United States Court of Appeals,
Fifth Circuit.
No. 97-10011.
Rebecca SHERROD, Plaintiff-Appellant,
v.
AMERICAN AIRLINES, INC., Defendant-Appellee.
Jan. 27, 1998.
Appeal from the United States District Court for the Northern
District of Texas.
Before POLITZ, Chief Judge, and BENAVIDES and PARKER, Circuit
Judges.
ROBERT M. PARKER, Circuit Judge:
In this employment discrimination case which originated in
state court, the plaintiff-appellant, Rebecca Sherrod, filed suit
against the defendant-appellee, American Airlines, Inc., under the
Texas Worker's Compensation Act, Texas Labor Code Ann. § 451.001 et
seq. (Vernon 1996); the Texas Commission on Human Rights Act
("TCHRA"), Texas Labor Code Ann. § 21.001 et seq. (Vernon 1996);
and the Age Discrimination in Employment Act, 29 U.S.C. § 621 et
seq. After removal to the United States District Court for the
Northern District of Texas on the basis of federal question
jurisdiction, the plaintiff added claims under the Americans with
Disabilities Act, 42 U.S.C. § 12101 et seq. The plaintiff appeals
the order of the district court granting summary judgment for the
defendant on all plaintiff's claims. We affirm in part and reverse
in part.
I.
1
Plaintiff, Rebecca Sherrod, worked as a flight attendant for
Defendant, American Airlines, Inc., from 1968 to 1988. In November
1985, Sherrod received an on-the-job injury to her neck which
required surgery. Sherrod returned to work in 1986, but re-injured
her neck in December 1987 while working as a flight attendant. The
second injury required surgery to correct the cervical fusion
attempted in the first surgery. American Airlines placed Sherrod
on sick leave for a term of five years pursuant to the Collective
Bargaining Agreement ("CBA") entered into by American and the
Association of Professional Flight Attendants. Sherrod, however,
never returned to work.
In December 1990, Sherrod sought reinstatement as a flight
attendant. Dr. Norman McCall, a member of American's medical
department, recommended that Sherrod not return to flight status.
Dr. McCall based his recommendation on an examination conducted by
Dr. Tom Mayer which found that Sherrod could only lift 45 pounds
occasionally, and 25 pounds frequently. Consequently, American
medically disqualified Sherrod from returning to a flight attendant
position. Sherrod's personal physician, Dr. Phillip Williams,
concurred with Dr. Mayer's lifting limitation. Once Sherrod's
personal physician concurred with American's medical staff, the CBA
permitted Sherrod's removal from the list of active flight
attendants.
Sherrod filed a grievance against American for medically
disqualifying her from flight service. In arbitration, the
arbitrator found that American did not violate the CBA. Under the
2
CBA, American could not terminate Sherrod until five years of sick
leave had elapsed without her return to flight duty.
Beginning in 1993, the Personnel Department at American
assisted Sherrod in looking for another position within American.
Sherrod interviewed for one position but was turned down. In March
1994, American offered Sherrod an interview for the same position,
but Sherrod declined the interview and informed April Mott in the
Personnel Department that she had filed an EEOC complaint in an
effort to regain her position as flight attendant. In May 1994,
American terminated Sherrod citing the expiration of her five years
of sick leave and her refusal to interview. The letter of
termination which American sent to Sherrod referred to the March
conversation between Sherrod and Mott. In February 1996, Sherrod
applied for another position with American but learned that she was
ineligible for rehire for any position.
In August 1994, Sherrod filed suit against American in the
District Court of Dallas County claiming violations of the Texas
Worker's Compensation Act § 451.001, the Texas Commission on Human
Rights Act ("TCHRA") and the ADEA. American removed the action to
the U.S. District Court for the Northern District of Texas (Civil
Action No. 3:94-CV-2044-D). The case was assigned to Judge
Fitzwater's court.
