(Slip Opinion) OCTOBER TERM, 2007 1
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
being done in connection with this case, at the time the opinion is issued.
The syllabus constitutes no part of the opinion of the Court but has been
prepared by the Reporter of Decisions for the convenience of the reader.
See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
GILES v. CALIFORNIA
CERTIORARI TO THE SUPREME COURT OF CALIFORNIA
No. 07–6053. Argued April 22, 2008—Decided June 25, 2008
At petitioner Giles’ murder trial, the court allowed prosecutors to intro-
duce statements that the murder victim had made to a police officer
responding to a domestic violence call. Giles was convicted. While
his appeal was pending, this Court held that the Sixth Amendment’s
Confrontation Clause gives defendants the right to cross-examine
witnesses who give testimony against them, except in cases where an
exception to the confrontation right was recognized at the founding.
Crawford v. Washington, 541 U. S. 36, 53–54. The State Court of
Appeal concluded that the Confrontation Clause permitted the trial
court to admit into evidence the unconfronted testimony of the mur-
der victim under a doctrine of forfeiture by wrongdoing. It concluded
that Giles had forfeited his right to confront the victim’s testimony
because it found Giles had committed the murder for which he was
on trial—an intentional criminal act that made the victim unavail-
able to testify. The State Supreme Court affirmed on the same
ground.
Held: The California Supreme Court’s theory of forfeiture by wrongdo-
ing is not an exception to the Sixth Amendment’s confrontation re-
quirement because it was not an exception established at the found-
ing. Pp. 3–20; 22–24.
(a) Common-law courts allowed the introduction of statements by
an absent witness who was “detained” or “kept away” by “means or
procurement” of the defendant. Cases and treatises indicate that this
rule applied only when the defendant engaged in conduct designed to
prevent the witness from testifying. Pp. 4–7.
(b) The manner in which this forfeiture rule was applied makes
plain that unconfronted testimony would not be admitted without a
showing that the defendant intended to prevent a witness from testi-
fying. In cases where the evidence suggested that the defendant
2 GILES v. CALIFORNIA
Syllabus
wrongfully caused the absence of a witness, but had not done so to
prevent the witness from testifying, unconfronted testimony was ex-
cluded unless it fell within the separate common-law exception to the
confrontation requirement for statements made by speakers who
were both on the brink of death and aware that they were dying.
Pp. 7–11.
(c) Not only was California’s proposed exception to the confronta-
tion right plainly not an “exceptio[n] established at the time of the
founding,” Crawford, supra, at 54; it is not established in American
jurisprudence since the founding. No case before 1985 applied forfei-
ture to admit statements outside the context of conduct designed to
prevent a witness from testifying. The view that the exception ap-
plies only when the defendant intends to make a witness unavailable
is also supported by modern authorities, such as Federal Rule of Evi-
dence 804(b)(6), which “codifies the forfeiture doctrine,” Davis v.
Washington, 547 U. S 813, 833. Pp. 11–14.
(d) The dissent’s contention that no testimony would come in at
common law under a forfeiture theory unless it was confronted is not
supported by the cases. In any event, if the dissent’s theory were
true, it would not support a broader forfeiture exception but would
eliminate the forfeiture exception entirely. Previously confronted tes-
timony by an unavailable witness is always admissible, wrongful pro-
curement or not. See Crawford, supra, at 68. Pp. 15–20.
(e) Acts of domestic violence are often intended to dissuade a vic-
tim from resorting to outside help. A defendant’s prior abuse, or
threats of abuse, intended to dissuade a victim from resorting to out-
side help would be highly relevant to determining the intent of a de-
fendant’s subsequent act causing the witness’s absence, as would evi-
dence of ongoing criminal proceedings at which the victim would have
been expected to testify. Here, the state courts did not consider Giles’
intent, which they found irrelevant under their interpretation of the
forfeiture doctrine. They are free to consider intent on remand. Pp.
23–24.
40 Cal. 4th 833, 152 P. 3d 433, vacated and remanded.
SCALIA, J., delivered the opinion of the Court, except as to Part II–D–
2. ROBERTS, C. J., and THOMAS and ALITO, JJ., joined that opinion in
full, and SOUTER and GINSBURG, JJ., joined as to all but Part II–D–2.
THOMAS, J., and ALITO, J., filed concurring opinions. SOUTER, J., filed
an opinion concurring in part, in which GINSBURG, J., joined. BREYER,
J., filed a dissenting opinion, in which STEVENS and KENNEDY, JJ.,
joined.
Cite as: 554 U. S. ____ (2008) 1
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the
preliminary print of the United States Reports. Readers are requested to
notify the Reporter of Decisions, Supreme Court of the United States, Wash-
ington, D. C. 20543, of any typographical or other formal errors, in order
that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
_________________
No. 07–6053
_________________
DWAYNE GILES, PETITIONER v. CALIFORNIA
ON WRIT OF CERTIORARI TO THE SUPREME COURT
OF CALIFORNIA
[June 25, 2008]
JUSTICE SCALIA delivered the opinion of the Court,
except as to Part II–D–2.
We consider whether a defendant forfeits his Sixth
Amendment right to confront a witness against him when
a judge determines that a wrongful act by the defendant
made the witness unavailable to testify at trial.
I
On September 29, 2002, petitioner Dwayne Giles shot
his ex-girlfriend, Brenda Avie, outside the garage of his
grandmother’s house. No witness saw the shooting, but
Giles’ niece heard what transpired from inside the house.
She heard Giles and Avie speaking in conversational
tones. Avie then yelled “Granny” several times and a
series of gunshots sounded. Giles’ niece and grandmother
ran outside and saw Giles standing near Avie with a gun
in his hand. Avie, who had not been carrying a weapon,
had been shot six times. One wound was consistent with
Avie’s holding her hand up at the time she was shot,
another was consistent with her having turned to her side,
and a third was consistent with her having been shot
while lying on the ground. Giles fled the scene after the
shooting. He was apprehended by police about two weeks
2 GILES v. CALIFORNIA
Opinion of the Court
later and charged with murder.
At trial, Giles testified that he had acted in self-defense.
Giles described Avie as jealous, and said he knew that she
had once shot a man, that he had seen her threaten people
with a knife, and that she had vandalized his home and
car on prior occasions. He said that on the day of the
shooting, Avie came to his grandmother’s house and
threatened to kill him and his new girlfriend, who had
been at the house earlier. He said that Avie had also
threatened to kill his new girlfriend when Giles and Avie
spoke on the phone earlier that day. Giles testified that
after Avie threatened him at the house, he went into the
garage and retrieved a gun, took the safety off, and started
walking toward the back door of the house. He said that
Avie charged at him, and that he was afraid she had
something in her hand. According to Giles, he closed his
eyes and fired several shots, but did not intend to kill
Avie.
Prosecutors sought to introduce statements that Avie
had made to a police officer responding to a domestic-
violence report about three weeks before the shooting.
Avie, who was crying when she spoke, told the officer that
Giles had accused her of having an affair, and that after
the two began to argue, Giles grabbed her by the shirt,
lifted her off the floor, and began to choke her. According
to Avie, when she broke free and fell to the floor, Giles
punched her in the face and head, and after she broke free
again, he opened a folding knife, held it about three feet
away from her, and threatened to kill her if he found her
cheating on him. Over Giles’ objection, the trial court
admitted these statements into evidence under a provision
of California law that permits admission of out-of-court
statements describing the infliction or threat of physical
injury on a declarant when the declarant is unavailable to
testify at trial and the prior statements are deemed trust-
worthy. Cal. Evid. Code Ann. §1370 (West Supp. 2008).
Cite as: 554 U. S. ____ (2008) 3
Opinion of the Court
A jury convicted Giles of first-degree murder. He ap-
pealed. While his appeal was pending, this Court decided
in Crawford v. Washington, 541 U. S. 36, 53–54 (2004),
that the Confrontation Clause requires that a defendant
have the opportunity to confront the witnesses who give
testimony against him, except in cases where an exception
to the confrontation right was recognized at the time of
the founding. The California Court of Appeal held that
the admission of Avie’s unconfronted statements at Giles’
trial did not violate the Confrontation Clause as construed
by Crawford because Crawford recognized a doctrine of
forfeiture by wrongdoing. 19 Cal. Rptr. 3d 843, 847 (2004)
(officially depublished). It concluded that Giles had for-
feited his right to confront Avie because he had committed
the murder for which he was on trial, and because his
intentional criminal act made Avie unavailable to testify.
The California Supreme Court affirmed on the same
ground. 40 Cal. 4th 833, 837, 152 P. 3d 433, 435 (2007).
We granted certiorari. 552 U. S. ___ (2008).
II
The Sixth Amendment provides that “[i]n all criminal
prosecutions, the accused shall enjoy the right . . . to be
confronted with the witnesses against him.” The Amend-
ment contemplates that a witness who makes testimonial
statements admitted against a defendant will ordinarily
be present at trial for cross-examination, and that if the
witness is unavailable, his prior testimony will be intro-
duced only if the defendant had a prior opportunity to
cross-examine him. Crawford, 541 U. S., at 68. The State
does not dispute here, and we accept without deciding,
that Avie’s statements accusing Giles of assault were
testimonial. But it maintains (as did the California Su-
preme Court) that the Sixth Amendment did not prohibit
prosecutors from introducing the statements because an
exception to the confrontation guarantee permits the use
4 GILES v. CALIFORNIA
Opinion of the Court
of a witness’s unconfronted testimony if a judge finds, as
the judge did in this case, that the defendant committed a
wrongful act that rendered the witness unavailable to
testify at trial. We held in Crawford that the Confronta-
tion Clause is “most naturally read as a reference to the
right of confrontation at common law, admitting only
those exceptions established at the time of the founding.”
Id., at 54. We therefore ask whether the theory of forfei-
ture by wrongdoing accepted by the California Supreme
Court is a founding-era exception to the confrontation
right.
A
We have previously acknowledged that two forms of
testimonial statements were admitted at common law
even though they were unconfronted. See id., at 56, n. 6,
62. The first of these were declarations made by a speaker
who was both on the brink of death and aware that he was
dying. See, e.g., King v. Woodcock, 1 Leach 500, 501–504,
168 Eng. Rep. 352, 353–354 (1789); State v. Moody, 3 N. C.
31 (Super. L. & Eq. 1798); United States v. Veitch, 28 F.
Cas. 367, 367–368 (No. 16,614) (CC DC 1803); King v.
Commonwealth, 4 Va. 78, 80–81 (Gen. Ct. 1817). Avie did
not make the unconfronted statements admitted at Giles’
trial when she was dying, so her statements do not fall
within this historic exception.
A second common-law doctrine, which we will refer to as
forfeiture by wrongdoing, permitted the introduction of
statements of a witness who was “detained” or “kept
away” by the “means or procurement” of the defendant.
See, e.g., Lord Morley’s Case, 6 How. St. Tr. 769, 771 (H. L.
1666) (“detained”); Harrison’s Case, 12 How. St. Tr. 833,
851 (H. L. 1692) (“made him keep away”); Queen v. Scaife,
117 Q. B. 238, 242, 117 Eng. Rep. 1271, 1273 (K. B. 1851)
(“kept away”); see also 2 W. Hawkins, Pleas of the Crown
425 (4th ed. 1762) (hereinafter Hawkins) (same); T. Peake,
Cite as: 554 U. S. ____ (2008) 5
Opinion of the Court
Compendium of the Law of Evidence 62 (2d ed. 1804)
(“sent” away); 1 G. Gilbert, Law of Evidence 214 (1791)
(“detained and kept back from appearing by the means
and procurement of the prisoner”). The doctrine has roots
in the 1666 decision in Lord Morley’s Case, at which
judges concluded that a witness’s having been “detained
by the means or procurement of the prisoner,” provided a
basis to read testimony previously given at a coroner’s
inquest. 6 How. St. Tr., at 770–771. Courts and commen-
tators also concluded that wrongful procurement of a
witness’s absence was among the grounds for admission of
statements made at bail and committal hearings con-
ducted under the Marian statutes, which directed justices
of the peace to take the statements of felony suspects and
the persons bringing the suspects before the magistrate,
and to certify those statements to the court, Crawford,
supra, at 43–44; J. Langbein, Prosecuting Crime in the
Renaissance 10–12, 16–20 (1974). See 2 Hawkins 429.
This class of confronted statements was also admissible if
the witness who made them was dead or unable to travel.
Ibid.
