PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
FREDERICK AIKENS,
Plaintiff-Appellant,
v.
WILLIAM E. INGRAM, JR.,
individually and in his capacity as
Adjutant General of the North
Carolina Army National Guard;
PETER VON JESS, individually and
in his capacity as Lieutenant No. 08-2278
Colonel of the North Carolina
National Guard; BRIAN MCCARTHY,
individually and in his capacity as
a member of the North Carolina
Army National Guard; PAUL JONES,
individually and in his capacity as
a member of the North Carolina
Army National Guard,
Defendants-Appellees.
Appeal from the United States District Court
for the Eastern District of North Carolina, at Raleigh.
James C. Dever III, District Judge.
(5:06-cv-00185-D)
Argued: March 25, 2010
Decided: July 6, 2010
2 AIKENS v. INGRAM
Before NIEMEYER and KING, Circuit Judges, and
Eugene E. SILER, Jr., Senior Circuit Judge of the United
States Court of Appeals for the Sixth Circuit,
sitting by designation.
Affirmed by published opinion. Judge Niemeyer wrote the
majority opinion, in which Senior Judge Siler joined. Judge
King wrote a dissenting opinion.
COUNSEL
ARGUED: William Woodward Webb, Sr., EDMISTEN &
WEBB, Raleigh, North Carolina, for Appellant. John Foster
Maddrey, NORTH CAROLINA DEPARTMENT OF JUS-
TICE, Raleigh, North Carolina, for Appellees. ON BRIEF:
William Woodward Webb, Jr., EDMISTEN & WEBB,
Raleigh, North Carolina, for Appellant. Roy Cooper, North
Carolina Attorney General, W. Dale Talbert, Special Deputy
Attorney General, NORTH CAROLINA DEPARTMENT OF
JUSTICE, Raleigh, North Carolina, for Appellees.
OPINION
NIEMEYER, Circuit Judge:
Frederick Aikens, formerly a colonel in the North Carolina
Army National Guard, commenced this action against his for-
mer colleagues, Adjutant General William Ingram and Lieu-
tenant Colonel Peter von Jess, alleging that they violated his
Fourth Amendment rights by wrongfully intercepting, read-
ing, and forwarding his e-mails while he was deployed in
Iraq. The district court dismissed the action without prejudice,
concluding that it lacked subject matter jurisdiction because
AIKENS v. INGRAM 3
of Colonel Aikens’ failure to exhaust any available intra-
military remedies. The court entered a judgment of dismissal
on September 14, 2007.
When Colonel Aikens filed his claim with the Army Board
for Correction of Military Records ("ABCMR"), the Board
determined that it could not provide him with the relief that
he sought. Afterwards, rather than filing a new action, Aikens
sought to reopen the judgment entered in this case by filing
a motion for relief from judgment under Federal Rule of Civil
Procedure 60(b)(6). The district court denied the motion, rea-
soning that Colonel Aikens had failed to establish the extraor-
dinary circumstances necessary for granting relief from
judgment under Rule 60(b)(6).
For the reasons that follow, we conclude that the district
court did not abuse its discretion and affirm.
I
After Frederick Aikens was promoted to colonel in the
North Carolina Army National Guard, Lieutenant Colonel
Peter von Jess was selected to replace him as executive officer
of the 139th Rear Operations Center. Shortly thereafter, Colo-
nel Aikens began receiving complaints about von Jess from
subordinate field officers, leading Aikens to discipline von
Jess in a July 2002 officer evaluation report. Aikens reiterated
that evaluation in a December 2002 evaluation report. Adju-
tant General William Ingram, who had selected von Jess to
replace Aikens as executive officer, invalidated Colonel
Aikens’ evaluation of von Jess, which provoked Colonel
Aikens to file a complaint for undue command influence with
the Department of the Army Inspector General. The Inspector
General substantiated Aikens’ complaint.
According to Aikens, when he was later deployed to
Kuwait in April 2003, two of his subordinate officers, under
instructions from General Ingram, illegally monitored and
4 AIKENS v. INGRAM
intercepted his personal e-mails from a computer system they
had set up for him. These e-mails contained personal corre-
spondence, including negative statements about General
Ingram and others.
Thereafter, General Ingram ordered two separate investiga-
tions of Aikens, one in December 2003 and another in Febru-
ary 2004, both of which were later determined to be
unsubstantiated. But Colonel Aikens was later notified by the
Inspector General that he was the subject of yet another inves-
tigation for a "hostile command climate and inappropriate
relations with women." These charges were substantiated in
part by use of the intercepted e-mails. Colonel Aikens asserts
that as a result he resigned from the North Carolina National
Guard in June 2005 and that his resignation amounted to con-
structive discharge from the United States Army. After his
resignation, he was transferred to the Retired Reserve.
Colonel Aikens commenced this action against General
Ingram and Lieutenant Colonel von Jess, contending that the
defendants violated his Fourth Amendment rights and Army
Regulation 380-19. General Ingram and Lieutenant Colonel
von Jess filed a motion to dismiss pursuant to Federal Rule of
Civil Procedure 12(b)(1), arguing that the district court lacked
subject matter jurisdiction because Colonel Aikens had failed
to exhaust his intra-service military remedies through the
ABCMR. Aikens responded, arguing that exhaustion was
unnecessary because the ABCMR could not address Fourth
Amendment violations and that General Ingram and Lieuten-
ant von Jess were, in any event, state actors not subject to the
ABCMR.
The district court granted the motion without prejudice,
directing Aikens to exhaust his intra-service administrative
remedies with the ABCMR. Aikens v. Ingram, 513 F. Supp.
2d 586 (E.D.N.C. 2007). The court noted that Colonel
Aikens’ complaint, in making his Fourth Amendment argu-
ment, relied on Army Regulation 380-19 and that the
AIKENS v. INGRAM 5
ABCMR "has authority to ‘correct an error or remove an
injustice’ in plaintiff’s military record," id. at 591 (quoting 10
U.S.C. § 1552(a)(1)), and to "‘reinstate [plaintiff] in a compa-
rable active federal reserve status, restore his pay and order
compensatory back pay,’" id. (quoting Williams v. Wilson,
762 F.2d 357, 360 n.6 (4th Cir. 1985) (alteration in original)).
The court reasoned:
At bottom, plaintiff seeks to rescind the resignation
letter contained in his military record. In so doing, he
relies on the Fourth Amendment and on Army Regu-
lation 380-19. However, plaintiff’s "failure to
exhaust intraservice administrative remedies [makes]
his federal claim[s] a nonjusticiable military contro-
versy."
