F I L E D
United States Court of Appeals
Tenth Circuit
AUG 17 2001
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT PATRICK FISHER
Clerk
WESLEY I. PURKEY,
Plaintiff-Appellant,
v. No. 00-3218
(D.C. No. 99-CV-3356)
LEROY GREEN, Sheriff of (D. Kan.)
Wyandotte County, Kansas;
J.B. HOPKINS, Administrator of
Wyandotte County Jail; JONI
MUMMA, Program Director of
Wyandotte County Jail;
D.R. HERRING, Administrative
Capacity of Wyandotte County Jail;
PATTY JONES, Administrative
Capacity of Wyandotte County Jail ;
JOHN & JANE DOE, Employees of
Wyandotte County Jail; MICHAEL
DAILY, Wyandotte County Jail;
ADRIAN BARLOW, Wyandotte
County Jail; CARLA HARRIS;
CHARLES DUNLAY; (FNU)
GRIFFIN; MICHELE SESE,
Defendants-Appellees.
ORDER AND JUDGMENT *
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Before HENRY , BRISCOE , and MURPHY , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Plaintiff-appellant Wesley I. Purkey, appearing pro se and in forma
pauperis, appeals from the district court’s dismissal of his civil rights complaints 1
brought under 42 U.S.C. § 1983. On the same day the district court granted
plaintiff’s motion to proceed in forma pauperis under 28 U.S.C. § 1915(a), the
court dismissed plaintiff’s complaint sua sponte, apparently pursuant to either
§ 1915(e)(2)(B)(ii) or 28 U.S.C.§ 1915A(b)(1) (screening procedures for civil
rights action in which prisoner seeks redress from governmental entity or its
officers or employees). In dismissing the cause of action, the court held that
plaintiff had failed to state a claim upon which relief may be granted. R. Doc.9
at 7. Our jurisdiction arises under 28 U.S.C. § 1291.
Mr. Purkey raises fifteen issues in a distended brief that is difficult to
follow. Mindful of our obligation to construe his pleadings liberally, we have
1
Plaintiff filed three complaints, with the second two supplementing the first
complaint. See R. Doc. 1, 4, 5. The first was filed November 9, 1999, the second
on December 22, 1999, and the third on January 24, 2000.
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regrouped the claims into (A) two claims alleging denial of access to courts, (B)
three claims alleging deliberate indifference to serious medical needs in violation
of the Eighth Amendment, (C) an Eighth Amendment excessive force claim, (D)
an Eighth Amendment inciting to violence claim , (E) a claim for unconstitutional
retaliation by segregation, (F) a claim for retaliation for exercise of First
Amendment rights, and (G) a claim that the court erred in requiring payment of
partial filing fees.
Because under our standard of review, we must accept Mr. Purkey’s well-
pleaded facts as true, we conclude that the district court prematurely dismissed
certain of plaintiff’s claims. We therefore remand two of Mr. Purkey’s claims
that prison officials were deliberately indifferent to serious medical needs; his
Eighth Amendment excessive force claim; and his incitement to violence claim.
On remand the court should also consider the First Amendment retaliation claims,
addressing all the alleged deprivations. We affirm the district court as to Mr.
Purkey’s claims that his right to access to courts was unconstitutionally violated;
one of the Eighth Amendment claims alleging deliberate indifference to medical
needs; and his claim regarding retaliatory segregation. We also reject his claim of
error regarding the payment of fees.
I. Standard of review
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A dismissal under § 1915(e)(2)(B)(ii) or § 1915A for failure to state a
claim is subject to de novo review. Perkins v. Kan. Dep’t of Corr. , 165 F.3d 803,
806 (10th Cir. 1999) (applying de novo review to dismissals under
§ 1915(e)); Sanders v. Sheahan , 198 F.3d 626, 626 (7th Cir. 1999) (noting the
same standard of review for dismissal under § 1915A); McGore v. Wrigglesworth ,
114 F.3d 601, 604 (6th Cir. 1997) (determining that dismissals under either
section should be reviewed de novo).
Dismissal of a pro se complaint for failure to state a claim is
proper only where it is obvious that the plaintiff cannot prevail on
the facts he has alleged and it would be futile to give him an
opportunity to amend. In determining whether dismissal is proper,
we must accept the allegations of the complaint as true and we must
construe those allegations, and any reasonable inferences that might
be drawn from them, in the light most favorable to the plaintiff.