The terms used to define the scope of the forfeiture rule
suggest that the exception applied only when the defen-
dant engaged in conduct designed to prevent the witness
from testifying. The rule required the witness to have
been “kept back” or “detained” by “means or procurement”
of the defendant. Although there are definitions of “pro-
cure” and “procurement” that would merely require that a
defendant have caused the witness’s absence, other defini-
tions would limit the causality to one that was designed to
bring about the result “procured.” See 2 N. Webster, An
American Dictionary of the English Language (1828)
(defining “procure” as “to contrive and effect” (emphasis
added)); ibid. (defining “procure” as “to get; to gain; to
obtain; as by request, loan, effort, labor or purchase”); 12
Oxford English Dictionary 559 (2d ed. 1989) (def. I(3))
6 GILES v. CALIFORNIA
Opinion of the Court
(defining “procure” as “[t]o contrive or devise with care (an
action or proceeding); to endeavour to cause or bring about
(mostly something evil) to or for a person”). Similarly,
while the term “means” could sweep in all cases in which a
defendant caused a witness to fail to appear, it can also
connote that a defendant forfeits confrontation rights
when he uses an intermediary for the purpose of making a
witness absent. See 9 id., at 516 (“[A] person who inter-
cedes for another or uses influence in order to bring about
a desired result”); N. Webster, An American Dictionary of
the English Language 822 (1869) (“That through which, or
by the help of which, an end is attained”).
Cases and treatises of the time indicate that a purpose-
based definition of these terms governed. A number of
them said that prior testimony was admissible when a
witness was kept away by the defendant’s “means and
contrivance.” See 1 J. Chitty, A Practical Treatise on the
Criminal Law 81 (1816) (“kept away by the means and
contrivance of the prisoner”); S. Phillipps, A Treatise on
the Law of Evidence 165 (1814) (“kept out of the way by
the means and contrivance of the prisoner”); Drayton v.
Wells, 10 S. C. L. 409, 411 (S. C. 1819) (“kept away by the
contrivance of the opposite party”). This phrase requires
that the defendant have schemed to bring about the ab-
sence from trial that he “contrived.” Contrivance is com-
monly defined as the act of “inventing, devising or plan-
ning,” 1 Webster, supra, at 47, “ingeniously endeavoring
the accomplishment of anything,” “the bringing to pass by
planning, scheming, or stratagem,” or “[a]daption of
means to an end; design, intention,” 3 Oxford English
Dictionary, supra, at 850.1
——————
1 The dissent asserts that a defendant could have “contrived, i.e.,
devised or planned . . . to murder a victim” without the purpose of
keeping the victim away from trial. See post, at 12 (opinion of
BREYER, J.). But that would not be contriving to keep the witness
away. The dissent further suggests that these authorities are irrele-
Cite as: 554 U. S. ____ (2008) 7
Opinion of the Court
An 1858 treatise made the purpose requirement more
explicit still, stating that the forfeiture rule applied when
a witness “had been kept out of the way by the prisoner, or
by some one on the prisoner’s behalf, in order to prevent
him from giving evidence against him.” E. Powell, The
Practice of the Law of Evidence 166 (1st ed. 1858) (empha-
sis added). The wrongful-procurement exception was
invoked in a manner consistent with this definition. We
are aware of no case in which the exception was invoked
although the defendant had not engaged in conduct de-
signed to prevent a witness from testifying, such as offer-
ing a bribe.
B
The manner in which the rule was applied makes plain
that unconfronted testimony would not be admitted with-
out a showing that the defendant intended to prevent a
witness from testifying. In cases where the evidence
suggested that the defendant had caused a person to be
absent, but had not done so to prevent the person from
testifying—as in the typical murder case involving accusa-
torial statements by the victim—the testimony was ex-
cluded unless it was confronted or fell within the dying-
declaration exception. Prosecutors do not appear to have
even argued that the judge could admit the unconfronted
statements because the defendant committed the murder
for which he was on trial.
Consider King v. Woodcock. William Woodcock was
accused of killing his wife, Silvia, who had been beaten
——————
vant because “the relevant phrase” in Lord Morley’s Case itself is “ ‘by
means or procurement’ ” of the defendant and means “may, or may not,
refer to an absence that the defendant desired, as compared to an
absence that the defendant caused.” Post, at 12–13 (emphasis added).
But the authorities we cited resolve this ambiguity in favor of purpose
by substituting for the “means or procurement” of Lord Morley’s Case
either “contrivance” or “means and contrivance.” (Emphasis added.)
8 GILES v. CALIFORNIA
Opinion of the Court
and left near death. A Magistrate took Silvia Woodcock’s
account of the crime, under oath, and she died about 48
hours later. The judge stated that “[g]reat as a crime of
this nature must always appear to be, yet the inquiry into
it must proceed upon the rules of evidence.” 1 Leach, at
500, 168 Eng. Rep., at 352. Aside from testimony given at
trial in the presence of the prisoner, the judge said, there
were “two other species which are admitted by law: The
one is the dying declaration of a person who has received a
fatal blow; the other is the examination of a prisoner, and
the depositions of the witnesses who may be produced
against him” taken under the Marian bail and committal
statutes. Id., at 501, 168 Eng. Rep., at 352–353 (footnote
omitted). Silvia Woodcock’s statement could not be admit-
ted pursuant to the Marian statutes because it was uncon-
fronted—the defendant had not been brought before the
examining Magistrate and “the prisoner therefore had no
opportunity of contradicting the facts it contains.” Id., at
502, 168 Eng. Rep., at 353. Thus, the statements were
admissible only if the witness “apprehended that she was
in such a state of mortality as would inevitably oblige her
soon to answer before her Maker for the truth or falsehood
of her assertions.” Id., at 503, 168 Eng. Rep., at 353–354
(footnote omitted). Depending on the account one credits,
the court either instructed the jury to consider the state-
ments only if Woodcock was “in fact under the apprehen-
sion of death,” id., at 504, 168 Eng. Rep., at 354, or deter-
mined for itself that Woodcock was “quietly resigned and
submitting to her fate” and admitted her statements into
evidence, 1 E. East, Pleas of the Crown 356 (1803).
King v. Dingler, 2 Leach 561, 168 Eng. Rep. 383 (1791),
applied the same test to exclude unconfronted statements
by a murder victim. George Dingler was charged with
killing his wife Jane, who suffered multiple stab wounds
that left her in the hospital for 12 days before she died.
The day after the stabbing, a Magistrate took Jane Din-
Cite as: 554 U. S. ____ (2008) 9
Opinion of the Court
gler’s deposition—as in Woodcock, under oath—“of the
facts and circumstances which had attended the outrage
committed upon her.” 2 Leach, at 561, 168 Eng. Rep., at
383. George Dingler’s attorney argued that the state-
ments did not qualify as dying declarations and were not
admissible Marian examinations because they were not
taken in the presence of the prisoner, with the result that
the defendant did not “have, as he is entitled to have, the
benefit of cross-examination.” Id., at 562, 168 Eng. Rep.,
at 384. The prosecutor agreed, but argued the deposition
should still be admitted because “it was the best evidence
that the nature of the case would afford.” Id., at 563, 168
Eng. Rep., at 384. Relying on Woodcock, the court “re-
fused to receive the examination into evidence.” Id., at
563, 168 Eng. Rep., at 384.
Many other cases excluded victims’ statements when
there was insufficient evidence that the witness was
aware he was about to die. See Thomas John’s Case, 1
East 357, 358 (P. C. 1790); Welbourn’s Case, 1 East 358,
360 (P. C. 1792); United States v. Woods, 28 F. Cas. 762,
763 (No. 16,760) (CC DC 1834); Lewis v. State, 17 Miss.
115, 120 (1847); Montgomery v. State, 11 Ohio 424, 425–
426 (1842); Nelson v. State, 26 Tenn. 542, 543 (1847);
Smith v. State, 28 Tenn. 9, 23 (1848). Courts in all these
cases did not even consider admitting the statements on
the ground that the defendant’s crime was to blame for the
witness’s absence—even when the evidence establishing
that was overwhelming. The reporter in Woodcock went
out of his way to comment on the strength of the case
against the defendant: “The evidence, independent of the
information or declarations of the deceased, was of a very
pressing and urgent nature against the prisoner.” 1
Leach, at 501, 168 Eng. Rep., at 352.
Similarly, in Smith v. State, supra, the evidence that the
defendant had caused the victim’s death included, but was
not limited to, the defendant’s having obtained arsenic
10 GILES v. CALIFORNIA
Opinion of the Court
from a local doctor a few days before his wife became
violently ill; the defendant’s paramour testifying at trial
that the defendant admitted to poisoning his wife; the
defendant’s having asked a physician “whether the pres-
ence of arsenic could be discovered in the human stomach
a month after death”; and, the answer to that inquiry
apparently not having been satisfactory, the defendant’s
having tried to hire a person to burn down the building
containing his wife’s body. Id., at 10–11. If the State’s
reading of common law were correct, the dying declara-
tions in these cases and others like them would have been
admissible.
Judges and prosecutors also failed to invoke forfeiture as
a sufficient basis to admit unconfronted statements in the
cases that did apply the dying-declarations exception. This
failure, too, is striking. At a murder trial, presenting evi-
dence that the defendant was responsible for the victim’s
death would have been no more difficult than putting on the
government’s case in chief. Yet prosecutors did not attempt
to obtain admission of dying declarations on wrongful-
procurement-of-absence grounds before going to the often
considerable trouble of putting on evidence to show that the
crime victim had not believed he could recover. See, e.g.,
King v. Commonwealth, 4 Va., at 80–81 (three witnesses
called to testify on the point); Gibson v. Commonwealth, 4
Va. 111, 116–117 (Gen. Ct. 1817) (testimony elicited from
doctor and witness); Anthony v. State, 19 Tenn. 265, 278–
279 (1838) (doctor questioned about expected fatality of
victim’s wound and about victim’s demeanor).
The State offers another explanation for the above
cases. It argues that when a defendant committed some
act of wrongdoing that rendered a witness unavailable, he
forfeited his right to object to the witness’s testimony on
confrontation grounds, but not on hearsay grounds. See
Brief for Respondent 23–24. No case or treatise that we
have found, however, suggested that a defendant who
Cite as: 554 U. S. ____ (2008) 11
Opinion of the Court
committed wrongdoing forfeited his confrontation rights
but not his hearsay rights. And the distinction would
have been a surprising one, because courts prior to the
founding excluded hearsay evidence in large part because
it was unconfronted. See, e.g., 2 Hawkins 606 (6th ed.
1787); 2 M. Bacon, A New Abridgment of the Law 313
(1736). As the plurality said in Dutton v. Evans, 400 U. S.
74, 86 (1970), “[i]t seems apparent that the Sixth Amend-
ment’s Confrontation Clause and the evidentiary hearsay
rule stem from the same roots.”
The State and the dissent note that common-law au-
thorities justified the wrongful-procurement rule by invok-
ing the maxim that a defendant should not be permitted to
benefit from his own wrong. See, e.g., G. Gilbert, Law of
Evidence 140–141 (1756) (if a witness was “detained and
kept back from appearing by the means and procurement”
testimony would be read because a defendant “shall never
be admitted to shelter himself by such evil Practices on
the Witness, that being to give him Advantage of his own
Wrong”). But as the evidence amply shows, the “wrong”
and the “evil Practices” to which these statements referred
was conduct designed to prevent a witness from testifying.
The absence of a forfeiture rule covering this sort of con-
duct would create an intolerable incentive for defendants
to bribe, intimidate, or even kill witnesses against them.
There is nothing mysterious about courts’ refusal to carry
the rationale further. The notion that judges may strip
the defendant of a right that the Constitution deems
essential to a fair trial, on the basis of a prior judicial
assessment that the defendant is guilty as charged, does
not sit well with the right to trial by jury. It is akin, one
might say, to “dispensing with jury trial because a defen-
dant is obviously guilty.” Crawford, 541 U. S., at 62.
C
Not only was the State’s proposed exception to the right
12 GILES v. CALIFORNIA
Opinion of the Court
of confrontation plainly not an “exceptio[n] established at
the time of the founding,” id., at 54; it is not established in
American jurisprudence since the founding. American
courts never—prior to 1985—invoked forfeiture outside
the context of deliberate witness tampering.
This Court first addressed forfeiture in Reynolds v.
United States, 98 U. S. 145 (1879), where, after hearing
testimony that suggested the defendant had kept his wife
away from home so that she could not be subpoenaed to
testify, the trial court permitted the government to intro-
duce testimony of the defendant’s wife from the defen-
dant’s prior trial. See id., at 148–150. On appeal, the
Court held that admission of the statements did not vio-
late the right of the defendant to confront witnesses at
trial, because when a witness is absent by the defendant’s
“wrongful procurement,” the defendant “is in no condition
to assert that his constitutional rights have been violated”
if “their evidence is supplied in some lawful way.” Id., at
158. Reynolds invoked broad forfeiture principles to ex-
plain its holding. The decision stated, for example, that
“[t]he Constitution does not guarantee an accused person
against the legitimate consequences of his own wrongful
acts,” ibid., and that the wrongful-procurement rule “has
its foundation” in the principle that no one should be
permitted to take advantage of his wrong, and is “the
outgrowth of a maxim based on the principles of common
honesty,” id., at 159.