Id. (quoting Williams, 762 F.2d at 360) (alterations in origi-
nal). The court added, however, that if the ABCMR did not
have jurisdiction, it would take no action and Colonel Aikens
could return to federal court. Id. at 592. On the other hand, if
the ABCMR had jurisdiction, then the court would be limited
to conducting judicial review of the administrative proceed-
ing. Id.
Colonel Aikens subsequently pursued administrative reme-
dies but was denied relief. The ABCMR wrote Colonel
Aikens, "Upon review it has been determined that your appli-
cation and the remedy you seek is not within the purview of
the ABCMR; therefore, it is returned without prejudice and
without action being taken by this Board."
On March 31, 2008, more than six months after the district
court entered its judgment of dismissal, Aikens filed a motion
for relief from the judgment, pursuant to Federal Rule of Civil
Procedure 60(b)(6). He argued that the judgment should be
reopened because he had complied with the court’s require-
ment that he exhaust his intra-service administrative remedies
and he now might face a statute of limitations defense if he
6 AIKENS v. INGRAM
were to file a new action. The district court denied the motion
on the ground that Colonel Aikens had failed to show the "ex-
traordinary circumstances" warranting relief from the judg-
ment under Rule 60(b)(6). The court noted that its judgment
of dismissal without prejudice anticipated that Colonel Aikens
would return to federal court through the filing of a new
action. In response to Aikens’ suggestion that he might now
be faced with a statute of limitations defense, the court
observed that any limitations problem was the result of
Aikens’ tactical decisions not to seek administrative review
earlier and to file this action late in the limitations period.
From the district court’s order denying Aikens’ motion for
relief from judgment under Federal Rule of Civil Procedure
60(b)(6), Aikens filed this appeal.
II
Federal Rule of Civil Procedure 60(b) authorizes a district
court to grant relief from a final judgment for five enumerated
reasons or for "any other reason that justifies relief." Fed. R.
Civ. P. 60(b)(6).1 While this catchall reason includes few tex-
1
Federal Rule of Civil Procedure 60(b) provides in full:
Grounds for Relief from a Final Judgment, Order, or Proceeding.
On motion and just terms, the court may relieve a party or its
legal representative from a final judgment, order, or proceeding
for the following reasons:
(1) mistake, inadvertence, surprise, or excusable neglect;
(2) newly discovered evidence that, with reasonable diligence,
could not have been discovered in time to move for a new
trial under Rule 59(b);
(3) fraud (whether previously called intrinsic or extrinsic), mis-
representation, or misconduct by an opposing party;
(4) the judgment is void;
(5) the judgment has been satisfied, released or discharged; it is
based on an earlier judgment that has been reversed or
AIKENS v. INGRAM 7
tual limitations, its context requires that it may be invoked in
only "extraordinary circumstances" when the reason for relief
from judgment does not fall within the list of enumerated rea-
sons given in Rule 60(b)(1)-(5). See Liljeberg v. Health Servs.
Acquisition Corp., 486 U.S. 847, 863 n.11, & 864 (1988). As
Chief Justice Rehnquist noted in his separate opinion in Lilje-
berg:
Rule 60(b) authorizes a district court, on motion and
upon such terms as are just, to relieve a party from
a final judgment, order, or proceeding for any "rea-
son justifying relief from the operation of the judg-
ment." However, we have repeatedly instructed that
only truly "extraordinary circumstances" will permit
a party successfully to invoke the "any other reason"
clause of § 60(b). This very strict interpretation of
Rule 60(b) is essential if the finality of judgments is
to be preserved.
486 U.S. at 873 (Rehnquist, C.J., dissenting) (citations omit-
ted). To give Rule 60(b)(6) broad application would under-
mine numerous other rules that favor the finality of
judgments, such as Rule 59 (requiring that motions for new
trial or to alter or amend a judgment be filed no later than 28
days after the entry of judgment); Rule 6(b)(2) (providing that
a court may not extend the time to file motions under Rules
50(b) and (d), 52(b), 59(b), (d), and (e), and 60(b)); and Fed-
vacated; or applying it prospectively is no longer equitable;
or
(6) any other reason that justifies relief.
And Federal Rule of Civil Procedure 60(c)(1) provides:
Timing. A motion under Rule 60(b) must be made within a rea-
sonable time—and for reasons (1), (2), and (3) no more than a
year after the entry of the judgment or order or the date of the
proceeding.
8 AIKENS v. INGRAM
eral Rule of Appellate Procedure 4(a) (requiring that appeals
be filed within 30 days after judgment).
We have thus required—in addition to the explicitly stated
requirements that the motion under Rule 60(b)(6) be filed on
"just terms" and within "a reasonable time"—that the party
filing the motion have a meritorious claim or defense and that
the party opposing the motion not be unfairly prejudiced by
having the judgment set aside. See Nat’l Credit Union Admin.
Bd. v. Gray, 1 F.3d 262, 264 (4th Cir. 1993). And if the rea-
son asserted for the Rule 60(b)(6) motion could have been
addressed on appeal from the judgment, we have denied the
motion as merely an inappropriate substitute for an appeal.
See Dowell v. State Farm Fire & Cas. Auto. Ins. Co., 993
F.2d 46, 48 (4th Cir. 1993) (holding that the "voluntary, delib-
erate, free [and] untrammeled choice" not to appeal the origi-
nal judgment or order cannot establish a basis for Rule 60
relief (quoting Ackermann v. United States, 340 U.S. 193, 200
(1950) (alteration in original)); In re Burnley, 988 F.2d 1, 3
(4th Cir. 1992) ("A Rule 60(b) motion may not substitute for
a timely appeal"). See generally 11 Charles Alan Wright,
Arthur R. Miller & Mary Kay Kane, Federal Practice and
Procedure § 2864, at 359-60 & n.25 (2d ed. 1995) (collecting
cases).
We review the district court’s ruling on a 60(b) motion for
abuse of discretion, see Browder v. Dir., Dep’t of Corrections
of Ill., 434 U.S. 257, 263 n.7 (1978); Nat’l Credit Union, 1
F.3d at 265, and "an appeal from denial of Rule 60(b) relief
does not bring up the underlying judgment for review,"
Browder, 434 U.S. at 263 n.7.
With these principles in hand, we now turn to Colonel
Aikens’ contention that the district court abused its discretion
in denying him relief from its prior judgment of dismissal
under Rule 60(b)(6).
