F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAY 20 2002
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 01-1469
(D.C. No. 01-CR-13-D)
EARNEST DANIELS, JR., (D. Colorado)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before PORFILIO , ANDERSON , and BALDOCK , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Defendant-appellant Earnest Daniels, Jr. pled guilty to one count of
possession of a firearm by a felon, in violation of 18 U.S.C. § 922(g)(1).
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
He was sentenced to forty-six months of imprisonment, to be followed by a term
of three years of supervised release. Mr. Daniels presents two issues on appeal:
(1) whether a prior conviction for sexual assault on a child was properly defined
as a “crime of violence” within the meaning of the United States Sentencing
Commission, Guidelines Manual (USSG) § 4B1.2(a), and (2) whether the district
court believed that it did not have the authority to depart from sentencing
guidelines. We have jurisdiction over Mr. Daniels’ appeal pursuant to 28 U.S.C.
§ 1291. Our jurisdiction to review Mr. Daniels’ sentence arises under 18 U.S.C.
§ 3742(a).
“We review the district court’s factual findings regarding sentencing
for clear error and review its legal interpretation of the Sentencing Guidelines
de novo .” United States v. Arevalo , 242 F.3d 925, 927 (10th Cir. 2001) (citing
United States v. Maldonado-Acosta , 210 F.3d 1182, 1183 (10th Cir. 2000)).
Whether Mr. Daniels’ state felony conviction for sexual assault on a child is
a “crime of violence” is a question of law that we review de novo . United States
v. Moyer , 282 F.3d 1311, 1314 (10th Cir. 2002).
I.
The district court found that Mr. Daniels’ prior conviction for sexual
assault on a child constituted a “crime of violence,” which increased his base
offense level to 20, pursuant to USSG § 2K2.1(a)(4). Mr. Daniels makes several
-2-
arguments challenging this determination. First, he contends that the district
court erroneously placed the burden on him to prove his state felony conviction
was not a “crime of violence.” Based on our review of the entire transcript of the
sentencing proceeding, the district court did not place the burden of proof on
Mr. Daniels. He is relying on one statement by the court. When read as a whole,
the transcript clearly indicates that the burden of proof was not shifted.
Mr. Daniels was convicted of a violation of Colo. Rev. Stat. § 18-3-405,
which provides, in relevant part:
§ 18-3-405. Sexual assault on a child.
(1) Any actor who knowingly subjects another not his or her spouse
to any sexual contact commits sexual assault on a child if the victim
is less than fifteen years of age and the actor is at least four years
older than the victim.
(2) Sexual assault on a child is a class 4 felony, but it is a class 3
felony if:
(a) The actor applies force against the victim in order to
accomplish or facilitate sexual contact; or
(b) The actor, in order to accomplish or facilitate sexual
contact, threatens imminent death, serious bodily injury,
extreme pain, or kidnapping against the victim or another
person, and the victim believes that the actor has the present
ability to execute the threat; or
(c) The actor, in order to accomplish or facilitate sexual
contact, threatens retaliation by causing in the future the death
or serious bodily injury, extreme pain or kidnapping against
the victim or another person and the victim believes that the
actor will execute the threat . . . .
-3-
Mr. Daniels argues that his prior conviction was not a “crime of violence”
because a class 4 felony under § 18-3-405 does not include in its definition force
or threats of force as an element of the crime. He contends that because he was
convicted of “sexual contact,” the least severe unlawful sexual conduct under the
Colorado Criminal Code, he is not guilty of a “crime of violence.” He states that
sexual contact with a child under the age of fifteen does not present a risk of
physical injury.
To evaluate his arguments, we look to the definition of “crime of violence”
set forth in USSG § 4B1.2(a):
(a) The term “crime of violence” means any offense under federal or
state law, punishable by imprisonment for a term exceeding one year,
that—
(1) has as an element the use, attempted use, or threatened
use of physical force against the person of another, or
(2) is burglary of a dwelling, arson, or extortion, involves
use of explosives, or otherwise involves conduct that
presents a serious potential risk of physical injury to
another.
(Emphasis added.) If Mr. Daniels’ conviction for sexual assault on a child fits the
“or otherwise” category of offenses described in § 4B1.2(a)(2), it is not necessary
that the offense had as an element the use or threatened use of physical force, and
his base offense level was properly increased by the district court.
-4-
In United States v. Reyes-Castro, 13 F.3d 377 (10th Cir. 1993), this court
addressed the question of whether attempted sexual abuse of a child of twelve
could be considered a “crime of violence” within the meaning of 18 U.S.C. § 16.