Reynolds relied on these maxims (as the common-law
authorities had done) to be sure. But it relied on them (as
the common-law authorities had done) to admit prior
testimony in a case where the defendant had engaged in
wrongful conduct designed to prevent a witness’s testi-
mony. The Court’s opinion indicated that it was adopting
the common-law rule. It cited leading common-law
cases—Lord Morley’s Case, Harrison’s Case, and Scaife—
described itself as “content with” the “long-established
Cite as: 554 U. S. ____ (2008) 13
Opinion of the Court
usage” of the forfeiture principle, and admitted prior
confronted statements under circumstances where admis-
sibility was open to no doubt under Lord Morley’s Case.
Reynolds, supra, at 158–159.
If the State’s rule had an historical pedigree in the
common law or even in the 1879 decision in Reynolds, one
would have expected it to be routinely invoked in murder
prosecutions like the one here, in which the victim’s prior
statements inculpated the defendant. It was never in-
voked in this way. The earliest case identified by the
litigants and amici curiae which admitted unconfronted
statements on a forfeiture theory without evidence that
the defendant had acted with the purpose of preventing
the witness from testifying was decided in 1985. United
States v. Rouco, 765 F. 2d 983 (CA11).
In 1997, this Court approved a Federal Rule of Evi-
dence, entitled “Forfeiture by wrongdoing,” which applies
only when the defendant “engaged or acquiesced in
wrongdoing that was intended to, and did, procure the
unavailability of the declarant as a witness.” Fed. Rule of
Evid. 804(b)(6). We have described this as a rule “which
codifies the forfeiture doctrine.” Davis v. Washington, 547
U. S. 813, 833 (2006). Every commentator we are aware of
has concluded the requirement of intent “means that the
exception applies only if the defendant has in mind the
particular purpose of making the witness unavailable.” 5
C. Mueller & L. Kirkpatrick, Federal Evidence §8:134, p.
235 (3d ed. 2007); 5 J. Weinstein & M. Berger, Weinstein’s
Federal Evidence §804.03[7][b], p. 804–32 (J. McLaughlin
ed., 2d ed. 2008); 2 S. Brown, McCormick on Evidence 176
(6th ed. 2006).2 The commentators come out this way
——————
2 Only a single state evidentiary code appears to contain a forfeiture
rule broader than our holding in this case (and in Crawford) allow.
Seven of the 12 States that recognize wrongdoing as grounds for forfeit-
ing objection to out-of-court statements duplicate the language of the
federal forfeiture provision that requires purpose, see Del. Rule Evid.
14 GILES v. CALIFORNIA
Opinion of the Court
because the dissent’s claim that knowledge is sufficient to
show intent is emphatically not the modern view. See 1
W. LaFave, Substantive Criminal Law §5.2, p. 340 (2d ed.
2003).
In sum, our interpretation of the common-law forfeiture
rule is supported by (1) the most natural reading of the
language used at common law; (2) the absence of common-
law cases admitting prior statements on a forfeiture the-
ory when the defendant had not engaged in conduct de-
signed to prevent a witness from testifying; (3) the com-
mon law’s uniform exclusion of unconfronted inculpatory
testimony by murder victims (except testimony given with
awareness of impending death) in the innumerable cases
in which the defendant was on trial for killing the victim,
but was not shown to have done so for the purpose of
preventing testimony; (4) a subsequent history in which
the dissent’s broad forfeiture theory has not been applied.
The first two and the last are highly persuasive; the third
——————
804(b)(6) (2001); Ky. Rule Evid. 804(b)(5) (2004); N. D. Rule Evid.
804(b)(6) (2007); Pa. Rule Evid. 804(b)(6) (2005); Vt. Rule Evid.
804(b)(6) (2004); see also Tenn. Rule Evid. 804(b)(6) (2003) (identical
except that it excludes mention of acquiescence); Mich. Rule Evid.
804(b)(6) (2008) (substitutes “engaged in or encouraged” for “engaged or
acquiesced in”). Two others require “purpose” by their terms. Ohio
Rule Evid. 804(B)(6) (2008); Cal. Evid. Code Ann. §1350 (West Supp.
2008). Two of the three remaining forfeiture provisions require the
defendant to have “procured” the unavailability of a witness, Haw. Rule
804(b)(7) (2007); Md. Cts. & Jud. Proc. Code Ann. §10–901 (Lexis
2006)—which, as we have discussed, is a term traditionally used in the
forfeiture context to require intent. Maryland’s rule has thus been
described as “requir[ing] that the judge must find that [the] wrongdo-
ing or misconduct was undertaken with the intent of making the
witness unavailable to testify.” 6A L. McLain, Maryland Evidence,
State and Federal §804(6):1, p. 230 (West Supp. 2007–2008). These
rules cast more than a little doubt on the dissent’s assertion that the
historic forfeiture rule creates intolerable problems of proof. The lone
forfeiture exception whose text reaches more broadly than the rule we
adopt is an Oregon rule adopted in 2005. See 2005 Ore. Laws p. 1232,
Ch. 458 (S. B. 287).
Cite as: 554 U. S. ____ (2008) 15
Opinion of the Court
is in our view conclusive.
D
1
The dissent evades the force of that third point by claim-
ing that no testimony would come in at common law based
on a forfeiture theory unless it was confronted. It explains
the exclusion of murder victims’ testimony by arguing that
wrongful procurement was understood to be a basis for
admission of Marian depositions—which the defendant
would have had the opportunity to confront—but not for
the admission of unconfronted testimony. See post, at 15.
That explanation is not supported by the cases. In
Harrison’s Case, the leading English case finding wrongful
procurement, the witness’s statements were admitted
without regard to confrontation. An agent of the defen-
dant had attempted to bribe a witness, who later disap-
peared under mysterious circumstances. The prosecutor
contended that he had been “spirited, or withdrawn from
us, by a gentleman that said he came to [the witness] from
the prisoner, and desired him to be kind to the prisoner.”
12 How. St. Tr., at 851. The court allowed the witness’s
prior statements before the coroner to be read, id., at 852,
although there was no reason to think the defendant
would have been present at the prior examination.3
——————
3 Wrongful procurement was also described as grounds for admitting
unconfronted testimony in Fenwick’s Case, 13 How. St. Tr. 537 (H. C.
1696), a parliamentary attainder proceeding. Although many speakers
argued for admission of unconfronted testimony simply because Par-
liament was not bound by the rules of evidence for felony cases, see
Crawford v. Washington, 541 U. S. 36, 46 (2004), it was also argued
that witness tampering could be a basis for admitting unconfronted
statements even in common-law felony trials: “[W]here persons do
stand upon their lives, accused for crimes, if it appears to the court that
the prisoner hath, by fraudulent and indirect means, procured a person
that hath given information against him to a proper magistrate, to
withdraw himself, so that he cannot give evidence as regularly as they
16 GILES v. CALIFORNIA
Opinion of the Court
The reasoning of the common-law authorities reinforces
the conclusion that the wrongful-procurement rule did not
depend on prior confrontation. The judge in Harrison’s
Case, after being told that “Mr. Harrison’s agents or
friends have, since the last sessions, made or conveyed
away a young man that was a principal evidence against
him,” declared that if this were proved, “it will no way
conduce to Mr. Harrison’s advantage.” Id., at 835–836.
Similarly, a leading treatise’s justification of the use of
statements from coroner’s inquests when a witness was
“detained and kept back from appearing by the means and
procurement” of the defendant was that the defendant
“shall never be admitted to shelter himself by such evil
Practices on the Witness, that being to give him Advan-
tage of his own Wrong.” G. Gilbert, Law of Evidence 140
(1756). But if the defendant could keep out unconfronted
prior testimony of a wrongfully detained witness he would
profit from “such evil Practices.”
While American courts understood the admissibility of
statements made at prior proceedings (including coroner’s
inquests like the one in Harrison’s Case) to turn on prior
opportunity for cross-examination as a general matter, see
Crawford, 541 U. S., at 47, n. 2, no such limit was applied
or expressed in early wrongful-procurement cases. In Rex
v. Barber, 1 Root 76 (Conn. Super. Ct. 1775), “[o]ne White,
who had testified before the justice and before the grand-
jury against Barber, and minutes taken of his testimony,
——————
used to do; in that case his information hath been read; which, I sup-
pose, with humble submission, is this case . . . .” 13 How. St. Tr., at 594
(remarks of Lovel). The dissent responds that in most circumstances in
which a witness had given information against a defendant before “ ‘a
proper magistrate,’ ” the testimony would have been confronted. Post,
at 20. Perhaps so, but the speaker was arguing that the wrongful-
procurement exception applied in “this case”—Fenwick’s Case, in which
the testimony was unconfronted, see 13 How. St. Tr., at 591–592.
Cite as: 554 U. S. ____ (2008) 17
Opinion of the Court
was sent away by one Bullock, a friend of Barber’s, and by
his instigation; so that he could not be had to testify before
the petit-jury. The court admitted witnesses to relate
what White had before testified.” Two leading evidentiary
treatises and a Delaware case reporter cite that case for
the proposition that grand jury statements were admitted
on a wrongful-procurement theory. See Phillipps, Treatise
on Evidence, at 200, n. (a); T. Peake, Compendium of the
Law of Evidence 91, n. (m) (American ed. 1824); State v.
Lewis, 1 Del. Cas. 608, 609, n. 1 (Ct. Quarter Sess. 1818).
(Of course the standard practice since approximately the
17th century has been to conduct grand jury proceedings
in secret, without confrontation, in part so that the defen-
dant does not learn the State’s case in advance. S. Beale,
W. Bryson, J. Felman, & M. Elston, Grand Jury Law and
Practice §5.2 (2d ed. 2005); see also 8 J. Wigmore Evidence
§2360, pp. 728–735 (J. McNaughton rev. 1961)).4
The Georgia Supreme Court’s articulation of the forfei-
ture rule similarly suggests that it understood forfeiture to
be a basis for admitting unconfronted testimony. The
court wrote that Lord Morley’s Case established that if a
witness “who had been examined by the Crown, and was
then absent, was detained by the means or procurement of
the prisoner,” “then the examination should be read” into
evidence. Williams v. State, 19 Ga. 402, 403 (1856). Its
rule for all cases in which the witness “had been examined
by the Crown” carried no confrontation limit, and indeed,
——————
4 Three commentators writing more than a century after the Barber
decision, said, without explanation, that they understood the case to
have admitted only confronted testimony at a preliminary examination.
W. Best, The Principles of the Law of Evidence 473, n. (e) (American ed.
1883); J. Stephen, A Digest of the Law of Evidence 161 (1902); 2 J.
Bishop, New Criminal Procedure §1197, p. 1024 (2d ed. 1913). We
know of no basis for that understanding. The report of the case does
not limit the admitted testimony to statements that were confronted.
18 GILES v. CALIFORNIA
Opinion of the Court
the court adopted the rule from Lord Morley’s Case which
involved not Marian examinations carrying a confronta-
tion requirement, but coroner’s inquests that lacked one.
The leading American case on forfeiture of the confron-
tation right by wrongful procurement was our 1879 deci-
sion in Reynolds. That case does not set forth prior con-
frontation as a requirement for the doctrine’s application,
and begins its historical analysis with a full description of
the rule set forth in Lord Morley’s Case, which itself con-
tained no indication that the admitted testimony must
have been previously confronted. It followed that descrip-
tion with a citation of Harrison’s Case—which, like Lord
Morley’s Case, applied wrongful procurement to coroner’s
inquests, not confronted Marian examinations—saying
that the rule in those cases “seems to have been recog-
nized as the law of England ever since.” 98 U. S., at 158.
The opinion’s description of the forfeiture rule is likewise
unconditioned by any requirement of prior confrontation:
“The Constitution gives the accused the right to a trial
at which he should be confronted with the witnesses
against him; but if a witness is absent by his own
wrongful procurement, he cannot complain if compe-
tent evidence is admitted to supply the place of that
which he kept away. . . . [The Constitution] grants
him the privilege of being confronted with the wit-
nesses against him; but if he voluntarily keeps the
witnesses away, he cannot insist on his privilege. If,
therefore, when absent by his procurement, their evi-
dence is supplied in some lawful way, he is in no con-
dition to assert that his constitutional rights have
been violated.” Ibid.