AIKENS v. INGRAM 9
III
Aikens asserts that he demonstrated extraordinary circum-
stances because (1) "he satisfied the District Court’s (errone-
ous) exhaustion requirement" and (2) the defendants "likely
will assert a limitations defense to any refiled claim." He
maintains that his predicament was "caused by the District
Court’s erroneous exhaustion requirement" and that he is
therefore entitled to relief from judgment. Alternatively, he
argues that the "District Court should have treated [his] Rule
60(b)(6) motion as a new filing [of an action] rather than
denying it outright." On his observation that the defendants
would likely have filed a statute of limitations defense had he
filed a new action, Aikens speculates:
Appellees most certainly again will attempt to pre-
clude a hearing on the merits by raising a limitations
defense. A three year limitations period applies to
Col. Aikens’s claims. Appellees will argue that the
limitations period began to run on November 24,
2003, when he became aware of the claims. Col.
Aikens timely filed his case in the District Court on
April 27, 2006, tolling the limitations period with
212 days left, but Appellees will argue that the limi-
tations period began to run again on September 13,
2007, when the District Court dismissed the claim
for failure to exhaust and that the limitations period
never was tolled again.
(Citations omitted).
Several difficulties about Aikens’ argument become imme-
diately apparent. First, if he was convinced that the district
court erred in dismissing his action for failure to exhaust
administrative remedies, Aikens could have appealed, but he
did not.2 Alternatively, he could have asked the district court
2
Our colleague in dissent suggests that exhaustion followed by the Rule
60(b)(6) motion was a more sensible litigation strategy for Aikens because
10 AIKENS v. INGRAM
to stay the action pending exhaustion of administrative reme-
dies, but again he did not, failing to recognize that such a stay
would be an appropriate exercise of the district court’s discre-
tion. We have readily ordered a stay of an ongoing federal
action pending exhaustion of administrative or state proceed-
ings, particularly to avoid statute of limitations problems. See,
e.g., Traverso v. Penn, 874 F.2d 209, 212-13 (4th Cir. 1989)
(requiring a stay rather than dismissal of § 1983 action to
allow for exhaustion of pending state proceedings); Suggs v.
Brannon, 804 F.2d 274, 279-80 (4th Cir. 1986) (abstaining
from § 1983 claim due to ongoing state prosecution, but
ordering a stay rather than dismissal because of statute of lim-
itations problem); Stubbs v. Foley, No. 92-7164, 998 F.2d
1010 (Table), 1993 WL 261975 at *2 (4th Cir. July 2, 1993)
(vacating dismissal for failure to exhaust and remanding with
order to stay pending exhaustion due to concern about a
potential statute of limitations problem). Finally, after
exhausting administrative remedies, Aikens could have filed
a new action, rather than seeking relief from judgment or
claiming that the district court should have treated his Rule
60(b)(6) motion as a new action. In short, Aikens’ posited
predicament was as much the result of his management of the
action as the result of the district court’s allegedly erroneous
judgment of dismissal.
had he appealed the allegedly erroneous dismissal, "we might . . . have
affirmed and Aikens would have ended up before the ABCMR anyway."
Post at 27. The dissent goes so far as to suggest that this would be "the
more likely outcome," despite the dissent’s supposition that the initial dis-
missal was erroneous. Id. Setting aside the fact that the dissent’s suggested
litigation strategy conflicts with numerous precedents of the Supreme
Court and our court, which note specifically that Rule 60 may not be a
substitute for appeal, it is also flawed because it rests on the notion that
Aikens should not have appealed an erroneous judgment to us because we
might not have recognized that it was erroneous. Yet, this assumption,
which gives us little credit as a reviewing court, certainly cannot be made
by the dissent when it maintains throughout that the district court’s error
was an obvious mistake.
AIKENS v. INGRAM 11
Moreover, at oral argument, Aikens’ counsel could do no
more than speculate on whether he would indeed be faced
with a legitimate statute of limitations defense. It is not clear
when Aikens’ cause of action accrued, and Aikens’ counsel
agreed that he did not know what tolling provisions might
apply or how they might apply.
The district court concluded that Aikens cannot "avoid the
statute of limitations problem he now faces by deft use of
Rule 60(b)(6). Stated simply, ‘extraordinary circumstances’
do not arise due to limitations that otherwise apply, and a
plaintiff cannot use Rule 60(b)(6) to evade such time limita-
tions." We agree. This issue, raised by procedural choices that
Aikens made, was addressed directly by the Supreme Court
in Ackermann, where the petitioner decided not to appeal for
tactical reasons. As the Court stated:
Petitioner made a considered choice not to appeal,
apparently because he did not feel that an appeal
would prove to be worth what he thought was a
required sacrifice of his home. His choice was a risk,
but calculated and deliberate and such as follows a
free choice. Petitioner cannot be relieved of such a
choice because hindsight seems to indicate to him
that his decision not to appeal was probably wrong
. . . . There must be an end to litigation some day,
and free, calculated, deliberate choices are not to be
relieved from.
Ackermann, 340 U.S. at 198.
To the extent that Aikens rests his argument on the district
court’s earlier purportedly erroneous dismissal of his case, his
remedy was to appeal, not to file a Rule 60(b)(6) motion. It
is well established that Rule 60(b)(6) does not serve as a sub-
stitute for appeal. See Dowell, 993 F.2d at 48 (citing Acker-
mann, 340 U.S. at 198); Burnley, 988 F.2d at 3. The office of
appeal is designed to correct perceived errors, and any appeal
12 AIKENS v. INGRAM
is governed by an independent set of rules and time consider-
ations. See, e.g., Fed. R. App. P. 4(a)(1) (providing, with
exceptions, that a notice of appeal must be filed "within 30
days after the judgment or order appealed from is entered").
In the circumstances of this case, we cannot conclude that
the district court abused its discretion in denying Aikens’
motion to reopen the judgment under Federal Rule of Civil
Procedure 60(b)(6).
AFFIRMED
KING, Circuit Judge, dissenting:
With sincere respect for my friends of the panel majority,
I write separately in dissent. The bottom line of this dispute
is that Frederick Aikens was right — and the district court
was wrong — about whether the exhaustion of intraservice
remedies was necessary before Aikens could pursue his 42
U.S.C. § 1983 claim. Although he was ultimately vindicated
on the exhaustion issue, Colonel Aikens found himself in a
predicament: Absent Rule 60(b) relief from the judgment of
dismissal, his § 1983 claim was vulnerable to a statute of limi-
tations defense. And this predicament was the direct result of
the court’s mistake, not any misjudgment by Aikens or his
lawyer. Nevertheless, the district court — and now my col-
leagues of the majority — deemed Aikens to be ineligible for
Rule 60(b) relief. Because I would vacate and remand, I
wholeheartedly dissent.
I.