Perkins , 165 F.3d at 806 (citation omitted).
II. The complaint
Plaintiff was incarcerated as a pre-trial detainee at Wyandotte County Jail
at the time the alleged incidents occurred. In his complaint, plaintiff alleges that
in December 1998 defendant guard Davis threw a full carton of milk thirty feet
across a “pod,” striking plaintiff in the neck. The complaint states that the “act
was unprovoked during breakfast,” and that plaintiff later asked to be taken to the
infirmary because he was suffering from “sharp/shooting pains and a burning
sensation through the left side of [the] neck” and a “severe headache since being
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struck with the full carton of milk.” R. Doc. 4 at 2, 7. He alleges that he reported
to the nurse that his neck injury was caused by Davis. He further claims she
would not let him see a doctor without paying a standard $5.00 fee and because
she could see no red mark on his neck. Plaintiff states that he refused to pay the
$5.00 fee and did not see the doctor that day. He alleges, however, that being
struck by the milk carton caused a “pinched nerve” in his neck for which a doctor
at a state hospital (where he was temporarily transferred for a psychiatric
evaluation) later prescribed an analgesic. He claims that, without examining his
“pinched nerve,” defendant Dr. Gamble at Wyandotte discontinued the medication
despite his remonstrations that he suffered without it.
The complaint further alleges that the day following the milk-carton
incident, defendant Davis told four or five African-American inmates that
plaintiff was trying to cause problems for him because he had hit plaintiff with
the milk carton. The inmates purportedly replied that if Davis would let plaintiff
out of his “room”, they would “deal with” it. Id. at 7. Plaintiff alleges that the
following night, the same inmates confronted him before “lockdown” in the
presence of a sheriff’s deputy, threatening his life, and an “assaultive
confrontation” began to develop. Id. He alleges that the next day he was locked
in disciplinary segregation for six weeks as punishment for reporting the incident,
and he was later transferred to another pod.
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Plaintiff alleged that defendants “systematically and continuously denied
me access to meaningful legal research material in reprisal for litigation plaintiff
was preparing for filing in the U.S. District Court in redress of claimed-alleged
violations.” R. Doc. 1 at 6. He submitted a copy of a grievance challenging an
alleged change in policy for allowing inmates access to legal materials. Id.
Ex. AB(1). He alleged that defendants informed him that “his legal research
rights have been terminated.” Id. at 9. He also alleged that defendants
(1) threatened disciplinary action if he persisted in requesting law books, (2) tore
up his civil rights complaint and copies of grievances showing that he has
exhausted administrative remedies, (3) denied him access to tape so that he could
tape the documents back together, and (4) refused to photocopy his complaints or
(5) to provide him with a copy of the prison’s new policies and procedures for
obtaining copies, thus denying him access to the courts. See R. Doc. 4 at 17.
Plaintiff provided affidavits from other prisoners supporting his claim that
defendants had torn up his complaint and supporting documents. He sued the
various defendants in their official and individual capacities.
III. Discussion
The district court did not order a Martinez report. See Martinez v. Aaron ,
570 F.2d 317, 319-20 (10th Cir. 1978) (approving order requiring prison officials
to investigate facts surrounding inmate’s civil rights suit in order to construct an
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administrative record from which court may decide jurisdictional issues and make
determination of frivolity under § 1915). We address each claim in the same
order as the district court addressed those claims. 2
A. Denial of access to courts claims.
Plaintiff alleges that defendants unconstitutionally denied him access to the
courts by, among other things, tearing up the initial copy of his complaint and the
supporting exhibits, refusing to provide him with tape to mend the torn items,
refusing to photocopy legal documents, refusing to allow him to purchase large
manila envelopes for mailing his complaints to the courts, and delaying or
denying him access to legal research materials. The district court dismissed these
claims pursuant to Lewis v. Casey , 518 U.S. 343, 351 (1996), concluding that
plaintiff’s allegations demonstrated “inconvenience but not actual injury.” R.
Doc. 9 at 3.
In Lewis , the Supreme Court held that, to succeed on a claim of denial of
access to the courts by restricting access to legal materials, an inmate must
establish “actual injury,” i.e., that “his efforts to pursue a legal claim” were
2
Because plaintiff was a pre-trial detainee at the time of the alleged
incidents, his claims technically are for violation of his substantive due process
rights under the Fourteenth Amendment. Lopez v. LeMaster , 172 F.3d 756, 759
n.2 (10th Cir. 1999). “In determining whether [a pretrial detainee’s] rights were
violated, however, we apply an analysis identical to that applied in Eighth
Amendment cases brought pursuant to § 1983.” Id.
