F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JUL 30 1997
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
SHIRLEY J. STUMP, doing business
as Multi-Skill Computer Training
Center,
Plaintiff-Appellant, No. 96-2205
(D.C. No. CIV-93-1355-JC)
v. (D. N.M.)
PATRICK BACA, New Mexico
Secretary of Labor; RONALD
MARTINEZ, Director, New Mexico
Department of Labor Job Training
Division; CONNIE RIESCHMAN,
Chief Legal Counsel, New Mexico
Department of Labor; PATRICK
NEWMAN, Bureau Chief, New
Mexico Department of Labor Job
Training Division; ERNESTO
GOMEZ, Supervisor, New Mexico
Department of Labor Job Training
Division; NANCY CHAVEZ, Field
Representative, New Mexico
Department of Labor Job Training
Division, Las Cruces Labor Service;
and RACHEL TAIS, Field
Representative, New Mexico
Department of Labor Job Training
Division, Silver City Labor Service,
individually and as employees of the
New Mexico Department of Labor,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before BRORBY, BARRETT, and MURPHY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a); 10th Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.
On June 28, 1996, the district court entered its order granting summary
judgment to defendants on plaintiff-appellant Shirley J. Stump’s civil rights
complaint. On July 23, plaintiff filed a motion to reconsider which was denied by
the district court in an order entered on August 7. Plaintiff filed her notice of
appeal on August 29.
Plaintiff, appearing pro se, asks us to review the grant of summary
judgment by the district court. We have no jurisdiction to review the grant of
summary judgment; our review of the district court’s order denying plaintiff
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
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postjudgment relief under Fed. R. Civ. P. 60(b) reveals no abuse of discretion,
and we affirm.
Under Fed. R. App. P. 4(a), plaintiff had thirty days from June 28, the date
of the entry of summary judgment, in which to file her notice of appeal from that
order. Instead of filing a timely notice of appeal, however, plaintiff, on July 23,
filed a “Motion to Set Aside and To Reconsider or In The Conjunctive Leave to
Amend.” Because this motion was served after the ten-day deadline for filing a
motion under Fed. R. Civ. P. 59(e), the court properly treated it as a motion for
relief under Fed. R. Civ. P. 60. See Van Skiver v. United States, 952 F.2d 1241,
1243 (10th Cir. 1991).
The district court’s order denying plaintiff Rule 60(b) relief was filed on
August 7. Plaintiff filed her notice of appeal on August 29, making it timely as to
the order denying Rule 60(b) relief, because it was within the thirty-day period
prescribed by Rule 4(a), but, as discussed below, too late to secure review of the
underlying judgment.
An appeal from the denial of a Rule 60 motion “raises for review only the
district court’s order of denial and not the underlying judgment itself.” Van
Skiver, 952 F.2d at 1243. Our review of the briefs and the record in this appeal
reveals no grounds upon which Rule 60 relief would have been proper. The
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district court did not abuse its discretion in refusing to grant such relief, and its
August 7th order to that effect is affirmed.
Because the notice of appeal here was filed more than thirty days after the
entry of the June 28 summary judgment order, it was untimely and did not vest
this court with jurisdiction to review that order. See Certain Underwriters at
Lloyds of London v. Evans, 896 F.2d 1255, 1256 (10th Cir. 1990). In an effort to
avoid such a result, plaintiff cites the unique circumstances doctrine of Thompson
v. Immigration & Naturalization Service, 375 U.S. 384 (1964), as authority
justifying our review of the summary judgment despite the untimely notice of
appeal. That case, however, will not support jurisdiction in this situation. The
unique circumstances doctrine, which is strictly construed, see Osterneck v. Ernst
& Whinney, 489 U.S. 169, 179 (1989), “permits an untimely appeal to go forward
‘where a party has performed an act which, if properly done, would postpone the
deadline for filing an appeal and has received specific assurance by a judicial
officer that this act has been properly done.’” Home & Family, Inc. v. England
Resources Corp. (In re Home & Family, Inc.), 85 F.3d 478, 479 (10th Cir. 1996)
(quoting Osterneck, 489 U.S. at 179).
Plaintiff argues that the poor advice she received from an attorney coupled
with the fact that she did not receive a copy of the summary judgment order until
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July 9 1 should constitute unique circumstances sufficient to excuse her late notice
of appeal. These circumstances do not meet the strict requirement of Osterneck.
There is no evidence that any judicial officer assured plaintiff that filing her
motion to reconsider could somehow postpone the deadline for filing her notice of
appeal.
Nor is plaintiff saved by the fact that the district court accepted the filing
and ruled on it. The court appropriately accepted the filing as one under Rule
60(b), and ruled on it as it was required to do. This action in no way implies the
grant of additional time in which to file a notice of appeal from the underlying
judgment. See United States v. Martinez, 681 F.2d 1248, 1254 (10th Cir. 1982).
The judgment of the United States District Court for the District of New
Mexico denying relief to plaintiff under Rule 60(b) is AFFIRMED.
Entered for the Court
James E. Barrett
Senior Circuit Judge
1
Plaintiff would have needed to file a Rule 59(e) motion by Monday, July
15, 1996, and/or a notice of appeal by Monday, July 29, 1996 in order to have the
merits of the summary judgment order reviewed by either the district court or this
court.
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