F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
APR 15 1999
TENTH CIRCUIT
PATRICK FISHER
Clerk
REGINALD CHARLES HORNER,
Plaintiff - Appellant, No. 98-5223
v. (D.C. No. 97-CV-1103)
INCOME PRODUCING (N.D. Okla.)
MANAGEMENT OF OKLAHOMA,
INC.,
Defendant - Appellee.
ORDER AND JUDGMENT *
Before TACHA, McKAY, and MURPHY, Circuit Judges.
After examining the briefs and the appellate record, this panel has
determined unanimously that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G).
The case is therefore ordered submitted without oral argument.
Plaintiff Reginald Charles Horner filed this action against his former
employer alleging discrimination and retaliation in violation of the Americans
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
with Disabilities Act, 42 U.S.C. §§ 12101-12213. 1 The district court entered
summary judgment in favor of Defendant Income Producing Management of
Oklahoma, Inc., and Plaintiff now appeals. We review the district court’s grant
of summary judgment de novo and apply the same legal standard used by the
district court pursuant to Rule 56(c) of the Federal Rules of Civil Procedure. See
Kaul v. Stephan, 83 F.3d 1208, 1212 (10th Cir. 1996). We affirm if there is no
genuine issue as to any material fact and Defendant is entitled to judgment as a
matter of law. See Fed. R. Civ. P. 56(c).
Defendant owns and operates franchises of Wendy’s fast food restaurants in
Tulsa, Oklahoma. From September 17, 1996, to April 14, 1997, Plaintiff worked
as a grill cook at one of Defendant’s Wendy’s restaurants. When Plaintiff first
began working at Wendy’s, his immediate supervisor was Rhonda Farley. During
his initial job interview with Ms. Farley, Plaintiff asked for limited work hours so
that he could receive dialysis treatments three days a week for his kidney disease.
1
Plaintiff also asserted that he was discriminated against in violation of
Title VII of the Civil Rights Act, 42 U.S.C. § 2000e to 2000e-17. However, Title
VII prevents discrimination only on the basis of race, color, religion, sex, or
national origin. See 42 U.S.C. § 2000e-2(a)(1). Because Plaintiff has not alleged
facts related to any of these prohibited bases for discrimination, he has not stated
a claim pursuant to Title VII. In addition, Plaintiff set forth a pendent state law
claim alleging “intentional and/or negligent infliction of emotional distress” in his
complaint. R., Doc. 11 at 5. By failing to raise this claim on appeal, Defendant
has waived it. See State Farm Fire & Cas. Co. v. Mhoon, 31 F.3d 979, 984 n.7
(10th Cir. 1994) (stating that issue not raised in opening brief is waived).
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He also requested less than full-time hours so that he could continue to receive
Social Security Administration disability payments. Ms. Farley honored both of
Plaintiff’s requests. She allowed him to work limited hours and to leave work by
4:30 p.m. to attend dialysis treatments at 5:00 p.m. on Mondays, Wednesdays, and
Fridays.
Plaintiff’s complaint stems from an incident which occurred on
December 6, 1996. On that day, Ms. Farley asked Plaintiff for a fry count, but he
was slow in responding due to a speech impediment. Plaintiff’s delay prompted
Ms. Farley to say, “Reggie, if you don’t hurry and tell me the fry count, I will slap
you in the mouth with my spatula.” R., Doc. 61 at 2. Plaintiff alleges that
customers and his coworkers heard Ms. Farley’s comment and that he suffered
embarrassment and hurt feelings as a result. Plaintiff subsequently wrote a letter
to manager Allen Rowan complaining about Ms. Farley’s statement. In response,
Mr. Rowan spoke in person with both Plaintiff and Ms. Farley about the incident,
and he assured Plaintiff that nothing like that would happen again.
Plaintiff further alleges that Ms. Farley, in retaliation for his complaint to
Mr. Rowan, prevented him from leaving at 4:30 p.m. to make his dialysis
treatments. However, although Plaintiff was an hour late for a dialysis treatment
on one occasion, he admits that he never missed any dialysis treatments while he
was employed at Wendy’s.
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In February 1997, Ms. Farley was transferred to another Wendy’s restaurant
and James Baxter became Plaintiff’s new supervisor. Plaintiff did not experience
any difficulties in working with Mr. Baxter until April 14, 1997, when Mr. Baxter
asked Plaintiff to work past his regular shift due to a staffing shortage. Plaintiff
told Mr. Baxter that he could not work late, at which point Plaintiff alleges that
Mr. Baxter told him he could not let him off the clock because he did not have
another grill cook. Plaintiff told Mr. Baxter that he had no choice but to resign
because he had to have his dialysis treatments. He then walked off the job,
stating that the working conditions were intolerable.
The day after this incident, on April 15, 1997, the president of human
resources at Wendy’s, Roger Bolton, wrote a letter to Plaintiff apologizing for the
misunderstanding with Mr. Baxter. The letter states that Mr. Baxter apparently
did not know that Plaintiff had to leave work for medical reasons. In addition,
Mr. Bolton offered to pay Plaintiff back-pay and to reinstate his employment
either at the same Wendy’s with the same supervisor or at another Wendy’s with a
different supervisor. Mr. Bolton also offered to give Plaintiff the same schedule
he previously had or to make any adjustments to his schedule necessary “to allow
[him] to get whatever treatment [he] need[s], whenever it is required.”
Appellee’s App., Doc. 16. Plaintiff did not accept this offer of reinstatement.
