F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
FEB 11 2003
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
TAMMY K. HARTMAN,
Plaintiff - Appellant,
v.
KICKAPOO TRIBE GAMING
COMMISSION; LAURA SOAP; No. 01-3400
DENISE MENDEZ; VICTOR
PALMER; THE KICKAPOO TRIBE
OF KANSAS; STATE OF KANSAS;
NATIONAL INDIAN GAMING
COMMISSION; TRACY DIEL;
MONTIE DEER; KANSAS GAMING
AGENCY,
Defendants - Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
(D.C. No. 99-CV-4102-DES)
Robert A. Coulthard, Topeka, Kansas, for Plaintiff - Appellant.
Jeff R. Keohane, (William B. Lazarus and Todd S. Aagaard, Attorneys,
Environment & Natural Resources Division, U.S. Department of Justice and
Thomas L. Sansonnetti, Assistant Attorney General, on the brief) Washington,
D.C., for Federal Defendants - Appellees.
Charley Laman, Topeka, Kansas, for Kickapoo Tribe Defendants - Appellees.
Brian Johnson, Assistant Attorney General, (and Carla J. Stovall, Attorney
General, on the brief) Topeka, Kansas, for State Defendants - Appellees.
Before SEYMOUR, PORFILIO, and KELLY, Circuit Judges.
KELLY, Circuit Judge.
Plaintiff-Appellant Tammy K. Hartman appeals from the judgment of the
district court dismissing her complaint seeking relief for alleged violations of her
rights under various provisions of Federal, State and Tribal law. Her amended
complaint named the following defendants: (1) the Kickapoo Tribe of Kansas,
The Kickapoo Tribe Gaming Commission (“KTGC”), and the individual
commissioners of the KTGC (collectively, the “Tribal Defendants”); (2) The State
of Kansas, the Kansas State Gaming Agency (“KSGA”), and Tracy Diel,
Executive Director of the KSGA (collectively, the “State Defendants”); and (3)
the National Indian Gaming Commission (“NIGC”), and Montie Deer, Chairman
of the NIGC (collectively, the “Federal Defendants”).
Ms. Hartman’s amended complaint asserted eleven causes of action arising
out of the KTGC’s alleged suspension of her gaming license without a hearing.
In essence, she complains of the suspension of her license, the denial of a
hearing, the State Defendants’ failure to take action on her behalf, and the Federal
Defendants’ approval of an allegedly defective Kickapoo tribal ordinance. She
claims violations of the Indian Gaming Regulatory Act, 25 U.S.C. §§ 2701-2721
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(“IGRA”), the Due Process Clause of the Fifth and Fourteenth Amendments, and
various other provisions of Federal, State and Tribal law. The district court
dismissed Ms. Hartman’s claims against each Defendant and this appeal followed.
Our jurisdiction arises under 28 U.S.C. § 1291, and we affirm.
Ms. Hartman was employed by the Kickapoo Tribe as a licensed card dealer
at a gaming facility owned by the Tribe. Following an incident in which she
allegedly accepted a gratuity from a casino customer, Ms. Hartman claims that the
KTGC suspended her gaming license for one week without providing notice or a
hearing. After the KTGC affirmed her suspension and denied her request for
reconsideration, Ms. Hartman filed an action in the Tribal Court of the Kickapoo
Nation seeking monetary damages and an opportunity to “clear her good name and
defend herself.” Aplt. Br. at 4. The Tribal Court dismissed the complaint,
holding that the KTGC, as an entity of the Kickapoo Tribe, was immune from suit
by virtue of its sovereignty. Ms. Hartman thereafter appealed to the Kickapoo
Nation Supreme Court. That appeal is currently pending.
Following the adverse ruling in the Tribal Court, Ms. Hartman initiated the
present action in federal district court. The State and Tribal Defendants each
filed separate motions to dismiss. The Federal Defendants likewise filed a motion
to dismiss, and in the alternative, a motion for summary judgment. The district
court granted each of the Defendants’ motions.