There is no mention in this paragraph of a need for prior
confrontation, even though if the Court believed such a
limit applied, the phrase “their evidence is supplied”
would more naturally have read “their previously con-
Cite as: 554 U. S. ____ (2008) 19
Opinion of the Court
fronted evidence is supplied.” Crawford reaffirmed this
understanding by citing Reynolds for a forfeiture exception
to the confrontation right. 541 U. S., at 54. And what
Reynolds and Crawford described as the law became a
seeming holding of this Court in Davis, which, after find-
ing an absent witness’s unconfronted statements intro-
duced at trial to have been testimonial, and after observ-
ing that “one who obtains the absence of a witness by
wrongdoing forfeits the constitutional right to confronta-
tion,” 547 U. S., at 833, remanded with the instruction
that “[t]he Indiana courts may (if they are asked) deter-
mine on remand whether . . . a claim of forfeiture is prop-
erly raised and, if so, whether it is meritorious,” id. at
834.
Although the case law is sparse, in light of these deci-
sions and the absence of even a single case declining to
admit unconfronted statements of an absent witness on
wrongful-procurement grounds when the defendant
sought to prevent the witness from testifying, we are not
persuaded to displace the understanding of our prior cases
that wrongful procurement permits the admission of prior
unconfronted testimony.
But the parsing of cases aside, the most obvious problem
with the dissent’s theory that the forfeiture rule applied
only to confronted testimony is that it amounts to self-
immolation. If it were true, it would destroy not only our
case for a narrow forfeiture rule, but the dissent’s case for
a broader one as well. Prior confronted statements by
witnesses who are unavailable are admissible whether or
not the defendant was responsible for their unavailability.
Id., at 68. If the forfeiture doctrine did not admit uncon-
fronted prior testimony at common law, the conclusion
must be, not that the forfeiture doctrine requires no spe-
cific intent in order to render unconfronted testimony
available, but that unconfronted testimony is subject to no
20 GILES v. CALIFORNIA
the Court
Opinion of SCALIA, J.
forfeiture doctrine at all.5
2
Having destroyed its own case, the dissent issues a
thinly veiled invitation to overrule Crawford and adopt an
approach not much different from the regime of Ohio v.
Roberts, 448 U. S. 56 (1980), under which the Court would
create the exceptions that it thinks consistent with the
policies underlying the confrontation guarantee, regard-
less of how that guarantee was historically understood.
The “basic purposes and objectives” of forfeiture doctrine,
it says, require that a defendant who wrongfully caused
the absence of a witness be deprived of his confrontation
rights, whether or not there was any such rule applicable
at common law. Post, at 4.
If we were to reason from the “basic purposes and objec-
tives” of the forfeiture doctrine, we are not at all sure we
would come to the dissent’s favored result. The common-
law forfeiture rule was aimed at removing the otherwise
powerful incentive for defendants to intimidate, bribe, and
kill the witnesses against them—in other words, it is
grounded in “the ability of courts to protect the integrity of
their proceedings.” Davis, 547 U. S., at 834. The bounda-
ries of the doctrine seem to us intelligently fixed so as to
avoid a principle repugnant to our constitutional system of
trial by jury: that those murder defendants whom the
judge considers guilty (after less than a full trial, mind
you, and of course before the jury has pronounced guilt)
should be deprived of fair-trial rights, lest they benefit
——————
5 The dissent attempts to reconcile its approach with Crawford by
saying the wrongful-procurement cases used language “broad enough”
to reach every case in which a defendant committed wrongful acts that
caused the absence of a victim, and that there was therefore an “‘excep-
tion” “established at the time of the founding,’ ” post, at 3, reaching all
such misconduct. But an exception to what? The dissent contends that
it was not an exception to confrontation. Were that true, it would be
the end of the Crawford inquiry.
Cite as: 554 U. S. ____ (2008) 21
the Court
Opinion of SCALIA, J.
from their judge-determined wrong.6
Since it is most certainly not the norm that trial rights
can be “forfeited” on the basis of a prior judicial determi-
nation of guilt, the dissent must go far afield to argue even
by analogy for its forfeiture rule. See post, at 5 (discussing
common-law doctrine that prohibits the murderer from
collecting insurance on the life of his victim, or an inheri-
tance from the victim’s estate); post, at 6 (noting that
many criminal statutes punish a defendant regardless of
his purpose). These analogies support propositions of
which we have no doubt: States may allocate property
rights as they see fit, and a murderer can and should be
punished, without regard to his purpose, after a fair trial.
But a legislature may not “punish” a defendant for his evil
acts by stripping him of the right to have his guilt in
a criminal proceeding determined by a jury, and on the
basis of evidence the Constitution deems reliable and
admissible.
——————
6 The dissent identifies one circumstance—and only one—in which a
court may determine the outcome of a case before it goes to the jury: A
judge may determine the existence of a conspiracy in order to make
incriminating statements of co-conspirators admissible against the
defendant under Federal Rule of Evidence 801(d)(2)(E). Bourjaily v.
United States, 483 U. S. 171 (1987), held that admission of the evidence
did not violate the Confrontation Clause because it “falls within a
firmly rooted hearsay exception”—the test under Ohio v. Roberts, 448
U. S. 56, 66 (1980), the case that Crawford overruled. In fact it did not
violate the Confrontation Clause for the quite different reason that it
was not (as an incriminating statement in furtherance of the conspiracy
would probably never be) testimonial. The co-conspirator hearsay rule
does not pertain to a constitutional right and is in fact quite unusual.
We do not say, of course, that a judge can never be allowed to inquire
into guilt of the charged offense in order to make a preliminary eviden-
tiary ruling. That must sometimes be done under the forfeiture rule
that we adopt—when, for example, the defendant is on trial for murder-
ing a witness in order to prevent his testimony. But the exception to
ordinary practice that we support is (1) needed to protect the integrity
of court proceedings, (2) based upon longstanding precedent, and (3)
much less expansive than the exception proposed by the dissent.
22 GILES v. CALIFORNIA
the Court
Opinion of SCALIA, J.
The larger problem with the dissent’s argument, how-
ever, is that the guarantee of confrontation is no guaran-
tee at all if it is subject to whatever exceptions courts from
time to time consider “fair.” It is not the role of courts to
extrapolate from the words of the Sixth Amendment to the
values behind it, and then to enforce its guarantees only to
the extent they serve (in the courts’ views) those underly-
ing values. The Sixth Amendment seeks fairness indeed—
but seeks it through very specific means (one of which is
confrontation) that were the trial rights of Englishmen. It
“does not suggest any open-ended exceptions from the
confrontation requirement to be developed by the courts.”
Crawford, supra, at 54.7
E
The dissent closes by pointing out that a forfeiture rule
which ignores Crawford would be particularly helpful to
women in abusive relationships—or at least particularly
helpful in punishing their abusers. Not as helpful as the
dissent suggests, since only testimonial statements are
excluded by the Confrontation Clause. Statements to
friends and neighbors about abuse and intimidation, and
statements to physicians in the course of receiving treat-
ment would be excluded, if at all, only by hearsay rules,
which are free to adopt the dissent’s version of forfeiture
by wrongdoing. In any event, we are puzzled by the dis-
sent’s decision to devote its peroration to domestic abuse
cases. Is the suggestion that we should have one Confron-
——————
7 The dissent also implies that we should not adhere to Crawford
because the confrontation guarantee limits the evidence a State may
introduce without limiting the evidence a defendant may introduce.
See post, at 9. That is true. Just as it is true that the State cannot
decline to provide testimony harmful to its case or complain of the lack
of a speedy trial. The asymmetrical nature of the Constitution’s crimi-
nal-trial guarantees is not an anomaly, but the intentional conferring of
privileges designed to prevent criminal conviction of the innocent. The
State is at no risk of that.
Cite as: 554 U. S. ____ (2008) 23
the Court
Opinion of SCALIA, J.
tation Clause (the one the Framers adopted and Crawford
described) for all other crimes, but a special, improvised,
Confrontation Clause for those crimes that are frequently
directed against women? Domestic violence is an intoler-
able offense that legislatures may choose to combat
through many means—from increasing criminal penalties
to adding resources for investigation and prosecution to
funding awareness and prevention campaigns. But for
that serious crime, as for others, abridging the constitu-
tional rights of criminal defendants is not in the State’s
arsenal.
The domestic-violence context is, however, relevant for a
separate reason. Acts of domestic violence often are in-
tended to dissuade a victim from resorting to outside help,
and include conduct designed to prevent testimony to
police officers or cooperation in criminal prosecutions.
Where such an abusive relationship culminates in murder,
the evidence may support a finding that the crime ex-
pressed the intent to isolate the victim and to stop her
from reporting abuse to the authorities or cooperating
with a criminal prosecution—rendering her prior state-
ments admissible under the forfeiture doctrine. Earlier
abuse, or threats of abuse, intended to dissuade the victim
from resorting to outside help would be highly relevant to
this inquiry, as would evidence of ongoing criminal pro-
ceedings at which the victim would have been expected to
testify. This is not, as the dissent charges, post, at 25,
nothing more than “knowledge-based intent.” (Emphasis
deleted.)
The state courts in this case did not consider the intent
of the defendant because they found that irrelevant to
application of the forfeiture doctrine. This view of the law
was error, but the court is free to consider evidence of the
defendant’s intent on remand.
24 GILES v. CALIFORNIA
the Court
Opinion of SCALIA, J.
* * *
We decline to approve an exception to the Confrontation
Clause unheard of at the time of the founding or for 200
years thereafter. The judgment of the California Supreme
Court is vacated, and the case is remanded for further
proceedings not inconsistent with this opinion.
It is so ordered.
Cite as: 554 U. S. ____ (2008) 1
THOMAS, J., concurring
SUPREME COURT OF THE UNITED STATES
_________________
No. 07–6053
_________________
DWAYNE GILES, PETITIONER v. CALIFORNIA
ON WRIT OF CERTIORARI TO THE SUPREME COURT
OF CALIFORNIA
[June 25, 2008]
JUSTICE THOMAS, concurring.
I write separately to note that I adhere to my view that
statements like those made by the victim in this case do
not implicate the Confrontation Clause. The contested
evidence is indistinguishable from the statements made
during police questioning in response to the report of
domestic violence in Hammon v. Indiana, decided with
Davis v. Washington, 547 U. S. 813 (2006). There, as here,
the police questioning was not “a formalized dialogue”; it
was not “sufficiently formal to resemble the Marian ex-
aminations” because “the statements were neither Miran-
dized nor custodial, nor accompanied by any similar indi-
cia of formality”; and “there is no suggestion that the
prosecution attempted to offer [Ms. Avie’s] hearsay evi-
dence at trial in order to evade confrontation.” See id., at
840 (THOMAS, J., concurring in judgment in part and
dissenting in part).
Nonetheless, in this case respondent does not argue that
the contested evidence is nontestimonial, ante, at 3; the
court below noted “no dispute” on the issue, 40 Cal. 4th
833, 841, 152 P. 3d 433, 438 (2007); and it is outside the
scope of the question presented, Brief for Petitioner i.
Because the Court’s opinion accurately reflects our Con-
frontation Clause jurisprudence where the applicability of
that Clause is not at issue, I join the Court in vacating the
decision below.
Cite as: 554 U. S. ____ (2008) 1
ALITO, J., concurring
SUPREME COURT OF THE UNITED STATES
_________________
No. 07–6053
_________________
DWAYNE GILES, PETITIONER v. CALIFORNIA
ON WRIT OF CERTIORARI TO THE SUPREME COURT
OF CALIFORNIA
[June 25, 2008]
JUSTICE ALITO, concurring.
I join the Court’s opinion, but I write separately to make
clear that, like JUSTICE THOMAS, I am not convinced that
the out-of-court statement at issue here fell within the
Confrontation Clause in the first place. The dissent’s
displeasure with the result in this case is understandable,
but I suggest that the real problem concerns the scope of
the confrontation right. The Confrontation Clause does
not apply to out-of-court statements unless it can be said
that they are the equivalent of statements made at trial by
“witnesses.” U. S. Const., Amdt. 6. It is not at all clear
that Ms. Avie’s statement falls within that category. But
the question whether Ms. Avie’s statement falls within the
scope of the Clause is not before us, and assuming for the
sake of argument that the statement falls within the
Clause, I agree with the Court’s analysis of the doctrine of
forfeiture by wrongdoing.
Cite as: 554 U. S. ____ (2008) 1
SOUTER, J., concurring in part
SUPREME COURT OF THE UNITED STATES
_________________
No. 07–6053
_________________
DWAYNE GILES, PETITIONER v. CALIFORNIA
ON WRIT OF CERTIORARI TO THE SUPREME COURT
OF CALIFORNIA
[June 25, 2008]
JUSTICE SOUTER, with whom JUSTICE GINSBURG joins,
concurring in part.