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“hindered” by the defendants’ misconduct. 518 U.S. at 351. Notably, the Court
offered two examples of when an inmate’s efforts to pursue a legal claim would
be “hindered.” First, the Court noted that an inmate “might show . . . that a
complaint he prepared was dismissed for failure to satisfy some technical
requirement which, because of deficiencies in the prison’s legal assistance
facilities, he could not have known.” Id. at 351. Second, the Court noted that an
inmate might show “that he had suffered arguably actionable harm that he wished
to bring before the courts, but was so stymied by inadequacies of the law library
that he was unable even to file a complaint.” Id.
Applying Lewis to the facts alleged by plaintiff, we agree with the district
court that plaintiff failed to state a claim for denial of access to the courts. It is
apparent that, notwithstanding the defendants’ alleged misconduct, plaintiff was
able to pursue his civil rights claims by filing three separate complaints in district
court and an appellate brief in this court. At worst, defendants’ misconduct
temporarily, but not fatally, delayed, and did not unreasonably hinder, the filing
of those claims. 3
B. Claims of deliberate indifference to serious medical needs
3
As discussed below, however, many of these same allegations support
plaintiff’s valid First Amendment retaliation claim.
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Plaintiff’s complaints allege three separate incidents in which he claims
constitutional violations for failure to address his medical needs. In his first
claim, he alleges that he was given tennis shoes (which he later described as
“orthopedic” shoes) to wear at a state hospital facility that were taken away from
him upon his return to Wyandotte. Defendant Dr. Gamble then ordered that his
shoes be returned at Wyandotte after plaintiff allegedly suffered multiple infected
blisters on his feet caused by the shoes issued by the jail. R. Doc. 1 at 4. He
claims the nurses at Wyandotte refused to comply with Dr. Gamble’s order and
also refused to give him bandages or treatment ordered by Dr. Gamble for the
infected blisters. Id.
In his second claim, he alleges that Dr. Gamble showed deliberate
indifference to serious medical needs when he (1) refused to comply with
recommendations made by a physician (or physicians) at the state hospital to
biopsy a tumor on plaintiff’s shoulder, (2) refused to examine plaintiff’s alleged
“pinched nerve” neck injury, and (3) discontinued the Feldene 4
prescribed for
plaintiff’s alleged shoulder and neck problems. R. Doc. 4 at 14-15. Plaintiff
avers that he continues to “suffer persistent pain in both shoulders and neck due
to his medication being discontinued.” Id. at 15.
4
We take judicial notice that Feldene is a medication with anti-inflammatory and
analgesic properties. P HYSICIANS ’ D ESK R EFERENCE 2383 (53d ed. 1999).
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In his third claim, he alleges that in December 1999 a nurse at Wyandotte
apparently prescribed ear drops to soften wax buildup in his ears and scheduled
him to have an ear irrigation five days later. He states that at the time the ear
irrigation was scheduled, defendant Dr. Gamble examined his ears and throat,
prescribed medication, and then stated there was no need to do the irrigation and
left the room. Plaintiff states that he insisted that he needed the irrigation
because his ears were “totally clogged, constant pressure and headache.” R. Doc.
5 at 8. When he became adamant and refused to leave the examining room, he
was issued a disciplinary “ticket” and returned to his pod. The complaint states
that Dr. Gamble later denied telling staff not to perform the irrigation and that the
irrigation was ultimately performed almost a month later. He claims that during
this time he suffered pain when swallowing. Id. at 12.
The district court did not address these three claims individually, noting
that it was apparent that plaintiff had access to medical care during the period of
incarceration at Wyandotte. R. Doc. 9 at 4. The court stated that “no claim of
constitutional dimension is stated where a prisoner challenges only matters of
medical judgment or otherwise expresses a mere difference of opinion concerning
the appropriate course of treatment,” and concluded that the claims “present no
more than a difference of opinion.” Id. at 3-4.
