack of understanding or incompetence.
B. Second Competency Determination
Even after a court has found a defendant competent to stand trial, as here, the court
has a continuing duty to monitor for substantial evidence of the defendant’s
incompetency. (People v. Mixon (1990) 225 Cal.App.3d 1471, 1485.) A second
competency hearing must be held when the court is presented with a substantial change
of circumstances or with new evidence casting a serious doubt on the defendant’s
competency. (Marshall, supra, 15 Cal.4th at p. 33.) Here, the court conducted a second
competency hearing and again found Morales competent. We review this determination
for substantial evidence. (Id. at p. 31.)
Substantial evidence supports the trial court’s conclusion that Morales was
competent. Knapke interviewed Morales and found no evidence that he suffered from a
major mental illness or disorder. While Morales was deceptive and manipulative, he
answered questions logically and appropriately, and his responses were goal directed. He
did not appear to be delusional or psychotic, and he did not appear to be responding to
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internal stimuli. Morales understood the charges and proceedings against him, and
appeared able to cooperate with his attorney and the court if he so desired. Similarly,
Morales appeared competent to stand trial to Cohen. Cohen found Morales’s thinking to
be organized, with no evident gross delusions or signs of hallucinations. He displayed
some idiosyncratic thinking and poor judgment but did not present signs of a severe
mental disorder. Cohen believed that Morales understood the nature and the purpose of
the criminal proceedings, and that he was able to cooperate in a rational manner with
counsel in presenting a defense. Based on this evidence, the court could reasonably find
that Morales was competent.
Morales, however, contends that his unreasonable focus on his medical condition
was irrational, constituted tangential thinking, and undermined his ability to assist
counsel. He asserts his history of diabetes, high blood pressure, excessive alcohol
consumption, daily cocaine use, marijuana use, and a traumatic brain injury impaired his
ability to assist counsel with his defense. Morales argues that “[i]t is reasonable to
conclude based on this record that appellant’s mental faculties were compromised by his
mental illness and lack of proper treatment, or at a bare minimum that his medical
problems hampered his ability to understand the criminal proceedings and to assist
counsel.” While the trial court perhaps could have drawn the conclusion that Morales
advocates, its conclusion that Morales was competent was supported by the opinions and
observations of three of the four doctors who examined Morales, each of whom set forth
observations that formed the basis of their conclusions that Morales was coherent and
rational, had no history of mental illness, understood the proceedings against him, and
was able to assist in his own defense.
Morales next argues that he was incompetent because he did not understand the
proceedings against him. Morales reported his potential sentencing exposure differently
to the various evaluators: he told one doctor he was facing a three-year sentence, and
another a six-month sentence, when he was ultimately sentenced to five years in prison.
As the Attorney General notes, Morales did face a three-year sentence for the corporal
injury to Norma P.; two years were added for a sentence enhancement. Even if Morales
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had a misunderstanding about the possible sentence, that does not demonstrate that he did
not rationally understand the proceedings in general or that he was not competent to stand
trial.
II. Cross-Examination
Morales called a police officer to testify about his investigation after the incident.
On cross-examination, the prosecutor asked three consecutive questions that were
designed to elicit how the officer felt after he contacted Norma P. Defense counsel
objected, and the objections were sustained. Finally, the prosecutor rephrased his
question to omit the officer’s feelings, and the cross-examination proceeded without
further objection.
On appeal, Morales complains that the evidence that the prosecutor was
attempting to elicit was not admissible and claims that the judgment must be reversed on
the authority of People v. Sergill (1982) 138 Cal.App.3d 34. In Sergill, the court
overruled objections to questions posed to police officers and the officers, as a result,
testified to their opinions as to whether the victim was telling the truth about being
molested. (Id. at p. 38.) Here, in contrast, the court sustained defense objections to the
questions soliciting the officer’s views, and no opinion testimony was permitted.
Accordingly, Sergill has no application here.
Morales then argues that the “evidence was not admissible” as evidence of a
witness’s character for honesty and veracity, as expert witness testimony, or as lay
witness testimony, but he has failed to identify any evidence that was improperly
admitted because the trial court sustained defense objections to each of the three
improper questions. To the extent that Morales is claiming that any evidence was
improperly admitted, as when he claims that the officer “vouched for the credibility” of
witnesses, the record does not support his contention. To the extent that Morales
contends that the prosecutor’s questions themselves were evidence that “suggested
Officer Gaines believed Mr. Drake and Norma P. were truthful,” an attorney’s questions
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do not constitute evidence (People v. Gonzales (2011) 51 Cal.4th 894, 921), and the jury
was specifically instructed on that point with CALCRIM No. 222.