I am convinced that the Court’s historical analysis is
sound and I join all but Part II–D–2 of the opinion. As the
Court demonstrates, the confrontation right as understood
at the Framing and ratification of the Sixth Amendment
was subject to exception on equitable grounds for an ab-
sent witness’s prior relevant, testimonial statement, when
the defendant brought about the absence with intent to
prevent testimony. It was, and is, reasonable to place the
risk of untruth in an unconfronted, out-of-court statement
on a defendant who meant to preclude the testing that
confrontation provides. The importance of that intent in
assessing the fairness of placing the risk on the defendant
is most obvious when a defendant is prosecuted for the
very act that causes the witness’s absence, homicide being
the extreme example. If the victim’s prior statement were
admissible solely because the defendant kept the witness
out of court by committing homicide, admissibility of the
victim’s statement to prove guilt would turn on finding the
defendant guilty of the homicidal act causing the absence;
evidence that the defendant killed would come in because
the defendant probably killed. The only thing saving
admissibility and liability determinations from question
begging would be (in a jury case) the distinct functions of
judge and jury: judges would find by a preponderance of
2 GILES v. CALIFORNIA
SOUTER, J., concurring in part
evidence that the defendant killed (and so would admit the
testimonial statement), while the jury could so find only
on proof beyond a reasonable doubt. Equity demands
something more than this near circularity before the right
to confrontation is forfeited, and more is supplied by show-
ing intent to prevent the witness from testifying. Cf.
Davis v. Washington, 547 U. S. 813, 833 (2006).
It is this rationale for the limit on the forfeiture excep-
tion rather than a dispositive example from the historical
record that persuades me that the Court’s conclusion is
the right one in this case. The contrast between the
Court’s and JUSTICE BREYER’s careful examinations of the
historical record tells me that the early cases on the excep-
tion were not calibrated finely enough to answer the nar-
row question here. The historical record as revealed by
the exchange simply does not focus on what should be
required for forfeiture when the crime charged occurred in
an abusive relationship or was its culminating act; today’s
understanding of domestic abuse had no apparent signifi-
cance at the time of the Framing, and there is no
early example of the forfeiture rule operating in that
circumstance.
Examining the early cases and commentary, however,
reveals two things that count in favor of the Court’s un-
derstanding of forfeiture when the evidence shows domes-
tic abuse. The first is the substantial indication that the
Sixth Amendment was meant to require some degree of
intent to thwart the judicial process before thinking it
reasonable to hold the confrontation right forfeited; other-
wise the right would in practical terms boil down to a
measure of reliable hearsay, a view rejected in Crawford v.
Washington, 541 U. S. 36 (2004). The second is the ab-
sence from the early material of any reason to doubt that
the element of intention would normally be satisfied by
the intent inferred on the part of the domestic abuser in
the classic abusive relationship, which is meant to isolate
Cite as: 554 U. S. ____ (2008) 3
SOUTER, J., concurring in part
the victim from outside help, including the aid of law
enforcement and the judicial process. If the evidence for
admissibility shows a continuing relationship of this sort,
it would make no sense to suggest that the oppressing
defendant miraculously abandoned the dynamics of abuse
the instant before he killed his victim, say in a fit of anger.
The Court’s conclusion in Part II–E thus fits the rationale
that equity requires and the historical record supports.
Cite as: 554 U. S. ____ (2008) 1
BREYER, J., dissenting
SUPREME COURT OF THE UNITED STATES
_________________
No. 07–6053
_________________
DWAYNE GILES, PETITIONER v. CALIFORNIA
ON WRIT OF CERTIORARI TO THE SUPREME COURT
OF CALIFORNIA
[June 25, 2008]
JUSTICE BREYER, with whom JUSTICE STEVENS and
JUSTICE KENNEDY join, dissenting.
In Crawford v. Washington, 541 U. S. 36 (2004), we held
that the Sixth Amendment’s Confrontation Clause bars
admission against a criminal defendant of an un-cross-
examined “testimonial” statement that an unavailable
witness previously made out of court. Id., at 68. We
simultaneously recognized an exception: that the defen-
dant, by his own “wrongdoing,” can forfeit “on essentially
equitable grounds” his Confrontation Clause right. Id., at
62. In Davis v. Washington, 547 U. S. 813 (2006), we
again recognized this exception, stating that “one who
obtains the absence of a witness by wrongdoing forfeits the
constitutional right to confrontation.” Id., at 833.
This case involves a witness who, crying as she spoke,
told a police officer how her former boyfriend (now, the
defendant) had choked her, “opened a folding knife,” and
“threatened to kill her.” Ante, at 2 (opinion of the Court).
Three weeks later, the defendant did kill her. At his
murder trial, the defendant testified that he had acted in
self-defense. To support that assertion, he described the
victim as jealous, vindictive, aggressive, and violent. To
rebut the defendant’s claim of self-defense and impeach
his testimony, the State introduced into evidence the
witness’ earlier uncross-examined statements (as state
hearsay law permits it to do) to help rebut the defendant’s
2 GILES v. CALIFORNIA
BREYER, J., dissenting
claim of self-defense. It is important to underscore that
this case is premised on the assumption, not challenged
here, that the witness’ statements are testimonial for
purposes of the Confrontation Clause. With that under-
standing, we ask whether the defendant, through his
wrongdoing, has forfeited his Confrontation Clause right.
The Court concludes that he may not have forfeited that
right. In my view, however, he has.
I
Like the majority, I believe it important to recognize the
relevant history and I start where the majority starts,
with Lord Morley’s Case, 6 How. St. Tr. 769 (H. L. 1666).
In that case, the judges of the House of Lords wrote that a
coroner’s out-of-court “examinations” of witnesses “might
be read” in court if “the witnesses . . . were dead or unable
to travel.” Id., at 770. Additionally, they agreed, an ex-
amination “might be read” if the “witness who had been
examined by the coroner, and was then absent, was de-
tained by the means or procurement of the prisoner.” Id.,
at 770–771 (emphasis added). Later cases repeated this
rule and followed it, admitting depositions where, e.g.,
“there ha[d] been evidence given of ill practice to take [the
witness] out of the way,” Harrison’s Case, 12 How. St. Tr.
833, 868 (H. L. 1692), where “the prisoner ha[d], by
fraudulent and indirect means, procured a person that
hath given information against him to a proper magis-
trate, to withdraw himself,” Lord Fenwick’s Case, 13 How.
St. Tr. 537, 594 (H. C. 1696), where the prisoner “had
resorted to a contrivance to keep the witness out of the
way,” Queen v. Scaife, 17 Ad. E. 238, 242, 117 Eng. Rep.
1271, 1273 (Q. B. 1851), and so forth.
Nineteenth-century American case law on the subject
said approximately the same thing. See Reynolds v.
United States, 98 U. S. 145, 158 (1879). For example, an
1819 South Carolina case held that a witness’ prior formal
Cite as: 554 U. S. ____ (2008) 3
BREYER, J., dissenting
examination could be admitted because “the witness had
been kept away by the contrivance of the opposite party.”
Drayton v. Wells, 10 S. C. L. 409, 411. An 1856 Georgia
case, relying on Lord Morley’s Case, held that a similar
“examination should be read” if the witness “was detained
by means or procurement of the prisoner.” Williams v.
State, 19 Ga. 403. And in 1878, this Court held that “if a
witness is absent by [the defendant’s] . . . own wrongful
procurement, he cannot complain” about the admission of
the witness’ prior testimonial statement. Reynolds, supra,
at 158.
Reynolds stated that, “if [the defendant] voluntarily
keeps the witnesses away, he cannot insist on” the “privi-
lege of being confronted with the witnesses against him,”
in part because of Lord Morley’s Case and in part because
the rule of forfeiture “has its foundation in the maxim that
no one shall be permitted to take advantage of his own
wrong . . . a maxim based on the principles of common
honesty.” 98 U. S., at 158–159.
These sources make clear that “forfeiture by wrongdo-
ing” satisfies Crawford’s requirement that the Confronta-
tion Clause be “read as a reference to the right of confron-
tation at common law” and that “any exception” must be
“established at the time of the founding.” 541 U. S., at 54.
The remaining question concerns the precise metes and
bounds of the forfeiture by wrongdoing exception. We ask
how to apply that exception in the present case.
II
There are several strong reasons for concluding that the
forfeiture by wrongdoing exception applies here—reasons
rooted in common-law history, established principles of
criminal law and evidence, and the need for a rule that
can be applied without creating great practical difficulties
and evidentiary anomalies.
First, the language that courts have used in setting
4 GILES v. CALIFORNIA
BREYER, J., dissenting
forth the exception is broad enough to cover the wrongdo-
ing at issue in the present case (murder) and much else
besides. A witness whom a defendant murders is kept
from testifying “by the means . . . of the prisoner” i.e., the
defendant, Lord Morley’s Case, supra, at 771; murder is
indeed an “ill practice,” that leads to the witness’ absence,
Harrison’s Case, supra, at 868; one can fairly call a mur-
der a “contrivance to keep the witness out of the way”,
Queen v. Scaife, supra, at 242, 117 Eng. Rep., at 1273;
murder, if not a “fraudulent and indirect means” of keep-
ing the witness from testifying, is a far worse, direct one,
Fenwick’s Case, supra, at 594; and when a witness is
“absent” due to murder, the killer likely brought about
that absence by his “own wrongful procurement,” Rey-
nolds, supra, at 158. All of the relevant English and
American cases use approximately similar language. See,
e.g., 1 G. Gilbert, Law of Evidence 214–215 (1791) (exami-
nations are “to be read on the Trial” where it can be
proved that the witness is “kept back from appearing by
the means and procurement of the prisoner”). And I have
found no case that uses language that would not bring a
murder and a subsequent trial for murder within its scope.
Second, an examination of the forfeiture rule’s basic
purposes and objectives indicates that the rule applies
here. At the time of the founding, a leading treatise writer
described the forfeiture rule as designed to assure that the
prisoner “shall never be admitted to shelter himself by
such evil Practices on the Witness, that being to give him
Advantage of his own Wrong.” Id., at 214–215. This
Court’s own leading case explained the exception as find-
ing its “foundation in the maxim that no one shall be
permitted to take advantage of his own wrong.” Reynolds,
supra, at 159. What more “evil practice,” what greater
“wrong,” than to murder the witness? And what greater
evidentiary “advantage” could one derive from that wrong
than thereby to prevent the witness from testifying, e.g.,
Cite as: 554 U. S. ____ (2008) 5
BREYER, J., dissenting
preventing the witness from describing a history of physi-
cal abuse that is not consistent with the defendant’s claim
that he killed her in self-defense?
Third, related areas of the law motivated by similar
equitable principles treat forfeiture or its equivalent simi-
larly. The common law, for example, prohibits a life in-
surance beneficiary who murders an insured from recover-
ing under the policy. See, e.g., New York Mut. Life Ins. Co.
v. Armstrong, 117 U. S. 591, 600 (1886) (“It would be a
reproach to the jurisprudence of the country, if one could
recover insurance money payable on the death of a party
whose life he had feloniously taken”). And it forbids re-
covery when the beneficiary “feloniously kills the insured,
irrespective of the purpose.” National Life Ins. Co. v.
Hood’s Adm’r, 264 Ky. 516, 518, 94 S. W. 2d 1022, 1023
(Ct. App. 1936) (emphasis added) (“no difference of opinion
among the courts” on the matter). Similarly, a beneficiary
of a will who murders the testator cannot inherit under
the will. See 1 W. Page, Wills §17.19, pp. 999–1001
(2003). And this is so “whether the crime was committed
for that very purpose or with some other felonious design.”
Van Alstyne v. Tuffy, 103 Misc. 455, 459, 169 N. Y. S. 173,
175 (1918); see also 1 Page, supra, §17.19, at 1002 (“[T]his
common law doctrine applies alike whether the devisee is
guilty of murder, or of manslaughter” (footnote omitted));
see generally H. Hart & A. Sacks, The Legal Process:
Basic Problems in the Making and Application of Law 76–
94 (W. Eskridge & P. Frickey eds. 1994) (discussing so-
called “slayer’s rules”); Wade, Acquisition of Property by
Willfully Killing Another—A Statutory Solution, 49 Harv.
L. Rev. 715, 716 (1936) (“[I]t must be recognized that . . .
the adoption of some means to prevent a slayer from ac-
quiring property as the result of the death of a man whom
he has killed is desirable”).
Fourth, under the circumstances presented by this case,
there is no difficulty demonstrating the defendant’s intent.
6 GILES v. CALIFORNIA
BREYER, J., dissenting
This is because the defendant here knew that murdering
his ex-girlfriend would keep her from testifying; and that
knowledge is sufficient to show the intent that law ordi-
narily demands. As this Court put the matter more than a
century ago: A “ ‘man who performs an act which it is
known will produce a particular result is from our common
experience presumed to have anticipated that result and
to have intended it.’ ” Allen v. United States, 164 U. S.
492, 496 (1896); see United States v. Aguilar, 515 U. S.