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To state a cognizable Eighth Amendment claim for failure to provide
medical care, “‘a prisoner must allege acts or omissions sufficiently harmful to
evidence deliberate indifference to serious medical needs.’” Olson v. Stotts , 9
F.3d 1475, 1477 (10th Cir. 1993) (emphasis omitted) (quoting Estelle v. Gamble ,
429 U.S. 97, 106 (1976)). The deliberate indifference requirement has two
components: (1) an objective component requiring that the pain or deprivation be
sufficiently serious, and (2) a subjective component requiring that the offending
officials act with a sufficiently culpable state of mind. Perkins , 165 F.3d at 809
(citing Wilson v. Seiter , 501 U.S. 294, 298-99 (1991)).
“A medical need is sufficiently serious ‘if it is one that has been diagnosed
by a physician as mandating treatment or one that is so obvious that even a lay
person would easily recognize the necessity for a doctor’s attention.’” Sealock v.
Colorado , 218 F.3d 1205, 1209 (10th Cir. 2000) (quoting Hunt v. Uphoff , 199
F.3d 1220, 1224 (10th Cir. 1999)). Contrary to the district court, we conclude
that plaintiff’s first claim amounts to more than a “difference of opinion” and is
therefore cognizable under the Eighth Amendment. Liberally construing
plaintiff’s pleadings, he alleges that one or more nurses at Wyandotte
intentionally refused to comply with Dr. Gamble’s orders for treatment of infected
blisters on his feet, and that, as a result, he experienced pain and suffering. These
allegations, if true, would clearly demonstrate more than an “inadvertent failure to
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provide adequate medical care.” Estelle , 429 U.S. at 105. They would, instead,
establish deliberate indifference to plaintiff’s serious medical needs.
Although a Martinez report might quickly reveal that Dr. Gamble did
consider the pinched nerve complaint, on this record we have only the plaintiff’s
allegations of complete failure to examine to go by. Deliberate indifference may
include intentionally interfering with treatment or medication that has been
prescribed by a physician. See Estelle , 429 U.S. 97 at 104-05. Thus, by alleging
that Dr. Gamble refused to examine his “pinched nerve” neck injury and
discontinued the Feldene prescribed by another doctor for that injury such that he
continues to suffer persistent pain in those areas because the discontinuation of
his medication, Mr. Purkey has stated a cause of action instead of alleging only a
difference of opinion. We therefore reverse the dismissal of these two claims and
remand to the district court for further proceedings.
As for the rest of plaintiff’s indifference to medical needs claims, we
conclude they were properly dismissed. It is apparent from plaintiff’s pleadings
that he was examined by Dr. Gamble regarding the shoulder tumor, and on at least
one separate occasion for his ear/throat problems. It is further apparent that, on
both occasions, plaintiff disagreed with Dr. Gamble’s diagnoses and treatment.
We are not persuaded, however, that these allegations are sufficient to establish
that Dr. Gamble unnecessarily and wantonly inflicted pain on plaintiff. Rather,
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the allegations demonstrate, at worst, negligent diagnoses on the part of Dr.
Gamble. As we have repeatedly indicated, such allegations do not give rise to a
constitutional violation. See Perkins , 165 F.3d at 810 (“A negligent failure to
provide adequate medical care, even one constituting medical malpractice, does
not give rise to a constitutional violation.”).
C. Cruel and unusual punishment.
The district court construed the pleadings as asserting a claim against
defendant Davis for cruel and unusual punishment based upon his allegedly
having struck plaintiff in the neck with a thrown milk carton. A prisoner alleging
excessive force must state facts indicating that the prison official’s use of force
was objectively unreasonable and that the official’s intent was for the purpose of
causing harm. Hudson v. McMillian , 503 U.S. 1, 6 (1992). One alleging
excessive force need not present facts of significant injury if he also presents
facts showing that the official “maliciously and sadistically use[d] force to cause
harm.” Id. at 9. Of course, “ de minimis uses of physical force . . . not of a sort
repugnant to the conscience of mankind” are not actionable under the Eighth
Amendment. Id. at 10 (quotations omitted). Thus, not “every malevolent touch
by a prison guard” will give rise to a federal cause of action, but unnecessary
blows causing bruises and swelling will, for example. Id. at 9-10.
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Citing Hudson, 503 U.S. at 5, and Whitley v. Albers , 475 U.S. 312, 319
(1986), the district court dismissed this claim, apparently on a conclusion of de
minimis injury as a matter of law. The court noted that “medical personnel found
no markings or other signs of trauma when plaintiff was examined shortly
afterward” and found “no reason to conclude this isolated event was a result of a
‘wanton infliction of pain.’” R. Doc. 9 at 5.