Colonel Aikens asserts that, while he was deployed to the
Middle East supporting Operation Iraqi Freedom, his personal
email was illegally intercepted and used to compel his retire-
ment from the North Carolina Army National Guard (the
"NCARNG") after thirty-two years of service. Those respon-
sible, according to Aikens, were NCARNG Adjutant General
AIKENS v. INGRAM 13
William E. Ingram, Jr., and Lieutenant Colonel Peter von
Jess. Consequently, on April 27, 2006, Aikens filed his
§ 1983 claim in the Eastern District of North Carolina —
apparently with more than seven months left in the applicable
three-year limitations period — alleging that Ingram and von
Jess had contravened his Fourth Amendment rights. Over
Aikens’s vehement objection, the district court dismissed the
§ 1983 claim on the mistaken belief that Aikens was required,
but had failed, to exhaust remedies with the Army Board for
Correction of Military Records (the "ABCMR"). See Aikens
v. Ingram, 513 F. Supp. 2d 586, 588 (E.D.N.C. 2007) (the
"Dismissal Order").
Generally speaking, if a service-member plaintiff fails to
exhaust "available intraservice remedies," his federal claim
against the military is "a nonjusticiable military controversy."
Williams v. Wilson, 762 F.2d 357, 360 (4th Cir. 1985). Signif-
icantly, however, we have recognized "an exception to the
exhaustion requirement": "If the outcome would predictably
be futile, the doctrine of exhaustion will not apply." Guerra
v. Scruggs, 942 F.2d 270, 276 (4th Cir. 1991) (internal quota-
tion marks omitted). Here, Colonel Aikens contended in the
district court that there were no "available intraservice reme-
dies" and the outcome of an ABCMR application "would pre-
dictably be futile" because the ABCMR lacked jurisdiction to
accord him any relief. See 32 CFR § 581.3(e)(1)(iii) (provid-
ing that an "application may be returned without action if . . .
[t]he ABCMR does not have jurisdiction to grant the
requested relief"); cf. Guerra, 942 F.2d at 277 (observing that
"the inability of the [ABCMR] to give the plaintiff all the
relief he seeks does not automatically excuse the failure to
exhaust" (citing Williams, 762 F.2d at 360 n.6)). Aikens prin-
cipally maintained — with citation to numerous supporting
authorities — that his separation from the NCARNG was a
state matter for which no federal ABCMR remedies existed.
The court disagreed, however, analogizing to our decisions
where some ABCMR relief was thought to be available and
14 AIKENS v. INGRAM
thus exhaustion was deemed to be required. See Aikens, 513
F. Supp. 2d at 591-92.
Once the district court issued its Dismissal Order, Colonel
Aikens was faced with two obvious choices. First, he could
proceed directly to the ABCMR — plainly a far more suitable
and definitive arbiter of its own jurisdiction than any federal
court. See Randall v. United States, 95 F.3d 339, 348 (4th Cir.
1996) (recognizing that, to the extent federal courts may
review ABCMR decisions, "such decisions can be set aside
only ‘if they are arbitrary, capricious, or not based on substan-
tial evidence’" (quoting Chappell v. Wallace, 462 U.S. 296,
303 (1983))). Alternatively, Aikens could appeal to this Court
and, if we affirmed the district court, end up before the
ABCMR anyway. Aikens selected the obvious and more effi-
cient option: filing the ABCMR application. Four months
later, just as Aikens had predicted, the ABCMR determined
that it was powerless to act on Aikens’s application because
the relief sought therein was "not within [its] purview." J.A.
43.1
This development brought Colonel Aikens to another cross-
roads. On the one hand, because his § 1983 claim had been
dismissed without prejudice, he could reassert it in a newly
filed action. Such a course was problematic, however,
because Ingram and von Jess were asserting that the limita-
tions period on the § 1983 claim had already expired (though
Aikens believed some tolling provisions might render the
claim timely). On the other hand, Aikens could seek relief
from the Dismissal Order under Rule 60(b). The Rule 60(b)
path was attractive because it would place Aikens in the same
position he had occupied prior to the district court’s erroneous
exhaustion ruling — as the proponent of an indisputably
timely § 1983 claim. Moreover, in its Dismissal Order, the
court had explicitly assured Aikens that, if his position was
1
Citations herein to "J.A. __" refer to the contents of the Joint Appendix
filed by the parties in this appeal.
AIKENS v. INGRAM 15
shown to be correct, and "the ABCMR does not have jurisdic-
tion," he could "return to federal court." Aikens, 513 F. Supp.
2d at 592. In these circumstances, Aikens understandably
chose to file his Rule 60(b) motion. In so doing, he explained
to the court that Rule 60(b) relief was necessary to avoid any
statute of limitations problem, and he reminded the court of
its explicit assurance that, if he was proved right about the
ABCMR’s jurisdiction, he could "return to" the court. The
crux of Aikens’s position was clear-cut: He was entitled to
Rule 60(b) relief because the court had erred in ordering
exhaustion of intraservice remedies and had thereby caused
his limitations period predicament.
In assessing the Rule 60(b) motion, the district court recog-
nized that the statute of limitations on the § 1983 claim had
"seemingly" expired. See Aikens v. Ingram, No. 5:06-cv-
00185, slip op. at 7-8 (E.D.N.C. Nov. 5, 2008) (the "Rule
60(b) Order").2 The court observed that, according to Colonel
Aikens’s complaint, he "discovered the facts underlying his
cause of action on or about November 24, 2003." Id. at 7. The
court further observed that "the statute of limitations seem-
ingly began to run on that date, and it seemingly expired three
years later, on November 24, 2006." Id. at 8. Obviously, if the
limitations period ended on November 24, 2006 — as the
court assumed — it expired prior to not only the ABCMR
determination of February 6, 2008, but also before the errone-
ous Dismissal Order of September 13, 2007.3
2
The district court’s unpublished Rule 60(b) Order is found at J.A. 44-
52.
3
Significantly, the district court declined to "resolve [the statute of limi-
tations] issue definitively," explaining that "[if] plaintiff files a new action,
and defendants assert the statute-of-limitations defense, the court will then
address the issue." Rule 60(b) Order 8 n.1. In these circumstances, for pur-
poses of assessing the merits of Aikens’s Rule 60(b) motion, we must
assume — as did the district court — that the limitations period had
already expired when the Dismissal Order was entered on September 13,
2007.
16 AIKENS v. INGRAM
Notwithstanding its supposition that Colonel Aikens was
time-barred from re-asserting his § 1983 claim in a new action
before the Dismissal Order was entered, the district court
refused to vacate the judgment under Rule 60(b). The court
justified its denial of relief by attributing the statute of limita-
tions predicament to "two tactical decisions with adverse
affects [sic]" made by Aikens himself — his decision not to
exhaust intraservice remedies before filing suit and his deci-
sion to "wait[ ] to file suit over two years into the statute of
limitations, [leaving] little time if a court were to determine
that exhaustion was required." Rule 60(b) Order 8. Even
though Aikens had accurately concluded that such an exhaus-
tion effort was unnecessary because the ABCMR lacked juris-
diction to accord relief, in the court’s view Aikens should
have foreseen that it would incorrectly rule to the contrary.