593, 613 (1995) (SCALIA, J., dissenting) (“[T]he jury is
entitled to presume that a person intends the natural and
probable consequences of his acts”); see also G. Williams,
Criminal Law §18, p. 38 (2d ed. 1961) (“There is one situa-
tion where a consequence is deemed to be intended though
it is not desired. This is where it is foreseen as substan-
tially certain”); ALI, Model Penal Code §2.02(2)(b)(ii)
(1962) (a person acts “knowingly” if “the element involves
a result of his conduct” and “he is aware that it is practi-
cally certain that his conduct will cause such a result”);
Restatement (Second) of Torts §8A (1977) (“The word
‘intent’ is used throughout . . . to denote that the actor
desires to cause consequences of his act, or that he be-
lieves that the consequences are substantially certain to
result from it”).
With a few criminal law exceptions not here relevant,
the law holds an individual responsible for consequences
known likely to follow just as if that individual had in-
tended to achieve them. A defendant, in a criminal or a
civil case, for example, cannot escape criminal or civil
liability for murdering an airline passenger by claiming
that his purpose in blowing up the airplane was to kill
only a single passenger for her life insurance, not the
others on the same flight. See 1 W. LaFave, Substantive
Criminal Law §5.2(a), p. 341 (2003).
This principle applies here. Suppose that a husband, H,
knows that after he assaulted his wife, W, she gave state-
Cite as: 554 U. S. ____ (2008) 7
BREYER, J., dissenting
ments to the police. Based on the fact that W gave state-
ments to the police, H also knows that it is possible he will
be tried for assault. If H then kills W, H cannot avoid
responsibility for intentionally preventing W from testify-
ing, not even if H says he killed W because he was angry
with her and not to keep her away from the assault trial.
Of course, the trial here is not for assault; it is for murder.
But I should think that this fact, because of the nature of
the crime, would count as a stronger, not a weaker, reason
for applying the forfeiture rule. Nor should it matter that
H, at the time of the murder, may have believed an assault
trial more likely to take place than a murder trial, for W’s
unavailability to testify at any future trial was a certain
consequence of the murder. And any reasonable person
would have known it. Cf. United States v. Falstaff Brew-
ing Corp., 410 U. S. 526, 570, n. 22 (1973) (Marshall, J.,
concurring in result) (“[P]erhaps the oldest rule of evi-
dence—that a man is presumed to intend the natural and
probable consequences of his acts—is based on the com-
mon law’s preference for objectively measurable data over
subjective statements of opinion and intent”).
The majority tries to overcome this elementary legal
logic by claiming that the “forfeiture rule” applies, not
where the defendant intends to prevent the witness from
testifying, but only where that is the defendant’s purpose,
i.e., that the rule applies only where the defendant acts
from a particular motive, a desire to keep the witness from
trial. See ante, at 5–6 (asserting that the terms used to
describe the scope of the forfeiture rule “suggest that the
exception applied only when the defendant engaged in
conduct designed to prevent the witness from testifying”
and that a “purpose-based definition . . . governed”). But
the law does not often turn matters of responsibility upon
motive, rather than intent. See supra, at 5. And there
is no reason to believe that application of the rule of for-
feiture constitutes an exception to this general legal
8 GILES v. CALIFORNIA
BREYER, J., dissenting
principle.
Indeed, to turn application of the forfeiture rule upon
proof of the defendant’s purpose (rather than intent), as
the majority does, creates serious practical evidentiary
problems. Consider H who assaults W, knows she has
complained to the police, and then murders her. H knows
that W will be unable to testify against him at any future
trial. But who knows whether H’s knowledge played a
major role, a middling role, a minor role, or no role at all,
in H’s decision to kill W? Who knows precisely what
passed through H’s mind at the critical moment? See, e.g.,
State v. Romero, 2007–NMSC–013, 156 P. 3d 694, 702–703
(finding it doubtful that evidence associated with the
murder would support a finding that the purpose of the
murder was to keep the victim’s earlier statements to
police from the jury).
Moreover, the majority’s insistence upon a showing of
purpose or motive cannot be squared with the exception’s
basically ethical objective. If H, by killing W, is able to
keep W’s testimony out of court, then he has successfully
“take[n] advantage of his own wrong.” Reynolds, 98 U. S.,
at 159. And he does so whether he killed her for the pur-
pose of keeping her from testifying, with certain knowledge
that she will not be able to testify, or with a belief that
rises to a reasonable level of probability. The inequity
consists of his being able to use the killing to keep out of
court her statements against him. That inequity exists
whether the defendant’s state of mind is purposeful, inten-
tional (i.e., with knowledge), or simply probabilistic.
Fifth, the majority’s approach both creates evidentiary
anomalies and aggravates existing evidentiary incongrui-
ties. Contrast (a) the defendant who assaults his wife and
subsequently threatens her with harm if she testifies, with
(b) the defendant who assaults his wife and subsequently
murders her in a fit of rage. Under the majority’s inter-
pretation, the former (whose threats make clear that his
Cite as: 554 U. S. ____ (2008) 9
BREYER, J., dissenting
purpose was to prevent his wife from testifying) cannot
benefit from his wrong, but the latter (who has committed
what is undoubtedly the greater wrong) can. This is
anomalous, particularly in this context where an equitable
rule applies.
Now consider a trial of H for the murder of W at which
H claims self-defense. As the facts of this very case dem-
onstrate, H may be allowed to testify at length and in
damning detail about W’s behavior—what she said as well
as what she did—both before and during the crime. See,
e.g., Tr. 643–645 (Apr. 1, 2003). H may be able to intro-
duce some of W’s statements (as he remembers them)
under hearsay exceptions for excited utterances or present
sense impressions or to show states of mind (here the
victim’s statements were admitted through petitioner’s
testimony to show her state of mind). W, who is dead,
cannot reply. This incongruity arises in part from the
nature of hearsay and the application of ordinary hearsay
rules. But the majority would aggravate the incongruity
by prohibiting admission of W’s out-of-court statements to
the police (which contradict H’s account), even when they
too fall within a hearsay exception, simply because there
is no evidence that H was focused on his future trial when
he killed her. There is no reason to do so.
Consider also that California’s hearsay rules authorize
admission of the out-of-court statement of an unavailable
declarant where the statement describes or explains the
“infliction or threat of physical injury upon the declarant,”
if the “statement” was “made at or near the time of the
infliction or threat of physical injury.” Cal. Evid. Code
Ann. §1370 (Supp. 2008). Where a victim’s statement is
not “testimonial,” perhaps because she made it to a nurse,
the statement could come into evidence under this rule.
But where the statement is made formally to a police
officer, the majority’s rule would keep it out. Again this
incongruity arises in part because of pre-existing confron-
10 GILES v. CALIFORNIA
BREYER, J., dissenting
tation-related rules. See Davis, 547 U. S., at 830, n. 5
(“[F]ormality is indeed essential to testimonial utterance”).
But, again, the majority would aggravate the incongruity
by prohibiting admission of W’s out-of-court statements to
the police simply because there is no evidence that H was
focused on his future trial when he killed her. Again,
there is no reason to do so.
Sixth, to deny the majority’s interpretation is not to
deny defendants evidentiary safeguards. It does, of
course, in this particular area, deny defendants the right
always to cross-examine. But the hearsay rule has always
contained exceptions that permit the admission of evi-
dence where the need is significant and where alternative
safeguards of reliability exist. Those exceptions have
evolved over time, see 2 K. Brown, McCormick on Evi-
dence §326 (2006) (discussion the development of the
modern hearsay rule); Fed. Rule Evid. 102 (“[T]hese rules
shall be construed to secure . . . promotion of growth
and development of the law of evidence”), often in a direc-
tion that permits admission of hearsay only where ade-
quate alternative assurance of reliability exists, see, e.g.,
Rule 807 (the “Residual Exception”). Here, for example,
the presence in court of a witness who took the declarant’s
statement permits cross-examination of that witness as to
just what the declarant said and as to the surrounding
circumstances, while those circumstances themselves
provide sufficient guarantees of accuracy to warrant ad-
mission under a State’s hearsay exception. See Cal. Evid.
Code Ann. §1370.
More importantly, to apply the forfeiture exception here
simply lowers a constitutional barrier to admission of
earlier testimonial statements; it does not require their
admission. State hearsay rules remain in place; and those
rules will determine when, whether, and how evidence of
the kind at issue here will come into evidence. A State, for
example, may enact a forfeiture rule as one of its hearsay
Cite as: 554 U. S. ____ (2008) 11
BREYER, J., dissenting
exceptions, while simultaneously reading into that rule
requirements limiting its application. See ante, at 13–14,
n. 2. To lower the constitutional barrier to admission is to
allow the States to do just that, i.e., to apply their eviden-
tiary rules with flexibility and to revise their rules as
experience suggests would be advisable. The majority’s
rule, which requires exclusion, would deprive the States of
this freedom and flexibility.
III
A
The majority tries to find support for its view in 17th-,
18th-, and 19th-century law of evidence. But a review of
the cases set forth in Part I, supra, makes clear that no
case limits forfeiture to instances where the defendant’s
purpose or motivation is to keep the witness away. See
supra, at 2–3. To the contrary, this Court stated in Rey-
nolds that the “Constitution does not guarantee an ac-
cused person against the legitimate consequences of his
own wrongful acts.” 98 U. S., at 158 (emphasis added).
The words “legitimate consequences” do not mean “desired
consequences” or refer to purpose or motive; in fact, the
words “legitimate consequences” can encompass imputed
consequences as well as intended consequences. And this
Court’s statement in Reynolds that the rule “has its foun-
dation in the maxim that no one shall be permitted to take
advantage of his own wrong” suggests that forfeiture
applies where the defendant benefits from a witness’
absence, regardless of the defendant’s specific purpose.
Id., at 159.
Rather than limit forfeiture to instances where the
defendant’s act has absence of the witness as its purpose,
the relevant cases suggest that the forfeiture rule would
apply where the witness’ absence was the known conse-
quence of the defendant’s intentional wrongful act. Lord
Morley’s Case and numerous others upon which the forfei-
12 GILES v. CALIFORNIA
BREYER, J., dissenting
ture rule is based say that a Marian deposition (i.e., a
deposition taken by a coroner or magistrate pursuant to
the Marian bail and commitment statutes) may be read to
the jury if the witness who was absent was detained “by
means or procurement of the prisoner.” Lord Morley’s
Case, 6 How. St. Tr., at 771. The phrase “by means of”
focuses on what the defendant did, not his motive for (or
purpose in) doing it. In Diaz v. United States, 223 U. S.
442 (1912), which followed Reynolds, this Court used the
word “by” (the witness was absent “by the wrongful act of”
the accused), a word that suggests causation, not motive
or purpose. Id., at 452; see Eureka Lake & Yuba Canal
Co. v. Superior Court of Yuba Cty., 116 U. S. 410, 418
(1886). And in Motes v. United States, 178 U. S. 458, 473–
474 (1900), the Court spoke of absence “with the assent of”
the defendant, a phrase perfectly consistent with an ab-
sence that is a consequence of, not the purpose of, what the
assenting defendant hoped to accomplish.
Petitioner’s argument that the word “procurement”
implies purpose or motive is unpersuasive. See Brief for
Petitioner 26–28. Although a person may “procure” a
result purposefully, a person may also “procure” a result
by causing it, as the word “procure” can, and at common
law did, mean “cause,” “bring about,” and “effect,” all
words that say nothing about motive or purpose. 2 N.
Webster, An American Dictionary of the English Lan-
guage (1828); see also 2 C. Richardson, New Dictionary of
the English Language 1514 (1839) (defining “procure” to
mean “[t]o take care for; to take care or heed, . . . that any
thing be done; to urge or endeavor, to manage or contrive
that it be done; to acquire; to obtain”). The majority’s
similar argument about the word “contrivance” fares no
better. See ante, at 6 (citing, e.g., 1 J. Chitty, A Practical
Treatise on the Criminal Law 81 (1816) (hereinafter
Chitty) (“kept away by the means and contrivance of the
prisoner”)). Even if a defendant had contrived, i.e., de-
Cite as: 554 U. S. ____ (2008) 13
BREYER, J., dissenting
vised or planned, to murder a victim, thereby keeping her
away, it does not mean that he did so with the purpose of
keeping her away in mind. Regardless, the relevant
phrase in Lord Morley’s Case is “by means or procurement
of” the defendant. 6 How. St. Tr., at 771 (emphasis added).
And, as I have explained, an absence “by means of” the
defendant’s actions may, or may not, refer to an absence
that the defendant desired, as compared to an absence
that the defendant caused.