Sherrod filed a second lawsuit in October 1994 in the U.S.
District Court for the Northern District of Texas (Civil Action No.
3:94-CV-2250-R), alleging violations of the ADA. Sherrod
incorrectly filed under the second civil action number an Objection
3
to Removal, Motion to Remand, and Brief in Support (together
hereinafter referred to as "Motion to Remand"). On November 1,
1994, Judge Fish, in whose court the second civil action was filed,
ordered the Motion to Remand "unfiled" because it had been filed in
the wrong court. Sherrod did not refile the Motion to Remand under
the correct docket number. On November 28, 1994, Judge Fitzwater
consolidated the two pending cases under Civil Action Number 3:94-
CV-2044-D. In January 1995, Judge Fitzwater denied Sherrod's
Motion to Remand without reference to the fact that the Motion to
Remand had been "unfiled" by the previous court.
In November 1995, Sherrod filed a third lawsuit in federal
court (Civil Action No. 3:95-CV-2769-R) alleging unlawful
retaliation under the ADA and ADEA. 29 U.S.C. § 623(d) (ADEA); 42
U.S.C. § 12203(a)(ADA). These claims were consolidated with the
first lawsuit. In May 1996, the District Court granted American's
motion for summary judgment on Sherrod's ADEA, TCHRA, and Texas
Labor Code § 451.001 claims. In December 1996, the District Court
granted summary judgment for American on Sherrod's remaining
claims.
II.
The plaintiff argues that the district court erred by
overruling her Motion to Remand in violation of federal law
prohibiting the removal of state worker's compensation claims. In
reviewing a district court's denial of a plaintiff's motion to
remand a case from federal court to state court, the Court of
Appeals applies a de novo standard of review. Allen v. R & H Oil
4
& Gas Co., 63 F.3d 1326, 1336 (5th Cir.1995). Before deciding
whether the court's denial of the motion to remand was appropriate,
however, we must first decide whether Sherrod waived her right to
move for remand.
A motion to remand a case on the basis of any defect, other
than lack of subject matter jurisdiction, must be made within
thirty days after notice of removal or the plaintiff loses the
opportunity to move for remand. 28 U.S.C. § 1447(c). Thus, if the
plaintiff objects to removal due to some procedural defect, then a
motion to remand must be made within thirty days. See id. See
also Williams v. AC Spark Plugs Division of General Motors Corp.,
985 F.2d 783, 786 (5th Cir.1993) (discussing waiver of the right to
move for remand under § 1447(c)). Additionally, 28 U.S.C. §
1445(c) precludes the removal of an action to federal court which
arises under the worker's compensation laws of any state. See 28
U.S.C. § 1445(c). Therefore, a waiver of the right to move for a
remand of a state worker's compensation claim depends on whether
the removal of such a claim causes a procedural or jurisdictional
defect. See Williams, 985 F.2d at 786. In Williams, the court
held that the wrongful removal of a state worker's compensation
claim is a procedural defect. Id. Consequently, a plaintiff must
make a motion to remand based on the wrongful removal of a state
worker's compensation claim within thirty days after notice of
removal or the plaintiff waives the opportunity to move for remand.
Id.
American claims that Sherrod waived her objection to removal
5
because the Motion to Remand was filed in the wrong court, ordered
"unfiled" by Judge Fish, and not refiled by Sherrod within thirty
days after notice of removal. Thus, American claims that Sherrod's
Motion to Remand was not properly before the district court after
the two cases were consolidated in Judge Fitzwater's court.
Sherrod did not fail to make the motion to remand within 30 days.
On the contrary, Sherrod made the motion, but made it under the
wrong docket number. When the claims were later consolidated, all
motions filed in the second lawsuit were deemed filed in the
consolidated suit. American filed a response in opposition to the
Motion to Remand in the proper court even though the motion had
been incorrectly filed in Judge Fish's court where the second
lawsuit was pending. Although Sherrod had filed the Motion to
Remand in the wrong court, the district court ruled on the motion
after consolidation as if the motion had been filed in the proper
court.