Our review of the complaint indicates that the district court failed to take
the plaintiff’s well-pleaded allegations as true or to construe them in the light
most favorable to plaintiff. See Perkins , 165 F.3d at 806 . Plaintiff alleges that
guard Davis’s “attack” on him was unprovoked and unnecessary, giving rise to an
inference that it was maliciously and sadistically intended to cause harm. See
Hudson , 503 U.S. at 9. Although the complaint stated that medical personnel
found no red marks on plaintiff’s neck, it also stated that plaintiff experienced
sharp and burning pain through the left side of his neck and shoulder area and a
severe headache, and that the injury resulted in a pinched nerve for which a
physician later prescribed Feldene. When a prisoner has been singled out for
intentional punishment, he does not have to allege permanent or significant
injury; the ultimate constitutional inquiry is whether an unnecessary and wanton
infliction of pain has occurred. See id. at 6-7.
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A Martinez report would shed more light on the incident and assist the
court in discerning whether guard Davis intended to hit plaintiff or whether he
accidently hit plaintiff while attempting to throw the milk carton to someone else,
for example. At this stage of the proceedings, plaintiff has stated a cause of
action against defendant Davis in his individual capacity for violation of his
Fourteenth Amendment rights. We emphasize that, by arriving at that conclusion,
we express no opinion on his ability to ultimately prevail on the merits or even on
summary judgment.
D. The inciting violence claim.
Plaintiff’s pleadings allege that, the day following the milk-carton incident,
defendant Davis incited four or five inmates to harm plaintiff for complaining
about the incident. The pleadings further allege that these inmates actually
confronted plaintiff and threatened to kill him. The district court concluded these
allegations were subject to summary dismissal “[b]ecause the record reflect[ed]
the plaintiff was placed in segregation and not injured by [the] other inmates.” R.
Doc. 9 at 7.
A prisoner states an Eighth Amendment violation by alleging that a prison
official intended to cause him serious harm by inciting other inmates to do
violence against him. Northington v. Jackson , 973 F.2d 1518, 1525 (10th Cir.
1992). While an “idle threat” of impending physical harm that is not carried out
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will not suffice to state an Eighth Amendment claim, an imminent threat of
serious harm, even though injury never actually occurs, will suffice. See id. at
1524; Ramos v. Lamm , 639 F.2d 559, 572 (10th Cir.1980); see also Benefield v.
McDowall , 241 F.3d 1267, 1269-70 (10th Cir. 2001) (holding that an Eighth
Amendment claim had been stated that survived a defense of qualified immunity
when prisoner alleged he had been labeled a “snitch” by a correctional officer).
While the fact that other officials ultimately took steps to protect the
plaintiff from violence by other inmates would bar a claim against them in their
individual or official capacities for allowing unconstitutional prison conditions to
continue, it would not shield guard Davis from liability for creating the serious
condition that required that protection in the first place. Accepting plaintiff’s
allegations as true, plaintiff would be able to establish that guard Davis intended
to seriously harm him by inciting inmates to beat him, thereby stating a violation
of the Eighth Amendment. See Northington , 973 F.2d at 1525 & n.4 (stating that
such allegations may also support a substantive due process claim). The district
court erred in dismissing plaintiff’s claim against guard Davis in his individual
capacity for inciting violence against plaintiff.
E. Segregation/retaliation for filing internal grievances.
Plaintiff alleged that, after the inmate confrontation, prison officials placed
him in disciplinary segregation. R. Doc. 1 at 4, Doc. 4 at 8. Although plaintiff
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alleged that his placement in segregation constituted retaliation for filing
grievances, the district court dismissed the claim, holding that “changes to an
inmate’s housing status generally do not implicate a constitutional interest.” Id.
Doc. 9 at 6.
“The existence of an improper motive for disciplining a prisoner which
results in interference with a constitutional right” may give rise to a cause of
action under § 1983. Smith v. Maschner , 899 F.2d 940, 947 (10th Cir. 1990).
Because a prisoner must first file a grievance in order to ultimately gain access to
courts to state a claim for relief under 42 U.S.C. § 1997e, then punishing him for
actually filing grievances by placing him in disciplinary segregation would state a
claim for a both an access to courts and a First Amendment violation. See id. (“It
is also one aspect of the First Amendment right to petition the government for
redress of grievances.”); Wildberger v. Bracknell , 869 F.2d 1467, 1468 (11th Cir.