The sole authority that expressly supports the major-
ity’s interpretation is an 1858 treatise stating that deposi-
tions were admissible if the witness “had been kept out of
the way by the prisoner, or by some one on the prisoner’s
behalf, in order to prevent him from giving evidence
against him.” E. Powell, Practice of the Law of Evidence
166. This treatise was written nearly 70 years after the
founding; it does not explain the basis for this conclusion;
and, above all, it concerns a complete exception to the
hearsay rule. Were there no such limitation, all a murder
victim’s hearsay statements, not simply the victim’s testi-
monial statements, could be introduced into evidence.
Here we deal only with a constitutional bar to the admis-
sion of testimonial statements. And an exception from the
general constitutional bar does not automatically admit
the evidence. Rather, it leaves the State free to decide, via
its own hearsay rules and hearsay exceptions, which such
statements are sufficiently reliable to admit.
B
Given the absence of any evidence squarely requiring
purpose rather than intent, what is the majority to say?
The majority first tries to draw support from the absence
of any murder case in which the victim’s Marian state-
ment was read to the jury on the ground that the defen-
dant had killed the victim. See ante, at 7–10. I know of no
instance in which this Court has drawn a conclusion about
14 GILES v. CALIFORNIA
BREYER, J., dissenting
the meaning of a common-law rule solely from the absence
of cases showing the contrary—at least not where there
are other plausible explanations for that absence. And
there are such explanations here.
The most obvious reason why the majority cannot find
an instance where a court applied the rule of forfeiture at
a murder trial is that many (perhaps all) common-law
courts thought the rule of forfeiture irrelevant in such
cases. In a murder case, the relevant witness, the murder
victim, was dead; and historical legal authorities tell us
that, when a witness was dead, the common law admitted
a Marian statement. See, e.g., Lord Morley’s Case, supra,
at 770–77 (Marian depositions “might be read” if the
witness was “dead or unable to travel”); King v. Woodcock,
1 Leach 500, 502, 168 Eng. Rep. 352, 353 (1789) (“[I]f the
deponent should die between the time of examination and
the trial of the prisoner, [the Marian deposition] may be
substituted in the room of that viva voce testimony which
the deponent, if living, could alone have given, and is
admitted of necessity as evidence of the fact”); J. Archbold,
A Summary of the Law Relative to Pleading and Evidence
in Criminal Cases 85 (1822) (where a witness was “dead,”
“unable to travel,” or “kept away by the means or pro-
curement of the prisoner,” Marian depositions “may be
given in evidence against the prisoner”). Because the
Marian statements of a deceased witness were admissible
simply by virtue of the witness’ death, there would have
been no need to argue for their admission pursuant to a
forfeiture rule.
Historical authorities also tell us that a Marian state-
ment could not be admitted unless it was a proper Marian
deposition, meaning that the statement was given in the
presence of the defendant thereby providing an opportu-
nity to cross-examine the witness. And this was the case
whether the witness’ unavailability was due to death or
the “means or procurement” of the defendant. See, e.g.,
Cite as: 554 U. S. ____ (2008) 15
BREYER, J., dissenting
ibid. (Where a witness was “dead,” “unable to travel,” or
“kept away by the means or procurement of the prisoner”
depositions could be read but they “must have been taken
in the presence of the prisoner, so that he might have had
an opportunity of cross examining the witness” (emphasis
added)); 2 W. Hawkins, Pleas of the Crown 605–606 (6th
ed. 1787) (hereinafter Hawkins); Chitty, 78–80; 2 J.
Bishop, New Criminal Procedure §§1194–1195, pp. 1020–
1022 (2d ed. 1913) (hereinafter Bishop); Lord Fenwick’s
Case, 13 Haw., at 602. Thus, in a murder trial, where the
witness was dead, either the Marian statement was proper
and it came into evidence without the forfeiture exception;
or it was improper and the forfeiture exception could not
have helped it come in. Cf. King v. Dingler, 2 Leach 561,
563, 168 Eng. Rep. 383, 384 (1791) (a top barrister of the
day argued successfully that “it is utterly impossible,
unless the prisoner had been present [at the Marian depo-
sition], that depositions thus taken can be read”). No
wonder then that the majority cannot find a murder case
that refers directly to the forfeiture exception. Common-
law courts likely thought the forfeiture exception irrele-
vant in such a case.
The majority highlights two common-law murder cases
that demonstrate this point—King v. Woodcock and King
v. Dingler. See ante, at 7–9. As the majority explains, in
each of these two cases, the defendant stood accused of
killing his wife. In each case, the victim had given an
account of the crime prior to her death. And in each case,
the court refused to admit the statements (statements that
might have been admitted simply by virtue of the fact that
the witness had died) on the ground that they were not
properly taken Marian statements, i.e., not made in the
presence of the defendant. Because admission pursuant to
the forfeiture rule also would have required the state-
ments to have been properly taken, there would have been
no reason to argue for their admission on that basis.
16 GILES v. CALIFORNIA
BREYER, J., dissenting
Instead, in each case, the prosecution argued that the
statement be admitted as a dying declaration. In Wood-
cock, depending on the account, the court either instructed
the jury to consider whether the statements were made
“under the apprehension of death,” or determined for itself
that they were and admitted them into evidence. 1 Leach,
at 504, 168 Eng. Rep., at 354; see 1 E. East, Pleas of the
Crown 356 (1803) (reprinted 2004). In Dingler, because
the Crown admitted that the statements were not made
“under apprehension of immediate death,” the statements
were excluded. 2 Leach, at 563, 168 Eng. Rep., at 384.
The forfeiture rule thus had no place in Woodcock or Din-
gler, not because of the state of mind of the defendant
when he committed his crime, but because the victim’s
testimony was not a properly taken Marian statement.
The American murder cases to which the majority refers
provide it no more support. See ante, at 9 (citing United
States v. Woods, 28 F. Cas. 762, 763 (CC DC 1834); Lewis
v. State, 17 Miss. 115, 120 (1847); Montgomery v. State, 11
Ohio 424, 425–426 (1842); Nelson v. State, 26 Tenn. 542,
543 (1847); Smith v. State, 28 Tenn. 9, 23 (1848)). Like
Woodcock and Dingler, these are dying declaration cases.
While it is true that none refers to the forfeiture exception,
it is also true that none of these cases involved a previ-
ously given proper Marian deposition or its equivalent.
There are other explanations as well for the absence of
authority to which the majority points. The defendant’s
state of mind only arises as an issue in forfeiture cases
where the witness has made prior statements against the
defendant and where there is a possible motive for the
killing other than to prevent the witness from testifying.
(Where that motive is certain, for example where the
defendant knows the witness only because she has previ-
ously testified against him, the prior statements would be
admitted under the majority’s purpose rule and the ques-
tion of intent would not come up.) We can see from mod-
Cite as: 554 U. S. ____ (2008) 17
BREYER, J., dissenting
ern cases that this occurs almost exclusively in the domes-
tic violence context, where a victim of the violence makes
statements to the police and where it is not certain
whether the defendant subsequently killed her to prevent
her from testifying, to retaliate against her for making
statements, or in the course of another abusive incident.
But 200 years ago, it might have been seen as futile for
women to hale their abusers before a Marian magistrate
where they would make such a statement. See, e.g., State
v. Rhodes, 61 N. C. 453, 459 (1868) (per curiam) (“We will
not inflict upon society the greater evil of raising the
curtain upon domestic privacy, to punish the lesser evil of
trifling violence”).
I also recognize the possibility that there are too few old
records available for us to draw firm conclusions. Indeed,
the “continuing confusion about the very nature of the law
of evidence at the end of the eighteenth century under-
scores how primitive and undertheorized the subject then
was.” See J. Langbein, The Origins of Adversary Criminal
Trial 248 (2003).
Regardless, the first explanation—that the forfeiture
doctrine could not have helped admit an improperly taken
Marian deposition—provides a sufficient ground to con-
clude that the majority has found nothing in the common-
law murder cases, domestic or foreign, that contradicts the
traditional legal principles supporting application of the
rule of forfeiture here. See Williams, Criminal Law §18,
at 39 (relying on sources at common law for the proposi-
tion that the accused “necessarily intends that which must
be the consequence of the act” (internal quotation marks
omitted)); LaFave, Substantive Criminal Law §5.2(a), at
341 (“the traditional view is that a person who acts . . .
intends a result of his act . . . when he knows that that
result is practically certain to follow from his conduct,
whatever his desire may be as to that result”).
The majority next points to a second line of common-law
18 GILES v. CALIFORNIA
BREYER, J., dissenting
cases, cases in which a court admitted a murdered wit-
ness’ “dying declaration.” But those cases do not support
the majority’s conclusion. A dying declaration can come
into evidence when it is “made in extremity” under a sense
of impending death, “when every hope of this world is
gone: when every motive to falsehood is silenced, and the
mind is induced by the most powerful considerations to
speak the truth.” Woodcock, supra, at 502, 168 Eng. Rep.,
at 353; see King v. Drummond, 1 Leach 337, 338, 168 Eng.
Rep. 271, 272 (1784) (“[T]he mind, impressed with the
awful idea of approaching dissolution, acts under a sanc-
tion equally powerful with that which it is presumed to
feel by a solemn appeal to God upon an oath”); see also
Hawkins 619, n. 10; Mattox v. United States, 156 U. S.
237, 243–244 (1895). The majority notes that prosecutors
did not attempt to obtain admission of dying declarations
on forfeiture grounds before trying to meet these strict
“dying declaratio[n]” requirements. See ante, at 10. This
failure, it believes, supports its conclusion that admission
pursuant to the forfeiture exception required a showing
that the defendant killed the witness with the purpose of
securing the absence of that witness at trial.
There is a simpler explanation, however, for the fact
that parties did not argue forfeiture in “dying declaration”
cases. And it is the explanation I have already mentioned.
The forfeiture exception permitted admission only of a
properly taken Marian deposition. And where death was
at issue, the forfeiture exception was irrelevant. In other
words, if the Marian deposition was proper, the rule of
forfeiture was unnecessary; if the deposition was im-
proper, the rule of forfeiture was powerless to help. That
is why we find lawyers in “dying declaration” cases argu-
ing that the dying declaration was either a proper Marian
deposition (in which case it was admitted) or it was a
“dying declaration” (in which case it was admitted), or
both. See, e.g., Dingler, supra, at 562, 168 Eng. Rep., at
Cite as: 554 U. S. ____ (2008) 19
BREYER, J., dissenting
383–384 (discussing the admission of statements either
“as a deposition taken pursuant to the [Marian] statutes”
or, in the alternative, “as the dying declaration of a party
conscious of approaching dissolution”); King v. Radbourne,
1 Leach 457, 46–461, 168 Eng. Rep. 330, 332 (1787)
(same); People v. Restell, 3 Hill 289 (N. Y. 1842) (same);
see also Chitty 79–81. Under these circumstances, there
would have been little reason to add the word “forfeiture.”
For the same reason, we can find “dying declarations”
admitted in murder cases where no proper Marian deposi-
tion existed, see, e.g., King v. Woodcock, 1 Leach 500, 168
Eng. Rep. 352; 1 East, Pleas of the Crown, at 356, or in
cases involving, say, wills or paternity disputes, where
Marian statements were not at all at issue, see 5 J. Wig-
more, Evidence §1431, p. 277, n. 2 (J. Chadbourn rev.
1974) (citing such cases from the 18th and 19th centuries).
Cf. Langbein, supra, at 245–246, nn. 291, 292 (at common
law, there existed both oath-based and cross-examination-
based rationales for the hearsay rule, with the latter only
becoming dominant around the turn of the 19th century
(citing Gallanis, The Rise of Modern Evidence Law, 84
Iowa L. Rev. 499, 516–550 (1999))).
The upshot is that the majority fails to achieve its basic
objective. It cannot show that the common law insisted
upon a showing that a defendant’s purpose or motive in
killing a victim was to prevent the victim from testifying.
At the least its authority is consistent with my own view,
that the prosecution in such a case need show no more
than intent (based on knowledge) to do so. And the most
the majority might show is that the common law was not
clear on the point.
IV
A
The majority makes three arguments in response. First,
it says that I am wrong about unconfronted statements at
20 GILES v. CALIFORNIA
BREYER, J., dissenting
common law. According to the majority, when courts
found wrongful procurement, they admitted a defendant’s
statements without regard to whether they were con-
fronted. See ante, at 15–19. That being so, the majority’s
argument goes, one must wonder why no one argued for
admissibility under the forfeiture rule in, say, Woodcock or
Dingler. See ante, at 7–11. The reason, the majority
concludes, is that the forfeiture rule would not have
helped secure admission of the (unconfronted) prior
statements in those cases, because the forfeiture rule
applied only where the defendant purposely got rid of the
witness. See ante, at 7. But the majority’s house of cards
has no foundation; it is built on what is at most common-
law silence on the subject. The cases it cites tell us next to
nothing about admission of unconfronted statements.