And, having anticipated the court’s error, Aikens should have
acted to ensure that his § 1983 claim would not thereby be
rendered untimely.
To its credit, the panel majority has not ratified the district
court’s surprising position. But the majority nevertheless
blames Colonel Aikens and his lawyer for other faulty strate-
gic choices, including their decisions to first proceed directly
to the ABCMR rather than appealing to this Court, and to file
the Rule 60(b) motion in lieu of initiating a new civil action.
Significantly, however, these choices were not the source of
Aikens’s statute of limitations quandary, nor would different
tactical decisions necessarily have solved the timeliness prob-
lem. In these circumstances, I cannot join the panel majority
in affirming the denial of Rule 60(b) relief.
II.
Simply put, the district court abused its discretion in reject-
ing Colonel Aikens’s request for Rule 60(b) relief. Indeed,
none of the reasons relied on by the district court and the
panel majority for their denial of such relief can withstand
scrutiny. And, to make matters worse, their analyses — which
AIKENS v. INGRAM 17
hang on condemning Colonel Aikens for losing an unwinn-
able game of "gotcha" — discredit our system of justice.
A.
In pursuing relief, Colonel Aikens has specifically invoked
clause (6) of Rule 60(b), which authorizes a court to relieve
a party from a final judgment for "any other reason [not
spelled out in clauses (1)-(5)] that justifies relief." Of course,
to be entitled to Rule 60(b)(6) relief, the movant must demon-
strate "extraordinary circumstances." See Valero Terrestrial
Corp. v. Paige, 211 F.3d 112, 118 n.2 (4th Cir. 2000)
(explaining that "the difference between Rule 60(b)(6) and
Rules 60(b)(1)-(5) is that ‘extraordinary circumstances’ are
required to bring the Rule 60(b)(6) motion within the ‘other
reason’ language of that Rule" (internal quotation marks and
alterations omitted)). Significantly, however, our Court has
had no difficulty recognizing the existence of extraordinary
circumstances where — as here — the district court errone-
ously issued the underlying judgment. See White v. Investors
Mgmt. Corp., 888 F.2d 1036, 1041 (4th Cir. 1989); Compton
v. Alton Steamship Co., 608 F.2d 96, 106-07 (4th Cir. 1979).4
4
Notably, we have also observed that a "mistake" within the meaning
of clause (1) of Rule 60(b) — authorizing relief from judgment because
of "mistake, inadvertence, surprise, or excusable neglect" — may include
a mistake made by the court itself. See United States v. Williams, 674 F.2d
310, 313 (4th Cir. 1982) ("In certain limited circumstances, the word ‘mis-
take’ in Rule 60(b) has . . . been read to include mistakes by the court.").
At first blush, this notion might seem to hurt Aikens, because the Supreme
Court has indicated that clause (1) and clause (6) "are mutually exclusive."
See Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd. P’ship, 507 U.S.
380, 393 (1993) (citing Liljeberg v. Health Servs. Acquisition Corp., 486
U.S. 847, 863 & n.11 (1988)). In deeming a movant to be entitled to Rule
60(b) relief because of a court’s mistake, however, we have relied on
clause (6). See Compton, 608 F.2d at 104 & n.15 (declining to resolve
whether court’s mistake constituted clause (1) "mistake," because relief
was available under clause (6)); see also White, 888 F.2d at 1041 (deter-
mining, without mentioning clause (1), that clause (6) relief was available
to remedy court’s mistake); cf. Williams, 674 F.2d at 312-13 (concluding
18 AIKENS v. INGRAM
In White, a dispute over the amount due the plaintiff on a
stock redemption, the district court had awarded summary
judgment to the defendant "without notice and without a hear-
ing, even though there was an outstanding order [issued by
the magistrate judge] compelling the defendant . . . to produce
a critical document in the determination of the case." See 888
F.2d at 1037, 1040. We reversed the court’s denial of Rule
60(b) relief, explaining:
When the court overlooks the dispositive issue in a
case and proceeds to decide a case summarily before
discovery is concluded and before an order of dis-
covery has been complied with, there has been a
mistake and inadvertence and one that works an
injustice. Rule 60(b) — especially as amended in
1948 by the addition of (b)(6) — clearly covers the
plaintiff’s motion to vacate the summary judgment
entered here.
Id. at 1041. In Compton, an action for unpaid wages in which
a default judgment was entered against the defendant, the dis-
that court’s purported error was not type of "mistake" that would justify
clause (1) relief). Moreover, the rationale for deeming clause (1) and
clause (6) to be mutually exclusive — prohibiting parties from attempting
to utilize clause (6) to avoid clause (1)’s one-year limitations period — is
not implicated here because Aikens filed his Rule 60(b) request within
seven months of the Dismissal Order. See Pioneer Inv. Servs., 507 U.S.
at 393 (recognizing that, because clauses (1) and (6) are mutually exclu-
sive, "a party who failed to take timely action [under clause (1)] may not
seek relief more than a year after the judgment by resorting to [clause
(6)]"); see also Fed. R. Civ. P. 60(c)(1) (allowing one year for clause (1)
motion but "reasonable time" for clause (6) motion). Additionally, we
have recognized that, because Rule 60(b)’s "grounds for relief often over-
lap," courts are "free . . . to do justice in cases in which the circumstances
generally measure up to one or more itemized grounds." Werner v. Cabo,
731 F.2d 204, 207 (4th Cir. 1984) (citing Compton, 608 F.2d at 102). As
such, although it may also have been proper for Aikens to rely on clause
(1), it was not at all inappropriate for him to invoke clause (6).
AIKENS v. INGRAM 19
trict court had erroneously awarded the plaintiff statutory pen-
alty wages, resulting in an award "almost two hundred times"
the amount plaintiff was actually owed. See 608 F.2d at 99,
101. We concluded that — because of "the unusual and
extraordinary circumstances of this case and in view of the
unconscionably unjust judgment entered" — this was "just
such an extraordinary case where [Rule 60(b)(6)’s] ‘catch-all’
ground was intended to afford relief." Id. at 106, 107 (empha-
sis omitted).