1989) (holding that retaliation for filing lawsuits and administrative grievances
“violates both the inmate’s right of access to the courts and the inmate’s First
Amendment rights”); Valandingham v. Bojorquez , 866 F.2d 1135, 1138 (9th Cir.
1989) (allegation that prison officials conspired to label prisoner a “snitch” in
retaliation for petitioning prison and government for redress of grievances stated
cognizable claim for violation of right of access to the courts).
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However, because Mr. Purkey cannot show that filing a grievance was the
“but for” cause of his segregation, see Peterson v. Shanks , 149 F.3d 1140, 1144
(10th Cir. 1998), we affirm dismissal of this claim. Certainly it was necessary to
remove Mr. Purkey from the dangerous condition in which other inmates were
threatening to beat him, and it was not unreasonable per se to place him in
segregation instead of the four or five inmates who threatened him. Therefore,
we affirm the district court’s dismissal of this cause of action, albeit for a
different reason. See United States v. Sandoval , 29 F.3d 537, 542 n.6 (10th Cir.
1994) (noting that appellate court may affirm district court on any ground for
which there is record sufficient to permit conclusion of law).
F. Claims of retaliation for filing suit against officers.
Plaintiff points out that the district court did not address his First
Amendment claims that county jail officials retaliated against him for attempting
to file suit against jail employees by (1) denying law library privileges, (2)
threatening discipline if he persisted in obtaining legal materials, (3) tearing up
his first complaint, (4) screening his subsequent civil rights action and placing
copies of it in his jail file, (5) refusing to sell him large manila envelopes for
mailing legal actions, (6) refusing to promptly provide accounting statements
required for his in forma pauperis application, and (7) calling him out of his cell
late at night and threatening him because he continued to pursue his claims
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against officials. Of course, we are at a disadvantage without explicit findings to
review. After reviewing the complaints, however, we conclude that plaintiff has
stated a cause of action for First Amendment retaliation. See Penrod v. Zavaras ,
94 F.3d 1399, 1404 (10th Cir. 1996) (“prison officials may not harass or retaliate
against an inmate for exercising his right of access to the courts.”).
G. Claim that court erred in requiring payment of filing fees after
dismissal.
Plaintiff asserts that the district court erred in concurrently ordering filing
fees to be paid and dismissing his claims as frivolous. Section 1915(b) does not
waive the filing fee, however, nor does it condition payment of the filing fee on
success on the merits. It states, “if a prisoner brings a civil action or files an
appeal in forma pauperis, the prisoner shall be required to pay the full amount of
a filing fee.” 28 U.S.C. § 1915(b)(1). Notwithstanding the district court’s
dismissal of plaintiff’s action, he is still required to pay the full filing fee to the
district court.
H. Plaintiff’s motion for order mandating return of legal materials.
On August 23, 2000, plaintiff filed a motion requesting this court direct the
warden to provide him with his legal materials that were allegedly confiscated
when plaintiff was placed in administrative segregation on August 1, 2000. The
record indicates that plaintiff was transferred to another correctional facility in
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September and we assume that he recovered those materials upon transfer, thus
mooting the request. If that assumption is erroneous, plaintiff may petition the
district court for relief. Plaintiff’s motion is therefore denied.
The judgment of the United States District Court for the District of Kansas
is AFFIRMED in part and REVERSED in part and REMANDED for further
proceedings.
ENTERED FOR THE COURT
PER CURIAM
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No. 00-3218, Purkey v. Green
HENRY , Circuit Judge, concurring and dissenting:
I respectfully dissent from that portion of the order affirming the dismissal
of Mr. Purkey’s claim that his access to courts was unconstitutionally violated by
the intentional destruction of his complaint and supporting documents.
Destruction of legal documents by prison officials can present serious
constitutional problems. See Green v. Johnson , 977 F.2d 1383, 1389-90 (10th
Cir. 1992). Tearing up an inmate’s complaint and supporting documents asserting
excessive force and allegedly unconstitutional conditions of confinement and
refusing to photocopy complaints so that they can be properly filed clearly
violates the mandate that prison officials not hinder an inmate’s access to the
courts. See Lewis , 518 U.S. at 351. The word “hinder” means “to hamper” or “to
impede or delay the progress of,” W EBSTER ’ S II N EW R IVERSIDE U NIVERSITY
D ICTIONARY at 583 (1988), and thus does not signify a conclusive impediment.