Alternatively, Morales contends that the questions constituted prosecutorial
misconduct. To preserve a claim of prosecutorial misconduct for appeal, a defendant
must make a timely objection, make known the basis of the objection, and ask the trial
court to admonish the jury. (People v. Hill (1998) 17 Cal.4th 800, 820.) Unless the
prosecutor’s misconduct could not be cured by an admonition, the defendant must object
to the alleged misconduct at trial. (Ibid.) The evidence here does not establish that an
admonition would have been insufficient to remedy any misconduct. Morales has
therefore waived this argument by failing to object to the questions as misconduct and to
request that the jury be admonished not to consider the improper questions for any
purpose.
III. Conviction for Violating the Protective Order
During trial, the parties stipulated that Morales had been “served with a lawful
written criminal protective order in a criminal case ordering him to stay away and have
no contact with Norma P[.], as a condition of probation pursuant to Penal Code section
1203.0[9]7.”2 Morales was convicted of the misdemeanor offense of violating that
protective order under section 166, subdivision (c)(1), which provides that it is contempt
of court to willfully and knowingly violate certain protective orders.
Morales contends that he cannot be prosecuted for violating the protective order
because it was issued as a condition of probation and can therefore only be punished by
the revocation of probation, citing People v. Selga (2008) 162 Cal.App.4th 113, 120
(Selga); People v. Johnson (1993) 20 Cal.App.4th 106, 112-113 (Johnson); and People v.
Petty (2013) 213 Cal.App.4th 1410, 1424, fn. 13 (Petty). Each of these cases states the
principle that the proper punishment for the violation of a protective order entered as a
2 The reporter’s transcript lists the statute as section “1203.027,” but there is no
such section of the Penal Code. This was either a misstatement by the prosecutor or a
transcription error, as the relevant provision is section 1203.097.
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condition of probation is probation revocation—unless “the conduct constituting the
probation violation is also a crime,” in which case “the probationer can be prosecuted for
that crime and if convicted punished for a violation of the criminal law.” (Johnson, at
p. 112, fn. 4; see also Selga, at p. 120 [revocation is the response to violation if the
violative conduct “is not otherwise criminal”]; Petty, at p. 1424, fn. 13 [revocation is the
consequence for violation of protective order if the violation is “noncriminal”].) Here,
however, section 166, subdivision (c)(1) specifically criminalized the violation of the
protective order as contempt. As the violation of the protective order was not only a
violation of the terms of probation but also a distinct offense of contempt under section
166, subdivision (c)(1), Morales was properly prosecuted for this offense. (Johnson, at
p. 112, fn. 4; Selga, at p. 120; Petty, at p. 1424, fn. 13.)
Morales notes that the prior case was “not a domestic violence case” but a case of
disturbing the peace, and asserts without explanation that this is a reason why the
conviction must be reversed under Selga, supra, 162 Cal.App.4th 113 and Johnson,
supra, 20 Cal.App.4th 106. Morales, however, stipulated that the protective order was
both lawful and issued under section 1203.097, the statutory provision covering terms of
probation for crimes of domestic violence, and he has not demonstrated that he could not
be prosecuted for violating this protective order under section 166, subdivision (c)(1).
Morales has not established any error in the misdemeanor contempt conviction.
IV. Failure to Impose Restitution and Parole Revocation Fines
The Attorney General requests that the abstract of judgment be modified to impose
two fines in the amount of $200 each under sections 1202.45 and 1202.4, subdivision (b).
Sections 1202.4 and 1202.45 “require trial courts to impose a restitution fine as part of
the judgment of conviction entered against a criminal defendant and, in cases where
parole is granted, an additional fine in the same amount suspended unless parole is later
revoked. The restitution fine under section 1202.4 is mandatory unless the sentencing
court, in the words of the statute, ‘finds compelling and extraordinary reasons for not
doing so, and states those reasons on the record.’ (§ 1202.4, subd. (b).) In cases in which
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the court imposes a restitution fine, imposition of a parole revocation fine is also
mandatory. (§ 1202.45.)” (People v. Tillman (2000) 22 Cal.4th 300, 301-302 (Tillman).)
When a trial court “fail[s] to discharge the duty imposed by these statutes,
omitting the fines from judgments of conviction without making the required finding on
the record” (Tillman, supra, 22 Cal.4th at p. 302), the prosecutor must object at the time
of sentencing, or the error in the court’s omission is waived. (Id. at p. 303.) As the
prosecutor here did not object at sentencing to the court’s omission of the fines without
making the required findings on the record, the error was waived. (Ibid.) We decline the
request to amend the judgment to add these fees.
DISPOSITION
The judgment is affirmed.
ZELON, J.
We concur:
PERLUSS, P. J.
WOODS, J.
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