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In dismissing Ms. Hartman’s action, the district court first held that all of
her claims premised on alleged violations of IGRA must be dismissed because
“IGRA provides no private right of action against the Tribe, the State, the federal
government or any official or agency thereof.” Hartman v. Kickapoo Tribe
Gaming Comm’n, 176 F. Supp. 2d 1168, 1175 (D. Kan. 2001). We agree.
As the Supreme Court has observed, “the fact that a federal statute has been
violated and some person harmed does not automatically give rise to a private
cause of action in favor of that person.” Touche Ross & Co. v. Redington, 442
U.S. 560, 568 (1979). Although Congress did provide that certain decisions by
the NIGC made under various provisions of IGRA are subject to federal court
review under the Administrative Procedures Act, see 25 U.S.C. § 2714, 1 the
district court correctly pointed out that nowhere does IGRA expressly authorize
private individuals to sue directly under the statute for failure of a tribe, a state,
or the NIGC to comply with its provisions. Moreover, we note that Congress
expressly provided various causes of action in favor of tribes, states, and the
federal government for certain violations of IGRA. See, e.g., 25 U.S.C. §§ 2710,
2711, 2714. The Supreme Court has held that “when legislation expressly
1
Neither Ms. Hartman’s original complaint nor her amended complaint
asserted a claim under the APA. Moreover, we do not believe that Ms. Hartman
could establish a claim under the APA even if such a claim were properly before
us because, as discussed below, the NIGC never approved the allegedly defective
tribal ordinance of which she complains.
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provides a particular remedy or remedies, courts should not expand the coverage
of the statute to subsume other remedies.” Nat’l R.R. Passenger Corp. v. Nat’l
Assoc. of R.R. Passengers, 414 U.S. 453, 458 (1974). Accordingly, we hold that
IGRA contains no implied private right of action in favor of an individual seeking
to enforce compliance with the statute’s provisions. See also Tamiami Partners,
Ltd. v. Miccosukee Tribe of Indians, 63 F.3d 1030, 1049 (11th Cir. 1995) (finding
no implied private right of action in favor of management contractor to enforce
licensing provisions of IGRA in light of the statute’s express provision of other
rights of action); Hein v. Capitan Grande Band of Diegueno Mission Indians, 201
F.3d 1256, 1260 (9th Cir. 2000) (declining to imply private right of action under
IGRA because “where IGRA creates a private cause of action, it does so
explicitly.”). The district court did not err in dismissing Ms. Hartman’s claims
arising under IGRA on this basis.
As to the Tribal Defendants, the district court held that the doctrine of
exhaustion of tribal remedies applied, and that accordingly, all claims against the
Tribe, the KTGC, and the individual commissioners must be dismissed on that
basis. Specifically, the district court held that (1) the occurrences which gave rise
to the suit arose exclusively on the Kickapoo reservation, and (2) none of the
exceptions to the doctrine of tribal exhaustion applied in the case. Hartman, 176
F. Supp. 2d at 1181-82. Consequently, the district court held that under our
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opinion in Kerr-McGee Corp. v. Farley, 115 F.3d 1498, 1507 (10th Cir. 1997), it
was required to refrain from exercising jurisdiction until the parties had exhausted
their remedies in tribal court. 2 Hartman, 176 F. Supp. 2d at 1182.
As to the Federal Defendants, the court first held that Ms. Hartman could
not state a claim against NIGC or its chairman under 42 U.S.C. § 1983 because
that statute applies only to actions taken under state law, and her complaint
alleged only actions taken under color of Federal law (IGRA). 3 Id. at 1178. In
analyzing Ms. Hartman’s claims against Chairman Deer, the district court began
by noting that her claims against him could be construed as an action brought
pursuant to Bivens v. Six Unknown Agents of Fed. Bureau of Narcotics, 403 U.S.
