October 29 2013
DA 13-0135
IN THE SUPREME COURT OF THE STATE OF MONTANA
2013 MT 316
STATE OF MONTANA,
Plaintiff and Appellee,
v.
MICHAEL RAY JACKSON,
Defendant and Appellant.
APPEAL FROM: District Court of the Eleventh Judicial District,
In and For the County of Flathead, Cause No. DC-11-389(A)
Honorable Ted O. Lympus, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Julie Brown, Montana Legal Justice, PLLC, Missoula, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General; Jonathan M. Krauss,
Assistant Attorney General; Carolyn Sime, Legal Intern, Helena, Montana
Ed Corrigan, Flathead County Attorney, Kalispell, Montana
Submitted on Briefs: October 9, 2013
Decided: October 29, 2013
Filed:
__________________________________________
Clerk
Chief Justice Mike McGrath delivered the Opinion of the Court.
¶1 Michael Ray Jackson appeals from an order of the Eleventh Judicial District
Court, Flathead County, denying his Motion to Withdraw Plea of No Contest. We affirm.
¶2 The issue presented on appeal is whether the District Court erred by denying
Jackson’s motion to withdraw his plea.
PROCEDURAL AND FACTUAL BACKGROUND
¶3 On November 18, 2011, Jackson’s girlfriend, Maresa Brauer, ended their
relationship. Later that day, officers responded to a report of a disturbance at Brauer’s
residence. According to Brauer’s statement to police, Jackson sent her a text that said,
“Game on.” He then drove to her house, where she was accompanied by a female friend.
Brauer said that Jackson pulled her hair, punched out the passenger side mirror on her
car, slashed her car’s tires, and used his truck to push her car toward the house. Brauer’s
friend said that Jackson also used his truck to push her van. Jackson then produced a rifle
and pointed it at the two women. Brauer ran into the house and her friend hid behind a
tree. Both women called 911.
¶4 Jackson was charged with two counts of felony assault with a weapon and two
counts of misdemeanor criminal mischief. He reached a plea agreement with the State,
pursuant to which he agreed to plead no contest to one count of felony criminal
endangerment in violation of § 45-5-207, MCA. The State agreed to recommend a
ten-year suspended sentence.
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¶5 At the change of plea hearing, the District Court first established that Jackson was
aware of the nature of the allegations, had been given sufficient time to discuss the matter
with counsel, and was satisfied with the performance of counsel. Jackson was then sworn
and the District Court elicited testimony in support of his plea. Jackson testified that he
was entering his plea knowingly and voluntarily. He testified that no improper threats or
promises had been made. Upon questioning from his attorney, Jackson testified that on
November 18, 2011, there had been an incident between himself and Brauer. Jackson
stated that the allegations regarding that incident were contained in the information,
affidavit, police report, and witness statements, which had been provided to him for
review. He confirmed his intent to plead no contest to criminal endangerment.
¶6 Jackson’s attorney then asked whether, after reviewing the evidence against him,
he believed it was likely that he would be convicted. Jackson replied, “Due to my
financial standing[,] I believe that to be true.” Jackson’s attorney asked if he wished to
take the benefit of the bargain with the State rather than going through a trial, to which
Jackson replied, “I just can’t afford to pay.” Jackson’s attorney explained that his
services as a public defender were free and that he was prepared to go to trial at no cost.
Jackson stated that he understood. He then confirmed that he wanted to “get back to
work.” He also hoped to reconcile with Brauer. He testified that he understood his no
contest plea would result in a conviction, but that he would not have to make specific
admissions of guilt.
¶7 The State then questioned Jackson, who confirmed that he believed there would be
a “good possibility” of serving prison time rather than receiving a suspended sentence if
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the matter went to trial. The State asked Jackson, “So that’s what you mean when you
say financially, because you want to be able to stay out in the community in order to keep
your job?” Jackson replied that he “wouldn’t do much good” in prison.
¶8 The District Court took judicial notice of the affidavit filed in support of the
information and found that there was a sufficient basis for the plea. The District Court
accepted Jackson’s plea of no contest. Prior to sentencing, Jackson moved to withdraw
his plea, which the District Court denied. He then received a ten-year suspended
sentence in accordance with the State’s recommendation.
STANDARD OF REVIEW
¶9 On appeal of the denial of a motion to withdraw plea, this Court reviews findings
of underlying fact for clear error and conclusions of law for correctness. State v.