It would appear that prison officials may unconstitutionally interfere with access
to courts not only by fatally forestalling a required pleading, but also by
unreasonably delaying a filing. See Johnson v. Avery , 393 U.S. 483, 485-86
(1969) (“access of prisoners to the courts . . . may not be denied or obstructed”)
(emphasis added). Indeed, otherwise, officials could simply continue tearing up
pleadings with impunity as long as conclusive deadlines still lay in the future.
Mr. Purkey alleged actual injury, and not simple delay, by stating that his original
complaint and supporting documents were torn to pieces so that he could not file
that complaint.
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No. 00-3218, Purkey v. Green
BRISCOE, Circuit Judge, concurring and dissenting:
I concur in part and dissent in part. Although I agree with the resolution
of most of the claims at issue, I write separately to express my disagreement
with the majority’s decision to reverse and remand plaintiff’s cruel and unusual
punishment claim, and plaintiff’s incitement to violence claim.
Cruel and unusual punishment
Plaintiff alleges he was subjected to cruel and unusual punishment when
he was struck in the neck with a milk carton thrown by defendant Davis.
Although the district court dismissed this claim on the grounds that it was an
“isolated event” that resulted in “no markings or other signs of trauma when
plaintiff was examined [by medical personnel] shortly afterward,” R. Doc. 9 at
5, the majority reverses that ruling and remands for further proceedings.
According to the majority, the fact that plaintiff did not suffer any “permanent
or significant injury” is irrelevant. Maj. Op. at 15. Instead, the majority states,
“the ultimate constitutional inquiry is whether an unnecessary and wanton
infliction of pain has occurred.” Id. The majority directs the district court on
remand to obtain a Martinez report to “discern[] whether guard Davis intended
to hit plaintiff or whether he accidently hit plaintiff while attempting to throw
the milk carton to someone else.” Id.
In my view, it is unnecessary to decide whether defendant Davis intended
to hit plaintiff with the milk carton. Even assuming that he did (and I certainly
do not condone Davis’ conduct if that is the case), I agree with the district
court that it was, at most, a “de minimis” application of force that does not rise
to the level of an Eighth Amendment violation. See Hudson v. McMillian, 503
U.S. 1, 9-10 (1992) (emphasizing that the Eighth Amendment prohibition
against cruel and unusual punishment “necessarily excludes from constitutional
recognition de minimis uses of physical force, provided that the use of force is
not of a sort ‘repugnant to the conscience of mankind’”) (citation and internal
quotations omitted); Northington v. Jackson, 973 F.2d 1518, 1524 (10th Cir.
1992) (same).
Incitement to violence
Plaintiff alleged that four inmates, at the urging of defendant Davis,
confronted and threatened to kill him for complaining about the milk carton
incident. The district court dismissed the claim “[b]ecause the record reflected
the plaintiff was placed in segregation and not injured by [the] other inmates.”
R. Doc. 9 at 7. The majority, however, reverses and remands the claim for
further proceedings. In doing so, the majority states that if plaintiff’s
allegations are true he “would be able to establish that . . . Davis intended to
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seriously harm him by inciting inmates to beat him, thereby stating a violation
of the Eighth Amendment.” Maj. Op. at 16.
I disagree. First and foremost, I am not convinced that plaintiff’s
allegations, even if true, demonstrate that he was subjected to a “substantial
risk of serious harm.” Farmer v. Brennan, 511 U.S. 825, 834 (1994). As the
district court recognized, plaintiff’s own pleadings allege that he was promptly
placed into segregation after notifying prison officials about the incident and
there is no indication he was thereafter subjected to threats of violence by the
four inmates. Second, it is unclear to me what type of relief plaintiff would be
entitled to even if he were allowed to proceed on the claim. Plaintiff is no
longer housed at the Wyandotte County Jail and therefore has no legitimate
claims for declaratory or injunctive relief. See Green v. Branson, 108 F.3d
1296, 1300 (10th Cir. 1997) (concluding that a prisoner’s transfer or release
from a jail moots his claims for declaratory relief). Further, plaintiff has not
alleged any physical injury resulting from the confrontation with the four
inmates. In light of 42 U.S.C. § 1997e(e), that leaves him with little more than
a claim for nominal damages against defendant Davis. See Searles v. Van
Bebber, 251 F.3d 869, 876, 878 (10th Cir. 2001) (concluding that § 1997e(e)
limits an inmate’s ability to recover for mental or emotional injuries, but does
not bar recovery of nominal damages ).
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