F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAY 8 1998
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 97-1387
(D.C. No. 96-B-2033)
MITCHELL S. BEALS, (D. Colo.)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before PORFILIO, BARRETT, and HENRY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a); 10th Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Defendant Mitchell S. Beals, appearing pro se, appeals from the denial of
his motion for post-conviction relief. The district court denied his application for
a certificate of appealability. Because he has not “made a substantial showing of
the denial of a constitutional right,” 28 U.S.C. § 2253(c)(2), we also decline to
issue him a certificate of appealability, and dismiss the appeal.
Defendant was convicted of criminal contempt under 18 U.S.C. § 401(3)
for failing to comply with court orders directing him to produce certain
organizational business and financial records in response to grand jury subpoenas.
We affirmed his conviction on appeal. See United States v. Voss, 82 F.3d 1521
(10th Cir.), cert. denied sub nom. Beals v. United States, 117 S. Ct. 226 (1996).
Defendant then filed this motion to vacate sentence pursuant to 28 U.S.C. § 2255
and petition for writ of error coram nobis.
In the district court, defendant argued that his trial counsel was
constitutionally ineffective: (1) for failing to argue that the rule of lenity should
apply; (2) for failing to object to the mens rea portion of the jury instruction on
criminal contempt; and (3) for failing to lay the proper foundation for him to
testify to his lack of willfulness. The magistrate judge recommended that
defendant’s § 2255 motion be denied because he had not shown that he was
prejudiced by any of his counsel’s alleged unprofessional errors. See Strickland
v. Washington, 466 U.S. 668, 687 (1984) (holding that defendant must show his
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counsel’s performance fell below objective standard of reasonableness and
prejudiced the defense to establish ineffective assistance). The magistrate judge
further determined that defendant misunderstood the legal requirements of
specific intent. Finally, the magistrate judge determined that defendant had not
shown his entitlement to the extraordinary remedy of coram nobis, as he had not
demonstrated that the writ was necessary to achieve justice. See United States v.
Morgan, 346 U.S. 502, 511-12 (1954); United States v. Bustillos, 31 F.3d 931,
934 (10th Cir. 1994); United States v. Williamson, 806 F.2d 216, 222 (10th Cir.
1986). The district court adopted the magistrate judge’s recommendation. 1
On appeal, defendant argues that his trial counsel was constitutionally
ineffective for failing to object to the mens rea portion of the jury instruction on
criminal contempt. He asserts that his “counsel’s failure to secure an instruction
which would have lead [sic] the jury to reach the question as to whether [he]
1
Defendant was sentenced to eighteen months’ imprisonment to be followed
by one year of supervised release. He states that he was ordered to surrender to
begin serving his sentence on August 30, 1996. See Appellant’s Br. at page 1 of
attachment 1. He filed his motion to vacate sentence pursuant to 28 U.S.C.
§ 2255 and petition for writ of error coram nobis on August 26, 1996. Because
defendant was facing incarceration under judgment of conviction at the time he
filed his motions, he was in custody for the purposes of § 2255. Cf. Maleng v.
Cook, 490 U.S. 488, 493 (1989) (per curiam) (holding that defendant under
detainer for sentence he had not yet begun to serve was “in custody” for purposes
of habeas attack). The district court therefore lacked jurisdiction to entertain
defendant’s petition for writ of error coram nobis. See Telink, Inc. v. United
States, 24 F.3d 42, 45 (9th Cir. 1994).
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knew that the court orders which he disregarded were directed at him, forms the
basis for this present appeal.” Appellant’s Br. at page 4 of attachment 2.
We find no reversible error. As noted by the magistrate judge, defendant
challenged the mens rea portion of the jury instruction on direct appeal. The
instruction required the jury to find “[t]hat the defendant acted willfully and
knowingly in disobeying or disregarding the court order.” Voss, 82 F.3d at 1529.
Although his counsel’s failure to object to this aspect of the instruction at trial
resulted in a review only for plain error, we found “no error in the district court’s
instruction regarding the requisite mens rea.” Id. at 1530. Defendant has not
shown a reasonable probability that the outcome of his trial would have been
different if his counsel had objected to the mens rea portion of the instruction,
and he has therefore failed to establish prejudice. See Strickland, 466 U.S.
at 694. Moreover, the specific intent required for criminal contempt is the
specific intent to “consciously disregard an order of the court.” Waste
Conversion, Inc. v. Rollins Envtl. Servs. (NJ), Inc., 893 F.2d 605, 610 (3d Cir.
1990) (quotation omitted); cf. United States v. Hilliard, 31 F.3d 1509, 1517-18
(10th Cir. 1994) (noting that some statutes impose additional requirement for
government to prove defendant knew his conduct was illegal). Therefore, there is
no merit to defendant’s argument that the instruction should have required the
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jury to find a “voluntary, intentional violation of a known legal duty.” See
Appellant’s Br. at page 1 of attachment 4.
To the extent defendant attempts to argue that the notice provided by the
subpoenas was insufficient or that the evidence was insufficient to support his
conviction, those issues were decided against him on appeal and cannot be
revisited now.
We lack jurisdiction to consider defendant’s petition for writ of error coram
nobis.
The application for a certificate of appealability is denied. The appeal is
DISMISSED.
ENTERED FOR THE COURT
PER CURIAM
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