In seeking appellate relief, Colonel Aikens also relies on
similarly decided Rule 60(b)(6) decisions from other jurisdic-
tions, specifically involving erroneous dismissals for failure to
exhaust. See Thompson v. Bell, 580 F.3d 423 (6th Cir. 2009);
Whitmore v. Avery, 179 F.R.D. 252 (D. Neb. 1998). In
Thompson, the district court had dismissed several of the peti-
tioner’s federal habeas claims because, in prior state proceed-
ings, he had failed to seek discretionary review of those
claims in the Supreme Court of Tennessee. See 580 F.3d at
433. Following the Tennessee supreme court’s promulgation
of a rule clarifying that state habeas petitioners need not
appeal to that court to exhaust their claims, the Thompson
petitioner unsuccessfully moved in the district court for Rule
60(b)(6) relief from its dismissal order. See id. The Sixth Cir-
cuit reversed the denial of the clause (6) motion, however,
concluding that the promulgation of the new Tennessee
supreme court rule was an "extraordinary circumstance" war-
ranting such relief. See id. at 442-43. Notably, the Sixth Cir-
cuit distinguished Thompson from Gonzalez v. Crosby, 545
U.S. 524, 533 (2005), wherein the Supreme Court deemed
clause (6) relief inappropriate based on a recent change in fed-
eral decisional law regarding the interpretation of a federal
habeas procedural statute. The Thompson court explained
that, unlike the change in federal law in Gonzalez, the change
in Tennessee state law was an extraordinary circumstance
because "refusing to recognize it would disserve . . . comity
interests . . . by ignoring the state court’s view of its own
20 AIKENS v. INGRAM
law." Thompson, 580 F.3d at 443 (internal quotation marks
and emphasis omitted).
Finally, in Whitmore, after dismissing the petitioner’s fed-
eral habeas claim for failure to exhaust state remedies, the dis-
trict court itself recognized that it had made a mistake worthy
of Rule 60(b)(6) relief. See 179 F.R.D. at 258-59. The court
observed, inter alia, in terms that are strikingly applicable
here, that "the petitioner [could not] have followed my
instructions and exhausted his remedies, because the claim
was not one that could be exhausted or that federal law
requires to be exhausted." Id. at 259. Accordingly, the court
concluded that "this is the type of case that warrants the
exceptional relief contemplated by Rule 60(b)(6)." Id.
Likewise, the extraordinary circumstances demonstrably
present here demand that Colonel Aikens be afforded Rule
60(b)(6) relief from the district court’s erroneous Dismissal
Order. As Aikens has aptly emphasized,
Appellees unlawfully — and possibly criminally —
invaded Col. Aikens’ privacy by monitoring and
intercepting his e-mails, while he was serving his
country in a combat zone, in violation of the Fourth
Amendment and 28 U.S.C. § 1983. Col. Aikens has
yet to be heard on the merits of his claims and, with-
out relief, may never be. Col. Aikens’ first timely
attempt to have his case heard was dismissed for
failure to exhaust intraservice remedies, despite the
fact that no intraservice remedies were available. His
second attempt, this time before the ABCMR, as
directed by the district court, was rejected because,
as Col. Aikens predicted, the ABCMR lacks author-
ity to provide the relief Col. Aikens seeks. Col.
Aikens’ third attempt, to revive his first lawsuit
through Rule 60(b)(6) after exhausting intraservice
remedies with the ABCMR as required by the dis-
trict court, was denied. Col. Aikens now faces a stat-
AIKENS v. INGRAM 21
ute of limitations defense to any future attempt to
file a new lawsuit. These circumstances are excep-
tional.
Reply Br. of Appellant 1-2 (footnote omitted). Indeed, in
these circumstances, the court has committed "a mistake . . .
that works an injustice," see White, 888 F.2d at 1041, and
"fundamental fairness and considerations of justice . . . com-
mand that the judgment . . . be vacated," see Compton, 608
F.2d at 107. Notably, in addition to accomplishing justice for
Aikens, Rule 60(b)(6) relief would serve comity interests by
recognizing that the ABCMR is entitled to define its own
jurisdiction. Cf. Thompson, 580 F.3d at 443 (concluding that
Rule 60(b)(6) relief furthered comity interests by recognizing
and accepting "the state court’s view of its own [habeas cor-
pus] law" (internal quotation marks omitted)).
To be sure, not all mistakes made by a court are sufficient
to warrant Rule 60(b) relief. We have admonished that
"[w]here the motion is nothing more than a request that the
district court change its mind, . . . it is not authorized by Rule
60(b)." United States v. Williams, 674 F.2d 310, 313 (4th Cir.
1982). Furthermore, we have said that "we may not review
the merits of the underlying order" in reviewing the denial of
Rule 60(b) relief. MLC Auto., LLC v. Town of S. Pines, 532
F.3d 269, 277 (4th Cir. 2008) (internal quotation marks omit-
ted). Here, however, Colonel Aikens was not asking the dis-
trict court to "change its mind" about its exhaustion ruling, or
seeking our independent review of the merits of the Dismissal
Order. Rather, he is asking for the simple recognition, based
on the ABCMR’s assessment of its jurisdiction, of the fact
that the district court itself erred in concluding that he was
required to exhaust intraservice remedies. These extraordinary
circumstances warrant Rule 60(b)(6) relief.5
5
Although I have focused herein on the existence of extraordinary cir-
cumstances justifying clause (6) relief, I acknowledge that there are
threshold requirements that any Rule 60(b)(6) movant must satisfy: the
22 AIKENS v. INGRAM
B.
Neither the district court nor the panel majority disputes
that the court’s mistake in issuing the erroneous Dismissal
Order could entitle Colonel Aikens to Rule 60(b)(6) relief.
Rather, they largely ignore the court’s culpability for the stat-
ute of limitations predicament and then point the finger at
Aikens and his lawyer for poor strategic decisions. I address
— and reject — their theories in turn.
1.
As explained above, the district court blamed Colonel
Aikens for failing to foresee the erroneous Dismissal Order
and then taking action, spurred by such foresight, to ensure
the timeliness of his § 1983 claim. In the court’s view, Aikens
"needed only to have exhausted remedies with [the] ABCMR
before filing suit within the three-year statute of limitations.
He did not and cannot now find comfort within Rule
60(b)(6)." Rule 60(b) Order 9. This premise for denying
clause (6) relief is fundamentally flawed as a matter of fact
and law.
First of all, the district court failed to acknowledge its pri-
mary role in creating the statute of limitations predicament. At
the time of the Dismissal Order, Colonel Aikens zealously
objected to the proposition that ABCMR remedies were avail-
able and thus had to be exhausted. And the court itself recog-
nized the possibility that its exhaustion ruling might be
Rule 60(b) motion must be timely; the movant must possess a meritorious
claim or defense; and there must be no unfair prejudice to the nonmoving
party by having the judgment set aside. See Heyman v. M.L. Mktg. Co.,
116 F.3d 91, 94 n.3 (4th Cir. 1997) (citing Nat’l Credit Union Admin. Bd.
v. Gray, 1 F.3d 262, 264 (4th Cir. 1993)). Notwithstanding Ingram and
von Jess’s contentions to the contrary — which the district court did not
address — it is apparent that Aikens has satisfied each of these threshold
requirements for Rule 60(b) relief.