Warclub, 2005 MT 149, ¶ 24, 327 Mont. 352, 114 P.3d 254. The voluntariness of a plea
is a mixed question of law and fact, which this Court reviews de novo. Warclub, ¶ 24.
DISCUSSION
¶10 Jackson claims that the District Court failed to establish a sufficient factual basis
for his no contest plea. He also claims that the District Court did not determine that he
believed the plea to be in his best interest. Therefore, he claims that he should be
permitted to withdraw his plea, because there is doubt as to whether it was entered
voluntarily.
¶11 A plea of nolo contendere, or no contest, may be withdrawn for good cause at any
time before judgment or within one year of final judgment. Section 46-16-105(2), MCA.
We will apply the same good cause standard to a motion to withdraw a plea of nolo
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contendere as we do to a motion to withdraw a guilty plea. Good cause exists where a
plea was entered involuntarily. Warclub, ¶ 16. An inadequate plea colloquy may be one
indication that a plea was involuntary. State v. Frazier, 2007 MT 40, ¶ 10, 336 Mont. 81,
153 P.3d 18 (citing State v. Muhammad, 2005 MT 234, ¶ 14, 328 Mont. 397, 121 P.3d
521).
¶12 A court may not accept a plea of guilty without determining that there is a factual
basis supporting the plea. Section 46-12-212(1), MCA. The court is therefore required
to “solicit admissions from a defendant regarding what acts the defendant committed that
constitute the offense charged.” Frazier, ¶ 21. If a defendant does not wish to make such
admissions, however, he or she may instead enter a plea of no contest. Section
46-12-212(2), MCA. The court may accept a plea of no contest “if the defendant
considers the plea to be in [his or her] best interest and the court determines that there is a
factual basis for the plea.” Section 46-12-212(2), MCA. Because a no contest plea exists
specifically to allow a defendant to avoid making admissions, the court must look to
other sources in order to establish the required factual basis. State v. Locke, 2008 MT
423, ¶¶ 18-19, 347 Mont. 387, 198 P.3d 316. The information and affidavit may provide
the factual basis for a no contest plea. Locke, ¶ 19.
¶13 The District Court established a sufficient factual basis for the offense of criminal
endangerment. Jackson testified that an incident involving Brauer had taken place on
November 18, 2011. He testified that the information, affidavit, police report, and
witness statements had been provided to him. He testified that he understood the
allegations against him. He testified that he believed it was likely he would be convicted
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if the matter were to proceed to trial. The District Court also reviewed the affidavit
offered by the State, which included the statements of Brauer and her friend describing
the incident to officers. Brauer stated that Jackson had pulled her hair, broken the mirror
on her car, slashed the tires on her car, pushed her car with his truck, and then pointed a
rifle at her. Brauer’s friend confirmed the account, adding that Jackson had also pushed
her van with his truck. The affidavit also noted that officers had taken photos of the
damaged vehicles at the scene and had observed the women to be visibly shaken and
distressed. This was sufficient to establish that a factual basis existed to support the
charge of criminal endangerment.
¶14 The District Court also adequately determined that Jackson believed the no contest
plea to be in his best interest. Jackson testified that he believed that he would likely be
convicted if the matter went to trial. He wanted to avoid a trial and possible prison
sentence so that he could return to his job and attempt to reconcile with Brauer. He
wanted to receive the benefit of the State’s recommendation of a suspended sentence,
which he believed he was not likely to receive if he were convicted after a trial. He also
understood that he had the option of proceeding to trial with an attorney at no cost.
Jackson’s testimony was sufficient to support the conclusion that he believed the plea
was in his best interest.
¶15 Furthermore, the record supports the conclusion that Jackson’s plea was entered
knowingly and voluntarily. He stated that he understood the nature of the allegations
against him and had received the advice of counsel. He testified that his plea was
voluntary. He understood his plea would result in a conviction. He understood the
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State’s recommendation and was aware that it was not binding on the District Court. He
received the benefit of reduced charges and a suspended sentence.
¶16 The District Court did not err by denying Jackson’s motion to withdraw plea. We
will not overturn a district court’s denial of a motion to withdraw a guilty plea if the
defendant was aware of the consequences of the plea, and the plea was made voluntarily.
Burns v. State, 2012 MT 100, ¶ 6, 365 Mont. 51, 277 P.3d 1238.
¶17 Affirmed.
/S/ MIKE McGRATH
We concur:
/S/ MICHAEL E WHEAT
/S/ BRIAN MORRIS
/S/ LAURIE McKINNON
/S/ PATRICIA COTTER
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