The district court has power under Federal Rule of Civil
Procedure 60(a) to correct clerical mistakes in judgments, orders,
or other parts of the record at any time on its own initiative.
See Fed.R.Civ.P. 60(a). Although the scope of Rule 60(a) is very
limited, Rule 60(a) may be used to correct "mindless mechanistic
mistakes" which require no additional legal reasoning. In re West
Texas Marketing Corp., 12 F.3d 497, 504 (5th Cir.1994). The
relevant test for the application of Rule 60(a) is "whether the
change affects substantive rights of the parties and is therefore
beyond the scope of Rule 60(a) or is instead a clerical error, a
6
copying or computational mistake, which is correctable under the
Rule." Id.
Although Sherrod filed the Motion to Remand under the
incorrect docket number, the district court corrected the error by
treating the motion as if it were filed under the proper docket
number. American recognized the plaintiff's error and filed a
response in opposition to the motion to remand in the appropriate
court. Thus, treating the motion as if it were filed under the
correct number would not affect any substantive rights of the
parties because both parties had the opportunity to address the
issue of remand. Consequently, Sherrod did not waive her right to
move for remand and such motion was properly before the court.
Because Sherrod did not waive her right to remand, the court
must next determine whether the district court applied the correct
standard when deciding whether to remand Sherrod's § 451.001 claim.
Under 28 U.S.C. § 1441, "except as otherwise expressly provided by
Act of Congress," any civil action filed in state court may be
removed to federal court when the district court would have
original jurisdiction. 28 U.S.C. § 1441(a). Thus, civil actions
filed in state court are generally removable to federal court
unless an Act of Congress expressly prohibits removal. As
previously stated, 28 U.S.C. § 1445(c) prohibits the removal of
actions arising under the worker's compensation laws of a state.1
1
18 U.S.C. § 1445(c), entitled "Nonremovable actions,"
provides:
A civil action in any State court arising under the
workmen's compensation laws of such State may not be
7
Sherrod's claim of retaliatory termination under § 451.001 is a
claim arising under Texas worker's compensation laws. See Jones v.
Roadway Express, Inc., 931 F.2d 1086, 1092 (5th Cir.1991). The
court has previously held that § 1445(c) requires an article 8037c
claim to be remanded when the basis of removal is diversity
jurisdiction.2 See id. American, however, removed Sherrod's §
451.001 claim on the basis of federal question jurisdiction because
Sherrod's § 451.001 claim was coupled with an ADEA claim. In this
appeal, we are presented for the first time with the issue of
whether § 1445(c) prohibits the removal of state worker's
compensation claims when the basis of removal is federal question
jurisdiction.
In deciding this issue, we find persuasive the court's
reasoning in Jones. In Jones, the court declared that it would
broadly interpret § 1445(c) in order to further Congressional
intent toward maintaining state court jurisdiction over worker's
compensation cases filed in state court. See Jones, 931 F.2d at
1092. Although the district court's jurisdiction in Jones was
based on diversity, the court did not distinguish between diversity
and federal question jurisdiction when construing § 1445(c).
American urges us to adopt the interpretation utilized by the
district court in Cedillo v. Valcar Enterprises & Darling Delaware
Co., Inc., 773 F.Supp. 932 (N.D.Tex.1991), which distinguishes
removed to any district court of the United States.
2
Tex.Rev.Civ. Stat. art. 8037c was repealed and recodified
under Tex. Labor Code § 451.001, effective September 1, 1993.
8
between diversity and federal question jurisdiction. In Cedillo,
the district court held that it had subject matter jurisdiction
over the plaintiff's § 451.001 claim through its exercise of
supplemental jurisdiction because the state worker's compensation
claim was pendant to a federal question. Thus, the Cedillo court
drew a distinction between diversity and federal question
jurisdiction by concluding that § 1445(c) did not prohibit removal
of a state worker's compensation claim when joined with a pendant
federal claim.