AIKENS v. INGRAM 23
wrong, assuring Aikens that if his position was correct, and
"the ABCMR does not have jurisdiction," he could "return to
federal court." Aikens, 513 F. Supp. 2d at 592. Once his posi-
tion had been validated by the ABCMR, Aikens sought to
accept the court’s invitation to "return to federal court," filing
his Rule 60(b) motion (rather than a new action) because of
the potential statute of limitations problem. In disposing of the
Rule 60(b) motion, however, the court made a 180-degree
turn. It disclaimed ever "implying that plaintiff could return
to court in this action." Rule 60(b) Order 7. "Rather," accord-
ing to the court, it "was making the unremarkable observation
that if the ABCMR determined that it lacked jurisdiction,
nothing in the court’s dismissal would prevent plaintiff from
filing a new action against Ingram and von Jess." Id. In the
very next paragraph of the Rule 60(b) Order, however, the
court contradicted its assertion that the Dismissal Order did
not foreclose a new action, recognizing that the statute of lim-
itations on Aikens’s § 1983 claim had likely expired well
before the Dismissal Order was even entered. See id. at 7-8.
Surprisingly, the court blamed Aikens, rather than itself, for
creating the statute of limitations issue. As the court would
have it, the timeliness problem resulted from Aikens’s failure
to anticipate the erroneous Dismissal Order, and not from the
court’s own mistake.
There is simply no basis, however, for the district court’s
theory that Colonel Aikens should have foreseen the errone-
ous Dismissal Order and proceeded accordingly. Although the
court found that Aikens and his lawyer "must have known
that [Aikens] would face the ABCMR exhaustion issue in his
case," Rule 60(b) Order 7, that finding stops well short of the
proposition that Aikens should have expected the court to
erroneously dispose of that issue.6 And indeed, once Aikens
6
The district court premised its finding that Aikens had notice of the
exhaustion issue on the fact that his lawyer represented another plaintiff,
David Culbreth (a former Active Guard Reserve Officer for the
NCARNG), in a separate § 1983 action against Ingram and von Jess aris-
24 AIKENS v. INGRAM
assessed the exhaustion issue, he concluded — correctly —
that the ABCMR was powerless to award him relief.
The district court also points out that, in dismissing Colonel
Aikens’s § 1983 claim for failure to exhaust intraservice rem-
edies, it "acted in accordance with a veritable wall of Fourth
Circuit precedent requiring such exhaustion." Rule 60(b)
Order 7. In this regard, the court suggests that its Dismissal
Order was foreseeable — and perhaps goes so far as to sug-
gest that it did not actually err in its exhaustion ruling (a prop-
osition pursued on appeal by Ingram and von Jess). See Br.
of Appellees 22 (contending that there can be no Rule 60(b)
relief premised on a "mistake" made by the court, because the
"court’s conclusion that Aikens was required to exhaust his
intraservice administrative remedies . . . was correct under
Fourth Circuit precedent").
Notwithstanding our Court’s precedent, however, Colonel
Aikens correctly concluded that he could not obtain relief
ing from their interception of Aikens’s email — an action in which the
defendants first asserted that there was an exhaustion requirement. See
Culbreth v. Ingram, 389 F. Supp. 2d 668, 675 (E.D.N.C. 2005) (Howard,
J.) (dismissing Culbreth’s action without reaching exhaustion issue). The
court observed that, although the Culbreth judge did not resolve the
exhaustion issue in his dismissal order of September 29, 2005, he sug-
gested that the ABCMR lacked jurisdiction to afford relief because Cul-
breth "was [not] federalized during the relevant time frame." Rule 60(b)
Order 7. The court further observed that, unlike Culbreth, Aikens was
"federalized" at the pertinent time (i.e., when his email was intercepted,
but not when his separation from the NCARNG occurred). Id. It was thus
"obvious[ ]" to the court that Aikens, via his lawyer, "was well acquainted
with Culbreth and the issues involved when plaintiff filed his complaint
on April 27, 2006." Id. I agree that these circumstances indicate that
Aikens and his lawyer had reason to anticipate the exhaustion issue and
to question whether the ABCMR might have jurisdiction to give Aikens
(but not Culbreth) relief. Significantly, however, these circumstances do
not demonstrate that, "know[ing] that he would face the ABCMR exhaus-
tion issue in his case," id., Aikens should have concluded that ABCMR
remedies were available to him or otherwise foreseen the court’s errone-
ous exhaustion ruling.
AIKENS v. INGRAM 25
from the ABCMR — a legal conclusion confirmed by the
ABCMR itself. Indeed, a federal court’s view of the
ABCMR’s jurisdiction is of no import when the ABCMR
itself has spoken on the issue. The federal courts may only
forecast how the ABCMR might delineate its own jurisdic-
tion, not define the ABCMR’s jurisdiction for it. See Guerra
v. Scruggs, 942 F.2d 270, 276 (4th Cir. 1991) (recognizing
that, in determining whether exhaustion is necessary, we must
assess "[i]f the outcome would predictably be futile" (internal
quotation marks omitted)); see also Randall v. United States,
95 F.3d 339, 348 (4th Cir. 1996) (observing that, insofar as
ABCMR decisions are subject to federal court review at all,
"such decisions can be set aside only if they are arbitrary,
capricious, or not based on substantial evidence" (internal
quotation marks omitted)). As the district court itself recog-
nized in its Dismissal Order, courts must "grant[ ] deference
to the military to handle its own affairs." Aikens, 513 F. Supp.
2d at 591-92. As such, it is inappropriate to fault Colonel
Aikens for accurately predicting that the ABCMR would
renounce jurisdiction over his application, rather than foresee-
ing and protecting himself from the district court’s erroneous
ruling to the contrary.
Finally, the district court unjustifiably equated this matter
to decisions in which "[t]he Supreme Court and the Fourth
Circuit have denied Rule 60(b)(6) relief when the moving
party made a tactical choice that later proved unwise." Rule
60(b) Order 6 (citing Ackermann v. United States, 340 U.S.
