F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
July 26, 2006
TENTH CIRCUIT Elisabeth A. Shumaker
__________________________ Clerk of Court
U N ITED STA TES O F A M ER ICA,
Plaintiff - Appellee,
v. No. 05-4265
(D. Utah)
M A U RY JA Y A N DER SO N , (D. Ct. No. 2:05-CV-557-DAK)
(D. Ct. No. 2:05-CR-666-DAK)
Defendant - Appellant.
____________________________
OR D ER D EN YING REQUEST TO PROCEED
IN FORM A PAUPERIS,
DENYING CERTIFICATE O F APPEALABILITY
A ND DISM ISSIN G A PPLIC ATIO N
Before H E N RY, BR ISC OE, and O’BRIEN, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
M aury Jay Anderson, a federal prisoner proceeding pro se, 1 filed a 28
U.S.C. § 2255 motion to vacate, set aside or correct his sentence. The district
court dismissed the motion. Anderson then filed a request for a certificate of
1
We construe pro se pleadings liberally. Ledbetter v. City of Topeka, Kan., 318
F.3d 1183, 1187 (10th Cir. 2003).
appealability (COA) in this Court. See 28 U.S.C. § 2253(c)(1)(B); Fed. R. App.
P. 24(a)(5). He also requests leave to proceed on appeal in form a pauperis (ifp).
Fed. R. App. P. 24(a)(5).
Background
On June 28, 2004, pursuant to a plea agreement, Anderson pled guilty to
one count in a five count Indictment charging him with intentionally
manufacturing or attempting to manufacture methamphetamine in violation of 21
U.S.C. § 841(a)(1). On January 26, 2005, the district court sentenced Anderson
to seventy-eight months imprisonment. He did not file a direct appeal. Instead,
he attempted this end-run by filing a motion under 28 U.S.C. § 2255 claiming the
principles in United States v. Booker, 543 U.S. 220 (2005), apply retroactively to
invalidate his sentence. The government responded to his motion without waiting
for an order to do so. Anderson then filed a M otion to Vacate and requested the
district judge disqualify himself because the government’s sua sponte response
tainted the court.
The district court dismissed Anderson’s motions, concluding there was no
impropriety in the government’s filing a response without an Order and
Anderson’s sentencing claims were without merit. Anderson then filed a request
for a C OA w ith this C ourt. The district court did not rule on a request for a COA ,
presumably due to Anderson’s failure to present one. Nevertheless, we consider
the request denied by the district court if no COA issues within thirty days of
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filing the notice of appeal. See Fed. R. App. P. 22.1(C).
Certificate of Appealability
A COA is a jurisdictional pre-requisite to our review. M iller-El v.
Cockrell, 537 U.S. 322, 336 (2003). W e will issue a CO A only if Anderson makes
“a substantial showing of the denial of a constitutional right.” 28 U.S.C. §
2253(c)(2). To make this showing, he must establish that “reasonable jurists
could debate whether . . . the petition should have been resolved [by the district
court] in a different manner or that the issues presented were adequate to deserve
encouragement to proceed further.” Slack v. M cDaniel, 529 U.S. 473, 484 (2000)
(internal quotations omitted). W e review the district court's factual findings for
clear error and its legal conclusions de novo. English v. Cody, 241 F.3d 1279,
1282 (10th Cir. 2001).
W e note that Anderson appears to have argued ineffective assistance of
counsel in the district court but does not raise that issue on appeal. Instead, he
raises only allegations that his Fifth and Fourteenth A mendment rights were
violated. 2 These claims should have been raised on direct appeal. “Generally, a
movant is barred from raising an alleged error affecting his conviction or sentence
for the first time on collateral review unless he can show both cause for the
default and actual prejudice.” United States v. Wiseman, 297 F.3d 975, 979 (10th
2
Anderson was sentenced ten days after the Supreme Court issued its opinion in
Booker.
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Cir. 2002); see United States v. Frady, 456 U.S. 152, 167-68 (1982).
Notwithstanding the obvious availability of the procedural bar defense in this
case, the government did not file an appellate brief raising this issue. Although
we may raise and enforce the procedural bar sua sponte, our “consideration of the
procedural bar would not be an efficient use of judicial resources in this case.”
Wiseman, 297 F.3d at 980. To give Anderson notice and a reasonable opportunity
to respond to the defense would require supplemental briefing, while the merits of
his arguments have been fully addressed by the district court. Therefore,
considering the merits of his arguments, we conclude he has failed to make a
sufficient showing that he is entitled to a COA on any of his claims. The district
court correctly determined the government’s response to Anderson’s motion was
proper and Booker did not require more than a preponderance of the evidence
standard at sentencing. United States v. M agallanez, 408 F.3d 672, 684 (10th
Cir.) (“Both before and under the [Federal Sentencing] Guidelines, facts relevant
to sentencing have generally been found by a preponderance of the evidence” and
“[n]othing in Booker changes this analysis.”), cert. denied, 126 S.Ct. 468 (2005).
M oreover, Booker does not apply retroactively to cases on collateral review.
United States v. Bellamy, 411 F.3d 1182, 1186 (10th Cir. 2005). Because his
conviction became final before either decision was issued, Anderson cannot
challenge his sentence under Booker. Therefore, the district court's order of
dismissal is not reasonably debatable. Slack, 529 U.S. at 484. Accordingly, w e
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DENY Anderson’s request for a COA.
Request for IFP
In addition, we reject Anderson’s request to proceed ifp on appeal. “W e
have previously concluded that 28 U.S.C. § 2254 habeas corpus and 28 U.S.C. §
2255 proceedings, and appeals of those proceedings, are not ‘civil actions’ for
purposes of 28 U.S.C. §§ 1915(a)(2) and (b).” M cIntosh v. United States Parole
Comm’n., 115 F.3d 809, 811 (10th Cir. 1997). However, Anderson “remains
obligated to comply with, and is subject to, all of the other provisions of 28
U.S.C. § 1915.” Id. at 812. This includes a requirement that he present a
reasoned, non-frivolous argument on appeal. See 28 U.S.C. § 1915(e)(2).
Because Anderson has failed this requirement, his pending request to proceed ifp
is DENIED. Anderson is ordered to immediately pay the full filing fee. Kinnell
v. Graves, 265 F.3d 1125, 1129 (10th Cir. 2001) (dismissal of an appeal does not
relieve appellant of the obligation to pay the appellate filing fee in full).
Entered by the C ourt:
Terrence L. O ’Brien
United States Circuit Judge
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