Sherrod, on the other hand, urges us to adopt Humphrey v.
Sequentia, Inc., 58 F.3d 1238 (8th Cir.1995). In Humphrey, the
Eighth Circuit stated that § 1445(c) prohibits removal of state
worker's compensation claims regardless of whether the district
court's original jurisdiction is based on diversity or federal
question jurisdiction. Humphrey, 58 F.3d at 1245. American argues
that the Eighth Circuit did not rely on any authority when it
established this premise. In support of the Eighth Circuit's
proposition, the statutory language draws no distinction between
diversity and federal question jurisdiction. A plain reading of
the statute lends credence to the proposition that § 1445(c)
prohibits the removal of any state worker's compensation claims.
Consequently, we hold that § 1445(c) prohibits removal of state
worker's compensation claims regardless of whether jurisdiction is
based on diversity or federal question.3
3
In Kay v. Home Indemnity Co., the court noted its reluctance
"to strain to find a way to entertain workmen's compensation
suits." 337 F.2d 898, 901 (5th Cir.1964).
9
In denying Sherrod's Motion to Remand, the district court
concluded that § 1445(c) does not prevent a district court from
exercising supplemental jurisdiction over state worker's
compensation claims when joined with a federal question. Because
the language of § 1445(c) is clear and the court's decision in
Jones does not distinguish between removal based on diversity and
federal question jurisdiction, the district court erred by failing
to sever and remand the state worker's compensation claims. Thus,
we reverse the district court's order denying Sherrod's Motion to
Remand.4
III.
Sherrod argues that the district court erred by granting
summary judgment for American on plaintiff's ADA claim.5 In
employment discrimination cases, the court reviews summary
judgments de novo, applying the same standard as the district
court. See Waltman v. International Paper Co., 875 F.2d 468, 474
(5th Cir.1989). In order to make a prima facie case of
4
After reversing the order of the district court denying the
plaintiff's motion to remand, the issue of whether the district
court erred by granting American's motion for summary judgment
regarding the causal connection between the worker's compensation
claim and Sherrod's termination becomes moot.
5
The court need not address whether the plaintiff raised a
genuine issue of material fact regarding her claims for
discrimination under the ADEA and TCHRA. Sherrod waived review of
these issues by not briefing them in the Argument of her brief.
See Williams v. Time Warner Operation, Inc., 98 F.3d 179, 183 n. 5
(5th Cir.1996); Harris v. Plastics Mfg. Co., 617 F.2d 438, 440
(5th Cir.1980). See also Fed. R.App. P. 28 (stating the
requirement that the appellant's brief include an argument for each
issue). Thus, we affirm the order of the district court granting
summary judgment for American on the plaintiff's ADEA and TCHRA
claims without reviewing the merits of the claims.
10
discrimination under the ADA, a plaintiff must establish that she
is a qualified individual with a disability and that the negative
employment action occurred because of the disability. See 42
U.S.C. § 12112(a). Therefore, the plaintiff must first establish
that she has a disability. See Bridges v. City of Bossier, 92 F.3d
329, 332 (5th Cir.1996), cert. denied, --- U.S. ----, 117 S.Ct.
770, 136 L.Ed.2d 715 (1997). The term "disability" encompasses the
following: (1) a mental or physical impairment that substantially
limits one or more major life activities of an individual, (2) a
record of such an impairment, or (3) being regarded as having such
an impairment. See 42 U.S.C. § 12102(2); 29 C.F.R. § 1630.2(g).