The offense in question in Reyes-Castro did not involve physical force as an
element of the crime. Id. at 379. However, we concluded that “[b]ecause the
crime involves a non-consensual act upon another person, there is a substantial
risk that physical force may be used in the course of committing the offense.
It does not matter whether physical force is actually used.” Id. (emphasis added).
We further concluded that
[a] common sense view of the sexual abuse statute, in combination
with the legal determination that children are incapable of consent,
suggests that when an older person attempts to sexually touch a child
under the age of fourteen [below the age of consent in Utah], there is
always a substantial risk that physical force will be used to ensure
the child’s compliance.
Id.
A more analogous case would be United States v. Coronado-Cervantes,
154 F.3d 1242 (10th Cir. 1998), which involved determining whether sexual
contact with a child under the age of twelve was a “crime of violence” within the
“or otherwise” clause of USSG § 4B1.2(a)(2). In Coronado-Cervantes we again
took the common sense approach and determined, that by its very nature, the act
of engaging in sexual contact with a minor “presented a serious potential risk of
injury to [the] victim and thus should be considered a ‘crime of violence’ under
-5-
U.S.S.G. § 4B1.2.” Id. at 1245. Whenever a minor child is sexually assaulted by
an older person the inherent power imbalance presents a serious potential risk of
physical injury to the child.
By statute, the State of Colorado has defined a person under the age of
eighteen variously as a child or a person incapable of consent. 1 In crafting
§ 18-3-405, the Colorado legislature has purposefully chosen to further protect
a more narrow group, children under the age of fifteen. In doing so they
recognized the risks present in non-consensual contact with a child fourteen or
younger. The district court, in accord with our precedent, properly determined
Mr. Daniels’ prior conviction under Colorado law for assault of a minor child
a “crime of violence.”
1
Colo. Rev. Stat. § 18-3-404(1.5) Unlawful sexual contact, states:
Any person who knowingly, with or without sexual contact, induces
or coerces a child by any of the means set forth in section 18-3-402
to expose intimate parts or to engage in any sexual contact, intrusion,
or penetration with another person, for the purpose of the actor’s own
sexual gratification, commits unlawful sexual contact. For the
purposes of this subsection (1.5), the term “child” means any person
under the age of eighteen years.
See also Colo. Rev. Stat. § 14-2-106 (1997) (requiring the consent of both parents
for a person under the age of eighteen to marry); Colo. Rev. Stat. § 13-22-101
(1997) (requiring a person be eighteen years of age to be competent to contract,
manage their estate, sue, and make decisions regarding their body).
-6-
II.
Mr. Daniels also argues on appeal that the district court erred in denying
a downward departure in his sentencing. Generally, we lack jurisdiction to
review a sentencing court’s discretionary refusal to depart from the guideline
range. See United States v. Guidry, 199 F.3d 1150, 1161 (10th Cir. 1999).
Mr. Daniels acknowledges that such discretionary decisions are largely
unreviewable. However, he maintains that an exception occurs if a court
erroneously believes it does not have the authority to depart from the sentencing
guideline range.
This exception has a very narrow application. “[T]he courts of appeals
cannot exercise jurisdiction to review a sentencing court’s refusal to depart from
the sentencing guidelines except in the very rare circumstances that the district
court states that it does not have any authority to depart from the sentencing
guideline range for the entire class of circumstances proffered by the defendant.”
United States v. Castillo, 140 F.3d 874, 887 (10th Cir. 1998) (citations omitted).
We will not assume the district court was unaware of its discretion to depart
downward from the guidelines, even if the district court is silent on the point.
United States v. Rowen, 73 F.3d 1061, 1063 (10th Cir. 1996). “[U]nless the
judge’s language unambiguously states the judge does not believe he has authority
-7-
to downward depart, we will not review his decision.” United States v.
Rodriguez, 30 F.3d 1318, 1319 (10th Cir. 1994).
There is nothing in the record that leads us to believe that the district court
was unaware of its discretion to depart from the guidelines. The court listened to
argument from Mr. Daniels and specifically found that “the defendant has not
demonstrated that the criminal history category overrepresents the seriousness of
defendant’s past record.” R. Vol. 3 at 37. The court addressed both whether or
not the criminal history category significantly overrepresented the seriousness of
defendant’s criminal history and the likelihood that the defendant would commit
further crimes. Id. It is very clear from the district court’s statements regarding
the application of USSG § 4A1.3 that the court understood that it had authority to
depart, but did not feel that departure was warranted. We therefore lack
jurisdiction to consider the court’s departure decision.
Accordingly, we AFFIRM the judgment of the United States District Court
for the District of Colorado.
Entered for the Court,
John C. Porfilio
Circuit Judge
-8-