193, 200 (1950) (movant made "voluntary, deliberate, free,
untrammeled choice" not to file timely appeal based on belief
he would have to sell home to pay costs); Schwartz v. United
States, 976 F.2d 213, 218 (4th Cir. 1992) (movant made "cal-
culated, free, and deliberate" decision to settle dispute)). More
specifically, the court relied on inapposite decisions for the
proposition that Colonel Aikens could not make "deft use of
Rule 60(b)(6)" to evade "time limitations that otherwise
apply." Id. at 8 (citing, inter alia, Dowell v. State Farm Fire
& Cas. Auto. Ins. Co., 993 F.2d 46, 47-48 (4th Cir. 1993)
26 AIKENS v. INGRAM
(movant failed to timely request certification of state law
question or appeal adverse judgment); Home Port Rentals,
Inc. v. Ruben, 957 F.2d 126, 133 (4th Cir. 1992) (movant
sought clause (6) relief from default judgment for "excusable
neglect" to circumvent clause (1) time limitations)). Neither
these nor any other applicable authorities support the notion
that Colonel Aikens’s failure to foresee and safeguard against
the erroneous Dismissal Order constitutes an "unwise tactical
choice" foreclosing Rule 60(b)(6) relief, or that Aikens cannot
make "deft use of Rule 60(b)(6)" to remedy the timeliness
problem directly resulting from the court’s mistake.
2.
Apparently recognizing the district court’s analysis as
unsound, the panel majority takes a different — but equally
flawed — tack. It faults Colonel Aikens for resorting to a
Rule 60(b) motion to revive his § 1983 claim, without pursu-
ing other strategies. According to the majority, when the erro-
neous Dismissal Order was entered, Aikens and his lawyer
could have appealed to this Court or moved the district court
for a stay pending exhaustion of intraservice remedies. Addi-
tionally, the majority asserts, Aikens could have initiated a
new action in the district court after the ABCMR confirmed
that it lacked jurisdiction to accord relief. In the majority’s
view, Aikens’s predicament was thus "as much the result of
his management of the action as the result of the district
court’s allegedly erroneous judgment of dismissal." Ante at
10.
As explained above, however, Colonel Aikens’s statute of
limitations quandary was the direct result of the district
court’s mistake, not any tactical decision made by Aikens and
his lawyer. Furthermore, the majority merely speculates that
its proposed strategies would have solved Aikens’s timeliness
problem. Perhaps, for example, if Aikens had appealed the
Dismissal Order, we would have reversed the district court’s
ruling that intraservice remedies were available and required
AIKENS v. INGRAM 27
to be exhausted. But we might instead have affirmed and
Aikens would have ended up before the ABCMR anyway —
the more likely outcome if the district court indeed "acted in
accordance with a veritable wall of Fourth Circuit precedent."
See Rule 60(b) Order 7. Regardless of the ultimate disposi-
tion, our decision could only have constituted a prediction —
and not the definitive word — on whether the ABCMR pos-
sessed jurisdiction. As such, it was entirely reasonable for
Aikens to proceed directly to the ABCMR and then return to
the district court on his Rule 60(b) motion. In such circum-
stances, the Rule 60(b) motion could never be, as the majority
characterizes it, a forbidden "substitute for appeal." See ante
at 11.7
As for the possibility that Colonel Aikens could have
moved in the district court for a stay pending exhaustion of
intraservice remedies, it is again speculative that a stay
motion was a genuine alternative to the Rule 60(b) motion.
The majority simply recognizes that "a stay would be an
appropriate exercise of the district court’s discretion," relying
on decisions in which we directed proceedings to be stayed.
See ante at 9-10. Importantly, however, the majority does not
— and cannot — assert that the district court would have been
obliged to enter a stay if Aikens had requested one.
7
Notably, the panel majority asserts that this dissent "goes so far as to
suggest that" — if Colonel Aikens had appealed the erroneous Dismissal
Order — affirmance "would be ‘the more likely outcome.’" Ante at 10 n.2.
In so asserting, the majority quotes language from this dissent out of con-
text. My full statement is that affirmance would be "the more likely out-
come if the district court indeed ‘acted in accordance with a veritable wall
of Fourth Circuit precedent,’" as purported in the Rule 60(b) Order. Con-
trary to the majority, I do not presume to know how this Court would have
ruled if Aikens had appealed the Dismissal Order — and thus this dissent
neither "rests on the notion that Aikens should not have appealed" nor
"gives us little credit as a reviewing court." See ante at 10 n.2. Rather, as
repeatedly explained herein, I simply recognize that this Court was posi-
tioned only to predict (not decide) whether the ABCMR possessed juris-
diction and, thus, it was entirely reasonable for Aikens to proceed directly
to the ABCMR.
28 AIKENS v. INGRAM
The notion that Colonel Aikens could have initiated a new
action is similarly speculative — and, more importantly, dis-
regards the district court’s assumption that Aikens was time-
barred from re-asserting his § 1983 claim in a new action long
before the erroneous Dismissal Order even issued. Remark-
ably, the majority goes so far as to criticize Aikens and his
counsel for being unsure "whether he would indeed be faced
with a legitimate statute of limitations defense," see ante at
11, even though the district court expressed uncertainty about
the limitations period issue and refused to resolve it unless
and until Aikens filed a new action, see supra note 3 (citing
Rule 60(b) Order 8 n.1). Clearly, any attempt to re-assert his
§ 1983 claim in a new action would have required Aikens to
gamble that the district court would accept his tolling argu-
ments and reject Ingram and von Jess’s statute of limitations
defense. Because of the riskiness of that strategy, it was
entirely justifiable for Aikens to file his Rule 60(b) motion
instead. Indeed, Aikens’s Rule 60(b) move is especially ratio-
nal and understandable in light of the Dismissal Order — in
which the district court explicitly assured Aikens that if his
position was vindicated, and "the ABCMR does not have
jurisdiction," he could "return to federal court." Aikens, 513
F. Supp. 2d at 592. Although the district court may now wish
to retreat from that representation, Aikens was plainly entitled
to rely on the court’s word.
In summary, it is not at all evident that the majority’s pro-
posed strategies would have been either feasible or effective.
Moreover, the tactics that Colonel Aikens actually did pursue
were just as legitimate — if not more so — than the strategies
invoked by the majority. If the majority’s approach is all it
takes to foreclose a finding of extraordinary circumstances for
Rule 60(b)(6) relief — if a court can punish a movant for pur-
suing reasonable and legitimate strategies simply because,
with the benefit of hindsight, the court can conjure up possi-
ble alternatives — it is hard to imagine that Rule 60(b)(6)
relief can ever be obtained.
AIKENS v. INGRAM 29
III.
Pursuant to the foregoing, I would vacate the district
court’s Rule 60(b) Order and remand for such further pro-
ceedings as may be appropriate.
I respectfully dissent.