388 (1971). However, the court held that she could not establish a claim under
Bivens because such an action requires a showing that the named federal official
deprived her of a federally protected right, and “[p]laintiff has provided no
support for the allegation that she has a federally protected right in the approval
of an ordinance by the NIGC and the court knows of no such authority.”
Hartman, 176 F. Supp. 2d at 1179. In the alternative, the court granted the
2
The district court also noted that exhaustion of tribal remedies requires,
“at a minimum, tribal appellate court review.” Hartman, 176 F. Supp. 2d at 1182
(citing Iowa Mut. Ins. Co. v. LaPlante, 480 U.S. 9, 16 n.8 (1987)).
3
The substance of Ms. Hartman’s claims against the Federal Defendants is
that, in violation of IGRA, they approved a tribal ordinance that permitted the
Tribe to violate her due process rights by suspending her gaming license without a
formal hearing.
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Federal Defendants’ motion for summary judgment. Noting that Ms. Hartman’s
sole claim against the Federal Defendants was that the NIGC and Chairman Deer
should not have approved the Tribal ordinance at issue, the district court held that
summary judgment was proper because the evidence revealed that the NIGC never
approved that particular ordinance. Id. at 1179-80.
As to the State Defendants, the district court held that the Eleventh
Amendment barred Ms. Hartman’s claims against the State and the KSGA because
(1) the State did not waive its immunity via the gaming compact entered into by
the State and the Tribe, and (2) Congress did not abrogate the State’s Eleventh
Amendment immunity in enacting IGRA. Id. at 1176-77. Next, the district court
held that the State and the KSGA could not be held liable under § 1983 because
under Will v. Michigan Dep’t. of State Police, 491 U.S. 58, 64, 71 (1989), neither
a state nor a state agency is a “person” for purposes of § 1983. Id. at 1177. As to
Tracy Diel, the court held that because he is a state official sued in his official
capacity, the Eleventh Amendment precludes any claim for monetary damages
against him. Id. Second, the court acknowledged that the Eleventh Amendment
does not bar claims for declaratory or injunctive relief against state officials sued
in their official capacity for violations of the Fourteenth Amendment. Id. at
1177-78. However, the court held that it was the Tribe, and not Mr. Diel, who
allegedly violated the Due Process clause by suspending Ms. Hartman’s gaming
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license without a hearing, and that her claim against Mr. Diel was founded solely
on his “alleged failure to comply with state law (i.e. failure to oversee gaming
operations pursuant to Kansas Statutes Annotated § 74-9805 and failure to
enforce the Compact).” Id. at 1178. Accordingly, the district court held that the
claim against Mr. Diel must also be dismissed because the Eleventh Amendment
does foreclose suits “alleging a state official violated state law in carrying out
their official duties.” Id. (emphasis in original) (citing Pennhurst State Sch. &
Hosp. v. Halderman, 465 U.S. 89, 106 (1984)).
We review a dismissal for failure to state a claim under Fed. R. Civ. P.
12(b)(6) de novo. Sutton v. Utah State Sch. for the Deaf & Blind, 173 F.3d 1226,
1236 (10th Cir. 1999). We will affirm a dismissal under Rule 12(b)(6) where “it
appears beyond doubt that the plaintiff can prove no set of facts in support of his
claim which would entitle him to relief.” GFF Corp. v. Assoc. Wholesale
Grocers, Inc., 130 F.3d 1381, 1384 (10th Cir. 1997). We likewise review the
grant of a motion for summary judgment under the de novo standard of review
and apply the same legal standard as the district court. Byers v. City of
Albuquerque, 150 F.3d 1271, 1274 (10th Cir. 1998).
Upon a careful consideration of the record, the parties’ briefs, and the
district court’s order, we are convinced that the district court properly granted the
Defendants’ motions to dismiss as well as the Federal Defendants’ motion for
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summary judgment. Moreover, none of the arguments raised in Ms. Hartman’s
brief to this Court persuade us that the district court erred in any material respect.
We therefore AFFIRM for substantially the same reasons given by the district
court.
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