First, Sherrod has failed to produce evidence establishing a
genuine issue as to whether she has a physical impairment that
substantially limits a major life activity. See 42 U.S.C. §
12102(2)(A). Under the regulations promulgated by the Equal
Employment Opportunity Commission, the term "substantially limits"
means:
(i) unable to perform a major life activity that the average
person in the general population can perform; or
(ii) significantly restricted as to the condition, manner or
duration under which an individual can perform a particular
major life activity as compared to the condition, manner, or
duration under which the average person in the general
population can perform that same major life activity.
29 C.F.R. § 1630.2(j)(1). Additionally, a "major life activity"
consists of such tasks as "caring for oneself, performing manual
tasks, walking, seeing, hearing, speaking, breathing, learning and
working." 29 C.F.R. § 1630.2(i). Whether an impairment
substantially limits a major life activity depends on the following
11
factors: (1) the nature and severity of the impairment, (2) the
duration or expected duration of the impairment, and (3) the
permanent or expected long term impact. See 29 C.F.R. §
1630.2(j)(2). In addition to the factors listed in § 1630.2(j)(2),
a court may also look at the following factors when determining
whether an individual is substantially limited in the major life
activity of working:
(A) The geographical area to which the individual has
reasonable access;
(B) The job from which the individual has been
disqualified because of an impairment, and the number and
types of jobs utilizing similar training, knowledge, skills,
or abilities, within that geographical area, from which the
individual is also disqualified because of the impairment
(class of jobs); and/or
(C) The job from which the individual has been
disqualified because of an impairment, and the number and
types of other jobs not utilizing similar training, knowledge,
skills, or abilities, within that geographical area, from
which the individual is also disqualified because of the
impairment (broad range of jobs in various classes).
29 C.F.R. § 1630.2(j)(3)(ii).
Sherrod attempts to establish that her back injury caused a
substantial limitation in the major life activities of lifting and
working. To determine whether an individual is substantially
limited in a major life activity other than working, the court
looks to whether that person can perform the normal activities of
daily living. See Ray v. Glidden Co., 85 F.3d 227, 229 (5th
Cir.1996)(citing Dutcher v. Ingalls Shipbuilding, 53 F.3d 723, 726
(5th Cir.1995)). In attempting to prove a substantial limitation
on lifting, Sherrod produced medical evidence that she is
restricted to lifting forty-five pounds occasionally and twenty
12
pounds frequently. Sherrod's evidence, however, tends to prove
only that she is limited from heavy lifting, not the routine duties
of daily living. Although the evidence propounded by Sherrod tends
to confirm a restriction on heavy lifting, such evidence alone is
insufficient for a reasonable jury to find a substantial limitation
on a major life activity. See Ray v. Glidden Co., 85 F.3d 227,
(5th Cir.1996); Dutcher v. Ingalls Shipbuilding, 53 F.3d 723, 726
(5th Cir.1995).
Sherrod attempts to establish a substantial limitation on the
major life activity of working through evidence of her heavy
lifting restriction. In order to establish a substantial
limitation on working, the claimant must demonstrate a significant
restriction in the ability to perform either a class of jobs or a
broad range of jobs in various classes. See Dutcher, 53 F.3d at
727 (citing 29 C.F.R. § 1630.2(j)(3)(i)). Evidence of
disqualification from a single position or narrow range of jobs
will not support a finding that an individual is substantially
limited from the major life activity of working. See Dutcher, 53
F.3d at 727. See also Chandler v. City of Dallas, 2 F.3d 1385,
1392 (5th Cir.1993)("An impairment that affects only a narrow range
of jobs can be regarded either as not reaching a major life
activity or as not substantially limiting one.").
Much of the evidence adduced by Sherrod pertains to the nature
and duration of her injury. Based on medical restrictions on heavy
lifting, the plaintiff broadly asserts that she cannot perform any
job requiring even medium lifting. Sherrod fails to bolster her
13
claims of disqualification from a broad range of jobs by presenting
evidence of the number and types of jobs from which she is
disqualified, or evidence that her training and skills limit her to
jobs requiring heavy lifting. See 29 C.F.R. § 1630.2(j)(3)(ii).