Fenwick’s Case, see ante, at 16 n. 3, for example, was a
parliamentary attainder proceeding; Parliament voted to
admit unconfronted statements but it is not clear what
arguments for admission Parliament relied upon. See
generally 13 How. St. Tr. 537. Hence it is not clear that
Parliament admitted unconfronted statements pursuant to
a forfeiture theory. In fact, the forfeiture rule in a felony
case was described in Fenwick’s Case as applying where
the witness “hath given information against [the defen-
dant] to a proper magistrate,” id., at 594 (remarks of
Lovel), i.e., a magistrate who normally would have had the
defendant before him as well.
Harrison’s Case, see ante, at 15–16, did admit an uncon-
fronted statement, but it was a statement made before a
coroner. See 12 How. St. Tr., at 852. Coroner’s state-
ments seem to have had special status that may some-
times have permitted the admission of prior unconfronted
testimonial statements despite lack of cross-examination.
But, if so, that special status failed to survive the Atlantic
voyage. See Crawford, 541 U. S., at 47, n. 2 (early Ameri-
can authorities “flatly rejected any special status for coro-
Cite as: 554 U. S. ____ (2008) 21
BREYER, J., dissenting
ner statements”).
The American case upon which the majority primarily
relies, Rex v. Barber, 1 Root 76 (Conn. Super. Ct. 1775),
see ante, at 16, consists of three sentences that refer to
“[o]ne White, who had testified before the justice and
before the grand-jury against Barber.” 1 Root, at 76.
White was “sent away” at Barber’s “instigation” and the
“court admitted witnesses to relate what White had before
testified.” Ibid. I cannot tell from the case whether
White’s statement was made before a grand jury or was
taken before a justice where cross-examination would
have been possible. At least some commentators seem to
think the latter. See W. Best, The Principles of the Law of
Evidence 467, 473, n. (e) (American ed. 1883) (listing
Barber as a case “of preliminary investigation before a
magistrate” where “evidence ha[d] been admitted, there
having been a right of cross-examination”); 2 Bishop,
§§1194–1197, at 1020–1024 (explaining that where a
witness had been “kept out of the way” by the defendant,
his prior testimony is admissible “if the defendant had the
opportunity to cross-examine the witness against him, not
otherwise,” and giving as a “[f]amiliar illustration” of this
principle cases before a committing magistrate including
Barber); J. Stephen, A Digest of the Law of Evidence 161,
American Note, General (1902) (citing Barber for the
proposition that evidence at a preliminary hearing was
admissible “if the party against whom it is offered was
present).
The majority’s final authority, Williams v. State, 19 Ga.
403 (1856), see ante, at 17, involved the admission of an
“examination” taken by “the committing magistrate.”
Such examinations were ordinarily given in the presence
of the defendant. See R. Greene & J. Lumpkin, Georgia
Justice 99 (1835) (describing procedures relevant to a
magistrate’s examination of a witness in Georgia); see also
M. M’Kinney, The American Magistrate and Civil Officer
235 (1850) (testimony of the accuser and his witnesses
22 GILES v. CALIFORNIA
BREYER, J., dissenting
taken by a magistrate “must be done in the presence of the
party accused, in order that he may have the advantage of
cross-examining the witnesses”).
At the same time, every Supreme Court case to apply
the forfeiture rule has done so in the context of previously
confronted testimony. See, e.g., Reynolds, 98 U. S., at 158
(admitting previously confronted statements pursuant to a
forfeiture rule); Diaz, 223 U. S., at 449 (same); Mattox, 156
U. S., at 240 (same); Motes, 178 U. S., at 470–471 (same).
Of course, modern courts have changed the ancient
common-law forfeiture rule—in my view, for the better.
They now admit unconfronted prior testimonial state-
ments pursuant to such a rule. See, e.g., United States v.
Carlson, 547 F. 2d 1346, 1357–1360 (CA8 1976) (the earli-
est case to do so); United States v. Mastrangelo, 693 F. 2d
269 (CA2 1982); United States v. Rouco, 765 F. 2d 983
(CA11 1985); see also Davis, 547 U. S., at 834. But, as the
dates of these cases indicate, the admission of uncon-
fronted statements under a forfeiture exception is a fairly
recent evidentiary development. The majority evidently
finds this elephant of a change acceptable—as do I. With-
out it, there would be no meaningful modern-day forfei-
ture exception. Why then does the majority strain so hard
at what, comparatively speaking, is a gnat (and a nonexis-
tent gnat at that)?
In sum, I have tried to show the weakness of the foun-
dation upon which the majority erects its claim that the
common law applied the forfeiture rule only where it was
a defendant’s purpose or motive (not his intent based on
knowledge) to keep the witness away. The majority says
that “the most natural reading of the language used at
common law” supports its view. Ante, at 14. As I have
shown, that is not so. See supra, at 3–4. The majority
next points to “the absence of common-law cases admitting
prior statements on a forfeiture theory” where the defen-
dant prevented, but did not purposely prevent, the witness
Cite as: 554 U. S. ____ (2008) 23
BREYER, J., dissenting
from testifying. Ante, at 14. As I have pointed out, this
absence proves nothing because (1) the relevant circum-
stances (there has been a prior testimonial statement, the
witness is now unavailable due to defendant’s actions, and
the defendant knows that the witness will not testify but
that is not his purpose) are likely to arise almost exclu-
sively when the defendant murders the witness, and (2) a
forfeiture theory was ordinarily redundant or useless in
such cases. See supra, at 14–15. The majority, describing
its next argument as “conclusive,” points to “innumerable
cases” where courts did not admit “unconfronted inculpa-
tory testimony by murder victims” against a defendant.
Ante, at 14–15. The majority is referring to those dying
declaration cases in which unconfronted statements were
not admitted because the witness was not sufficiently
aware of his impending death when he made them. See
ante, at 9. But as I have explained, the forfeiture rule
would have been unhelpful under these circumstances.
See supra, at 18. Finally, the majority points to a “subse-
quent history” in the United States where questions about
the defendant’s state of mind did not begin to arise until
the 1980’s. Ante, at 14. I have explained why that history
does not support its view. See supra, at 22. Having only
begun to swallow the elephant in the late 1970’s and early
1980’s, it makes sense that courts would not have previ-
ously considered the gnat.
While I have set forth what I believe is the better read-
ing of the common-law cases, I recognize that different
modern judges might read that handful of cases differ-
ently. All the more reason then not to reach firm conclu-
sions about the precise metes and bounds of a contempo-
rary forfeiture exception by trying to guess the state of
mind of 18th century lawyers when they decided not to
make a particular argument, i.e., forfeiture, in a reported
case. That is why, in Part II, supra, I have set forth other,
more conclusive reasons in support of the way I would
24 GILES v. CALIFORNIA
BREYER, J., dissenting
read the exception.
Second, the majority objects to that aspect of the forfei-
ture rule that requires a judge to make a preliminary
assessment of the defendant’s wrongful act in order to
determine whether the relevant statements should be
admitted. See ante, at 23. But any forfeiture rule requires
a judge to determine as a preliminary matter that the
defendant’s own wrongdoing caused the witness to be
absent. Regardless, preliminary judicial determinations
are not, as the majority puts it “akin . . . to ‘dispensing
with jury trial.’ ” Ante, at 11. (quoting Crawford, 541
U. S., at 62). We have previously said that courts may
make preliminary findings of this kind. For example,
where a defendant is charged with conspiracy, the judge is
permitted to make an initial finding that the conspiracy
existed so as to determine whether a statement can be
admitted under the co-conspirator exception to the hear-
say rule. See Bourjaily v. United States, 483 U. S. 171,
175–176 (1987) (“The inquiry made by a court concerned
with these matters is not whether the proponent of the
evidence wins or loses his case on the merits, but whether
the evidentiary Rules have been satisfied”). And even the
plurality is forced to admit that it is “sometimes” neces-
sary for “judge . . . to inquire into guilt of the charged
offense in order to make a preliminary evidentiary ruling.”
Ante, at 21, n. 6.
Third, the plurality seems to believe that an ordinary
intent requirement, rather than a purpose or motive re-
quirement, would let in too much out-of-court testimonial
evidence. See ante, at 20–22. Ordinarily a murderer
would know that his victim would not be able to testify at
a murder trial. Hence all of the victim’s prior testimonial
statements would come in at trial for use against a defen-
dant. To insist upon a showing of purpose rather than
plain (knowledge-based) intent would limit the amount of
unconfronted evidence that the jury might hear.
Cite as: 554 U. S. ____ (2008) 25
BREYER, J., dissenting
This argument fails to account for the fact that overcom-
ing a constitutional objection does not guarantee admissi-
bility of the testimonial evidence at issue. The States will
still control admissibility through hearsay rules and ex-
ceptions. And why not? What important constitutional
interest is served, say, where a prior testimonial state-
ment of a victim of abuse is at issue, by a constitutional
rule that lets that evidence in if the defendant killed a
victim purposely to stop her from testifying, but keeps it
out if the defendant killed her knowing she could no longer
testify while acting out of anger or revenge?
B
Even the majority appears to recognize the problem
with its “purpose” requirement, for it ends its opinion by
creating a kind of presumption that will transform pur-
pose into knowledge-based intent—at least where domestic
violence is at issue; and that is the area where the prob-
lem is most likely to arise.
JUSTICE SOUTER, concurring in part, says:
“[The requisite] element of intention would normally
be satisfied by the intent inferred on the part of the
domestic abuser in the classic abusive relationship,
which is meant to isolate the victim from outside help,
including the aid of law enforcement and the judicial
process. If the evidence for admissibility shows a con-
tinuing relationship of this sort, it would make no
sense to suggest that the oppressing defendant mi-
raculously abandoned the dynamics of abuse the in-
stant before he killed his victim, say in a fit of anger.”
Ante, at 3.
This seems to say that a showing of domestic abuse is
sufficient to call into play the protection of the forfeiture
rule in a trial for murder of the domestic abuse victim.
Doing so when, in fact, the abuser may have had other
26 GILES v. CALIFORNIA
BREYER, J., dissenting
matters in mind apart from preventing the witness from
testifying, is in effect not to insist upon a showing of “pur-
pose.” Consequently, I agree with this formulation,
though I would apply a simple intent requirement across
the board.
V
The rule of forfeiture is implicated primarily where
domestic abuse is at issue. In such a case, a murder vic-
tim may have previously given a testimonial statement,
say, to the police, about an abuser’s attacks; and introduc-
tion of that statement may be at issue in a later trial for
the abuser’s subsequent murder of the victim. This is not
an uncommon occurrence. Each year, domestic violence
results in more than 1,500 deaths and more than 2 million
injuries; it accounts for a substantial portion of all homi-
cides; it typically involves a history of repeated violence;
and it is difficult to prove in court because the victim is
generally reluctant or unable to testify. See Bureau of
Justice Statistics, Homicide trends in the U. S.,
http://www.ojp.usdoj.gov/bjs/homicide/tables/relationshipt
ab.htm (as visited June 23, 2008, and available in Clerk of
Court’s case file); Dept. of Health and Human Services,
Centers for Disease Control and Prevention, National
Center for Injury Prevention and Control, Costs of Inti-
mate Partner Violence Against Women in the United
States 19 (2003); N. Websdale, Understanding Domestic
Homicide 207 (1999); Lininger, Prosecuting Batterers
after Crawford, 91 Va. L. Rev. 747, 751, 768–769 (2005).
Regardless of a defendant’s purpose, threats, further
violence, and ultimately murder, can stop victims from
testifying. See id., at 769 (citing finding that batterers
threaten retaliatory violence in as many as half of all
cases, and 30 percent of batterers assault their victims
again during the prosecution). A constitutional eviden-
tiary requirement that insists upon a showing of purpose
Cite as: 554 U. S. ____ (2008) 27
BREYER, J., dissenting
(rather than simply intent or probabilistic knowledge) may
permit the domestic partner who made the threats, caused
the violence, or even murdered the victim to avoid convic-
tion for earlier crimes by taking advantage of later ones.
In Davis, we recognized that “domestic violence” cases
are “notoriously susceptible to intimidation or coercion of
the victim to ensure that she does not testify at trial.” 547
U. S., at 832–833. We noted the concern that “[w]hen this
occurs, the Confrontation Clause gives the criminal a
windfall.” Id., at 833. And we replied to that concern by
stating that “one who obtains the absence of a witness by
wrongdoing forfeits the constitutional right to confronta-
tion.” Ibid. To the extent that it insists upon an addi-
tional showing of purpose, the Court breaks the promise
implicit in those words and, in doing so, grants the defen-
dant not fair treatment, but a windfall. I can find no
history, no underlying purpose, no administrative consid-
eration, and no constitutional principle that requires this
result.
Insofar as JUSTICE SOUTER’s rule in effect presumes
“purpose” based on no more than evidence of a history of
domestic violence, I agree with it. In all other respects,
however, I must respectfully dissent.