F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
DEC 3 1999
TENTH CIRCUIT
PATRICK FISHER
Clerk
U.S. STEEL MINING COMPANY,
INC.,
No. 98-9545
Petitioner,
v. (BRB No. 97-1268-BLA)
DIRECTOR, OFFICE WORKERS’ (Petition for Review)
COMPENSATION PROGRAMS,
United States Department of Labor,
Respondent,
------------
JOYCE HOLYBEE,
Claimant.
ORDER AND JUDGMENT *
Before BRISCOE , REAVLEY ** , and MURPHY , Circuit Judges.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
**
Honorable Thomas M. Reavley, United States Senior Circuit Judge for the
Fifth Circuit, sitting by designation.
U.S. Steel Mining Company (“U.S. Steel”) appeals the award of survivor’s
benefits to Joyce Holybee (“Claimant”) under the Black Lung Benefits Act, 30
U.S.C. § § 901 - 945. Because the decision of the Administrative Law Judge is
supported by substantial evidence, we affirm.
Holybee is entitled to survivor’s benefits if pneumoconiosis was a
“substantially contributing cause or factor leading to” the death of her husband,
Ronald Holybee (“Miner”). 20 C.F.R. § 718.205(c)(1). A survivor is entitled to
benefits if pneumoconiosis hastened death to any degree. Northern Coal Co. v.
Director, OWCP, 100 F.3d 871, 874 (10th Cir. 1996). Pneumoconiosis includes
“any chronic pulmonary disease resulting in respiratory or pulmonary impairment
significantly related to, or substantially aggravated by, dust exposure in coal mine
employment.” 20 C.F.R. § 718.201. Chronic obstructed pulmonary disease
(“COPD”), if substantially aggravated by coal dust, is a chronic pulmonary
disease which qualifies as pneumoconiosis. Labelle Processing v. Swarrow, 72
F.3d 308, 311 (3d Cir. 1995) . The existence of pneumoconiosis may be
established by a physician exercising sound medical judgment based upon
objective medical evidence. 20 C.F.R. § 718.202(a)(4).
Miner ceased working for U.S. Steel in 1981 after 26 years of employment
in the coal mining industry. Based on a diagnosis of COPD and emphysema,
Miner was awarded Black Lung disability benefits. Miner had continuous
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respiratory and pulmonary problems until his death in 1991. Claimant filed for
survivor’s benefits as his widow. The ALJ initially decided that U.S. Steel was
precluded from denying that Miner suffered from pneumoconiosis, but the
Benefits Review Board reversed and remanded the claim with instructions that
Claimant had to establish each element of her claim. On remand, the ALJ
reviewed the evidence in the record and awarded benefits. The BRB affirmed the
ALJ’s decision and U.S. Steel brought this appeal.
This court must affirm the ALJ’s determination of benefits if it is supported
by substantial evidence. Garcia v. Director, OWCP, U.S. Dept. of Labor , 869 F.2d
1413, 1415 (10th Cir. 1989). The record contains medical records, reports, and
testimony concerning Miner’s condition.
Dr. Kelley’s report provided the basis for Miner’s award of disability
benefits. In 1984 Dr. Kelley diagnosed Miner with emphysema and COPD. Dr.
Kelley reported that Miner’s coal mine employment aggravated his lung condition
because exposure to dust can exacerbate the symptoms of COPD and emphysema.
In May, 1989 Dr. Kelley’s medical records note that Miner suffered from
pneumoconiosis and Dr. Kelley included coal workers’ pneumoconiosis as part of
the “Final Diagnosis” relating to Miner’s hospitalization for acute bronchitis in
1989.
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Dr. Repsher provided reports and testimony that Miner did not suffer from
pneumoconiosis and attributed Miner’s COPD and emphysema solely to cigarette
smoking. Dr. Repsher provided the opinion that Miner died of heart disease and
that Miner’s pulmonary disease did not cause his death.
Dr. Comer, who was Miner’s treating physician for heart disease, provided
a report that lung disease was the most significant contributing factor in causing
death and that lung disease was the primary cause of Miner’s final illness.
Dr. Kennedy provided a response to an inquiry from the Department of
Labor regarding whether pneumoconiosis was a significant contributing factor in
Miner’s death. Dr. Kennedy responded “Yes, miner clearly had well documented
end stage lung disease.”
The reports of Dr. Kelley and Dr. Kennedy provide substantial evidence
that the Miner’s COPD constituted pneumoconiosis under the legal definition.
U.S. Steel contends that the opinion of Dr. Repsher refutes the reports of Dr.
Kelley and Dr. Kennedy because Dr. Repsher testified that Miner’s COPD and
emphysema were caused solely by smoking. The ALJ found that Dr. Repsher’s
opinion regarding smoking was speculative because there was no evidence that
Miner was a sensitive smoker susceptible to emphysema despite his moderate
smoking history. Accordingly, the ALJ did not attribute great weight to Dr.
Repsher’s opinion. Even if there were a firm basis for Dr. Repsher’s opinion, we
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are not at liberty to weigh conflicting evidence to reverse the determination of the
ALJ. There is substantial evidence in the record to establish that Miner suffered
from chronic pulmonary disease substantially aggravated by dust exposure in coal
mine employment. 20 C.F.R. § 718.201.
In addition to the existence of pneumoconiosis, Claimant must also
establish that pneumoconiosis substantially contributed to Miner’s death. The
death certificate identified COPD as the cause of death. Dr. Comer identified
lung disease as the most significant contributing factor to Miner’s death. Dr.
Kennedy corroborates this evidence with his conclusion that pneumoconiosis was
a significant contributing factor in Miner’s death.
U.S. Steel sought to controvert this evidence through the testimony of Dr.
Repsher, who testified that heart disease was the cause of Miner’s death. Because
Dr. Repsher’s opinion was based on medical tests performed more than a week
prior to death and his testimony was couched in terms of probabilities and
generalities, the ALJ concluded that Dr. Repsher’s opinion failed to prove that
pneumoconiosis was not the cause of death. Even if we were to disagree with the
ALJ concerning the relative weight to be given the conflicting evidence, the
record clearly contains substantial evidence to support the conclusion that COPD
was a substantial contributing cause leading to Miner’s death. 20 C.F.R. §
718.205(c)(1). The ALJ’s award of benefits is supported by substantial evidence.
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AFFIRMED.
ENTERED FOR THE COURT
Thomas M. Reavley
Senior Circuit Judge
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