Although a plaintiff need not submit evidence of each factor listed
in 29 C.F.R. § 1630.2(j)(3)(ii), the evidence presented by Sherrod
regarding the nature and severity of her injury fails to establish
her disqualification from a broad range or class of jobs. The
evidence produced by Sherrod only tends to prove disqualification
from one job, that of flight attendant. Thus, Sherrod has failed
to adduce evidence sufficient for a reasonable jury to find a
substantial limitation on the major life activity of working.
Second, Sherrod has also failed to produce evidence that she
has a record of impairment. See 42 U.S.C. § 12102(2)(B). Although
the ADA does not define "record of impairment," the regulations
provide: "Has a record of such impairment means has a history of,
or has been misclassified as having, a mental or physical
impairment that substantially limits one or more of the major life
activities." 29 C.F.R. § 1630.2(k) (1996). Therefore, in order to
make out a claim for discrimination based on a record of
impairment, the plaintiff must show that at some point in the past,
she was classified or misclassified as having a mental or physical
impairment that substantially limits a major life activity. See
Burch v. Coca-Cola Co., 119 F.3d 305, 321 (5th Cir.1997). Sherrod
points to her prior back surgery and disability leave of absence as
evidence of a record of impairment. Although Sherrod's evidence
14
tends to prove she has a record of impairment, the evidence fails
to show that the impairment substantially limits a major life
activity. See Ray v. Glidden Co., 85 F.3d 227, 229 (5th Cir.1996).
Consequently, Sherrod has failed to raise a genuine issue regarding
whether she has a record of impairment limiting a major life
activity.
Third, Sherrod has failed to produce evidence that American
regarded her as disabled. See 42 U.S.C. § 12102(2)(C). Under the
regulations promulgated by the EEOC, the "regarded as" language
means:
(1) Has a physical or mental impairment that does not
substantially limit major life activities but is treated by a
covered entity as constituting such limitation;
(2) Has a physical or mental impairment that
substantially limits major life activities only as a result of
the attitudes of others toward such impairment; or
(3) Has none of the impairments defined in paragraphs
(h)(1) or (2) of [§ 1630.2] but is treated by a covered entity
as having a substantially limiting impairment.6
29 C.F.R. § 1630.2(l ). See Burch v. Coca-Cola Co., 119 F.3d 305,
322 (5th Cir.1997); Bridges v. City of Bossier, 92 F.3d 329, 332
(5th Cir.1996). In Bridges, the court held that in order for an
6
The impairments listed in subsection (h) include:
(1) Any physiological disorder, or condition, cosmetic
disfigurement, or anatomical loss affecting one or more of the
following body systems: neurological, musculoskeletal,
special sense organs, respiratory (including speech organs),
cardiovascular, reproductive, digestive, genito-urinary, hemic
and lymphatic, skin, and endocrine; or
(2) Any mental or psychological disorder, such as mental
retardation, organic brain syndrome, emotional or mental
illness, and specific learning disabilities.
15
employer to have regarded an impairment as substantially limiting
in the activity of working, the employer must regard an individual
as significantly restricted in the ability to perform a class or
broad range of jobs. Bridges, 92 F.3d at 332. Sherrod attempts to
prove that she was regarded as disabled by American through its
refusal to approve her for flight duty due to the fear of
re-injury. There is undisputed evidence which shows that American
attempted to place Sherrod in other positions for which American
did not deem her disqualified due to her back condition. Such
evidence could only permit a reasonable jury to conclude that
American believed Sherrod to be qualified for other positions.
Thus, we hold that American did not regard Sherrod as disabled.
Because Sherrod did not produce evidence establishing a
genuine issue regarding her status as a qualified individual with
a disability, we affirm the district court's grant of summary
judgment on the ADA claims.
IV.