Approximately two weeks after Plaintiff resigned from Wendy’s, he
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obtained employment as a production worker through Express Temporaries at
Bama Pie. Initially, Plaintiff worked forty-eight hours a week at $6.00 per hour,
but he ultimately became a permanent employee of Bama Pie, working forty hours
a week at $8.60 per hour. Plaintiff worked sixteen hours a week at $4.75 per hour
during his employment with Wendy’s.
In an Order filed October 29, 1998, the district court granted Defendant’s
motion for summary judgment with respect to each of Plaintiff’s claims. Plaintiff
timely filed a notice of appeal and the district court granted him leave to proceed
in forma pauperis on appeal. On appeal, Plaintiff raises essentially the same
claims he asserted in his complaint and alleges that he has raised genuine issues
of material fact. We exercise jurisdiction pursuant to 28 U.S.C. § 1291.
To establish a prima facie case of discrimination under the ADA, Plaintiff
must show that: (1) he is disabled within the meaning of the ADA; (2) he is
qualified to perform the essential functions of the job with or without reasonable
accommodation; and (3) he suffered an adverse employment action under
circumstances giving rise to an inference of discrimination based on disability.
See Morgan v. Hilti, Inc., 108 F.3d 1319, 1323 (10th Cir. 1997). Because
Plaintiff argues that the adverse employment action he suffered was that he was
constructively discharged, he “must produce evidence that the ‘employer by its
illegal discriminatory acts has made working conditions so difficult that a
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reasonable person in [Plaintiff’s] position would feel compelled to resign.’”
Thomas v. Denny’s, Inc., 111 F.3d 1506, 1514 (10th Cir.) (internal quotation
marks and citations omitted), cert. denied, __ U.S. __, 118 S. Ct. 626 (1997); see
also Hammon v. DHL Airways, Inc., 165 F.3d 441, 450 n.10 (6th Cir. 1999)
(“Constructive discharge occurs when ‘working conditions [are] . . . so difficult
or unpleasant that a reasonable person in the employee’s shoes would have felt
compelled to resign.’” (citation omitted)); Reynolds v. School Dist. No. 1,
Denver, Colo., 69 F.3d 1523, 1534 (10th Cir. 1995) (stating that the third element
of prima facie case is met if the plaintiff shows that the defendant “subjected
[him] to working conditions that a reasonable person would view as intolerable”).
The district court held that Plaintiff could not state a claim because he did not
suffer any adverse employment action nor did he establish that he was
constructively discharged. See R., Doc. 61 at 5-6.
Assuming without deciding that Plaintiff has established the first two
elements of a prima facie case, we agree with the district court that Plaintiff has
not raised a genuine issue of material fact with respect to constructive discharge.
In response to Plaintiff’s complaint regarding Ms. Farley’s derogatory statement
to him, the manager, Mr. Rowan, responded quickly and effectively to ensure that
such an incident would not occur again. After the incident, Plaintiff did not
experience any unfair or demeaning treatment by Ms. Farley. Additionally,
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Plaintiff’s claim that Ms. Farley retaliated against him by attempting to prevent
him from leaving at 4:30 p.m. to attend his dialysis treatments has no merit. The
record shows that Plaintiff did not miss any dialysis treatments and he was late
for only one dialysis treatment during his entire employment at Wendy’s. Under
these circumstances, we conclude that Plaintiff has not shown that the working
conditions at his place of employment were so intolerable that a reasonable
employee would feel compelled to resign. Thus, Plaintiff has failed to state a
claim of discrimination under the ADA.
We also agree with the district court that Plaintiff has not suffered any
damages as a result of Defendant’s treatment of him. Not only has Plaintiff failed
to show that he was constructively discharged but also Defendant’s offer to
reinstate Plaintiff, to provide him with back pay for any missed working hours,
and to adjust his working conditions in any way necessary to allow him to attend
his dialysis treatments undercuts any claim that he suffered damages as a result of
Defendant’s conduct. Further, even if Plaintiff had succeeded in showing that he
had suffered the loss of his employment, his subsequent employment at Bama Pie,
where he works longer hours and earns a higher wage, mitigates any damages he
allegedly may have suffered.
Plaintiff’s retaliation claim reveals similar shortcomings. To establish a
prima facie case of retaliation under the ADA, Plaintiff must show: “(1)
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protected employee action; (2) adverse action by an employer either after or
contemporaneous with the employee’s protected action; and (3) a causal
connection between the employee’s action and the employer’s adverse action.”
Morgan, 108 F.3d at 1324. In this case, Plaintiff can only establish the first
element, i.e., that he engaged in protected action by submitting a written
complaint regarding his supervisor, Ms. Farley, and the derogatory remark she
made to him. Plaintiff cannot establish adverse employment action because he
was not terminated, he has failed to make a showing of constructive discharge,
and he never missed a dialysis treatment during his employment at Wendy’s.
Moreover, Plaintiff’s allegation that his supervisors refused “to let [him] off work
in time” for his dialysis treatments is unsupported by the record. Appellant’s
Opening Br. at 2. We therefore agree with the district court that Plaintiff has not
stated a claim of retaliation under the ADA.
The district court’s entry of summary judgment in favor of Defendant is
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AFFIRMED. 2
Entered for the Court
Monroe G. McKay
Circuit Judge
2
In connection with this appeal, Appellant filed a “Motion for Appeals
Court[’]s Full Consideration for a Judgment Against Appelle[e].” Having
reviewed this motion, we now construe it as a petition for a hearing en banc, and
we deny it because en banc consideration is not “necessary to secure or maintain
uniformity of the court’s decisions” nor do Plaintiff’s arguments “involve[] a
question of exceptional importance.” Fed. R. App. P. 35(a)(1)-(2).
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