FILED
United States Court of Appeals
Tenth Circuit
May 24, 2010
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
FOR THE TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff!Appellee,
v. No. 09-3379
(D.C. No. 5:07-CR-40124-JAR-1)
LENARD CHAUNCY DIXON (D. Kan)
Defendant!Appellant.
ORDER AND JUDGMENT *
Before KELLY, TYMKOVICH, and GORSUCH, Circuit Judges.
Defendant Lenard Chauncy Dixon pleaded guilty to five counts of robbery
in violation of the Hobbs Act, 18 U.S.C. § 1951, and one count of being a felon in
possession of a firearm, in violation of 18 U.S.C. § 922(g). Under the terms of
his plea agreement, “defendant knowingly and voluntarily waive[d] any right to
appeal or collaterally attack any matter in connection with [his] prosecution, . . .
*
This panel has determined unanimously that oral argument would not
materially assist the determination of this appeal. See Fed. R. App. P. 34(a)(2);
10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral
argument. This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and
10th Cir. R. 32.1.
conviction, or the components of the sentence.” Mot. to Enforce, Attached Plea
Agreement at 10. Although the plea agreement contained an appeal waiver,
defendant filed a notice of appeal seeking to claim that his sentence is
unreasonable. The United States has moved to enforce the appeal waiver pursuant
to United States v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (en banc) (per curiam).
We grant the government’s motion.
As permitted by Fed. R. Crim. P. 11(c)(1)(C), the parties proposed that the
court impose a sentence of not less than ten years, nor more than the combined
statutory maximum on all counts of conviction, 110 years, as well as restitution
and five years’ supervised release. Plea Agreement at 7. The district court
sentenced defendant to a combined term of 420 months’ imprisonment, or 35
years. Mot. to Enforce, Attached Sent. Hr’g Tr. at 36.
Defendant seeks to appeal his sentence as too long. “A defendant may not
appeal [his] sentence if [he] has waived [his] appellate rights in an enforceable
plea agreement.” United States v. Smith, 500 F.3d 1206, 1210 (10th Cir. 2007).
“This Court employs a three-pronged analysis to determine whether to enforce a
waiver of appellate rights.” Id. We examine “(1) whether the disputed appeal
falls within the scope of the waiver of appellate rights; (2) whether the defendant
knowingly and voluntarily waived his appellate rights; and (3) whether enforcing
the waiver would result in a miscarriage of justice.” Hahn, 359 F.3d at 1325.
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Defendant contends that the appeal waiver is outside the scope of the
appeal waiver because the sentence was above the guideline range, claiming
erroneously that the plea agreement permits him to appeal a sentence that is
outside the guideline range. Defendant asserts that the Plea Agreement states:
“By entering into this agreement, the defendant knowingly waives any right to
appeal a sentence imposed which is within the guideline range determined
appropriate by the Court.” Resp. at 2. (emphasis added). Defendant, however,
has added the word “guideline,” which is not in the actual sentence. In the Plea
Agreement, the cited sentence states: “By entering into this agreement, the
defendant knowingly waives any right to appeal a sentence imposed which is
within the range determined appropriate by the court.” Plea Agreement at 10.
This is consistent with the totality of the Plea Agreement, in which the parties
agreed to a proposed sentencing range of 10 to 110 years. Indeed, the Plea
Agreement specifically states that pursuant to Rule 11(c)(1)(C), “the parties are
not requesting imposition of an advisory guideline sentence.” Plea Agreement at
8.
Based on the parties’ proposed sentencing range in the Plea Agreement, and
all of the factors in 18 U.S.C. § 3553, the district court did impose a sentence
above the advisory guideline range. 1 The sentence it imposed was within the
1
The maximum term of imprisonment was 20 years for each robbery
conviction and 10 years for the firearms conviction. The presentence report
(continued...)
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range proposed by the Plea Agreement and within the range determined
appropriate by the court. Thus, defendant’s appeal falls within the scope of the
Plea Agreement’s appeal waiver.
Defendant summarily argues that, if this court determines his appeal is
within the scope of the appeal waiver, then the waiver was not knowingly or
voluntarily entered and to enforce it would be a miscarriage of justice. Resp.
at 5. Defendant does not articulate any basis for these arguments; nor do we find
any.
Accordingly, we GRANT the government’s motion to enforce the appeal
waiver in the plea agreement and DISMISS the appeal.
ENTERED FOR THE COURT
PER CURIAM
1
(...continued)
calculated defendant’s guideline range as 121 to 151 months’ imprisonment.
R. Vol. 2, Doc. 105 at 28.
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