Finally, Sherrod asserts that the district court erred by
granting summary judgment for American on her claims of unlawful
retaliation under the ADA and ADEA. See 29 U.S.C. § 623(d) (ADEA);
42 U.S.C. § 12203(a)(ADA). In employment discrimination cases, the
court reviews summary judgments de novo, applying the same standard
as the district court. See Waltman v. International Paper Co., 875
F.2d 468, 474 (5th Cir.1989).
As a threshold issue, the plaintiff argues that the district
court erred by applying the burden shifting analysis of McDonnell
16
Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668
(1973). Sherrod contends that Mt. Healthy City School Dist. Bd. of
Educ. v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977),
provides the appropriate burden-shifting framework for unlawful
retaliation claims under the ADA and ADEA.7 Mt. Healthy, however,
applies only to retaliation claims founded upon violations of
constitutional rights. See Mt. Healthy City School Dist. Bd. of
Educ. v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471
(1977)(free speech); North Mississippi Communications, Inc. v.
Jones, 874 F.2d 1064, 1068 (5th Cir.1989)(free speech). Therefore,
the district court did not err by holding that McDonnell Douglas
provides the appropriate burden-shifting analysis for claims of
unlawful retaliation under the ADA or ADEA. See Grizzle v.
Travelers Health Network, Inc., 14 F.3d 261, 267 (5th Cir.1994)
(applying McDonnell Douglas to an ADEA claim); cf. Long v.
Eastfield College, 88 F.3d 300, 304 (5th Cir.1996) (applying
McDonnell Douglas to Title VII unlawful retaliation cases).
Under McDonnell Douglas, if the plaintiff can establish a
prima facie case of retaliation, the burden shifts to the defendant
to come forward with a legitimate, non-discriminatory reason for
7
Sherrod attempts to recharacterize the factual background of
this case as a "mixed motives" discharge. See, e.g., Carter v.
South Central Bell Tel. Co., 912 F.2d 832, 843 (5th
Cir.1990)(explaining the burden of proof in a mixed motives
discharge). Sherrod never established, nor did American concede
that an illegal motive played a part in Sherrod's discharge. Thus,
the mixed motives analysis does not apply.
17
the adverse employment action.8 See McDonnell Douglas, 411 U.S. at
802, 93 S.Ct. at 1824; Grizzle, 14 F.3d at 267. If the defendant
advances a legitimate reason for the adverse employment action,
then the plaintiff must adduce sufficient evidence that would
permit a reasonable trier of fact to find that the proffered reason
is a pretext for retaliation. See McDonnell Douglas, 411 U.S. at
804, 93 S.Ct. at 1825; Grizzle, 14 F.3d at 267. Therefore, the
ultimate issue is whether the employer unlawfully retaliated
against the employee for exercising protected activity. The
ultimate issue of retaliation requires the employee to prove that
the adverse employment action would not have occurred "but-for" the
protected activity. See Long v. Eastfield College, 88 F.3d 300,
308 (5th Cir.1996). The plaintiff must reveal a conflict in
substantial evidence on the ultimate issue of retaliation in order
to withstand a motion for summary judgment. See Rhodes v.
Guiberson Oil Tools, 75 F.3d 989, 993 (5th Cir.1996)(en banc).
Evidence is substantial if it is of "such quality and weight that
reasonable and fair minded persons in the exercise of impartial
judgment might reach different conclusions." Id. (citing Boeing
Co. v. Shipman, 411 F.2d 365, 375 (5th Cir.1969)(en banc)).
Sherrod has made a prima facie case of retaliation. First,
8
A plaintiff establishes a prima facie case of unlawful
retaliation by proving (1) that she engaged in protected activity,
(2) that an adverse employment action occurred, and (3) that a
causal link existed between the protected activity and the adverse
employment action. Long, 88 F.3d at 305 n. 4. The burden of
establishing the "causal link" in the prima facie case is much less
onerous than the burden of proving "but-for" causation required for
the determination of the ultimate issue of retaliation. Id.
