F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
OCT 24 2003
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
AGGIE N. CARRILLO,
Plaintiff-Appellant,
v. No. 03-2103
(D.C. No. CIV-02-90-KBM)
JO ANNE B. BARNHART, (D. N.M.)
Commissioner of Social Security,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before SEYMOUR , BRISCOE , and LUCERO , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Plaintiff Aggie N. Carrillo appeals from an order of the magistrate judge
affirming the Commissioner’s determination that she is not entitled to Social
Security disability benefits. 1
After reviewing the Commissioner’s decision to
determine whether her factual findings were supported by substantial evidence
in light of the entire record and to determine whether she applied the correct
legal standards, we affirm. See Castellano v. Sec’y of Health & Human Servs. ,
26 F.3d 1027, 1028 (10th Cir. 1994).
Ms. Carrillo claims that she was disabled due to chronic low back pain.
The relevant time frame for evaluating her disability claim is brief: June 1, 1998,
the alleged onset date, through June 30, 1998, the date her insured status expired.
See Henrie v. United States Dep’t of Health & Human Servs ., 13 F.3d 359, 360
(10th Cir. 1993) (stating claimant must establish onset of disability prior to date
insured status expired). The administrative law judge (ALJ) concluded, at step
five of the five-step sequential process, that Ms. Carrillo had the residual
functional capacity to perform a range of light exertional level work during the
relevant time period and that a significant number of such jobs existed in the
national economy. See Williams v. Bowen , 844 F.2d 748, 750-52 (10th Cir. 1988)
(describing the five-step test used by the Commission to evaluate disability
1
The parties consented to proceed before a magistrate judge. See 28 U.S.C.
§ 636(c).
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claims). Therefore, Ms. Carrillo was not disabled before the expiration of her
insured status and not entitled to benefits. A review of the administrative record
shows that substantial evidence supported the ALJ’s determination and that the
ALJ applied the correct legal standards.
Ms. Carrillo argues on appeal that the magistrate judge erred by “bas[ing]
her decision solely on what the [ALJ] had decided.” Aplt. Br. at 2. She contends
the magistrate judge should have taken additional medical records into
consideration, even though her attorney had not submitted the records for
inclusion in the administrative record.
On judicial review of a Commissioner’s decision, a court is generally
confined to the record before it. However, it may remand a case, “order[ing]
additional evidence to be taken before the Commissioner of Social Security,
but only upon a showing that there is new evidence which is material. ” 42 U.S.C.
§ 405(g) (emphasis added). “In order to find a remand appropriate, we normally
must determine that the new evidence would have changed the [Commissioner’s]
decision had it been before [her]. Implicit in this requirement is that the
proffered evidence relate to the time period for which the benefits were denied.”
Hargis v. Sullivan , 945 F.2d 1482, 1493 (10th Cir. 1991) (citations omitted).
Here, the proffered medical records, as attached to Ms. Carrillo’s appellate
brief, were generated from February 1, 1999, through October 22, 2002.
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Accordingly, they are not material to a determination of Ms. Carrillo’s disability
as of June 30, 1998, and would not have affected the Commissioner’s
determination. A remand of this case for a consideration of the additional
evidence is unwarranted.
The judgment of the district court is AFFIRMED. The mandate shall issue
forthwith.
Entered for the Court
Stephanie K. Seymour
Circuit Judge
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