18
Sherrod engaged in protected activity by filing EEOC complaints
against American based on the reasonable belief that American's
actions violated the ADA and ADEA. Second, American took adverse
action against Sherrod by terminating her employment and listing
her as ineligible for rehire. And third, Sherrod established a
causal link between the EEOC complaints and her subsequent
termination.
In order to establish the causal link between the protected
conduct and the illegal employment action as required by the prima
facie case, the evidence must show that the employer's decision to
terminate was based in part on knowledge of the employee's
protected activity. A causal link can be established by evidence
that the ultimate decision maker, with final authority to hire and
fire subordinate employees, merely "rubber stamped" a
recommendation to terminate made by an employee with knowledge of
the complaint. See Long, 88 F.3d at 307. The causal link,
however, can be severed if there is evidence that the ultimate
decision maker did not merely "rubber stamp" the recommendation of
the employee with knowledge of the protected activity, but
conducted an independent investigation into the circumstances
surrounding the employee's termination. See id.
Sherrod has introduced evidence that the ultimate decision
maker, Patrick Walsh, signed the termination letter written by
Scott Dennett in which references were made to Sherrod's
conversation with April Mott regarding the EEOC complaints. There
is no evidence that Walsh conducted an independent investigation
19
into the circumstances surrounding Sherrod's termination. Such an
independent investigation would have severed the causal link
between Dennett's knowledge of the EEOC complaint and Sherrod's
termination. Thus, Sherrod has introduced evidence allowing a
reasonable trier of fact to find a causal link between the EEOC
complaint and the termination.
Because Sherrod made a prima facie case of retaliation, the
burden then shifted to American to give a legitimate,
nondiscriminatory explanation for the action it took against
Sherrod. American satisfied this burden by asserting that the
negative employment action was based on Sherrod's refusal to
interview for positions and that Sherrod's five years of sick leave
had expired.
The burden then shifted back to Sherrod to show that the
adverse employment action would not have occurred "but for" her
EEOC claims. Sherrod failed to meet this burden. Although Sherrod
produced unsubstantiated evidence that American does not have a
policy of terminating employees for declining interviews or listing
former employees as ineligible for rehire, this evidence is not
sufficient to overcome American's legitimate, nondiscriminatory
explanation for the action it took against Sherrod. American
refuted any hint of retaliation by producing evidence that Sherrod
declined to interview for any position other than flight attendant,
for which she had already received five years of disability pay due
to medical inability to perform the duties. Viewing the summary
judgment evidence in the light most favorable to Sherrod, a
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"reasonable and fair minded person" would conclude that the
explanation proffered by American was not a pretext for unlawful
retaliation. Thus, Sherrod has failed to establish that she would
not have been terminated but for the previous EEOC complaints. See
Long, 88 F.3d at 308. Consequently, a genuine issue of fact does
not exist as to whether American unlawfully retaliated against
Sherrod. We affirm the order of the district court granting
summary judgment in favor of the defendant on the plaintiff's
federal retaliation claims.
V.
Based on the foregoing, the district court erred by denying
the plaintiff's motion to remand because 28 U.S.C. § 1445(c)
precludes removal of claims arising under the worker's compensation
laws of any state; the district court did not err by granting
summary judgment for defendant on plaintiff's claims of
discrimination under the ADA, ADEA, and TCHRA; and the plaintiff
failed to raise a genuine issue of material fact regarding unlawful
retaliation under the ADA and ADEA. Consequently, the order of the
district court is AFFIRMED insofar as it grants summary judgment
for the defendant on plaintiff's ADA and ADEA discrimination
claims, REVERSED with further instructions for the district court
to remand to state court the state worker's compensation claims
filed under Texas Labor Code § 451.001, and AFFIRMED insofar as the
order grants summary judgment for the defendant on the plaintiff's
federal retaliation claims.
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